Petition for Writ of Certiorari — Tyshaun St. Vallier, Petitioner v. United States
Supreme Court briefDec 8, 2017
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NO.
IN THE UNITED SUPREME COURT
OF THE UNITED STATES
TYSHAUN ST. VALLIER
PETITIONER
Vs.
UNITED STATES OF AMERICA
RESPONDENT (5)
ON PETITION FOR WRIT OF CERTIORARI TO THE UNITED STATES COURT OF
APPEAL FOR THE THIRD CIRCUIT
PETITION FOR WRIT OF CERTIORARI
TYSHAUN ST. VALLIER 28648-050
PRO-SE LITIGANT
FCI ASHLAND
P.O. BOX 6001
ASHLAND, KENTUCKY 41105
DEC 18 2011
V
QUESTIONS PRESENTED
Because most arguments that a defendant make when arguing
their right to be present is disposed of using Federal Rules Of
Criminal Procedure Rule 43, and rarely even reach the more
narrow analysis that is based on the right to be present at a
critical stage. The right to be present has ramifications laid
out by courts using different analysis in many cases the courts
determine whether the defendant was voluntary absent or
involuntary and whether the hearing can be deemed a critical
stage. But when the absence is not just involuntary but when the
defendant was in custody and his absence was solely a mistake
made by the prosecutor, furthermore the counsel for the
defendant waives the defendant's right without his express
consent and the prejudice factor boils down to the fairness of
the entire proceeding, not just the hearing in itself, to avoid
a clear unequal deprivation of a fair proceeding. Is it totally
feasible to avoid a review from the Appeals Court or does this
claim gets disposed of without the purview of a higher court?
The Question Presented is