Petition for Writ of Certiorari — Ryan Russell, Petitioner v. Alabama
Supreme Court briefFeb 15, 2018
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No. ___________
IN THE SUPREME COURT OF THE UNITED STATES
__________________________________________________
RYAN RUSSELL, Petitioner,
v.
STATE OF ALABAMA, Respondent.
__________________________________________________
ON PETITION FOR WRIT OF CERTIORARI TO
THE ALABAMA COURT OF CRIMINAL APPEALS
__________________________________________________
PETITION FOR WRIT OF CERTIORARI
__________________________________________________
RANDALL S. SUSSKIND
122 Commerce Street
Montgomery, AL 36104
rsusskind@eji.org
(334) 269-1803
Counsel of Record for Petitioner
February 15, 2018
CAPITAL CASE
QUESTION PRESENTED
In this capital case, petitioner Ryan Russell was sentenced to death by a
trial judge finding the legally-necessary factors required to impose the death
penalty. After this Court remanded Mr. Russell’s case “for further consideration
in light of Hurst v. Florida, 136 S. Ct. 616 (2016),” Russell v. Alabama, 137 S.
Ct. 158 (2016) (mem.), the Alabama courts rejected his claims that his death
sentence had been imposed in violation of the Sixth, Eighth, and Fourteenth
Amendments.
Given that Alabama law at the time of Mr. Russell’s trial specified that
before a death sentence may be imposed in a capital case, the sentencer must
find both (1) that an aggravating circumstance exists and (2) that the existing
aggravating circumstances outweigh any mitigating circumstances, the question
presented is:
Does the imposition of a death sentence where the jury has
returned only non-binding advisory findings as to each of these
facts, after being explicitly instructed that its sentencing verdict
was merely a recommendation, violate the Sixth, Eighth, and
Fourteenth Amendments?
i
TABLE OF CONTENTS
QUESTION PRESENTED . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . i
TABLE OF CONTENTS . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ii
TABLE OF CITED AUTHORITIES . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . iv
PETITION FOR WRIT OF CERTIORARI . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1
OPINIONS BELOW . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1
JURISDICTION . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2
RELEVANT CONSTITUTIONAL PROVISIONS . . . . . . . . . . . . . . . . . . . . . . 2
STATEMENT OF THE CASE . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2
A.
Alabama’s Death Penalty Sentencing Scheme . . . . . . . . . . . . . . . . . . . 3
B.
Legal Background . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 5
C.
Factual and Procedural Background . . . . . . . . . . . . . . . . . . . . . . . . . . . 7
REASONS FOR GRANTING THE WRIT . . . . . . . . . . . . . . . . . . . . . . . . . . . 11
I.
This Court Should Determine Whether a Capital Defendant May
Be Sentenced to Death in a Case Where the Sentencing Jury
Returned Only an Advisory Recommendation as to the Critical
Facts Necessary to Impose a Death Sentence. . . . . . . . . . . . . . . . . . . 12
CONCLUSION . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 21
APPENDIX A
APPENDIX B
APPENDIX C
Alabama Court of Criminal Appeals opinion affirming, Russell v.
State, No. CR-10-1910, 2015 WL 3448853 (Ala. Crim. App. May 29,
2015) (per curiam), and order denying rehearing
Alabama Supreme Court order denying writ of certiorari, Ex parte
Russell, No. 1150074 (Ala. Feb. 19, 2016)
United States Supreme Court order granting writ of certiorari,
vacating judgment, and remanding, Russell v. Alabama, 137 S. Ct.
158 (2016) (mem.)
ii
APPENDIX D
APPENDIX E
APPENDIX F
Alabama Court of Criminal Appeals opinion affirming on remand,
Russell v. State, No. CR-10-1910, 2016 WL 7322331 (Ala. Crim.
App. Dec. 16, 2016), and order denying rehearing
Alabama Supreme Court order denying writ of certiorari, Ex parte
Russell, No. 1160647 (Ala. Nov. 17, 2017)
Alabama Code sections 13A-5-45, -46, & -47 as codified at trial
iii
TABLE OF CITED AUTHORITIES
CASES
Apprendi v. New Jersey, 530 U.S. 466 (2000). . . . . . . . . . . . . . . . . . . . . . . . . . . . 5, 16
Ex parte Bohannon, 222 So. 3d 525 (Ala. 2016) . . . . . . . . . . . . . . . . . . . . . . . . passim
Caldwell v. Mississippi, 472 U.S. 320 (1985) . . . . . . . . . . . . . . . . . . . . . . . . . . passim
Ex parte Harrell, 470 So. 2d 1309 (Ala. 1985) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 19
Harris v. Alabama, 513 U.S. 504 (1995) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 18
Hurst v. Florida, 136 S. Ct. 616 (2016) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . passim
Hurst v. State, 202 So. 3d 40 (Fla. 2016) . . . . . . . . . . . . . . . . . . . . . . . . . . . . 7, 16, 18
Ex parte Kirksey, No. 1160522 (Ala. June 23, 2017) . . . . . . . . . . . . . . . . . . . . . . . . 11
Knotts v. State, 686 So. 2d 431 (Ala. Crim. App. 1995) . . . . . . . . . . . . . . . . . . . . . . 18
Martin v. State, 548 So. 2d 488 (Ala. Crim. App. 1988) . . . . . . . . . . . . . . . . . . . . . . 15
McGautha v. California, 402 U.S. 183 (1971) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 15
McLaughlin v. Steele, 173 F. Supp. 3d (E.D. Mo. 2016). . . . . . . . . . . . . . . . . . . . . . 18
Powell v. Delaware, 153 A.3d 69, 76 (Del. 2016) . . . . . . . . . . . . . . . . . . . . . . . . . . . . 6
Rauf v. State, 145 A.3d 430 (Del. 2016) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 6, 16
Ring v. Arizona, 536 U.S. 584 (2002) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . passim
State v. Ring, 65 P.3d 915 (Ariz. 2003) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 18
Russell v. Alabama, 137 S. Ct. 158 (2016) . . . . . . . . . . . . . . . . . . . . . . . . . . . . passim
Ex parte Russell, No. 1160647 (Ala. Nov. 17, 2017) . . . . . . . . . . . . . . . . . . . . . 1, 3, 10
Russell v. State, No. CR-10-1910, 2015 WL 3448853 (Ala. Crim. App.
May 29, 2015) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . passim
iv
Ex parte Russell, No. 1150074 (Ala. Feb. 19, 2016) . . . . . . . . . . . . . . . . . . . . . . 1, 2, 9
Russell v. State, No. CR-10-1910, 2016 WL 7322331 (Ala. Crim. App.
Dec. 16, 2016). . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 1, 3, 10, 19
Ex parte Waldrop, 859 So. 2d 1181 (Ala. 2002) . . . . . . . . . . . . . . . . . . . . . . . . . 16, 19
Woldt v. People, 64 P.3d 256 (Colo. 2003) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 18
Ex parte Woodard, 631 So. 2d 1065 (Ala. Crim. App. 1993) . . . . . . . . . . . . . . . . . . . 4
STATUTES
28 U.S.C. § 1257 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2
Ala. Code § 13A-5-43 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 4
Ala. Code § 13A-5-45 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 4
Ala. Code § 13A-5-46 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 4, 5
Ala. Code § 13A-5-47 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 4, 5
Ala. Code § 13A-5-49 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 4
Ind. Code § 35-50-2-9 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 5
OTHER AUTHORITIES
Del. Dep’t of Justice, Attorney General Will Not Appeal To U.S. Supreme Court
On Death Penalty (Aug. 15, 2016), available at:
http://news.delaware.gov/2016/08/15/cp/ . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 6
H.B. 7101, 2016 Leg. (Fla. 2016) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 17
S.B. 16, Reg. Sess. 2017 (Ala. 2017) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 4, 13, 15
v
__________________________________________________
PETITION FOR WRIT OF CERTIORARI
__________________________________________________
Ryan Russell respectfully petitions for a writ of certiorari to review the judgment
of the Alabama Court of Criminal Appeals.
OPINIONS BELOW
The Alabama Court of Criminal Appeals opinion affirming Mr. Russell’s
conviction and sentence, Russell v. State, No. CR-10-1910, 2015 WL 3448853 (Ala.
Crim. App. May 29, 2015) (per curiam), has not yet been reported and is attached as
Appendix A, along with that court’s order denying rehearing. The Alabama Supreme
Court order denying a writ of certiorari to the Court of Criminal Appeals, Ex parte
Russell, No. 1150074 (Ala. Feb. 19, 2016), is unreported and is attached as Appendix
B. This Court’s order granting a writ of certiorari to the Court of Criminal Appeals,
vacating the judgment of the lower court, and remanding, Russell v. Alabama, 137 S.
Ct. 158 (2016) (mem.), is attached as Appendix C. The Court of Criminal Appeals
opinion affirming Mr. Russell’s conviction and sentence on remand, Russell v. State,
No. CR-10-1910, 2016 WL 7322331 (Ala. Crim. App. Dec. 16, 2016), has not yet been
reported and is attached as Appendix D, along with that court’s order denying
rehearing. The Alabama Supreme Court order denying a writ of certiorari, Ex parte
Russell, No. 1160647 (Ala. Nov. 17, 2017), is unreported and is attached as Appendix
E.
1
JURISDICTION
Petitioner invokes this Court’s jurisdiction pursuant to 28 U.S.C. § 1257(a). The
Alabama Court of Criminal Appeals issued its decision affirming Mr. Russell’s
convictions and death sentences on remand from this Court on December 16, 2016, and
overruled a timely application for rehearing on March 17, 2017. See Appendix D. Mr.
Russell timely petitioned the Alabama Supreme Court for a writ of certiorari, and on
November 17, 2017, that court denied certiorari review of the Alabama Court of
Criminal Appeals judgment over the dissent of two justices. See Appendix E.
RELEVANT CONSTITUTIONAL PROVISIONS
The Sixth Amendment to the United States Constitution provides in pertinent
part:
In all criminal prosecutions, the accused shall enjoy the
right to a speedy and public trial, by an impartial jury of the
State and district wherein the crime shall have been
committed . . . .
The Eighth Amendment to the United States Constitution provides:
Excessive bail shall not be required, nor excessive fines
imposed, nor cruel and unusual punishments inflicted.
The Fourteenth Amendment to the United States Constitution provides in
pertinent part:
No State shall . . . deprive any person of life, liberty, or
property, without due process of law; nor deny to any person
within its jurisdiction the equal protection of the laws.
STATEMENT OF THE CASE
This case presents important and unresolved questions regarding whether a
2
death sentence imposed following a jury trial in which the jury was instructed that its
sentencing verdict was merely a sentencing recommendation violates the requirements
of the Sixth, Eighth, and Fourteenth Amendments. In this case, Mr. Russell’s jury
returned special verdict forms indicating its unanimous advisory recommendation for
a death sentence, after being instructed that only the judge’s sentencing decision would
control.
Mr. Russell was ultimately sentenced to death by a trial judge who
independently made the necessary findings that one aggravating circumstance existed
and that that aggravating circumstance outweighed the mitigation. After Mr. Russell’s
conviction and death sentence was affirmed by the state courts, he petitioned this
Court for a writ of certiorari in part on the grounds that his sentence was
unconstitutional in light of Hurst v. Florida, 136 S. Ct. 616 (2016). This Court issued
an order in response granting certiorari, vacating the judgment of the Alabama Court
of Criminal Appeals, and remanding Mr. Russell’s case “for further consideration in
light of Hurst.” Russell v. Alabama, 136 S. Ct. 158 (2016) (mem.). On remand, the
Court of Criminal Appeals again affirmed Mr. Russell’s sentence, relying on Ex parte
Bohannon, 222 So. 3d. 525 (Ala. 2016) – a decision that put Alabama’s courts in conflict
with the supreme courts of the only two other states that had comparable death
penalty sentencing schemes, Delaware and Florida, both of which have held their own
laws unconstitutional pursuant to Hurst.
A.
Alabama’s Death Penalty Sentencing Scheme
Under the death penalty sentencing scheme in effect in Alabama at the time of
Mr. Russell’s trial, if a criminal defendant was convicted of a capital offense, the trial
3
then moved on to a separate penalty phase, see Ala. Code § 13A-5-43(d), where
additional evidence could be presented regarding alleged aggravating and mitigating
circumstances, see Ala. Code §§ 13A-5-45 to -52.1 Afterward, the trial court was not
authorized to impose a sentence of death unless there had been a finding (1) of the
existence of at least one statutory aggravating circumstance and (2) that all of the
existing aggravation outweighed all of the existing mitigation. Ala. Code §§ 13A-546(e), -47(e); Ex parte Woodard, 631 So. 2d 1065, 1071 (Ala. Crim. App. 1993) (“A
greater punishment – death – may be imposed on a defendant convicted of a capital
offense, but only if one or more of the aggravating circumstances enumerated in § 13A5-49 is found to exist and that aggravating circumstance(s) outweighs any mitigating
circumstance(s) that may exist.”). Unless both findings were made in the affirmative,
the punishment was to be life without parole. See Ala. Code § 13A-5-46(e) (specifying
that jury “shall return an advisory verdict recommending to the trial court that the
penalty be life imprisonment without parole” where it found either no aggravating
circumstances or that aggravation did not outweigh mitigation).
Under Alabama law at the time of Mr. Russell’s trial, however, it was the trial
judge, not the jury, who was required to make the penalty-phase findings necessary for
the imposition of a death sentence. Ala. Code §§ 13A-5-46, -47. The jury, for its part,
1
The Alabama Legislature has since passed legislation prohibiting judicial override of
jury sentencing verdicts by modifying Alabama Code sections 13A-5-45, -46, and -47.
See S.B. 16, Reg. Sess. 2017 (Ala. 2017). For the purposes of these proceedings, Mr.
Russell refers solely to Alabama Code sections 13A-5-45 through -47 as they existed
at the time of his conviction and sentencing; they are attached here as Appendix F.
4
was required to report “an advisory verdict recommending a sentence” of either life
without parole or death, Ala. Code § 13A-5-46(e)-(f), which was not required to be
unanimous, Ala. Code § 13A-5-46(f) (“The decision of the jury to recommend a sentence
of death must be based on a vote of at least 10 jurors.”). By statute, that sentencing
recommendation (and, therefore, any of the jury’s penalty-phase findings on which it
was premised) was “not binding upon the court.” Ala. Code § 13A-5-47(e).
B.
Legal Background
Until recently, Alabama was one of only three states – along with Florida and
Delaware – with this form of “hybrid system[], in which the jury renders an advisory
verdict but the judge makes the ultimate sentencing determinations.” Ring v. Arizona,
536 U.S. 584, 608 n.6 (2002).2 Two years ago, however, this Court struck down
Florida’s death penalty sentencing scheme as unconstitutional in Hurst v. Florida, 136
S. Ct. 616 (2016), because it gave the trial judge the final authority to make the
“findings necessary to impose the death penalty.” 136 S. Ct. at 621-22; see also id. at
619. Under Ring, capital defendants have a Sixth Amendment right to “a jury
determination of any fact on which the legislature conditions an increase in their
maximum punishment.” 536 U.S. at 589 (citing Apprendi v. New Jersey, 530 U.S. 466
2
This Court also identified Indiana’s scheme as a “hybrid system,” but that state has
since eliminated its provision allowing for judicial override in capital sentencing
proceedings. The relevant statute now specifies that “[f]or a defendant sentenced after
June 30, 2002 . . . , if the hearing is by jury, the jury shall recommend to the court
whether the death penalty or life imprisonment without parole, or neither, should be
imposed. . . . If the jury reaches a sentencing recommendation, the court shall sentence
the defendant accordingly.” Ind. Code § 35-50-2-9(e).
5
(2000)). Applying that principle to Florida’s law in Hurst, this Court found that the
Sixth Amendment “required Florida to base [the imposition of a] death sentence on a
jury’s verdict, not a judge’s factfinding.” 136 S. Ct. at 624. This decision outlined a
new Constitutional understanding of the jury’s required role in death penalty
sentencing, and ushered in critical changes to state death penalty statutes in Florida
and elsewhere.
Given the similarities between Florida’s laws and those of Delaware, the Hurst
decision prompted the Delaware Supreme Court to reevaluate its own death penalty
sentencing scheme. In Rauf v. State, 145 A.3d 430 (Del. 2016) (per curiam), the
Delaware Supreme Court struck down its law, finding that it “violates the Sixth
Amendment role of the jury as set forth in Hurst.”3 145 A.3d at 433. Specifically, it
held that the Sixth Amendment requires that the death sentence must be premised on
a required and necessary jury finding, beyond a reasonable doubt, regarding both the
existence of any aggravating circumstances relied on for imposition of a death sentence
and that those aggravating circumstances are found to exist outweigh the mitigating
circumstances in the case. Id. at 432-34. Because the Delaware law did not require
those findings to be made by a jury, unanimously and beyond a reasonable doubt, the
Rauf court concluded, it was unconstitutional. Id.; see also Powell v. Delaware, 153
A.3d 69, 76 (Del. 2016) (per curiam) (holding Rauf must be applied retroactively to
After the Delaware Supreme Court issued its opinion in Rauf, the Delaware Attorney
General elected not to seek an appeal. Press Release, Del. Dep’t of Justice, Attorney
General Will Not Appeal To U.S. Supreme Court On Death Penalty (Aug. 15, 2016),
available at: http://news.delaware.gov/2016/08/15/cp/ (viewed Feb. 14, 2018).
3
6
cases on collateral review).
Further, after this Court’s decision in Hurst, that case was remanded to the
Florida Supreme Court, which went on to find its own capital sentencing scheme to
violate the United States Constitution, the Florida Constitution, and Florida law in
Hurst v. State, 202 So. 3d 40 (Fla. 2016) (per curiam), cert. denied, 137 S. Ct. 2161
(2017) [“Hurst II”]. Noting that this Court’s decision in Hurst “requires that all the
critical findings necessary before the trial court may consider imposing a sentence of
death must be found unanimously by the jury,” the Florida court held that “[i]n capital
cases in Florida, these specific findings required to be made by the jury include the
existence of each aggravating factor that has been proven beyond a reasonable doubt,
the finding that the aggravating factors are sufficient, and the finding that the
aggravating factors outweigh the mitigating circumstances.” Hurst II, 202 So. 3d at
44.
In its own review, however, the Alabama Supreme Court found that this Court’s
decision in Hurst changed nothing at all about the constitutionality of its own death
penalty sentencing scheme. Ex parte Bohannon, 222 So. 3d. 525 (Ala. 2016).
C.
Factual and Procedural Background
On June 16, 2008, officers from the Shelby County Sheriff’s Office responded to
the home of Ryan Russell, where they found the deceased body of his eleven-year-old
daughter Katherine Gillespie. (R. 960-61.)4 Forensic evidence showed that Katherine
4
“C.” refers to the clerk’s record from trial on appeal; “R.” refers to the reporter’s
transcript from trial.
7
died from a single, close-range gunshot to the back of her head. (C. 155.) During that
same search, sheriff’s officers found Mr. Russell unresponsive on the floor of his
shower, surrounded by pills. (R. 1131-33.)
On January 15, 2009, Mr. Russell was indicted for one count of capital murder,
per Alabama Code section 13A-5-40(a)(15), for Katherine’s death. (C. 18.) At trial, the
State’s theory was that Mr. Russell had intentionally killed Katherine, while the
defense maintained that the shooting was accidental. (See, e.g., R. 1634-35, 1646.)
The jury returned a guilty verdict. (C. 126.)
At the penalty phase of Mr. Russell’s trial, the defense presented evidence that
he was not an angry, aggressive, or violent man by nature (R. 1782), though he was
“alcohol dependent” (R. 1789) and predisposed to alcoholism and depression given his
family history (R. 1773-74). The defense also presented evidence that Mr. Russell was
“horrified” and very remorseful over Katherine’s death (R. 1779-80), and had “managed
properly” in jail afterward (R. 1781). The State did not challenge the existence of the
statutory mitigating circumstance that the defendant had no significant prior history
of criminal activity. (C. 152.) Instead, the State sought to prove the existence of just
one aggravating circumstance: that Katherine’s death was “heinous, atrocious, and
cruel” per Alabama Code section 13A-5-49(8). (C. 152.) Defense counsel objected to
this issue being submitted to the jury and moved for a directed sentence of life without
parole, but the trial judge overruled counsel’s objections and denied the motion. (R.
1801-02.) Prior to sending the jurors to their penalty-phase deliberation, the trial court
instructed them repeatedly that their resulting vote would be a “recommendation.” (R.
8
1823-27; see also C. 128; R. 1814-16, 1819, 1830-31.) The jury subsequently affirmed
the existence of the aggravating circumstance and voted to sentence Mr. Russell to
death. (C. 127-28; R. 1850.)
The trial judge sentenced Mr. Russell to death on December 16, 2010. (C. 145.)
In his subsequent amended sentencing order, the judge found that the murder in this
case was especially heinous atrocious and cruel in comparison to other capital cases.
(C. 156.) Considering the jury’s advisory vote on the same question, however, the judge
noted:
[J]urors are not generally in a position to compare one capital case with
other capital cases. The jury in this case was not in the position to know
whether Russell’s case, when compared to other capital cases, was
especially heinous, atrocious, or cruel. . . . The Court is in a significantly
better position to evaluate this case as it is compared to other capital
cases. This is based not only upon the Court’s personal experiences of
having tried and sentenced other capital offenses, but also from reading
those cases that are of record in the State of Alabama and in other
jurisdictions.
(C. 156.)
Mr. Russell filed a timely appeal in the Alabama Court of Criminal Appeals,
which affirmed his conviction and sentence. Russell v. State, No. CR-10-1910, 2015
WL 3448853 (Ala. Crim. App. May 29, 2015) (per curiam). Mr. Russell then filed a
timely application for rehearing at the Court of Criminal Appeals, which was denied,
and petitioned the Alabama Supreme Court for a writ of certiorari to review the
decision of the Court of Criminal Appeals, which was also denied. Ex parte Russell,
No. 1150074 (Ala. Feb. 19, 2016). Mr. Russell timely petitioned this Court for a writ
of certiorari to the Alabama Court of Criminal Appeals, arguing among other claims
9
that his sentences were imposed in violation of Hurst, which this Court had decided
shortly before, and Ring. On October 3, 2016, this Court granted a writ of certiorari,
vacated the judgment of the Court of Criminal Appeals, and remanded Mr. Russell’s
case “for further consideration in light of Hurst.” Russell v. Alabama, 137 S. Ct. 158
(2016) (mem.).
On remand before the Alabama Court of Criminal Appeals, Mr. Russell filed a
motion for leave to file supplemental briefing, but that motion was denied. The Court
of Criminal Appeals subsequently affirmed Mr. Russell’s sentence, see Russell v. State,
No. CR-10-1910, 2016 WL 7322331 (Ala. Crim. App. Dec. 16, 2016), relying heavily on
the Alabama Supreme Court’s decision affirming the state’s death penalty sentencing
scheme in Bohannon. It thereafter denied rehearing, as well. Mr. Russell then timely
filed a petition for a writ of certiorari with the Alabama Supreme Court, where he
renewed his arguments that his death sentence violates Ring, Hurst, and the Sixth,
Eighth, and Fourteenth Amendments, as well as that it was imposed in violation of
this Court’s decision in Caldwell v. Mississippi, 472 U.S. 320 (1985). The court denied
review over the dissent of two justices.5 Ex parte Russell, No. 1160647 (Ala. Nov. 17,
In another case with materially similar features, for the purposes of a Hurst analysis,
one of those dissenting justices authored a written explanation for his dissent from the
Alabama Supreme Court’s order denying review in that case:
5
I am concerned that the issue whether the aggravating circumstances
outweigh the mitigating circumstances in a capital case, as required for
the imposition of the death penalty under Alabama law, sufficiently
partakes of the nature of a factual inquiry so as to trigger the principles
articulated in Hurst. I also believe this Court should further consider the
petitioner’s argument that the jury’s verdict was constitutionally
10
2017).
REASONS FOR GRANTING THE WRIT
In Hurst v. Florida, 136 S. Ct. 616 (2016), this Court held that the Sixth
Amendment right to an impartial jury requires states “to base [a capital defendant’s]
death sentence on a jury’s verdict, not a judge’s factfinding.” 136 S. Ct. at 624. In
three subsequent decisions, the highest courts of Alabama, Delaware, and Florida
assessed the constitutionality of their respective death penalty sentencing schemes in
light of Hurst; both the Delaware Supreme Court and the Florida Supreme Court found
that it violates the Constitution to allow a criminal defendant to be sentenced to death
based on findings made solely by a judge, rather than a jury, while the Alabama
Supreme Court found that as long as the jury has unanimously found the existence of
a single aggravating circumstance – even if that jury has been instructed that its
sentencing decision will be a mere advisory recommendation – a death sentence may
later be imposed based on findings made independently by a judge. In this case, the
Alabama Court of Criminal Appeals relied on that decision to affirm Mr. Russell’s
death sentence despite the fact that it was premised on a trial judge’s, not a jury’s,
findings regarding the existence and weight of the aggravating circumstance.
The significant discrepancies between the Alabama courts’ interpretation of
Hurst and that of the highest courts of Delaware and Florida must be resolved in order
insufficient to support a death sentence because the jury was instructed
that its verdict would merely be a recommendation.
Ex parte Kirksey, No. 1160522, at *2-3 (Ala. June 23, 2017) (Murdock, J. dissenting).
11
to ensure the constitutional imposition of death sentences in those states and other
states across the country. Moreover, this Court’s decision in Hurst established a new
understanding of the Constitutional requirement that the jury must act as the ultimate
sentencer in death penalty cases – this understanding renders erroneous and
unconstitutional the contrary instructions given to Mr. Russell’s jury, and now taints
the outcome in this case. Mr. Russell was sentenced to death in violation of the Sixth,
Eighth, and Fourteenth Amendments, and the Alabama Court of Criminal Appeals’s
decision to uphold that death sentence was incorrect and should not stand.
I.
This Court Should Determine Whether a Capital Defendant May Be Sentenced
to Death in a Case Where the Sentencing Jury Returned Only an Advisory
Recommendation as to the Critical Facts Necessary to Impose a Death
Sentence.
This Court should grant certiorari to resolve whether the Constitutional
requirements that the jury play the role of ultimate sentencer and be aware that it
holds that awesome responsibility permit a capital jury’s sentencing verdict to be
reduced to a mere advisory recommendation. In this case, Mr. Russell’s jury was
repeatedly instructed that its sentencing decision was advisory or a recommendation.
(See C. 128; R. 1814-16, 1819, 1823-27, 1829-30.) After that jury returned a vote
affirming the existence of a single aggravating circumstance and recommending a
death sentence in this case, the trial judge went on to independently find the sole
aggravating circumstance on which Mr. Russell’s death sentence is premised. See
12
Alabama Code § 13A-5-49(8);6 (C. 156-57). In subsequently making the ultimate
sentencing determination, the judge then made the necessary determination, through
his own independent analysis, that the aggravating circumstance outweighed the
mitigating circumstances. (C. 158.)
The independence of the sentencing determination in this case is established
both as a matter of law, per Alabama Code section 13A-5-47(e), and by the trial judge’s
independent evaluation of the aggravating circumstance and mitigating circumstances
(C. 155-58). In making the determination, the judge relied on evidence not presented
to the jury, including a presentence investigation report. (C. 153.) Moreover, in his
amended sentencing order, he went out of his way to emphasize that he was the only
factfinder in the case who was capable of finding the sole aggravating circumstance
that had been alleged by the State. (C. 156.) “The jury in this case was not in the
position to know whether Russell’s case, when compared to other capital cases,” he
explained, “was especially heinous, atrocious, or cruel.” (C. 156.) The trial court, he
went on,
is in a significantly better position to evaluate this case as it is compared
to other capital cases. This is based not only upon the Court’s personal
experiences of having tried and sentenced other capital offenses, but also
from reading those cases that are of record in the State of Alabama and
in other jurisdictions.
As explained in more detail in Footnote 1, supra, in the time since Mr. Russell’s trial,
the Alabama Legislature has passed legislation changing Alabama’s death penalty
sentencing scheme to eliminate judicial override. See S.B. 16, Reg. Sess. 2017 (Ala.
2017). For the purposes of this brief, Mr. Russell refers to Alabama’s law as it existed
at the time of his trial. See Appendix F.
6
13
(C. 156.) In this case, then, not only was the jury’s vote regarding the existence of the
sole aggravating circumstance technically advisory, it was dismissed by the trial judge
as unreliable even in that advisory capacity. (C. 156.)
This Court has already recognized this scenario as a violation of the Sixth
Amendment. Like Timothy Ring and Timothy Hurst, “the maximum punishment [Mr.
Russell] could have received without any judge-made findings was life in prison
without parole. . . . [A] judge increased [Mr. Russell’s] authorized punishment based
on [his] own factfinding.” Hurst v. Florida, 136 S. Ct. 616, 622 (2016). Despite its
unanimity, Mr. Russell’s jury’s recommendation remained advisory under Alabama law
and therefore constitutionally insufficient. In Hurst, this Court reiterated that the use
of an advisory jury verdict in the Florida capital sentencing process was “immaterial”
in distinguishing it from the sentencing provisions invalidated in Ring v. Arizona, 536
U.S. 584 (2002), and did nothing to shield Florida’s statutory scheme from
constitutional challenge. Id.
This Court has also held that “it is constitutionally impermissible to rest a death
sentence on a determination made by a sentencer who has been led to believe that the
responsibility for determining the appropriateness of the defendant’s death rests
elsewhere.” Caldwell v. Mississippi, 472 U.S. 320, 328-29 (1985). Jury involvement
in capital sentencing, this Court noted in Caldwell, is premised on a belief “‘that jurors
confronted with the truly awesome responsibility of decreeing death for a fellow human
will act with due regard for the consequences of their decision.’” Id. at 329-30 (quoting
McGautha v. California, 402 U.S. 183, 208 (1971)). Where the significance of that
14
responsibility has been diminished, “there are specific reasons to fear substantial
unreliability as well as bias in favor of death sentences,” id. at 330, including a concern
that “a sentencing jury [that] is unconvinced that death is the appropriate punishment
. . . might nevertheless wish to ‘send a message’ of extreme disapproval for the
defendant’s acts” through a non-final verdict in favor of death, id. at 331-32.
In addition to the reliability concerns that are created, instructing the jury that
its sentencing findings are solely advisory violates a defendant’s Sixth Amendment
right to a jury trial. Though the Alabama Legislature recently modified Alabama’s
death penalty sentencing scheme to eliminate judicial override, see S.B. 16, Reg. Sess.
2017 (Ala. 2017), at the time of Mr. Russell’s trial, jury sentencing verdicts were not
binding, and juries were routinely instructed on that fact, see, e.g., Martin v. State, 548
So. 2d 488, 494 (Ala. Crim. App. 1988) (“[T]he instructions of the trial court accurately
inform[ed] [the] jury of the extent of its sentencing authority and that its sentence
verdict was ‘advisory’ and a ‘recommendation’ . . . .”). Accordingly, the trial judge in
this case repeatedly instructed Mr. Russell’s jury that, under Alabama law, its
sentencing verdict would be a recommendation. (See, e.g., C. 128; R. 1814-16, 1819,
1823-27, 1829-30.) As this Court noted in Hurst, however, a capital jury’s “mere
recommendation” as to sentence is insufficient to meet the Sixth Amendment’s
requirement that a court base the imposition of a “death sentence on a jury’s verdict,
not a judge’s factfinding.” 136 S. Ct. at 619, 624; see also Ring, 536 U.S. at 589. By
this same logic, then, the sentencing vote returned by Mr. Russell’s jury at the end of
the penalty phase was also constitutionally insufficient.
15
Alabama stands alone in refusing to reevaluate and recognize the deficiencies
in its capital sentencing scheme. After this Court issued its decision in Hurst , both
the Delaware Supreme Court, in Rauf v. State, 145 A.3d 430 (Del. 2016) (per curiam),
and the Florida Supreme Court, in Hurst v. State, 202 So. 3d 40 (Fla. 2016) (per
curiam), cert. denied, 137 S. Ct. 2161 (2017) [“Hurst II”], interpreted Hurst as
rendering death sentences like this one unconstitutional. By contrast, the Alabama
courts have declined to conduct a new analysis of the state’s death penalty sentencing
scheme in light of Hurst. In Ex parte Bohannon, 222 So. 3d 525 (Ala. 2016), the
Alabama Supreme Court concluded that the “holding in Hurst was based on an
application, not an expansion, of Apprendi[ v. New Jersey, 530 U.S. 466 (2000),] and
Ring,” and essentially just reiterated its decision in Ex parte Waldrop, 859 So. 2d 1181
(Ala. 2002), wherein it found Alabama’s law constitutional under Ring. See Bohannon,
222 So. 3d at 532-533.
In Rauf, however, the Delaware Supreme Court found that the Sixth
Amendment prohibits a sentencing judge in a capital proceeding from finding,
“independent of the jury,” “the existence of ‘any aggravating circumstance,’ statutory
or non-statutory, that has been alleged by the State for weighing in the selection phase
of a capital sentencing proceeding.” 145 A.3d at 433. After Hurst, the court held, the
Sixth Amendment “require[s] a jury, not a sentencing judge, to find that the
aggravating circumstances found to exist outweigh the mitigating circumstances found
to exist because, under 11 Del. C. § 4209, this is the critical finding upon which the
sentencing judge ‘shall impose a sentence of death.’” 145 A.3d at 434. Because
16
Delaware’s capital sentencing scheme required a judge, and not a jury, to find the
existence of aggravating circumstances, the Delaware Supreme Court found its law
unconstitutional. Id.
In Hurst II, the Florida Supreme Court similarly found that, in light of Hurst,
the Sixth Amendment compels that all “findings necessary for the jury to essentially
convict a defendant of capital murder – thus allowing imposition of the death penalty
– are also elements that must be found unanimously by the jury.” Hurst II, 202 So. 3d
at 53-54. After conducting “[a] close review of Florida’s sentencing statutes” as they
existed at the time of Mr. Hurst’s sentencing7 in order “to identify those critical
findings that underlie imposition of a death sentence,” id. at 51-52, the Florida
Supreme Court held that the Sixth Amendment requires a jury to “unanimously find[]
the existence of any aggravating factor” relied on for the imposition of a death
sentence. Id. at 54 (emphasis omitted and added). Hurst II further held that the
weighing finding required by that state’s law in fact functioned as one of the “elements”
“allowing imposition of the death penalty,” Hurst II, 202 So. 3d at 53-54, and
accordingly concluded that the jury’s findings must be necessary and not just advisory
for a judge-imposed death sentence: “in addition to unanimously finding the existence
of any aggravating factor, the jury must also unanimously find that the aggravating
factors are sufficient for the imposition of death and unanimously find that the
aggravating factors outweigh the mitigation before a sentence of death may be
7
The Florida Legislature revised its death penalty sentencing statute after this Court
decided Hurst. See H.B. 7101, 2016 Leg. (Fla. 2016).
17
considered by the judge.” 202 So. 3d at 54; see also id. at 44, 57.8
The Alabama courts’ divergence in reconciling its death penalty scheme to this
Court’s decision in Hurst cannot be traced to differences between the laws of Alabama,
Florida, and Delaware. Indeed, Alabama’s law was patterned after the Florida statute
that this Court struck down in Hurst. See Harris v. Alabama, 513 U.S. 504, 508 (1995)
(“Alabama’s death penalty statute is based on Florida’s sentencing scheme . . . .”);
Knotts v. State, 686 So. 2d 431, 448 (Ala. Crim. App. 1995) (“[W]e find persuasive those
cases interpreting the Florida statutes because Alabama’s death penalty statute is
based on Florida’s sentencing scheme.”). The resulting similarities between the two
laws have been noted by this Court as well as by the courts of Alabama. See Ring, 536
U.S. at 608 n.6 (categorizing Florida, Alabama, and Delaware laws as “hybrid systems,
in which the jury renders an advisory verdict but the judge makes the ultimate
sentencing determinations”); Waldrop, 859 So. 2d at 1189-90 (treating Florida’s statute
as analogous to Alabama’s for purposes of Sixth Amendment analysis); Ex parte
Harrell, 470 So. 2d 1309, 1317 (Ala. 1985) (“Alabama’s procedure permitting judicial
8
A range of additional courts, both federal and state, have also held that analogous
weighing determinations are factual findings that must be made by a jury in the
capital sentencing context. See McLaughlin v. Steele, 173 F. Supp. 3d 855, 896 (E.D.
Mo. 2016) (finding Sixth Amendment violation where death sentence imposed after
“finding of fact” by judge, not jury, regarding “the weighing of mitigating and
aggravating circumstances”); State v. Ring, 65 P. 3d 915, 942-43 (Ariz. 2003) (en banc)
(on remand from this Court, finding Sixth Amendment required that jury “find[]
mitigating circumstances and balanc[e] them against the aggravator”); Woldt v. People,
64 P.3d 256, 265-66 (Colo. 2003) (en banc) (finding Colorado requirement that
sentencer decide “whether the mitigating factors outweighed the aggravating factors”
was “fact-finding” to be made by jury).
18
override is almost identical to the scheme used in Florida.”).
Despite addressing nearly identical questions to those considered in both
Delaware and Florida, in a nearly identical statutory landscape, the Alabama courts
alone guard their conclusion that, under the Constitution, the sole finding necessary
to impose the death penalty is “‘the existence of the aggravating factor that makes a
defendant eligible for the death penalty.’” Russell v. State, No. CR-10-1910, 2016 WL
7322331, at *2 (Ala. Crim. App. Dec. 16, 2016) (quoting Bohannon, 222 So. 3d at 532).
As a result, Mr. Russell’s death sentence was upheld on remand from this Court
despite the fact that the sole aggravating factor on which it is premised was found
independently by the trial judge (C. 151-58), who had repeatedly instructed the jury
that its own sentencing decision was only an advisory recommendation (see R. 1823-27)
and later announced explicitly that the jury was “not in a position” to make one of the
two critical findings at issue (C. 156).
In affirming Mr. Russell’s death sentence, the Court of Criminal Appeals failed
to acknowledge the serious concern that a sentencing jury such as Mr. Russell’s, whose
“sense of responsibility for determining the appropriateness of death” has been
minimized, Caldwell, 472 U.S. at 341, will return a sentencing verdict compromised
by “substantial unreliability as well as bias in favor of death sentences,” id. at 330.
Instructions precisely like those used at Mr. Russell’s trial lead a jury “to believe that
the responsibility for determining the appropriateness of the defendant’s death rests
elsewhere,” and here it rendered Mr. Russell’s jury incapable of producing findings or
a verdict sufficiently reliable to support a sentence of death. Caldwell, 472 U.S. at 32819
29; see also Hurst, 136 S. Ct. at 622.
Notably, this case is unlike many Alabama capital cases, including Bohannon,
in ways that make the Hurst and Ring violations even more significant. In Bohannon,
the jury’s verdict finding the defendant guilty of murdering two or more people also
necessarily included a binding guilt/innocence-phase finding of the facts needed to
prove the aggravating circumstance of intentionally causing the death of two or more
persons. Bohannon, 222 So. 3d at 533. In contrast, in Mr. Russell’s case, the capital
murder conviction reached in the guilt/innocence phase did not establish any factual
findings regarding the “heinous, atrocious, and cruel” aggravator – or any other
statutory aggravating factor set forth by Alabama law. (See C. 126.) It cannot be said,
then, that Mr. Russell’s jury “made” any binding finding of aggravation or that the
judge “used” such a finding in the same way the Alabama Supreme Court concluded
took place in Bohannon and other cases with guilt/innocence-phase jury findings of
aggravation. See Bohannon, 222 So. 3d at 534.
In Hurst, this Court explicitly overruled prior decisions that permitted “a
sentencing judge to find an aggravating circumstance, independent of a jury’s
factfinding, that is necessary for imposition of the death penalty.” 136 S.Ct. at 624.
In Mr. Russell’s case, the jury’s only involvement in the ultimate death sentence was
in the form of a penalty phase determination it was instructed was merely an advisory
recommendation and, as a result, the death sentence in this case cannot be reconciled
with either Hurst or Caldwell. Accordingly, this Court should grant certiorari to
resolve the question of whether it violates the Sixth, Eighth, and Fourteenth
20
Amendments to sentence a defendant to death after his jury was instructed that its
sentencing verdict would be merely advisory or a recommendation.
CONCLUSION
For the foregoing reasons, Petitioner prays that this Court grant a writ of
certiorari to the Alabama Court of Criminal Appeals.
Respectfully submitted,
/s/ Randall S. Susskind
RANDALL S. SUSSKIND
122 Commerce Street
Montgomery, AL 36104
rsusskind@eji.org
(334) 269-1803
Counsel of Record for Petitioner
21
APPENDIX A
Russell v. State, --- So.3d ---- (2015)
2015 WL 3448853
2015 WL 3448853
Only the Westlaw citation is currently available.
Court of Criminal Appeals of Alabama.
Ryan Gerald RUSSELL
v.
STATE of Alabama.
CR–10–1910.
|
May 29, 2015.
|
Rehearing Denied Oct. 16, 2015.
|
Certiorari Denied Feb. 19, 2016
Alabama Supreme Court 1150074.
Synopsis
Background: Defendant was convicted in the Circuit
Court, Shelby County, No. CC–09–67, G. Daniel Reeves,
J., of capital murder and was sentenced to death.
Holdings: The Court of Criminal Appeals held that:
[1] chief investigator was properly permitted to remain in
the courtroom during testimony of other witnesses;
[2] defendant failed to establish Batson violation;
[3] police officers' warrantless entry into home was lawful
pursuant to the “emergency aid exception” to warrant
requirement;
[4] testimony regarding defendant's alcoholism and
excessive drinking was properly admitted under the
doctrine of curative admissibility;
[5] defendant failed to establish prosecutorial misconduct;
[6] evidence supported capital murder conviction;
[7] victim-impact testimony from one of child victim's
camp counselors was not plain error in penalty phase; and
[8] evidence supported finding that 11-year-old victim's
murder was especially heinous, atrocious, or cruel.
Affirmed.
Windom, P.J., concurred in result.
Welch, J., filed dissenting opinion.
Attorneys and Law Firms
Glennon F. Threatt (withdrew (06/29/2012); Richard
Warren Bell, Birmingham; and Heather Dawn Collier,
Spanish Fort, for appellant.
Luther Strange, atty. gen., and James C. Crenshaw and
Kristi Deason Hagood, asst. attys. gen., for appellee.
Opinion
PER CURIAM.
*1 The appellant, Ryan Gerald Russell, was convicted
of murdering 11–year–old Katherine Helen Gillespie, an
offense defined as capital by § 13A–5–40(a)(15), Ala.Code
1975, because Katherine was under the age of 14. 1 The
jury unanimously voted that Russell be sentenced to
death after finding that the capital offense was especially
heinous, atrocious, or cruel as compared to other capital
murders, § 13A–5–49(8), Ala.Code 1975. The circuit
court sentenced Russell to death. This appeal, which is
automatic in a case involving the death penalty, followed.
See § 13A–5–55, Ala.Code 1975. 2
The State's evidence tended to show that on June
16, 2008, at around 9:00 p.m., Shelby County sheriff
deputies were dispatched to Russell's house in response
to a 911 emergency call. Deputies Melvin Janisek, Jay
Fondren, and Paul George entered the home through
an entry door near the garage. Deputy Janisek and
Deputy Fondren proceeded upstairs, and Deputy George
checked the vehicles in the garage. One of the vehicles, a
Cadillac Escalade sport-utility vehicle, had been involved
in an vehicular accident earlier that day. Deputy George
testified that he discovered Katherine's body in the
backseat of the Escalade, that her body had been partially
stuffed into a garbage can, that her body was visible
only from the waist down, and that she was covered in
bloody towels and clothes. (R. 1155.) The State's medical
examiner, Dr. Adel Shaker, testified that Katherine died
as a result of a gunshot wound to her head, that the
© 2018 Thomson Reuters. No claim to original U.S. Government Works.
1
Russell v. State, --- So.3d ---- (2015)
2015 WL 3448853
wound was a “contact wound,” meaning that there was
no distance between the gun and her head when the fatal
shot had been fired, and that the bullet caused Katherine's
skull to “blow[ ] up.” (R. 1444–46.)
Police searched the house and discovered Russell lying in
a fetal position on the floor of the bathroom shower. The
water was running, and Russell was wearing only a pair of
black shorts. (R. 1133.) “[L]ittle oblong pills [were lying]
laying on the ground in the shower with [Russell].” (R.
1133.) The washing machine, near the Escalade, was filled
with bloody water. There were “a number of clothes
and cell phones” in the water and a .40 caliber shell
casing. This casing was later determined to have been fired
from a .40–caliber Glock brand semi-automatic pistol
belonging to Russell. This weapon was discovered on the
garage floor under a sofa several weeks after the shooting
when Russell's family was cleaning the house.
Andrew Stone testified that around 6:00 p.m. on June
16, 2008, he, Robert “Bo” Montiel, and Andrew's 14–
year–old sister, Mallie Stone, were traveling in a truck on
Inverness Parkway. Andrew slowed his vehicle to allow
an oncoming car to pass his truck, and his truck was hit
from behind by a Cadillac Escalade. (R. 995.) After the
collision, the Escalade sped off and the boys followed the
car to Russell's address—5048 Carrie Downs Road. Stone
and Montiel got out of their vehicle and approached the
driver's side of the Escalade. Montiel testified that the
back door of the Escalade opened, that Katherine got out
of the car, that she was crying, and that Katherine begged
them: “ ‘Please don't call the police on my daddy. He
didn't mean to do anything wrong.’ ” (R. 999.) Stone told
Katherine that police had to be called because it was a “hit
and run” accident. (R. 1023.) Stone and Montiel tried to
talk to Russell through the car window but Russell refused
to say anything to them. Both Montiel and Stone testified
that Russell showed no emotion.
*2 While the boys attempted to speak with Russell,
Katherine walked to the street and rolled a trash can down
the driveway and placed it next to the house. Montiel
stated that Katherine then entered a back door leading
into the garage. 3 When Katherine went inside the garage,
the garage door opened and Russell backed the Escalade
into the garage and lowered the garage door.
Stone said that after the garage door closed, he telephoned
his parents, and his parents arrived at Russell's residence
within “seven or eight” minutes. (R. 1012.) His parents
had telephoned the police en route to Russell's house and
the police arrived at Russell's shortly after his parents.
Police arrived at Russell's home at approximately 6:30
p.m. They knocked on Russell's door, but Russell would
not answer. Ultimately, the police informed the Stones
that because no one had been injured in the accident and
no one would answer the door—there was nothing they
could do at that time. After about 20 or 30 minutes,
everybody left Russell's residence.
Emily Webber testified that she was Russell's former
girlfriend and that she had lived with Russell on and
off for years. She testified that Russell drank too much
and that she left him in November 2006 but returned in
July 2007 when she learned that Katherine was moving
to Birmingham to live with Russell. Because of Russell's
drinking, Webber said, she moved out again in January
2008. Webber also testified that Russell had inherited
several guns from his father and that he kept them locked
up in the basement.
Webber further testified that on June 16, 2008, at
approximately 4:30 p.m. she received a telephone call from
Susanna Russell, Russell's sister. Susanna told her that she
had been trying to reach Russell all day to inform him that
their grandfather was about to the and that she needed
Russell “to take care of some family matters and to make
arrangements for their grandfather” but that she had been
unable to contact Russell. (R. 1049.) Because Susanna
lived in Panama City, Florida, she asked Webber to go
to Russell's house to inform him about their grandfather.
Webber went to Russell's home, but no one answered the
door.
At approximately 8:00 p.m. that same evening, Webber
spoke with Carlyn Russell, Russell's stepmother. Carlyn
told her that Russell's grandfather had died, and she asked
Webber to go to Russell's house and inform him of his
grandfather's death. At around 8:30 p.m. Webber and a
friend, Nick Barnes, returned to Russell's house. Webber
said that as she walked down the driveway, she saw
“flickering from a television in the master bedroom.” (R.
1100.) She looked through a window on the garage door
and she saw “the shadow of a person with [Russell's]
stature in between [two] vehicles” parked inside the
garage. (R. 1054.) Webber began beating on the garage
door but was unable to get Russell to respond. Webber
informed Carlyn, and Carlyn asked Webber to try to
© 2018 Thomson Reuters. No claim to original U.S. Government Works.
2
Russell v. State, --- So.3d ---- (2015)
2015 WL 3448853
get into the house. Webber testified that she entered the
house through an unlocked door near the garage, that she
looked inside the Escalade and saw that the two front air
bags had deployed, and that she became very concerned
for Katherine's safety. (R. 1063.) Webber left the house,
and she and Barnes telephoned emergency 911 which
ultimately lead to the discovery of Katherine's body inside
the Escalade.
*3 Experts testified that when the fatal shot was fired the
gun was in direct contact with the right side of Katherine's
head causing a “stellate, or star shaped, entrance wound.”
The bullet caused “extensive intracerebral hemorrhages
and subarachnoid hemorrhages” by “pulverizing and
contusing the whole right and left side hemisphere of the
brain and the brain stem fracturing the cranial cavity
completely, the vault of the cranial cavity and the base of
the skull.” (R. 1445.) Katherine died instantly. Fragments
of the bullet removed from Katherine were “consistent
with a .40 caliber class bullet jacket.” (R. 1375–76.)
A blood-splatter expert, Angelo Della Manna, testified
that based on his examination of the crime scene it was
his opinion that Katherine had been shot in the laundry
room while she was “crouching” in a 12–inch–wide space
between the clothes dryer and a wall. 4 Using a doll
approximating Katherine's size and height, Della Manna
showed the jury the position Katherine was in when she
was shot. Della Manna further testified that, based on the
configuration of bloodstains in the laundry room, at the
time of the shooting Katherine's head had been between
18 and 36 inches above the floor. At a height of 36 inches
from the floor, Katherine's head would have been lower
than the top of the dryer.
The jury convicted Russell of capital murder. A separate
sentencing hearing was held. The jury unanimously
recommended that Russell be sentenced to death. The
circuit court followed the jury's recommendation.
Standard of Review
Because Russell has been sentenced to death, this Court
must search the record of the trial-court proceedings for
plain error. See Rule 45A, Ala. R.App. P. Rule 45A
provides:
“In all cases in which the death
penalty has been imposed, the
Court of Criminal Appeals shall
notice any plain error or defect
in the proceedings under review,
whether or not brought to the
attention of the trial court, and
take appropriate appellate action
by reason thereof, whenever such
error has or probably has adversely
affected the substantial right of the
appellant.”
In discussing the scope of the plain-error standard of
review, the Alabama Supreme Court has stated:
“ ‘ “To rise to the level of plain error, the claimed error
must not only seriously affect a defendant's ‘substantial
rights,’ but it must also have an unfair prejudicial
impact on the jury's deliberations.” ' Ex parte Bryant,
951 So.2d 724, 727 (Ala.2002) (quoting Hyde v. State,
778 So.2d 199, 209 (Ala.Crim.App.1998)). In United
States v. Young, 470 U.S. 1, 15, 105 S.Ct. 1038, 84
L.Ed.2d 1 (1985), the United States Supreme Court,
construing the federal plain-error rule, stated:
“ ‘The Rule authorizes the Courts of Appeals to
correct only “particularly egregious errors,” United
States v. Frady, 456 U.S. 152, 163 [102 S.Ct. 1584,
71 L.Ed.2d 816] (1982), those errors that “seriously
affect the fairness, integrity or public reputation
of judicial proceedings,” United States v. Atkinson,
297 U.S. [157], at 160 [56 S.Ct. 391, 80 L.Ed. 555
(1936) ]. In other words, the plain-error exception to
the contemporaneous-objection rule is to be “used
sparingly, solely in those circumstances in which a
miscarriage of justice would otherwise result.” United
States v. Frady, 456 U.S., at 163, n. 14.’
*4 “See also Ex parte Hodges, 856 So.2d 936, 947–
48 (Ala.2003) (recognizing that plain error exists only
if failure to recognize the error would ‘seriously affect
the fairness or integrity of the judicial proceedings,’ and
that the plain-error doctrine is to be ‘used sparingly,
solely in those circumstances in which a miscarriage
of justice would otherwise result’ (internal quotation
marks omitted)).”
Ex parte Brown, 11 So.3d 933, 938 (Ala.2008). 5
© 2018 Thomson Reuters. No claim to original U.S. Government Works.
3
Russell v. State, --- So.3d ---- (2015)
2015 WL 3448853
Guilt Phase Issues
I.
[1] Russell argues that the circuit court erred in allowing
the chief investigator, Shelby O'Connor, to be excused
from the operation of “the Rule,” which provides that
witnesses shall not be present in the courtroom for the
testimony of other witnesses, so that he could be present in
“Alabama appellate courts have time and again refused to
hold it an abuse of discretion on the part of a trial court
to allow a sheriff, police chief, or similarly situated person
who will later testify to remain in the courtroom during
trial.” Ex parte Lawhorn, 581 So.2d 1179, 1181 (Ala.1991).
The circuit court did not abuse its discretion in not
invoking the Rule and allowing the chief investigator to
remain in the courtroom. Russell is due no relief on this
claim.
the courtroom for the testimony of the other witnesses. 6
The record shows that the following occurred immediately
before the first witness testified:
“The Court: All right. We are about ready to call our
first witness. Does either party wish to invoke the Rule?
“[Defense counsel]: We do, Your Honor.
“The Court: The Rule will be invoked so for the State—
of course, [Russell] will always be present. For the State
with the exception being your chief investigator—
“[Prosecutor]: Shelby O'Connor.
“The Court: Shelby O'Connor. All right.”
(R. 888.) Russell did not object to O'Connor's being
excluded from the Rule; therefore, we review this claim for
plain error. See Rule 45A, Ala. R.App. P.
[2]
Rule 615, Ala. R. Evid., provides:
“At the request of a party the court may order witnesses
excluded so that they cannot hear the testimony of other
witnesses and it may make the order of its own motion.
This rule does not authorize exclusion of (1) a party
who is a natural person, (2) an officer or employee of
a party which is not a natural person designated as
its representative by its attorney, (3) a person whose
presence is shown by a party to be essential to the
presentation of the party's cause, or (4) a victim of a
criminal offense or the representative of a victim who
is unable to attend, when the representative has been
selected by the victim, the victim's guardian, or the
victim's family.” 7
II.
[3] Russell argues that the circuit court erred in allowing
the jurors to be “death qualified” because, he says, doing
so resulted in a conviction-prone jury. 8
[4] There was no objection to the prospective jurors being
“death qualified”; therefore, we review this claim for plain
error. See Rule 45A, Ala. R.App. P.
*5 “A jury composed exclusively
of jurors who have been deathqualified in accordance with the test
established in Wainwright v. Witt,
469 U.S. 412, 105 S.Ct. 844, 83
L.Ed.2d 841 (1985), is considered
to be impartial even though it
may be more conviction prone
than a non-death-qualified jury.
Williams v. State, 710 So.2d 1276
(Ala.Cr.App.1996). See Lockhart
v. McCree, 476 U.S. 162, 106
S.Ct. 1758, 90 L.Ed.2d 137 (1986).
Neither the federal nor the state
constitution prohibits the state
from ... death-qualifying jurors in
capital cases. Id.; Williams; Haney
v. State, 603 So.2d 368, 391–92
(Ala.Cr.App.1991), aff'd, 603 So.2d
412 (Ala.1992), cert. denied, 507
U.S. 925, 113 S.Ct. 1297, 122
L.Ed.2d 687 (1993).”
Davis v. State, 718 So.2d 1148, 1157 (Ala.Crim.App.1995).
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4
Russell v. State, --- So.3d ---- (2015)
2015 WL 3448853
The circuit court did not error in allowing the jurors to
be questioned about their views toward the death penalty.
Russell is due no relief on this claim.
III.
Russell next argues that the State violated Batson v.
Kentucky, 476 U.S. 79, 106 S.Ct. 1712, 90 L.Ed.2d 69
(1986), by using its peremptory strikes to remove black
prospective jurors from the venire solely on the basis of
their race.
The United States Supreme Court in Batson held that
it was a violation of the Equal Protection Clause of
the United States Constitution for a State prosecutor to
remove a black prospective juror from a black defendant's
jury solely based on their race. This holding was extended
to white defendants in Powers v. Ohio, 499 U.S. 400, 111
S.Ct. 1364, 113 L.Ed.2d 411 (1991); to defense counsel in
criminal cases in Georgia v. McCollum, 505 U.S. 42, 112
S.Ct. 2348, 120 L.Ed.2d 33 (1992); and to gender-based
strikes in J.E.B. v. Alabama, 511 U.S. 127, 114 S.Ct. 1419,
128 L.Ed.2d 89 (1994). The Alabama Supreme Court in
White Consolidated Industries, Inc. v. American Liberty
Insurance Co., 617 So.2d 657 (Ala.1993), extended this
protection to white prospective jurors.
raises an inference of purposeful discrimination by the
State in the exercise of peremptory challenges.’).''
Kelley v. State, [Ms. CR–10–0642, September 5, 2014] –––
So.3d ––––, –––– (Ala.Crim.App.2014).
*6 “In many cases the appellate
courts in this state have refused
to find plain error grounded on
Batson v. Kentucky, 476 U.S. 79, 106
S.Ct. 1712, 90 L.Ed.2d 69 (1986),
when no prima facie showing of
discrimination appears on the face
of the record. Ex parte Watkins, 509
So.2d 1074 (Ala.1987), cert. denied,
484 U.S. 918, 108 S.Ct. 269, 98
L.Ed.2d 226 (1987); Jenkins v. State,
627 So.2d 1034 (Ala.Cr.App.1992),
aff'd, 627 So.2d 1054 (Ala.1993);
Kuenzel v. State, 577 So.2d 474, 489
(Ala.Cr.App.1990), aff'd, 577 So.2d
531 (Ala.), cert. denied, 502 U.S.
886, 112 S.Ct. 242, 116 L.Ed.2d 197
(1991).”
Dobyne
v.
State,
(Ala.Crim.App.1994).
672
So.2d
1319,
1327
“With respect to the first step of the process—the step
at issue here—‘[t]he party alleging discriminatory use
Russell did not make a Batson objection after the jury was
of a peremptory strike bears the burden of establishing
struck; therefore, we review this issue only for plain error.
a prima facie case of discrimination.’ Ex parte Brooks,
See Rule 45A, Ala. R.App. P.
695 So.2d 184, 190 (Ala.1997) (citing Ex parte Branch,
[5] [6] [7] [8] [9] Here, the record reflects that, after 526 So.2d 609, 622 (Ala.1987)). ‘A defendant makes
out a prima facie case of discriminatory jury selection
jurors were removed for cause, 66 jurors remained in the
by “the totality of the relevant facts” surrounding
venire. The State and the defendant both had 27 strikes,
a prosecutor's conduct during the defendant's trial.’
the last 2 of which were alternate jurors. 9 The State used
Lewis v. State, 24 So.3d 480, 489 (Ala.Crim.App.2006)
5 of its 27 peremptory strikes to remove all but one black
(quoting Batson, 476 U.S. at 94, 106 S.Ct. 1712), aff'd,
prospective juror from the venire.
24 So.3d 540 (Ala.2009). ‘In determining whether there
is a prima facie case, the court is to consider “all relevant
“ ‘To find plain error in the context of a Batson ...
circumstances” which could lead to an inference of
violation, the record must supply an inference that the
discrimination.’ Ex parte Branch, 526 So.2d at 622
prosecutor was “engaged in the practice of purposeful
(citing Batson, 476 U.S. at 93, 106 S.Ct. 1712, citing
discrimination.” ’ Blackmon v. State, 7 So.3d 397, 425
in turn Washington v. Davis, 426 U.S. 229, 96 S.Ct.
(Ala.Crim.App.2005) (quoting Ex parte Watkins, 509
2040, 48 L.Ed.2d 597 (1976)). In Ex parte Branch, the
So.2d 1074, 1076 (Ala.1987)). See also Saunders v.
Alabama Supreme Court specifically set forth a number
State, 10 So.3d 53, 78 (Ala.Crim.App.2007) (‘For an
of ‘relevant circumstances' to consider in determining
appellate court to find plain error in the Batson [or
whether a prima facie case of race discrimination has
J.E.B.] context, the court must find that the record
been established:
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5
Russell v. State, --- So.3d ---- (2015)
2015 WL 3448853
“ ‘The following are illustrative of the types of
evidence that can be used to raise the inference of
discrimination:
“ ‘1. Evidence that the “jurors in question share[d]
only this one characteristic—their membership in the
group—and that in all other respects they [were]
as heterogeneous as the community as a whole.”
[People v.] Wheeler, 22 Cal.3d [258] at 280, 583 P.2d
[748] at 764, 148 Cal.Rptr. [890] at 905 [ (1978) ].
For instance “it may be significant that the persons
challenged, although all black, include both men and
women and are a variety of ages, occupations, and
social or economic conditions,’ Wheeler, 22 Cal.3d
at 280, 583 P.2d at 764, 148 Cal.Rptr. at 905, n. 27,
indicating that race was the deciding factor.
“ ‘2. A pattern of strikes against black jurors
on the particular venire; e.g., 4 of 6 peremptory
challenges were used to strike black jurors. Batson [v.
Kentucky], 476 U.S. [79] 97, 106 S.Ct. [1712] 1723
[ (1986) ].
“ ‘3. The past conduct of the state's attorney in using
peremptory challenges to strike all blacks from the
jury venire. Swain[ v. Alabama, 380 U.S. 202, 85 S.Ct.
824, 13 L.Ed.2d 759 (1965) ].
*7 “ ‘4. The type and manner of the state's attorney's
questions and statements during voir dire, including
nothing more than desultory voir dire. Batson, 476
U.S. at 97, 106 S.Ct. at 1723; Wheeler, 22 Cal.3d at
281, 583 P.2d at 764, 148 Cal.Rptr. at 905.
“ ‘5. The type and manner of questions directed to
the challenged juror, including a lack of questions,
or a lack of meaningful questions. Slappy v. State,
503 So.2d 350, 355 (Fla.Dist.Ct.App.1987); People v.
Turner, 42 Cal.3d 711, 726 P.2d 102, 230 Cal.Rptr.
656 (1986); People v. Wheeler, 22 Cal.3d 258, 583 P.2d
748, 764, 148 Cal.Rptr. 890 (1978).
“ ‘6. Disparate treatment of members of the jury
venire with the same characteristics, or who answer
a question in the same or similar manner; e.g.,
in Slappy, a black elementary school teacher was
struck as being potentially too liberal because of his
job, but a white elementary school teacher was not
challenged. Slappy, 503 So.2d at 352 and 355.
“ ‘7. Disparate examination of members of the venire;
e.g., in Slappy, a question designed to provoke a
certain response that is likely to disqualify a juror was
asked to black jurors, but not to white jurors. Slappy,
503 So.2d at 355.
“ ‘8. Circumstantial evidence of intent may be
proven by disparate impact where all or most of the
challenges were used to strike blacks from the jury.
Batson, 476 U.S. at 93, 106 S.Ct. at 1721; Washington
v. Davis, 426 U.S. [229] at 242, 96 S.Ct. [2040] at 2049
[ (1976) ].
“ ‘9. The state used peremptory challenges to dismiss
all or most black jurors. See Slappy, 503 So.2d at 354,
Turner, supra.’
“[526 So.2d at 622–23.]' ”
Kelley v. State, ––– So.3d at ––––.
[10] [11] [12] [13] [14] We have reviewed the voir
dire examination of the prospective jurors, which consists
of over 700 pages of the record and the 14–page juror
questionnaires. After reviewing the questionnaires and the
extensive voir dire examination, we can easily discern why
the State struck prospective jurors C.P., C.A., A.H., K.L.,
and E.B. Juror C.P. indicated that she had a nephew
who had been prosecuted in the same county for murder;
prospective juror A.H. stated during voir dire that he
had been arrested and prosecuted but acquitted by a jury
of the offense of animal cruelty; prospective juror C.A.
stated that he was a full-time college student and had a
job that paid an hourly wage and that he did not wish
to serve as a juror; prospective juror E.B. stated that he
was neutral toward the death penalty and that he was not
sure if the State should be allowed to impose the death
penalty; and prospective juror K.L. said that she was in the
medical field and was a member of the American Society
of Clinical Pathologists.
[15]
[16]
[17]
[18]
All the above reasons
are race-neutral reasons for removing a prospective
juror. “[S]trikes based on previous criminal charges,
prosecution, or convictions of the veniremember or a
family member of the veniremember are not racially
discriminatory....” Thomas v. State, 611 So.2d 416, 418
(Ala.Crim.App.1992). “A juror's indication that he or she
does not wish to serve is a valid race-neutral reason.”
Gobble v. State, 104 So.3d 920, 949 (Ala.Crim.App.2010).
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Russell v. State, --- So.3d ---- (2015)
2015 WL 3448853
“[M]ixed views on or reservations concerning the death
penalty are a race-neutral reason for a strike of a
prospective juror.” Woolf v. State, [Ms. CR–10–1082,
May 2, 2014] ––– So.3d ––––, –––– (Ala.Crim.App.2014).
“Occupation is a permissible reason to defend against a
Batson challenge....” Hall v. Luebbers, 341 F.3d 706, 713
(8th Cir.2003).
*8 The record fails to raise an inference of discrimination
in the jury-selection process; therefore, we find no plain
error in regard to this Batson claim. Russell is due no relief
on this claim.
IV.
Russell next argues that the circuit court erred in allowing
to be admitted all the evidence seized as a result of a
warrantless search of his house. There was no objection to
the introduction of any evidence secured as a result of the
search of Russell's house; therefore, we review this claim
for plain error. See Rule 45A, Ala. R.App. P.
The State asserts that the police were validly in Russell's
home to perform a welfare check on its occupants and that
the items seized from the house were lawfully admitted
into evidence.
As stated above, police entered Russell's house after
receiving a 911 emergency call from Webber and Barnes.
Before calling 911, Webber had entered the garage and
had noticed that the air bags on Russell's Cadillac
Escalade had deployed. Russell's family had tried to reach
him for hours. Police had been to the residence earlier that
day after the Escalade had been in an accident, and they
had been unable to get the occupants to answer the door.
Webber had twice been to Russell's residence that day and
could get no one in the house to acknowledge her presence.
Webber testified that she and Barnes called emergency 911
because she was concerned for Katherine's safety.
[19]
[20]
[21] “[O]fficers may conduct a warrantless
search if they believe that their lives or the lives of
others are at risk.” A.A.G. v. State, 668 So.2d 122, 128
(Ala.Crim.App.1995).
“One exigency obviating the requirement of a warrant
is the need to assist persons who are seriously injured or
threatened with such injury. ‘ “The need to protect or
preserve life or avoid serious injury is justification for
what would be otherwise illegal absent an exigency or
emergency.” ’ [Mincey v. Arizona, 437 U.S. 385] at 392
[ (1978) ] (quoting Wayne v. United States, 318 F.2d 205,
212 (C.A.D.C.1963) (Burger, J.)); see also [Michigan v.]
Tyler, [436 U.S. 499] at 509 [98 S.Ct. 1942, 56 L.Ed.2d
486 (1978) ]. Accordingly, law enforcement officers may
enter a home without a warrant to render emergency
assistance to an injured occupant or to protect an
occupant from imminent injury. Mincey, supra, at 392;
see also Georgia v. Randolph, [547 U.S. 103] at 118 [126
S.Ct. 1515, 164 L.Ed.2d 208 (2006) ] (‘[I]t would be
silly to suggest that the police would commit a tort by
entering ... to determine whether violence (or threat of
violence) has just occurred or is about to (or soon will)
occur’).''
Brigham City, Utah v. Stuart, 547 U.S. 398, 403, 126
S.Ct. 1943, 164 L.Ed.2d 650 (2006). The United States
Supreme Court has referred to this as the “emergency aid
exception” to the warrant requirement. See Michigan v.
Fisher, 558 U.S. 45, 47, 130 S.Ct. 546, 175 L.Ed.2d 410
(2009).
The United States Court of Appeals for the Eleventh
Circuit has stated:
“Following the reasoning of the Supreme Court,
numerous federal and state courts have upheld
warrantless emergency entries and searches based on
endangerment to life. See, e.g., United States v. Hughes,
993 F.2d 1313 (7th Cir.1993) (report of woman and
child in danger in crack house); United States v.
Gillenwaters, 890 F.2d 679 (4th Cir.1989) (stabbing
victim); United States v. Martin, 781 F.2d 671 (9th
Cir.1985) (explosion in apartment); Mann v. Cannon,
731 F.2d 54 (1st Cir.1984) (open access to controlled
substances by children); United States v. Riccio, 726
F.2d 638 (10th Cir.1984) (medical aid to defendant
shot by police); United States v. Jones, 635 F.2d
1357 (8th Cir.1980) (report of gunshots); United States
v. Barone, 330 F.2d 543 (2d Cir.1964) (screams in
the night); United States v. Searle, 974 F.Supp. 1433
(M.D.Fla.1997) (report of gunshots); United States v.
Herndon, 390 F.Supp. 1017 (S.D.Fla.1975) (report of
gunshots); United States v. Hogue, 283 F.Supp. 846
(N.D.Ga.1968) (report of dead body); Johnson v. State,
386 So.2d 302 (Fla.App.1980) (report of dead body);
State v. Carlson, 548 N.W.2d 138 (Iowa 1996) (missing
person); State v. Butler, 676 S.W.2d 809 (Mo.1984) (en
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Russell v. State, --- So.3d ---- (2015)
2015 WL 3448853
banc) (gunshot victim); State v. Mackins, 47 N.C.App.
168, 266 S.E.2d 694 (1980) (gunshots); State v. Max, 263
N.W.2d 685 (S.D.1978) (gunshots).
*9 “Although this Court has not directly addressed
emergency searches based on endangerment to life,
we have on at least two occasions generally endorsed
the validity of such searches. See United States
v. Brand, 556 F.2d 1312 (5th Cir.1977) (noting
defendant's concession that police officer who assisted
ambulance attendants with medical emergency legally
entered home); United States v. Green, 474 F.2d 1385
(5th Cir.1973) (indicating deputy fire marshal could
validly search apartment to determine cause of fire
where ascertaining cause was necessary to assure fire
was completely extinguished). Furthermore, upholding
warrantless searches in such situations is consistent with
our jurisprudence concerning the exigent circumstances
exception.
“Based on the foregoing, we conclude emergency
situations involving endangerment to life fall squarely
within the exigent circumstances exception. It is difficult
to imagine a scenario in which immediate police action
is more justified than when a human life hangs in
the balance. Although the Fourth Amendment protects
the sanctity of the home, its proscription against
warrantless searches must give way to the sanctity of
human life. When the police reasonably believe an
emergency exists which calls for an immediate response
to protect citizens from imminent danger, their actions
are no less constitutional merely because the exigency
arises on the wooden doorsteps of a home rather than
marble stairs of a public forum.”
United States v. Holloway, 290 F.3d 1331, 1337 (11th
Cir.2002).
The Alabama Supreme Court has recognized this
exception to the warrant requirement.
“The United States Supreme Court has held that ‘
“[t]he need to protect or preserve life or avoid serious
injury is justification for what would be otherwise illegal
absent an exigency or emergency.” ’ Mincey v. Arizona,
437 U.S. 385, 392–93, 98 S.Ct. 2408, 57 L.Ed.2d 290
(1978) (quoting Wayne v. United States, 318 F.2d 205,
212 (D.C.Cir.1963)). For example, law-enforcement
officers can enter a residence without a warrant to
render emergency assistance to an injured person or to
protect a person from immediate injury. Mincey, 437
U.S. at 392, 98 S.Ct. 2408. Moreover, the state of mind
of the law-enforcement officer is immaterial ‘as long
as the circumstances, viewed objectively, justify [the
officer's] action.’ Scott v. United States, 436 U.S. 128,
138, 98 S.Ct. 1717, 56 L.Ed.2d 168 (1978).''
State v. Clayton, 155 So.3d 290, 298 (Ala.2014).
In State v. Clayton, the Alabama Supreme Court
adopted a three-pronged test when evaluating whether a
warrantless entry of a home is lawful based on an officer's
belief that an occupant's life is in danger.
“In United States v. Rhiger, 315 F.3d 1283, 1288 (10th
Cir.2003), the United States Court of Appeals for the
Tenth Circuit noted that it had, in an earlier decision,
determined that the
“ ‘ “basic aspects of the ‘exigent circumstances'
exception [with regard to the manufacturing of
methamphetamine] are that (1) law enforcement
officers must have reasonable grounds to believe
that there is immediate need to protect their lives
or others or their property or that of others, (2) the
search must not be motivated by an intent to arrest
and seize the evidence, and (3) there must be some
reasonable basis, approaching probable cause to
associate an emergency with the area or place to be
searched.” ’
*10 “(Quoting United States v. Wicks, 995 F.2d 964,
970 (10th Cir.1993).) See also People v. Doll, 21 N.Y.3d
665, 998 N.E.2d 384, 975 N.Y.S.2d 721 (2013).”
155 So.3d at 301. “ ‘The need to protect or preserve life
or avoid serious injury is justification for what would
be otherwise illegal absent an exigency or emergency.’ ”
Mincey v. Arizona, 437 U.S. 385, 392, 98 S.Ct. 2408, 57
L.Ed.2d 290 (1978), quoting Wayne v. United States, 115
U.S.App. D.C. 234, 241, 318 F.2d 205, 212 (1963). See
also State v. Matthews, 665 N.W.2d 28, 34 (N.D.2003) (“A
911 call reporting an emergency can be enough to support
a warrantless search under the exigent circumstances
exception, particularly when the caller identifies himself or
herself.”); United States v. Quezada, 448 F.3d 1005, 1007
(8th Cir.2006) (“A police officer may enter a residence
without a warrant as a community caretaker where the
officer has a reasonable belief that an emergency exists
requiring his or her attention.”).
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Russell v. State, --- So.3d ---- (2015)
2015 WL 3448853
[22] Here, the three factors discussed in State v. Clayton
were satisfied. Police had reasonable grounds to believe
that the residents in Russell's house were in danger, police
did not act with any motivation to arrest or seize any
evidence, and police knew that Russell's vehicle had been
involved in an accident earlier that day, that the vehicle's
air bags had deployed, and that there was a good deal of
damage to the vehicle. Here, the warrantless entry into
Russell's house was lawful pursuant to the “emergency
aid exception” to the warrant requirement. See State v.
Clayton, supra. Therefore, all the evidence seized from
Russell's home was lawfully admitted. Russell is due no
relief on this claim.
V.
[23] Russell next argues that the circuit court erred when
it allowed Dr. Adel Shaker, the medical examiner who
performed Katherine's autopsy, to testify to the condition
of Katherine's entire body at the time she performed the
autopsy.
The record shows that Russell made a motion in limine
seeking to exclude autopsy photographs of Katherine's
genitalia because, he said, they implied that Katherine
had been a victim of sexual abuse, an issue never argued
at trial. The circuit court excluded the photographs but
held that Dr. Shaker could testify concerning her complete
physical findings from her autopsy.
Dr. Shaker testified that as part of her external
examination of Katherine's body she documented the
following injuries excluding the head injury: a contusion
on Katherine's chest, a contusion on her left thigh, and
two healed wounds, or scars, on Katherine's hymen. Dr.
Shaker testified that the contusion on Katherine's chest
would be consistent with a “blunt force trauma like an
air bag” deploying and that the “red purple contusion”
on Katherine's left thigh was “difficult to age.” Dr.
Shaker was asked no questions concerning the scars to
Katherine's hymen.
[24] “A trial court has wide discretion in determining
whether to exclude or to admit evidence, and the trial
court's determination on the admissibility of evidence
will not be reversed in the absence of an abuse of that
discretion.” Woodward v. State, 123 So.3d 989, 1014
(Ala.Crim.App.2011). See also Ex parte Loggins, 771
So.2d 1093, 1103 (Ala.2000); Barrett v. State, 918 So.2d
942, 946 (Ala.Crim.App.2005); Taylor v. State, 808 So.2d
1148, 1191 (Ala.Crim.App.2000). We cannot say that
the circuit court abused its discretion in admitting Dr.
Shaker's testimony.
*11 Morever, Rule 45, Ala. R.App. P., provides:
“No judgment may be reversed
or set aside ... on the ground
of misdirection of the jury, the
giving or refusal of special charges
or the improper admission or
rejection of evidence, nor for error
as to any matter of pleading or
procedure, unless in the opinion
of the court to which the
appeal is taken or application is
made, after examination of the
entire cause, it should appear
that the error complained of
has probably injuriously affected
substantial rights of the parties.”
In explaining the application of Rule 45, Ala. R.App.
P., this Court in Trimble v. State, 157 So.3d 1001, 1005
(Ala.Crim.App.2014), stated:
“In Chapman v. California, 386 U.S. 18, 87 S.Ct. 824, 17
L.Ed.2d 705 (1967), the United States Supreme Court
held that before a court's error in violating certain
constitutional rights can be held harmless, the appellate
court must be able to declare that the error was harmless
beyond a reasonable doubt. In Ex parte Crymes, 630
So.2d 125 (Ala.1993), the Alabama Supreme Court
explained:
“ ‘In determining whether the admission of improper
testimony is reversible error, this Court has stated
that the reviewing court must determine whether the
“improper admission of the evidence ... might have
adversely affected the defendant's right to a fair trial,”
and before the reviewing court can affirm a judgment
based upon the “harmless error” rule, that court must
find conclusively that the trial court's error did not
affect the outcome of the trial or otherwise prejudice
a substantial right of the defendant.’
“630 So.2d at 126. See also Ex parte Greathouse, 624
So.2d 208, 210 (Ala.1993) (holding that the proper
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9
Russell v. State, --- So.3d ---- (2015)
2015 WL 3448853
harmless-error inquiry asks, absent the improperly
introduced evidence, ‘is it clear beyond reasonable
doubt that the jury would have returned a verdict of
guilty’).”
157 So.3d at 1005.
Dr. Shaker testified to her complete findings on the
condition of Katherine's body but there was no further
concerning any scars to Katherine's hymen. This was an
isolated reference. Thus, even if we were to conclude
that the circuit court clearly abused its discretion in
admitting Dr. Shaker's testimony, which we do not, any
possible error was harmless beyond a reasonable doubt.
See Chapman v. California, 386 U.S. 18, 87 S.Ct. 824, 17
L.Ed.2d 705 (1967). Russell is due no relief on this claim.
VI.
Russell next argues that the circuit court erred in allowing
prior-bad-acts evidence to be admitted during the
testimony of Emily Webber, Russell's former girlfriend,
and, he says, the circuit court compounded that error
by not giving any limiting instruction on the use of that
evidence. 10
The record shows that on direct examination Webber
testified that Russell drank excessively and that she had
left him because of his drinking but that she moved back
in with him to help raise Katherine. She said that she only
stayed for six months at that time and left again because
of Russell's drinking. On cross-examination, the following
occurred:
*12 “[Defense counsel]: Did you believe when
you were there and do you assert today that the
environment in which young Katherine lived was a
good environment as far as the accommodations are
concerned?
“[Webber]: The accommodations were suitable for
Katherine, yes.
“[Defense counsel]: And during the time that you were
there in that year and a half, were you—or during the
time that Katherine was there and the three of you lived
under the same roof, did you notice the things that
Mr. Russell would do with Katherine in terms of her
education, for example?”
(R. 1094–95.)
On redirect, the State was allowed to expound on Russell's
struggle with alcohol and Webber testified that Russell
had driven while intoxicated “on several occasions” with
Katherine in the car, that Webber had found vodka in
Russell's car, that she had asked Russell's family for
help regarding Russell's alcoholism, that drinking alcohol
in excess lowered Russell's inhibitions, causing him to
walk around nude inside the house, and that Russell's
alcoholism caused Webber and Russell's relationship to be
very volatile. (R. 1111.) Webber also testified that Russell
was admitted but failed to complete a detox program for
alcoholics and an outpatient program for alcoholics. (R.
1113.)
The State argues in its brief to this Court that Webber's
testimony concerning Russell's drinking and its effect was
admissible under the doctrine of curative admissibility.
We agree.
In Ex parte D.L.H., 806 So.2d 1190 (Ala.2001), the
Alabama Supreme Court discussed the concept of
“curative admissibility:”
“When one party opens the door to otherwise
inadmissible evidence, the doctrine of ‘curative
admissibility’ provides the opposing party with ‘the
right to rebut such evidence with other illegal evidence.’
McElroy's Alabama Evidence, § 14.01, p. 49 (5th
ed.1996). ‘[T]he law [is] that even though a party
introduces evidence that may be immaterial or illegal,
his opponent has the right to rebut such evidence and
this right is unconditional.’ Clark v. State, 54 Ala.App.
183, 186, 306 So.2d 51, 54 (1974). ‘ “A party who
has brought out evidence on a certain subject has no
valid complaint as to the trial court's action in allowing
his opponent or adversary to introduce evidence on
the same subject.” ’ Hubbard v. State, 471 So.2d 497,
499 (Ala.Crim.App.1984) (quoting Brown v. State, 392
So.2d 1248, 1260 (Ala.Crim.App.1980), cert. denied,
392 So.2d 1266 (Ala.1981)).''
806 So.2d at 1193. “The prosecution was entitled, on
redirect, to further explore matters elicited during crossexamination by defense counsel.” Mangione v. State, 740
So.2d 444, 455 (Ala.Crim.App.1998). This evidence was
properly admitted during Webber's testimony.
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10
Russell v. State, --- So.3d ---- (2015)
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[25]
[26] Moreover, even if the evidence was not [28] [29] [30] [31] [32] [33] [34] Russell next argues
admissible, its admission was harmless beyond a
that alleged prosecutorial misconduct during opening and
reasonable doubt.
closing arguments undermined the reliability of the jury's
verdict and warrants a new trial. Russell makes several
“ ‘Whether the improper admission of evidence of
different claims in support of this contention. Russell did
collateral bad acts amounts to prejudicial error or
not object to the now challenged instances of prosecutorial
harmless error must be decided on the facts of the
misconduct. Therefore, we review these claims for plain
particular case.’ R.D.H. v. State, 775 So.2d 248, 254
error. See Rule 45A, Ala. R.App. P.
(Ala.Crim.App.1997); Hobbs v. State, 669 So.2d 1030
(Ala.Crim.App.1995). The standard for determining
“ ‘During closing argument, the prosecutor, as well as
whether error is harmless is whether the evidence in
defense counsel, has a right to present his impressions
error was ‘harmless beyond a reasonable doubt.’ Schaut
from the evidence, if reasonable, and may argue every
v. State, 551 So.2d 1135, 1137 (Ala.Crim.App.1989),
legitimate inference.’ Rutledge v. State, 523 So.2d
citing Chapman v. California, 386 U.S. 18, 87 S.Ct. 824,
1087, 1100 (Ala.Cr.App.1987), rev'd on other grounds,
17 L.Ed.2d 705 (1967).”
523 So.2d 1118 (Ala.1988) (citation omitted). Wide
discretion is allowed the trial court in regulating the
*13 McAdory v. State, 895 So.2d 1029, 1036
arguments of counsel. Racine v. State, 290 Ala. 225, 275
(Ala.Crim.App.2004). See Ex parte Vaughn, 869 So.2d
So.2d 655 (1973). ‘In evaluating allegedly prejudicial
1090, 1098 (Ala.2002).
remarks by the prosecutor in closing argument, ...
each case must be judged on its own merits,’ Hooks
[27] In its guilt-phase opening statement, Russell's
v. State, 534 So.2d 329, 354 (Ala.Cr.App.1987), aff'd,
counsel basically conceded that the State could prove that
534 So.2d 371 (Ala.1988), cert. denied, 488 U.S. 1050,
Russell fired the shot that killed Katherine, but he argued
109 S.Ct. 883, 102 L.Ed.2d 1005 (1989) (citations
that the issue for the jury was whether Russell had any
omitted) (quoting Barnett v. State, 52 Ala.App. 260,
intent to kill Katherine. The gunshot that killed Katherine
264, 291 So.2d 353, 357 (1974)), and the remarks must
was fired while the muzzle of the gun was pressed against
be evaluated in the context of the whole trial, Duren
her head. Russell's bloody footprints were on the laundryv. State, 590 So.2d 360 (Ala.Cr.App.1990), aff'd, 590
room floor and Russell had moved Katherine's body to his
So.2d 369 (Ala.1991). ‘In order to constitute reversible
Escalade automobile. There was no testimony indicating
error, improper argument must be pertinent to the
that Russell was intoxicated when Katherine was shot.
issues at trial or its natural tendency must be to
The only testimony regarding Russell's sobriety on the
influence the finding of the jury.’ Mitchell v. State,
day Katherine was shot came from Katherine's day-camp
480 So.2d 1254, 1257–58 (Ala.Cr.App.1985) (citations
counselor who testified that she was certain that Russell
omitted). ‘To justify reversal because of an attorney's
was sober at 6:00 p.m. before the shooting that took place
argument to the jury, this court must conclude that
at some point between 6:30 p.m. and 8:30 p.m. Nothing
substantial prejudice has resulted.’ Twilley v. State,
in the record suggests that alcohol was a factor in the
472 So.2d 1130, 1139 (Ala.Cr.App.1985) (citations
shooting.
omitted).”
This Court is confident that the admission of the above
testimony concerning Russell's problems with alcohol
was harmless beyond a reasonable doubt, Chapman v.
California, 386 U.S. 18, 87 S.Ct. 824, 17 L.Ed.2d 705
(1967), and that the circuit court's failure to sua sponte
give a limiting instruction on the use of that evidence was
harmless. See R.C.W. v. State, 168 So.3d 102 (Ala.2014).
Russell is due no relief on this claim.
VII.
*14
Coral v. State, 628 So.2d 954, 985
(Ala.Crim.App.1992). “A prosecutor may argue every
legitimate inference from the evidence ‘and may
examine, collate, shift and treat the evidence in his
own way.’ ” Woodward v. State, 123 So.3d 989,
1028 (Ala.Crim.App.2011). When considering whether a
prosecutor's argument constituted error: “The relevant
question is whether the prosecutors' comments ‘so infected
the trial with unfairness as to make the resulting
conviction a denial of due process.’ ” Darden v.
Wainwright, 477 U.S. 168, 181, 106 S.Ct. 2464, 91 L.Ed.2d
144 (1986).
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Russell v. State, --- So.3d ---- (2015)
2015 WL 3448853
As stated above, Russell did not object to any of the now
challenged instances of prosecutorial misconduct. When
considering whether an argument constitutes plain error,
the Alabama Supreme Court in Ex parte Windsor, 683
So.2d 1042 (Ala.1996), stated:
“ ‘ “While this failure to object does not preclude
review in a capital case, it does weigh against any claim
of prejudice.” Ex parte Kennedy, 472 So.2d [1106,] at
1111 [ (Ala.1985) ] (emphasis in original). “This court
has concluded that the failure to object to improper
prosecutorial arguments ... should be weighed as part
of our evaluation of the claim on the merits because
of its suggestion that the defense did not consider the
comments in question to be particularly harmful.”
Johnson v. Wainwright, 778 F.2d 623, 629 n. 6 (11th
Cir.1985), cert. denied, 484 U.S. 872, 108 S.Ct. 201,
98 L.Ed.2d 152 (1987).’ ”
Ex parte Windsor, 683 So.2d 1042, 1061 (Ala.1996),
quoting Kuenzel v. State, 577 So.2d 474, 489
(Ala.Crim.App.1990).
The circuit court instructed the jury that arguments of
counsel were not evidence. (R. 1670.)
A.
[35] First, Russell argues that it was error for the
prosecutor to argue that Russell chased Katherine and
trapped her behind the dryer because, he says, there was
no direct evidence to support this argument.
even though far-fetched.... So long as counsel does
not travel out of his case and confines statements to
reasonable inferences deducible from the evidence, he
should not be controlled.’ Roberts [v. State], 346 So.2d
[473] at 477 [ (Ala.Crim.App.1977) ]. “[I]t would be
dangerous to accord to the presiding judge the right and
power to intervene, and declare authoritatively when an
inference of counsel is or is not legitimately drawn. This
is for the jury to determine, if there be any testimony
on which to base it.” Cross v. State, 68 Ala. 476, 483
(1881).”
*15 Kuenzel v. State,
(Ala.Crim.App.1990).
577
So.2d
474,
493–94
[41]
[42] “ ‘Counsel in the trial of any lawsuit has
the unbridled right (to be sure, the duty) to argue the
reasonable inferences from the evidence most favorable
to his client.’ ” Johnson v. State, 553 So.2d 645, 647
(Ala.Crim.App.1989), quoting Ex parte Ainsworth, 501
So.2d 1269, 1270 (Ala.1986).
“In
order
for
unsupported
prosecutorial statements of fact to
require reversal, the objectionable
statements must be (1) made as of
fact, (2) without support by any
evidence, (3) pertinent to the issues,
and (4) have a natural tendency to
influence the finding of the jury.”
Jones v. State, 456 So.2d 366, 375 (Ala.Crim.App.1983).
See also Johnson v. State, [Ms. CR–10–1606, May 20,
2014] ––– So.3d –––– (Ala.Crim.App.2014); Ballard v.
State, 767 So.2d 1123 (Ala.Crim.App.1999).
[36]
[37]
[38]
[39]
[40] “Liberal rules are allowed
Here, forensic evidence showed that Katherine was shot
counsel in drawing inferences from the evidence in
as she was crouched behind the dryer and the wall in a
their argument to the jury, whether they are truly
12–inch “cubby area.” The prosecutor's argument was a
drawn or not.” Sasser v. State, 494 So.2d 857, 860
reasonable inference that could have been drawn from the
(Ala.Crim.App.1986). “[P]rosecutors are to be allowed
forensic evidence presented at trial and did not constitute
wide latitude in their exhortations to the jury.” Armstrong
error, much less plain error. Russell is due no relief on this
v. State, 516 So.2d 806, 809 (Ala.Crim.App.1986).
claim.
“Counsel may draw remote deductions and inferences
from the evidence and there is no basis for objection
even if the deductions and inferences are illogical or
unreasonable.” Callahan v. State, 179 Ga.App. 556, 563,
B.
347 S.E.2d 269, 278 (1986).
Russell argues that the prosecutor made two arguments
“ ‘Trial judges ordinarily are loath to limit inferential
that, he says, inflamed the passions of the jury and resulted
argument which has any connection with the evidence
in reversible error.
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Russell v. State, --- So.3d ---- (2015)
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1.
2.
[43] Russell argues that the prosecutor improperly
argued victim-impact evidence in the guilt phase of his
trial. Specifically, he challenges the following statement
made at the beginning of the prosecutor's closing
arguments: “Eleven year old Katherine Helen Gillespie,
a beautiful, bright, precious little girl with a future full
of promise, loved by everyone, young and old alike.” (R.
1611.)
*16 [45] Russell next argues that the prosecutor further
inflamed the jury by stating: “That's what's great about
our justice system here in the United States established by
the Constitution, ordained by God.” (R. 1630.) (Emphasis
added.) This comment was made in the prosecutor's
rebuttal closing argument, and Russell did not object.
[44] The Alabama Supreme Court in Ex parte Rieber,
663 So.2d 999 (Ala.1995), addressed whether it was
error to allow victim-impact testimony in the guilt phase
of a capital-murder trial. The court, finding any error
harmless, stated:
“It is presumed that jurors do not
leave their common sense at the
courthouse door. It would elevate
form over substance for us to
hold, based on the record before
us, that Rieber did not receive a
fair trial simply because the jurors
were told what they probably had
already suspected—that [the victim]
was not a ‘human island,’ but a
unique individual whose murder
had inevitably had a profound
impact on her children, spouse,
parents, friends, or dependents
(paraphrasing a portion of Justice
Souter's opinion concurring in the
judgment in Payne v. Tennessee, 501
U.S. 808, 838, 111 S.Ct. 2597, 2615,
115 L.Ed.2d 720 (1991)).”
663 So.2d at 1005–06. “[T]he admission of victim-impact
evidence and argument regarding that evidence does not
necessarily require reversal of a conviction, but may be
harmless under Rule 45, Ala. R.App. P.” McCray v. State,
88 So.3d 1, 37 (Ala.Crim.App.2010).
In this case, the prosecutor's statements were harmless.
See Ex parte Rieber, supra. Neither did the comments “so
infect the trial with unfairness” that Russell was denied
due process. See Darden v. Wainwright, supra. Russell is
due no relief on this claim.
Although Alabama has not specifically addressed the
validity of similar arguments, the State of North Carolina
has addressed this issue:
“Arguments of counsel are left largely to the control
and discretion of the trial judge. [State v.] Davis, 349
N.C. [1] at 44, 506 S.E.2d [455] at 479 [ (1998) ]. Counsel
is permitted ‘wide latitude in the argument of hotly
contested cases.’ Id. Improper biblical remarks occur
when the prosecutor argues that the law of this State
is divinely inspired or that law officers are ordained by
God. Id. at 47, 506 S.E.2d at 480 (citations omitted).”
State v. Pulley, 180 N.C.App. 54, 69, 636 S.E.2d 231, 242
(2006).
Nonetheless, there is no error when a circuit court
instructs the jury that it is to apply the law as instructed
by the court:
“Although we may believe that parts
of our law are divinely inspired, it
is the secular law of North Carolina
which is to be applied in our
courtrooms. Our trial courts must
vigilantly ensure that counsel for
the State and for defendant do not
distract the jury from their sole and
exclusive duty to apply secular law.
Nevertheless, particularly in light of
the trial court's final instructions
directing the jury in the present case
to apply the law as given them by the
trial court and not by counsel, we do
not find the argument complained
of here to be so grossly improper as
to have required the trial court to
intervene ex mero motu.”
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Russell v. State, --- So.3d ---- (2015)
2015 WL 3448853
State v. Williams, 350 N.C. 1, 27, 510 S.E.2d 626, 643
(1999).
You saw the truth of how Katherine died and it was too
much.”
(R. 1648–49.)
Here, the circuit court instructed the jury that arguments
of counsel were not evidence and that its verdict must
be based on the law and the facts of the case. (R. 1670.)
For these reasons, we find no reversible error in the
prosecutor's argument.
C.
[46] Russell argues that the prosecutor improperly
bolstered the testimony of the State's witnesses when he
made the following argument:
“We are very fortunate here in Shelby County that we
have the men and women of our sheriff's office, the men
and women of the Department of Forensic Sciences
who have dedicated their lives to allowing truth to come
out in the courtrooms of this county. Very appreciative
of that because it allows the truth to be told....
“I had a rare privilege yesterday. When Angelo
Della Mann was testifying when we had the model
constructed, I needed to be able to see what you see and
I couldn't because I was back there. So as he testified, I
came and sat here on this floor so that I could see what
Angelo was demonstrating. I know what he showed
you, because as I sat on that—y'all remember it was
plexiglass across the front of that?
*17 “As I watched Angelo tell you how Katherine was
positioned when the defendant executed her, I could
not only see what Angelo was telling you—which was
probably the best I have ever felt in a courtroom because
it's the truth coming out. It's the truth coming out.
“But what made that moment the proudest moment
of my life was that in that reflected plexiglass I could
see your faces. I watched your faces as you saw what
happened to Katherine. I could see the horror. I could
see the truth in your faces because you knew it. You
may have known it before then but you certainly knew
it then.
“And it was almost more than I could bear, because
as we saw that testimony especially at the end of the
week combined with everything else, we saw the truth.
[47] “ ‘Ordinarily, it is improper for a prosecutor to
bolster a witness's testimony by vouching for that witness's
credibility.’ United States v. Bernal–Benitez, 594 F.3d
1303, 1313 (11th Cir.2010).” United States v. Sosa, 777
F.3d 1279, 1295 (11th Cir.2015). However, in this case,
“[t]he prosecutor was merely commenting on the
investigation conducted by the police officers. That they
did a good job in their investigation is a reasonable
inference which was properly drawn from the evidence
presented at trial. Moreover, the prosecutor was not
injecting his own knowledge or experience into the
argument, nor was he indicating a personal belief in the
veracity of the witnesses' statements. ‘During closing
argument, the prosecutor as well as defense counsel has
a right to present his impressions from the evidence, if
reasonable, and may argue every legitimate inference.’ ”
Ex parte Waldrop, 459 So.2d 959, 961 (Ala.1984).
Here, like Waldrop, the prosecutor was commenting on
the thorough investigation that had been conducted by
law enforcement—a permissible argument. Moreover, the
argument did not so infect the trial with unfairness that
Russell was denied due process. See Darden v. Wainwright,
supra. Russell is due no relief on this claim.
D.
[48] Russell further argues that the prosecutor misled the
jury as to who had the burden of proving an element of
the crime when he made the following argument:
“Folks, [Russell] had an awesome
escape plan after he murdered her.
He just got interrupted in the middle
of executing it. What would he have
done with her body if Emily hadn't
caught him, hadn't stopped it? Okay.
So it may sound like an imperfect
plan. I will tell you how perfect it was
and it's something they don't want to
talk about. They didn't mention it.”
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14
Russell v. State, --- So.3d ---- (2015)
2015 WL 3448853
(R. 1638.) This comment was made in the prosecutor's
rebuttal argument, and Russell did not object.
Here, “[t]he prosecutor's comment was directed to the
strength of the State's case and to the corresponding
weakness in the defense's theory of the case, and it was a
fair comment based on the prosecutor's inferences from
all of the evidence in the case. The comment did not shift
the burden of proof.” Woodward v. State, 123 So.3d 989,
1028 (Ala.Crim.App.2011). The prosecutor's argument
was permissible. There was no error, much less plain error,
in regard to this claim, and Russell is due no relief.
E.
*18 Russell last argues that the cumulative effect of the
prosecutor's misconduct requires that he be given a new
trial.
[49] The Alabama Supreme Court recognized in Ex parte
Tomlin, 540 So.2d 668, 672 (Ala.1988), that the cumulative
effect of prosecutorial misconduct may require a new trial.
“To the extent that [the appellant] argues that these
alleged individual errors resulted in cumulative error
that required a reversal of his conviction, ‘ “ ‘[b]ecause
we find no error in the specific instances alleged by the
appellant, we find no cumulative error.’ Lane v. State,
673 So.2d 825 (Ala.Crim.App.1995). See also McGriff v.
State, 908 So.2d 961 (Ala.Crim.App.2000).” Calhoun v.
State, 932 So.2d 923, 974 (Ala.Crim.App.2005).' Harris
v. State, 2 So.3d 880, 928 (Ala.Crim.App.2007), cert.
denied, 555 U.S. 1155, 129 S.Ct. 1039, 173 L.Ed.2d 472
(2009).”
Revis v. State, 101 So.3d 247, 325 (Ala.Crim.App.2011).
We likewise find no cumulative error in this case that
would entitle Russell to any relief.
VIII.
Russell next contends that the circuit court erred when
it denied his motion for a judgment of acquittal because,
he says, the State failed to establish sufficient evidence to
prove that he “intentionally killed or even killed Katherine
Gillespie.” (Russell's brief, p. 70.)
Russell was charged with, and convicted of, capital
murder under § 13A–5–40(a)(15), by murdering
Katherine, a child less than 14 years of age. Thus, the State
had to prove an intentional murder, as defined in § 13A–6–
2(a)(1), Ala.Code 1975, and that Katherine was less than
14 years of age at the time she was murdered.
“ ‘ “In determining the sufficiency of the evidence to
sustain a conviction, a reviewing court must accept
as true all evidence introduced by the State, accord
the State all legitimate inferences therefrom, and
consider all evidence in a light most favorable to the
prosecution.’ ” Ballenger v. State, 720 So.2d 1033,
1034 (Ala.Crim.App.1998), quoting Faircloth v. State,
471 So.2d 485, 488 (Ala.Crim.App.1984), aff'd, 471
So.2d 493 (Ala.1985). “ ‘The test used in determining
the sufficiency of evidence to sustain a conviction
is whether, viewing the evidence in the light most
favorable to the prosecution, a rational finder of
fact could have found the defendant guilty beyond a
reasonable doubt.’ ” Nunn v. State, 697 So.2d 497,
498 (Ala.Crim.App.1997), quoting O'Neal v. State, 602
So.2d 462, 464 (Ala.Crim.App.1992). “ ‘When there
is legal evidence from which the jury could, by fair
inference, find the defendant guilty, the trial court
should submit [the case] to the jury, and, in such
a case, this court will not disturb the trial court's
decision.’ ” Farrior v. State, 728 So.2d 691, 696
(Ala.Crim.App.1998), quoting Ward v. State, 557 So.2d
848, 850 (Ala.Crim.App.1990). ‘The role of appellate
courts is not to say what the facts are. Our role ... is to
judge whether the evidence is legally sufficient to allow
submission of an issue for decision [by] the jury.’ Ex
parte Bankston, 358 So.2d 1040, 1042 (Ala.1978).
*19 “ ‘The trial court's denial of a motion
for judgment of acquittal must be reviewed by
determining whether there was legal evidence before
the jury at the time the motion was made from
which the jury by fair inference could find the
defendant guilty. Thomas v. State, 363 So.2d 1020
(Ala.Cr.App.1978). In applying this standard, this
court will determine only if legal evidence was
presented from which the jury could have found the
defendant guilty beyond a reasonable doubt. Willis
v. State, 447 So.2d 199 (Ala.Cr.App.1983). When
the evidence raises questions of fact for the jury
and such evidence, if believed, is sufficient to sustain
a conviction, the denial of a motion for judgment
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15
Russell v. State, --- So.3d ---- (2015)
2015 WL 3448853
of acquittal does not constitute error. McConnell v.
State, 429 So.2d 662 (Ala.Cr.App.1983).’
“Ward
v.
State,
610
(Ala.Crim.App.1992).”
So.2d
1190,
1191
Gavin v. State, 891 So.2d 907, 974 (Ala.Crim.App.2003).
“Where a defendant's conviction is based solely on
circumstantial evidence, ‘if the circumstances can be
reconciled with the theory that someone else may have
done the act, then the conviction is due to be reversed.’
Ex parte Brown, 499 So.2d 787, 788 (Ala.1986)
(emphasis in original). ‘Circumstantial evidence alone is
enough to support a guilty verdict of the most heinous
crime, provided the jury believes beyond a reasonable
doubt that the accused is guilty.’ White v. State, 294
Ala. 265, 272, 314 So.2d 857, cert. denied, 423 U.S. 951,
96 S.Ct. 373, 46 L.Ed.2d 288 (1975). ‘Circumstantial
evidence is in nowise considered inferior evidence and is
entitled to the same weight as direct evidence provided
it points to the guilt of the accused.’ Cochran v. State,
500 So.2d 1161, 1177 (Ala.Crim.App.1984), affirmed
in pertinent part, reversed in part on other grounds,
Ex parte Cochran, 500 So.2d 1179 (Ala.1985). ‘It is
not necessary for a conviction that the defendant be
proved guilty to the “exclusion of every possibility
of innocence.” ’ Burks v. State, 117 Ala. 148, 23 So.
530 (1898). ‘The facts and circumstances in evidence,
if dissevered and disconnected, may be weak and
inconclusive; but their probative force, when combined,
as it was the province of the jury to combine them, under
proper instructions from the court, may have satisfied
them of the guilt of the defendant.’ Howard v. State, 108
Ala. 571, 18 So. 813, 815 (1895).''
White
v.
State,
(Ala.Crim.App.1989).
546
So.2d
1014,
1017
A.
[50] Russell first argues that the State failed to prove
that he had the intent to kill Katherine. Specifically, he
argues that the State presented no witness to the murder,
that the alleged murder weapon did not have Russell's
fingerprints on it, and that the evidence concerning
the murder weapon was “conflicting, inconclusive, and
insignificant.” (Russell's brief, at p. 64.)
[51]
[52]
[53]
“Alabama appellate courts have
repeatedly held that, to be convicted of [a] capital offense
and sentenced to death, a defendant must have had a
particularized intent to kill.” Ziegler v. State, 886 So.2d
127, 140 (Ala.Crim.App.2003).
*20 “[I]ntent to kill may be ‘inferred from
the use of a deadly weapon or other attendant
circumstances.’ [Garrison v. State, 521 So.2d 997, 1005
(Ala.Cr.App.1986).] ‘ “Because the element of intent,
being state of mind or mental purpose, is usually
incapable of direct proof, it may be inferred from the
character of the assault, the use of a deadly weapon and
other attendant circumstances.” ’ Benton v. State, 536
So.2d 162, 164 (Ala.Cr.App.1988), quoting Johnson v.
State, 390 So.2d 1160, 1167 (Ala.Cr.App.1980).''
Lorance
v.
State,
(Ala.Crim.App.1999).
770
So.2d
644,
649
[54] “ ‘Intent, ... being a state or condition of the mind,
is rarely, if ever, susceptible of direct or positive proof,
and must usually be inferred from the facts testified
to by witnesses and the circumstances as developed by
the evidence.’ Pumphrey v. State, 156 Ala. 103, 47 So.
156 (1908).” McCord v. State, 501 So.2d 520, 528–29
(Ala.Crim.App.1986). “ ‘The intent of a defendant at the
time of the offense is a jury question.’ ” C.G. v. State, 841
So.2d 281, 291 (Ala.Crim.App.2001), quoting Downing v.
State, 620 So.2d 983, 985 (Ala.Crim.App.1993).
In this case, there was ample evidence presented by the
State from which a jury could have reasonably concluded
that Katherine's murder was an intentional act. Katherine
was shot in the head, with the muzzle of the gun in
direct contact with her head. The evidence showed that
Katherine was wearing a cap at the time she was shot.
When she was shot, Katherine was in the laundry room
in a 12–inch “cubby area” between a clothes dryer and a
wall in a crouched position with her head and body below
the top of the dryer. There was no evidence indicating
that Russell telephoned emergency 911 or that he sought
any aid following the shooting. Bloody clothes were found
in the tub of the washing machine, and the tub was full
of water. Katherine's body had been placed in a plastic
garbage can so that her bloody head rested at the bottom
of the container and her body was placed on the backseat
floorboard of Russell's Escalade automobile. It is clear
from the “character of the assault, the use of a deadly
weapon and other attendant circumstances,” Lorance v.
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16
Russell v. State, --- So.3d ---- (2015)
2015 WL 3448853
State, 770 So.2d at 649, that the trial court did not
err in submitting the question of Russell's intent to the
jury. There was more than sufficient evidence from which
the jury could conclude that Russell intentionally killed
Katherine by holding a gun against her head and pulling
the trigger.
Contrary to Russell's assertions, the circuit court did not
err in submitting the case to the jury to determine whether
Russell had the intent to kill Katherine.
Clearly, there was sufficient evidence from which the jury
could conclude that Russell intentionally killed Katherine.
The circuit court did not err in denying Russell's motion
for a judgment of acquittal. “There is no reason to disturb
the jury's verdict in this case.” Doster v. State, 72 So.3d 50,
98 (Ala.Crim.App.2010). Russell is due no relief on this
claim.
IX.
B.
[55]
Second, Russell contends that the State did
not prove beyond a reasonable doubt that he caused
Katherine's death. 11 Specifically, he argues that the bullet
fragments taken from Katherine's brain could not be
positively identified as having been fired from any pistol
belonging to Russell, that his fingerprints were not found
on any gun authorities believed might have been the
murder weapon, and that there was no blood on the
pistol from which the fatal shot is believed to have been
fired despite the fact that the muzzle was pressed against
Katherine's head.
*21 The State's evidence showed that Russell and
Katherine were at home alone when the shooting
occurred. Forensic evidence showed that Katherine was
shot in her head with a .40–caliber bullet. A .40–caliber
shell casing was found in the laundry room in the tub of a
washing machine located a few feet from where Katherine
was shot. Ballistic evidence showed that this shell casing
had been fired from a .40–caliber pistol that belonged
to Russell. The pistol that fired this shot was discovered
hidden underneath a sofa in Russell's garage. Katherine
was shot in the laundry room, and Russell's bloody
footprints were on the laundry room floor. Katherine's
body was moved from the laundry room and placed in
the backseat floorboard of Russell's Escalade automobile.
Emily Webber testified that as she was driving past
Russell's house, at approximately 8:30 p.m., she saw a
figure inside the house using a flashlight. Webber also
testified that she saw someone she believed to be Russell
standing in the dark inside the garage next to the Escalade
that contained Katherine's body but that he would not
respond to her calls from outside the garage. Russell
locked himself in his bathroom, where he apparently tried
to commit suicide before being rescued by police.
[56] [57] Russell next argues that the circuit court erred
in its jury instructions in the guilt phase. He makes several
different arguments in support of this contention.
“A trial court has broad discretion when formulating
its jury instructions. See Williams v. State, 611 So.2d
1119, 1123 (Ala.Cr.App.1992). When reviewing a trial
court's instructions, ‘ “the court's charge must be taken
as a whole, and the portions challenged are not to be
isolated therefrom or taken out of context, but rather
considered together.” ’ Self v. State, 620 So.2d 110, 113
(Ala.Cr.App.1992) (quoting Porter v. State, 520 So.2d
235, 237 (Ala.Cr.App.1987)); see also Beard v. State,
612 So.2d 1335 (Ala.Cr.App.1992); Alexander v. State,
601 So.2d 1130 (Ala.Cr.App.1992).''
795
Williams
v.
State,
(Ala.Crim.App.1999).
So.2d
753,
780
A.
[58]
[59]
[60] Russell contends that the trial court
erred in overruling his objection to the jury instructions
regarding flight. During the guilt phase charge conference,
the State requested a jury charge on flight or attempted
flight. Russell argued that it would be error to charge
the jury on flight because there were no facts to support
such a charge. Defense counsel argued: “it would be a
strain ... in this case to say that there was an attempted
flight.” (R. 1566.) The circuit court stated that it intended
to instruct the jury that it was up to it to determine whether
evidence of flight had been presented. (R. 1573.) Russell
again objected.
*22 “ ‘ “ ‘In a criminal prosecution the state may
prove that the accused engaged in flight to avoid
prosecution ... as tending to show the accused's
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17
Russell v. State, --- So.3d ---- (2015)
2015 WL 3448853
consciousness of guilt.... The state is generally given
wide latitude or freedom in proving things that
occurred during the accused's flight.’ C. Gamble,
McElroy's Alabama Evidence 190.01(1) (3rd ed.1977).
‘Evidence of flight is admissible even though it is
weak or inconclusive....’ Tate v. State, 346 So.2d
515, 520 (Ala.Cr.App.1977).... [E]vidence that the
accused resisted or attempted to avoid arrest is
admissible. Crenshaw v. State, 225 Ala. 346, 348,
142 So. 669 (1932).... Any act proving or tending
to prove the accused's effort or desire to obliterate,
destroy, or suppress evidence of a crime is relevant
and admissible even if it involves evidence of a
separate offense. Watwood v. State, 389 So.2d 549,
551 (Ala.Cr.App.), cert. denied, Ex parte Watwood,
389 So.2d 552 (Ala.1980).” '
“See also Ex parte Weaver, 678 So.2d 284 (Ala.), on
remand, 678 So.2d 292 (Ala.Cr.App.1996) (quoting
[Ex parte ] Jones, [541 So.2d 1052, 1053–57 (Ala.1989)
], in depth).”
Smith
v.
State,
795
So.2d
788,
827–29
(Ala.Crim.App.2000), quoting Beaver v. State, 455 So.2d
253, 257 (Ala.Crim.App.1984).
[61]
[62] In this case, the State asserted that Russell
began his effort to cover up his crime when he placed
Katherine's body in a trash can and put that can in his
Escalade; that Webber arrived and interrupted his plan to
dispose of Katherine's body; that the second shell casing,
rubber gloves, and other contents of the book bag found
near Katherine's body were items Russell intended to
use to stage his own death; that Russell tried to destroy
evidence by hiding a .40–caliber pistol under a sofa;
and that Russell tried to destroy evidence by attempting
to wash his and Katherine's clothes to get rid of the
bloodstains.
The jury was charged as follows regarding flight:
“In weighing the facts of this case, any flight or
attempted flight by the defendant that you may find
may be considered by you in regard to the consciousness
of guilt of the defendant in this case.
“All evasions or attempt to evade justice by
the defendant are circumstances from which a
consciousness of guilt may be inferred if connected with
other incriminating facts including but not limited to
any evidence that you may find proving or tending
to prove the defendant's effort or desire to obliterate,
destroy or suppress evidence of a crime.
“You may however find that any evidence of flight or
efforts to obliterate, destroy or suppress evidence of a
crime is for some reason other than consciousness of
guilt for either the crime charged or any one or the
lesser-included crimes as previously charged. That is for
you to decide. That is a matter of fact for you to decide.
The State is not required to prove motive as an element
in this case.”
(R. 1661–62.)
The facts of this case provided sufficient evidence to place
before the jury the question whether Russell engaged in
flight or in any efforts to destroy or conceal evidence
of his crime. The circuit court's instruction did not
characterize Russell's conduct as flight, but instead left
that determination to the jury. The circuit court properly
granted the State's request to instruct the jury on flight.
Russell is due no relief on this claim.
B.
*23 Russell argues that the jury instruction on
reasonable doubt was erroneous because, he says, it
lessened the State's burden of proof and implied that
Russell had a burden of proof.
Russell did not object to the circuit court's instruction on
reasonable doubt; therefore, we review this claim for plain
error. See Rule 45A, Ala. R.App. P.
[63] The circuit court gave the following instruction on
reasonable doubt:
“You have heard me use the term reasonable doubt,
beyond a reasonable doubt and that's the State's
burden. What do I mean by that term? The burden of
proving the defendant is guilty as charged rests upon the
State, and before a conviction can be had in this case,
as in every case, the State must satisfy each and every
member of the jury of the defendant's guilt, and unless
the State does so, then he is entitled to an acquittal.
“The phrase reasonable doubt is self-explanatory.
Efforts to define it do not always clarify the term. It may
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18
Russell v. State, --- So.3d ---- (2015)
2015 WL 3448853
help you some—excuse me. It may help you some to say
that the doubt which would justify an acquittal must be
a doubt which reasonable men and women can seriously
entertain.
“If after considering all the evidence in this case you
have an abiding conviction of the truth of the charge,
that you are convinced beyond a reasonable doubt and
it would be your duty to convict the defendant.
“The reasonable doubt which entitles an accused to an
acquittal is not a mere fanciful, vague or conjectural or
speculative doubt but it is a reasonable doubt arising
from all or some part of the evidence or from the
lack of evidence remaining after a careful consideration
of the testimony such as reasonable, fair minded and
conscientious men and women would entertain under
all circumstances.
“You will observe that the State is not required
to convince you of the defendant's guilt beyond all
doubt but rather beyond all reasonable doubt. The
State's burden is not to prove the defendant's guilt as
to an absolute or mathematical certainty but to an
evidentiary certainty.
“If after comparing and considering all the evidence as
to each count or as to the count of capital murder and
then if you move to the lesser crimes your minds are left
in such a condition that you cannot say that you have
an abiding conviction of the defendant's guilt, then you
are not convinced beyond a reasonable doubt and the
defendant would be entitled to an acquittal.”
(R. 1663–64; emphasis added.)
“The instruction on reasonable doubt that the
trial court provided to the jury here incorporated
the language found in the Alabama Pattern Jury
Instructions on reasonable doubt. The pattern jury
instructions inform jurors that their doubt cannot
be based on ‘a mere guess or surmise’.... It also
informs jurors that reasonable doubt that ‘entitles an
accused to an acquittal is not a mere fanciful, vague,
conjectural or speculative doubt.’ Alabama Pattern Jury
Instructions: Criminal, Instructions 1.4 and 1.5 (3d
ed.1994). ‘ “ ‘A trial court's following of an accepted
pattern jury instruction weighs heavily against any
finding of plain error.’ ” Wilson v. State, 777 So.2d 856
(Ala.Crim.App.1999), quoting Price v. State, 725 So.2d
1003, 1058 (Ala.Crim.App.1997), aff'd, 725 So.2d 1063
(Ala.1998), cert. denied, 526 U.S. 1133, 119 S.Ct. 1809,
143 L.Ed.2d 1012 (1999).' Snyder v. State, 893 So.2d
488, 550 (Ala.Crim.App.2003).”
*24
Harris v. State,
(Ala.Crim.App.2007).
2
So.3d
880,
913
The phrase that Russell objects to is contained in the
pattern jury instructions on reasonable doubt. We have
approved of a trial court's use of very similar jury
instructions. See Vanpelt v. State, 74 So.3d 32, 83
(Ala.Crim.App.2009). The circuit court's instructions on
reasonable doubt did not constitute error, much less plain
error. Russell is due no relief on this claim.
X.
Russell next argues that the cumulative effect of the errors
committed at trial entitle him to a new trial.
[64]
It is well settled that
“while, under the facts of a particular case, no
single error among multiple errors may be sufficiently
prejudicial to require reversal under Rule 45, [Ala.
R.App. P.,] if the accumulated errors have ‘probably
injuriously affected substantial rights of the parties,’
then the cumulative effect of the errors may require
reversal.”
Ex parte Woods, 789 So.2d 941, 942–43 n. 1 (Ala.2001).
Applying the standard set out in Ex parte Woods, this
Court is convinced that individually or cumulatively
no error or errors occurred that would entitle Russell
to relief. See Brownfield v. State, 44 So.3d 1, 33
(Ala.Crim.App.2007).
Penalty–Phase Issues
XI.
[65] Russell further argues that Alabama's method of
execution—lethal injection—is unconstitutional because,
he says, it is cruel and unusual punishment in violation
of the Eighth and Fourteenth Amendments to the United
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19
Russell v. State, --- So.3d ---- (2015)
2015 WL 3448853
States Constitution. Russell's entire argument consists of
merely one paragraph in his brief to this Court.
[66]
“[C]apital punishment is constitutional. It
necessarily follows that there must be a means of carrying
it out.” Baze v. Rees, 553 U.S. 35, 47, 128 S.Ct. 1520, 170
L.Ed.2d 420 (2008).
“In Baze, two death-row inmates challenged Kentucky's
use of the three-drug protocol, arguing ‘that there
is a significant risk that the procedures will not
be properly followed—in particular, that the sodium
thiopental will not be properly administered to achieve
its intended effect—resulting in severe pain when the
other chemicals are administered.’ 553 U.S. at 49, 128
S.Ct. at 1530. Belisle's claim, like the claims made by the
inmates in Baze, ‘hinges on the improper administration
of the first drug, sodium thiopental.’ Baze, 553 U.S. at
53, 128 S.Ct. at 1533.
“The Supreme Court upheld the constitutionality of
Kentucky's method of execution, Baze, 553 U.S. at 62,
128 S.Ct. at 1538, and noted that ‘[a] State with a lethal
injection protocol substantially similar to the protocol
we uphold today would not create a risk that meets
this standard.’ Baze, 553 U.S. at 61, 128 S.Ct. at 1537.
Justice Ginsburg and Justice Souter dissented from the
main opinion, arguing that ‘Kentucky's protocol lacks
basic safeguards used by other States to confirm that
an inmate is unconscious before injection of the second
and third drugs.’ Baze, 553 U.S. at 114, 128 S.Ct. at
1567 (Ginsburg, J., dissenting). The dissenting Justices
recognized, however, that Alabama's procedures, along
with procedures used in Missouri, California, and
Indiana ‘provide a degree of assurance—missing from
Kentucky's protocol—that the first drug had been
properly administered.’ Baze, 553 U.S. at 121, 128 S.Ct.
at 1571 (Ginsburg, J., dissenting).
*25 “The State argues, and we agree, that Belisle,
like the inmates in Baze, cannot meet his burden of
demonstrating that Alabama's lethal-injection protocol
poses a substantial risk of harm by asserting the mere
possibility that something may go wrong. ‘Simply
because an execution method may result in pain, either
by accident or as an inescapable consequence of death,
does not establish the sort of “objectively intolerable
risk of harm” that qualifies as cruel and unusual.’ Baze,
553 U.S. at 50, 128 S.Ct. at 1531. Thus, we conclude
that Alabama's use of lethal injection as a method of
execution does not violate the Eighth Amendment to
the United States Constitution.”
Ex parte Belisle, 11 So.3d 323, 339 (Ala.2008).
“Because Alabama's method of performing lethal
injection is ‘substantially similar’ to the one considered
by the United States Supreme Court in Baze v. Rees, 553
U.S. 35, 128 S.Ct. 1520, 170 L.Ed.2d 420 (2008), it is
not ‘cruel and unusual,’ and, consequently, [the appellant]
is not entitled to relief on this claim.” Shanklin v. State,
187 So.3d 734, –––– (Ala.Crim.App.2014). Compare
Sepulvado v. Jindal, 729 F.3d 413, 417 (5th Cir.2013)
(“Baze addressed Kentucky's three-drug protocol, but ‘a
one drug protocol [is] also acceptable under the flexible
Baze standard....’ ”).
[67] Pursuant to § 12–3–16, Ala.Code 1975, 12 this Court
is bound by the decisions of the Alabama Supreme Court.
Accordingly, we must conclude that pursuant to Ex parte
Belisle, Russell is entitled to no relief on this claim.
XII.
[68] Russell next argues that prosecutorial misconduct
in the penalty phase denied him a fair trial. He makes
several arguments in support of this contention. Russell
failed to object to any of the now challenged instances
of prosecutorial misconduct; therefore, we review these
claims for plain error. See Rule 45A, Ala. R.App. P.
“ ‘During closing argument, the prosecutor, as well as
defense counsel, has a right to present his impressions
from the evidence, if reasonable, and may argue every
legitimate inference.’ Rutledge v. State, 523 So.2d
1087, 1100 (Ala.Cr.App.1987), rev'd on other grounds,
523 So.2d 1118 (Ala.1988) (citation omitted). Wide
discretion is allowed the trial court in regulating the
arguments of counsel. Racine v. State, 290 Ala. 225, 275
So.2d 655 (1973). ‘In evaluating allegedly prejudicial
remarks by the prosecutor in closing argument, ...
each case must be judged on its own merits,’ Hooks
v. State, 534 So.2d 329, 354 (Ala.Cr.App.1987), aff'd,
534 So.2d 371 (Ala.1988), cert. denied, 488 U.S. 1050,
109 S.Ct. 883, 102 L.Ed.2d 1005 (1989) (citations
omitted) (quoting Barnett v. State, 52 Ala.App. 260,
264, 291 So.2d 353, 357 (1974)), and the remarks must
be evaluated in the context of the whole trial, Duren
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20
Russell v. State, --- So.3d ---- (2015)
2015 WL 3448853
v. State, 590 So.2d 360 (Ala.Cr.App.1990), aff'd, 590
So.2d 369 (Ala.1991). ‘In order to constitute reversible
error, improper argument must be pertinent to the
issues at trial or its natural tendency must be to
influence the finding of the jury.’ Mitchell v. State,
480 So.2d 1254, 1257–58 (Ala.Cr.App.1985) (citations
omitted). ‘To justify reversal because of an attorney's
argument to the jury, this court must conclude that
substantial prejudice has resulted.’ Twilley v. State,
472 So.2d 1130, 1139 (Ala.Cr.App.1985) (citations
omitted).”
*26
Coral v. State,
(Ala.Crim.App.1992)
628
So.2d
954,
985
[69] In reviewing prosecutorial argument for plain error,
we have stated:
“ ‘While this failure to object does not preclude review
in a capital case, it does weigh against any claim
of prejudice.’ Ex parte Kennedy, 472 So.2d [1106] at
1111 [ (Ala.1985) ] (emphasis in original). ‘This court
has concluded that the failure to object to improper
prosecutorial arguments ... should be weighed as part
of our evaluation of the claim on the merits because
of its suggestion that the defense did not consider
the comments in question to be particularly harmful.’
Johnson v. Wainwright, 778 F.2d 623, 629 n. 6 (11th
Cir.1985), cert. denied, 484 U.S. 872, 108 S.Ct. 201,
98 L.Ed.2d 152 (1987). ‘Plain error is error which,
when examined in the context of the entire case, is so
obvious that failure to notice it would seriously affect
the fairness, integrity, and public reputation of the
judicial proceedings.’ United States v. Butler, 792 F.2d
1528, 1535 (11th Cir.), cert. denied, 479 U.S. 933, 107
S.Ct. 407, 93 L.Ed.2d 359 (1986).”
Kuenzel v. State, 577 So.2d 474, 489 (Ala.Crim.App.1990).
“The line separating acceptable from improper advocacy
is not easily drawn; there is often a gray zone.” United
States v. Young, 470 U.S. 1, 7, 105 S.Ct. 1038, 84 L.Ed.2d
1 (1985).
“Prosecutorial misconduct can be a basis for relief if
it ‘so infected the trial with unfairness as to make
the resulting conviction a denial of due process.’
Darden v. Wainwright, 477 U.S. 168, 181, 106 S.Ct.
2464, 91 L.Ed.2d 144 (1986) (quotations omitted).
In determining whether arguments are sufficiently
egregious to result in the denial of due process, we have
considered the statements in the context of the entire
proceeding, including factors such as: (1) whether the
remarks were isolated, ambiguous, or unintentional;
(2) whether there was a contemporaneous objection
by defense counsel; (3) the trial court's instructions;
and (4) the weight of aggravating and mitigating
factors. Romine v. Head, 253 F.3d 1349, 1369–70 (11th
Cir.2001).”
Land v. Allen, 573 F.3d 1211, 1219–20 (11th Cir.2009).
[70]
“Closing arguments are rarely scripted with
precision.” People v. Tillery, 231 P.3d 36, 44
(Colo.App.2009). “Prosecutorial misconduct in closing
argument rarely constitutes plain error.” People v.
Weinreich, 98 P.3d 920, 924 (Colo.App.2004). See also
Gonzales v. State, 685 S.W.2d 47, 49 (Tex.Crim.App.1985)
(“Appellate courts rarely reverse a conviction due to an
improper prosecutorial question.”).
A.
Russell argues that it was reversible error for the
prosecutor to make the following argument in his opening
statement in the penalty phase:
“The image that I have—I don't think you can
escape having this image emblazoned in your mind is
Katherine Gillespie stuffed into a trash can in the back
of that Escalade. How can you escape that? I take it
home with me every night. I'm sure you do too at this
point.
*27 “And now it's about Ryan Russell but, you know,
unlike what he did, as a society, we don't just dispose of
people. We don't throw them away.
“In court, we have a process we go through. We have
a system. We have laws. We have evidence. We have
reason and we have, I hope, justice and that's what we
are looking for.”
(R. 1740.)
[71] “[P]rosecutors may use ‘hard language’ when it is
supported by evidence and are not required to phrase
arguments in the blandest of all possible terms.” People
v. Ullah, 216 Mich.App. 669, 679, 550 N.W.2d 568, 574
(1996). This argument did not so infect Russell's penalty
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21
Russell v. State, --- So.3d ---- (2015)
2015 WL 3448853
[74] Russell argues that the circuit court erred in allowing
certain victim-impact testimony to be admitted at the
penalty phase of his trial. Specifically, he argues that it
was error to allow Ellen Moman, one of Katherine's camp
counselors, to testify concerning the impact of Katherine's
death on other children at the camp because, he says,
B.
Moman was not related to Katherine and because her
[72]
[73] Russell next argues that the prosecutor testimony violated § 15–23–73, Ala.Code 1975.
improperly used religion to stir the passions of the jury.
Russell made no objection to Moman's testimony;
Specifically, he challenges the following argument made
therefore, we review this claim for plain error only. See
at the very beginning of the prosecutor's closing: “Tiny
Rule 45A, Ala. R.App. P.
Angel, rest your wings and sit with me a while.” (R.
phase with unfairness that Russell was denied due process.
See Darden v. Wainwright, supra. Russell is due no relief
on this claim.
1804.) 13
Section 15–23–73(a), Ala.Code 1975, states:
“Criminal trials are adversary
proceedings, and as stated in other
opinions, are not social affairs.
Argument of counsel should not be
so restricted as to prevent reference,
by way of illustration, to historical
facts and public characters, or to
principles of divine law or biblical
teachings.”
Wright v. State, 279 Ala. 543, 550–51, 188 So.2d 272, 279
(1966).
“[A]lthough some states forbid any biblical references
in closing arguments—State v. Berry, 141 S.W.3d
549 (Tenn.2004), and Fontenot v. State, 881 P.2d 69
(Okla.Crim.App.1994)—Alabama has recognized that
‘counsel's argument should not be so restricted as to
prevent reference, by way of illustration, ... to principles
of divine law or biblical teachings,’ [Ex parte] Waldrop,
459 So.2d [959] at 963 [ (Ala.1984) ]. However, we have
also held that the discretion to argue biblical references
is not unlimited.”
Gobble v. State, 104 So.3d 920, 978 (Ala.Crim.App.2010).
See also State v. Wilson, 16 Wash.App. 348, 357, 555 P.2d
1375, 1380 (1976) (appellate court upheld argument where
prosecutor referred to victim as “that little angel”).
This argument did not constitute error, much less plain
error, and Russell is due no relief on this claim.
XIII.
“The victim may submit a written
impact statement or make an oral
impact statement to the probation
officer for use in preparing a
pre-sentence report. The probation
officer shall consider the economic,
physical, and psychological impact
that the criminal offense has had on
the victim and the immediate family
of the victim.”
*28 (Emphasis added.)
[75] What Russell fails to consider is that the admission
of evidence at the penalty phase of a capital-murder trial is
not governed by § 15–23–73, Ala.Code 1975, but by § 13A–
5–45(d), Ala.Code 1975, which provides: “Any evidence
which has probative value and is relevant to sentence
shall be received at the sentencing hearing regardless of its
admissibility under the exclusionary rules of evidence....”
The United States Court of Appeals for the Tenth Circuit
addressed a similar issue as it relates to 18 U.S.C. §
3593(a). 14 In finding that this statute did not restrict
the victim-impact testimony to only family members, the
federal court stated:
“[United States v.] Barrett[, 496 F.3d 1079 (10th
Cir.2007),] involved a challenge to victim-impact
testimony from two friends of the victim regarding the
effect his life and death had on them. The defendant
objected to this testimony, arguing ‘that Congress
has expressly limited impact evidence in federal death
penalty cases to evidence concerning the effect of the
offense on the victim and the victim's family.’ 496 F.3d
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22
Russell v. State, --- So.3d ---- (2015)
2015 WL 3448853
at 1098. We recognized the FDPA's [Federal Death
Penalty Act] specific reference to ‘the effect of the
offense on’ and ‘loss suffered by’ ‘the victim's family.’
Id. at 1098–99 (quoting 18 U.S.C. § 3593(a)). But,
citing (1) the statute's additional inclusive reference to
‘any other relevant information,’ id. at 1099 (same),
and (2) case law permitting evidence ‘giving the jury a
glimpse of the victim's personality and the life he led,’
id., we rejected the defendant's rigid view of victimimpact evidence. We approved the challenged evidence,
including testimony by ‘a longtime friend of [the victim],
describing ... the impact [the victim] had on his life,’
and by ‘a fellow Oklahoma Highway Patrol trooper, ...
describing the impact [the victim's] death had on him.’
Id. Similar evidence from friends in this case was
likewise admissible.”
United States v. Fields, 516 F.3d 923, 946–47 (10th
Cir.2008).
“In Payne v. Tennessee, 501 U.S. 808, 111 S.Ct. 2597,
115 L.Ed.2d 720 (1991), the United States Supreme Court
partially overruled Booth to allow the sentencing authority
to consider evidence of the effect of the victim's death upon
family and friends.” Ex parte Washington, 106 So.3d 441,
445 (Ala.2011) (emphasis added).
Victim-impact testimony from friends and coworkers is
routinely admitted at the penalty phase of a capitalmurder trial.
“Other circuits allow testimony from friends (including
friends who are co-workers) regarding the impact
of a victim's death, rejecting challenges similar to
Wilson's. [United States v.] Barrett, 496 F.3d [1079]
at 1098 [ (10th Cir.2007) ] (allowing testimony from
police colleagues of victim, and rejecting argument
that Congress limited victim impact evidence in
federal death penalty cases to evidence ‘concerning
the effect of the offense on the victim and the
victim's family’ (internal quotation marks and citation
omitted)); see also [United States v.] Fields, 516 F.3d
[923] at 946 [ (10th Cir.2008) ] (allowing victim impact
testimony from non-family members); [United States
v.] Nelson, 347 F.3d [701] at 712–13 [ (8th Cir.2003) ]
(same); [United States v.] Bernard, 299 F.3d [467] at 478
[ (5th Cir.2002) ] (same).”
*29 United States v. Whitten, 610 F.3d 168, 188–89 (2d
Cir.2010). See also United States v. Runyon, 667 F.Supp.2d
648, 650 (E.D.Va.2009) (“[T]he evidence presented from
the victim's friends and shipmates provided the jury with
information upon which it could make an individualized
assessment of the defendant and the circumstances of the
offense in determining the appropriate sentence.”); State
v. Raines, 362 N.C. 1, 15, 653 S.E.2d 126, 135 (2007)
( “Victim impact testimony is admissible to show the effect
the victim's death had on friends and family members....”).
[76] Contrary to Russell's argument, this Court has
not restricted the admission of victim-impact evidence
at the penalty phase of a capital-murder trial to only
family members of the victim. Indeed, such a narrow
interpretation would be inconsistent with § 13A–5–45(d),
Ala.Code 1975. The circuit court committed no error,
much less plain error, in allowing Moman's testimony, and
Russell is due no relief on this claim.
XIV.
[77] [78] Russell argues that several of the circuit court's
jury instructions in the penalty phase were erroneous.
Russell did not object to the now challenged jury
instructions; therefore, we apply the plain-error standard
of review. See Rule 45A, Ala. R.App. P.
“ ‘ “The trial court is vested with broad discretion
in formulating its charge, so long as it accurately
reflects the law.” ’ Powers v. State, 963 So.2d 679,
691 (Ala.Crim.App.2006), (quoting Clark v. State, 621
So.2d 309, 324 (Ala.Crim.App.1992)). See also Williams
v. State, 795 So.2d 753, 780 (Ala.Crim.App.1999).
‘When reviewing a trial court's jury instructions, we
must view them as a whole, not in bits and pieces, and as
a reasonable juror would have interpreted them. Ingram
v. State, 779 So.2d 1225 (Ala.Cr.App.1999).’ Johnson v.
State, 820 So.2d 842, 874 (Ala.Crim.App.2000).''
Marshall v. State, 20 So.3d 830, 836 (Ala.Crim.App.2008).
“ ‘In setting out the standard for plain error review
of jury instructions, the court in United States v.
Chandler, 996 F.2d 1073, 1085, 1097 (11th Cir.1993),
cited Boyde v. California, 494 U.S. 370, 380, 110 S.Ct.
1190, 108 L.Ed.2d 316 (1990), for the proposition
that “an error occurs only when there is a reasonable
likelihood that the jury applied the instruction in
an improper manner.” Williams v. State, 710 So.2d
1276, 1306 (Ala.Cr.App.1996), aff'd, 710 So.2d 1350
© 2018 Thomson Reuters. No claim to original U.S. Government Works.
23
Russell v. State, --- So.3d ---- (2015)
2015 WL 3448853
(Ala.1997), cert. denied, 524 U.S. 929, 118 S.Ct. 2325,
141 L.Ed.2d 699 (1998).’ ”
Broadnax
v.
State,
825
So.2d
134,
196
(Ala.Crim.App.2000) quoting Pilley v. State, 789 So.2d
870, 882–83 (Ala.Crim.App.1998).
A.
[79] Russell argues that the circuit court's instructions
concerning the weighing of the aggravating and
the mitigating circumstances was unconstitutional.
Specifically, he argues that the charge failed to instruct
the jury what to do if the aggravating and the mitigating
circumstances were equally balanced.
*30 The circuit court gave the following instruction on
the process of weighing the aggravating circumstances and
the mitigating circumstances:
“Now ladies and gentlemen, if after a full and fair
consideration of all the evidence in this case you are
convinced beyond a reasonable doubt that at least the
one aggravating circumstance of especially heinous,
atrocious or cruel exists in this case and you are
convinced that this aggravating circumstance outweighs
the mitigating circumstances, your verdict would be this
verdict form which says we, the jury, recommend the
defendant, Ryan Gerald Russell, be sentenced to death.
The vote is as follows. There is a blank by death and a
blank for life imprisonment. And again to reiterate in
order to return this verdict, the life—the death number
must be ten or greater.
“However, if after a full and fair consideration of all
the evidence you are not convinced beyond a reasonable
doubt that at least one aggravating circumstance exists,
especially heinous, atrocious or cruel or that even if
you do find that aggravating circumstance exists that it
does not outweigh the mitigating circumstances in this
case that you may find, then your verdict must be we,
the jury, recommend that the defendant, Ryan Gerald
Russell, be punished by life imprisonment without
parole. The vote is an follows. And again blank for
death and blank for life without parole. In this case, the
life without number must be at least seven in order to
return this verdict form.”
(R. 18280–29.)
The Alabama Supreme Court has held that an instruction
on the weighing process rises to the level of plain error
only when a trial court instructs a jury that it could
recommend a sentence of death without finding any
aggravating circumstance. See Ex parte Bryant, 951 So.2d
724 (Ala.2002). However,
“[t]he charge in this case was not infected with the
peculiar error present in [Ex parte ] Bryant[, 951
So.2d 724 (Ala.2002) ], that is, the jury in this case
was not invited to recommend a sentence of death
without finding any aggravating circumstance. It was
that invitation in Bryant that caused the error in that
case to rise to the level of plain error, rather than error
reversible only by a proper objection. Thus, in this
case, although the court did not specifically instruct
the jury what to do if it found the mitigating and
aggravating circumstances equally balanced, we cannot
conclude, considering the charge in its entirety, that
the error ‘seriously affect[ed] the fairness, integrity or
public reputation of [these] judicial proceedings,’ Ex
parte Davis, 718 So.2d [1166,] at 1173–74 [ (Ala.1998) ],
so as to require a reversal of the sentence.”
Ex parte McNabb, 887 So.2d 998, 1004 (Ala.2004). See
also Ex parte Mills, 62 So.3d 574 (Ala.2010); Ex parte
Walker, 972 So.2d 737 (Ala.2007).
Here, the circuit court did not instruct the jury that it
could recommend a sentence of death without finding the
existence of any aggravating circumstance. Indeed, the
circuit court specifically instructed the jury, several times,
that it could not vote for a sentence of death unless it
specifically determined that the aggravating circumstance
that the offense was especially heinous, atrocious, or cruel
had been proven beyond a reasonable doubt. The circuit
court's jury instruction did not constitute plain error, and
Russell is due no relief on this claim.
B.
*31 [80] Russell next argues that the circuit court's
instructions on mitigating circumstances were erroneous
because, he says, they implied that the jury could not
consider a mitigating circumstance unless all the jurors
agreed upon its existence. Specifically, he argues that the
circuit court's failure to give a specific instruction that
the jury's findings as to mitigation did not have to be
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24
Russell v. State, --- So.3d ---- (2015)
2015 WL 3448853
unanimous violated the Supreme Court's decision in Mills
v. Maryland, 486 U.S. 367, 108 S.Ct. 1860, 100 L.Ed.2d
384 (1988).
“The United States Supreme Court in Mills v. Maryland
held that if there was a substantial probability that a jury
instruction in the penalty phase of a capital trial implied
that a finding on a mitigating circumstance must be
unanimous the death sentence must be vacated.” Calhoun
v. State, 932 So.2d 923, 972 (Ala.Crim.App.2005).
More recently, the United States Supreme Court in Smith
v. Spisak, 558 U.S. 139, 130 S.Ct. 676, 175 L.Ed.2d 595
(2010), again considered this issue and stated:
“[T]he instructions did not say that the jury must
determine the existence of each individual mitigating
factor unanimously. Neither the instructions nor the
forms said anything about how—or even whether—
the jury should make individual determinations that
each particular mitigating circumstance existed. They
focused only on the overall balancing question. And
the instructions repeatedly told the jury to ‘conside[r]
all of the relevant evidence.’ Id., at 2974. In our view
the instructions and verdict forms did not clearly bring
about, either through what they said or what they
implied, the circumstance that Mills found critical,
namely,
“ ‘a substantial possibility that reasonable jurors,
upon receiving the judge's instructions in this case,
and in attempting to complete the verdict form
as instructed, well may have thought they were
precluded from considering any mitigating evidence
unless all 12 jurors agreed on the existence of a
particular such circumstance.’ 486 U.S., at 384, 108
S.Ct. 1860.”
558 U.S. at 148, 130 S.Ct. 676.
Since Mills v. Maryland, many federal courts have upheld
instructions similar to the instructions given in this case.
“[T]he trial court's jury instructions
and verdict form contained no
statement that reasonably could be
read by jurors to require unanimity
on mitigating factors. And Lucas
can point us to no Supreme Court
precedent clearly establishing that
an affirmative instruction must be
given when the trial court has not
otherwise suggested that unanimity
is mandatory.”
Lucas v. Warden, Georgia Diagnostic & Classification
Prison, 771 F.3d 785, 807 (11th Cir.2014).
“[W]e find that with regard to mitigating factors,
these instructions contain no express requirement of
unanimity—that is, they omit any requirement of
unanimity. And, as we have previously held, ‘the only
reasonable reading of [such] instruction [i]s that, by
omission, no unanimity [i]s required.’ See Coe v. Bell,
161 F.3d 320, 338 (6th Cir.1998) (citing Kordenbrock v.
Scroggy, 919 F.2d 1091, 1121 (6th Cir.1990) (en banc)).”
*32 Nichols v. Heidle, 725 F.3d 516, 546 (6th Cir.2013).
“[T]he failure to adequately instruct
the jury on unanimity may be
harmless where the jury is informed
that aggravating circumstances must
be unanimously found beyond a
reasonable doubt and no constraints
are placed on the jury's ability to find
mitigating circumstances.”
Nika v. State, 124 Nev. 1272, 1297–98, 198 P.3d 839, 856
(2008).
The circuit court's instructions on the application of
mitigating evidence did not constitute error, much less
plain error, and Russell is due no relief on this claim.
XV.
[81] Russell argues that § 13A–5–49(8), Ala.Code 1975,
which sets out that the offense is especially heinous,
atrocious, or cruel compared to other capital offenses,
is unconstitutional on its face because, he says, it
fails to “sufficiently minimize the risk that the death
penalty will be applied in an arbitrary or capricious
manner.” (Russell's brief, at p. 90.)
“To the extent that [the appellant] is
claiming that the ‘especially heinous,
atrocious or cruel’ statutory
aggravating circumstance found in
§ 13A–5–49(8), Ala.Code 1975, is
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25
Russell v. State, --- So.3d ---- (2015)
2015 WL 3448853
unconstitutional on its face, that
argument is without merit. See
Bui v. State, 551 So.2d 1094
(Ala.Cr.App.1988), aff'd, 551 So.2d
1125 (1989), cert. granted, judgment
vacated on other grounds, 499
U.S. 971, 111 S.Ct. 1613, 113
L.Ed.2d 712 (1991); Hallford v.
State, 548 So.2d 526, 541–42
(Ala.Cr.App.1988), aff'd, 548 So.2d
547 (Ala.), cert. denied, 493 U.S.
945, 110 S.Ct. 354, 107 L.Ed.2d 342
(1989).”
Freeman
v.
State,
776
So.2d
160,
196
(Ala.Crim.App.1999). The especially heinous, atrocious,
or cruel aggravating circumstance is not unconstitutional
on its face—Russell is due no relief on this claim.
XVI.
[82] Russell argues that the circuit court erred in failing
to consider all of his proffered mitigating evidence.
Specifically, he argues that the circuit court erred in
not finding the following evidence to be mitigating:
that Russell's parents divorced when he was young,
that Russell was “alcohol dependent,” that Russell was
“managing properly in jail,” that Russell was in the
process of adopting Katherine, and that Russell had
actively participated in Katherine's life.
[83] “ ‘While Lockett [v. Ohio, 438 U.S. 586, 98 S.Ct.
2954, 57 L.Ed.2d 973 (1978),] and its progeny require
consideration of all evidence submitted as mitigation,
whether the evidence is actually found to be mitigating is
in the discretion of the sentencing authority.’ ” Ex parte
Slaton, 680 So.2d 909, 924 (Ala.1996), quoting Bankhead
v. State, 585 So.2d 97, 108 (Ala.Crim.App.1989). “It is
not required that the evidence submitted by the accused as
a non-statutory mitigating circumstance be weighed as a
mitigating circumstance by the sentencer.” Haney v. State,
603 So.2d 368, 389 (Ala.Crim.App.1991).
The circuit court acted within the scope of its discretion in
declining to consider some evidence that was presented to
be mitigation. Russell is due no relief on this claim.
XVII.
*33 [84] Russell next argues that the circuit court
erred in finding that the murder was especially heinous,
atrocious, or cruel as compared to other capital murders
because, he says, there was no evidence indicating that
the murder was “unnecessarily torturous” to the victim.
The State asserts that there was sufficient evidence for the
jury to find that Katherine was psychologically tortured
before her death and that, therefore, this aggravating
circumstances was properly applied in this case.
[85]
[86]
[87] The circuit court made the following
findings of fact on this aggravating circumstance:
“The Court is in a significantly better position to
evaluate this case as it is compared to capital cases. This
is based not only upon the Court's personal experiences
of having tried and sentenced other capital offenses, but
also from reading those cases that are of record in the
State of Alabama and in other jurisdictions. Heinous
is defined as extremely wicked or shockingly evil. The
Court can think of little that would be more wicked or
shockingly evil, than for someone in a parental role to
intentionally kill the one they are entrusted to love and
protect. Atrocious is defined as outrageously wicked or
violent.
“The evidence in this case tended to prove that Russell
chased Katherine into a corner and put a gun to
the back of her head and shot her. In light of the
relationship of the victim and Defendant in this case,
no act could be more outrageously wicked. The term
cruel means designed to inflict a high degree of pain.
The cruelty involved in this case does not only involve
physical pain, it also involves mental and emotional
pain. The mental and emotional pain of rejection and
abuse experienced by a child when being killed by a
person she called ‘Daddy’ is beyond comprehension.
“This crime does fit the definition of especially
heinous, atrocious and cruel when compared to other
capital offenses, because it was a pitiless crime. It
was unnecessarily emotionally and psychologically
torturous to the victim, an eleven year old girl,
Katherine Helen Gillespie. The victim was the person
that Russell had been entrusted to care for, love and
protect, not only by his family, but by society. Russell
had voluntarily undertaken that obligation.”
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26
Russell v. State, --- So.3d ---- (2015)
2015 WL 3448853
(R. 156–57.)
“In Alabama, for the manner of
homicide to meet the statutory
definition of especially heinous,
atrocious, or cruel, the murder
must be unnecessarily torturous to
the victim. See Ex parte Kyzer,
399 So.2d 330, 334 (Ala.1981).
In making this determination we
consider whether the violence
involved in the killing was
beyond what was necessary to
cause death, whether the victim
experienced appreciable suffering
after a swift assault, and whether
there was psychological torture. See
Norris v. State, 793 So.2d 847
(Ala.Crim.App.1999).”
Blackmon v. State, 7 So.3d 397, 419 (Ala.Crim.App.2005).
See also Ex parte Key, 891 So.2d 384, 390 (Ala.2004); Ex
parte Clark, 728 So.2d 1126, 1140–41 (Ala.1998).
*34 “[T]he status of the victim is of no consequence
in determining whether the crime was unnecessarily
torturous to the victim. However, it is relevant and
probative of whether the crime was conscienceless
or pitiless.” Clark v. State, 896 So.2d 584, 648–
49 (Ala.Crim.App.2000). See Fleming, Sufficiency of
Evidence, for Purposes of Death Penalty, to Establish
Statutory Aggravating Circumstance that Murder was
Heinous, Cruel, Depraved, or the Like–Post–Gregg
“This Court has affirmed findings that certain
‘execution style’ murders were ‘especially heinous,
atrocious or cruel.’ See, Rieber v. State, 663 So.2d
985, 992–93 (Ala.Cr.App.1994), aff'd, 663 So.2d 999
(Ala.1995) (the victim had been stalked by the
defendant before the murder; the victim was very much
afraid of the defendant; she was robbed and was shot
in the wrist and then in the head; she was alive when she
was found, but subsequently died ); Wright v. State, 494
So.2d 726, 744 (Ala.Cr.App.1985), aff'd, 494 So.2d 745
(Ala.1986) (trial court found that the two victims were
murdered ‘in order that they would not be witnesses'
and that they ‘were each shot in the head [and] slowly
died in a pool of blood ’); Lawhorn v. State, 581 So.2d
1159, 1174 (Ala.Cr.App.1990), aff'd, 581 So.2d 1179
(Ala.1991) (victim was run down and was ‘confronted
with the barrel of a shotgun in his face’; he was shot
and shot again after getting back up; he was then shot
three times while lying on the ground ‘trapped and making
gurgling noises' ). In those cases cited here, the victims
were aware of what was happening to them.’'
Ex parte Clark, 728 So.2d 1126, 1139 (Ala.1998)
(emphasis in original). See also State v. Rossi, 146 Ariz.
359, 706 P.2d 371 (1985) (“[D]efendant used special bullets
which he knew were designed to inflict greater tissue
damage on a human body.”).
Here, there was testimony that within two hours of her
death Katherine and Russell had been involved in a
car accident in which the air bags in Russell's vehicle
had deployed, that Katherine had suffered a blunt-force
injury to her chest that was consistent with an air bag,
Cases, 63 A.L.R.4th 478 (1988). 15
that Russell had fled the scene of that accident, that
the vehicle involved in the accident followed him to his
[88]
[89]
[90] To determine whether Katherine's house, that the occupants reported the accident to police,
murder was especially heinous, atrocious, or cruel as
that Russell refused to let anyone in the house after the
compared to other capital murders, we must consider the
accident, that Katherine was last seen crying and upset,
entire chain of events that led to Katherine's death. “[A]
and that Katherine was shot at point-blank range while
murder is not rendered especially heinous, atrocious, or
in a crouched position between the side of the dryer
cruel merely by the specific method in which a victim is
and a wall. 16 Russell used a large caliber gun, a .40
killed, but by the entire set of circumstances surrounding
Glock brand semi-automatic pistol, and pressed it to
the killing.” State v. Tirado, 358 N.C. 551, 595, 599
Katherine's head. 17 The bullet struck Katherine's head
S.E.2d 515, 544 (2004). “In evaluating the brutality and
with such force that her skull exploded. Russell then
heinousness of a defendant's conduct, the entire spectrum
placed Katherine's lifeless body in a plastic trash can, head
of facts surrounding the given incident must be analyzed
first, and put that can in the backseat of his car. Russell's
and evaluated.” People v. McGee, 121 Ill.App.3d 1086,
callous treatment of Katherine's body evidenced his total
1089, 77 Ill.Dec. 539, 542, 460 N.E.2d 843, 846 (1984).
disrespect for human life.
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27
Russell v. State, --- So.3d ---- (2015)
2015 WL 3448853
*35 Certainly, it was reasonable for the jury to conclude
that at the time of Katherine's death she was crouched
between the dryer and a wall, in a “cubby area,” in an
attempt to hide from the only other occupant of the
house, Russell, and that her fear of him motivated her to
hide. This inference was reasonable based on the evidence
presented.
there is an evidentiary basis for the
jury's verdict, the
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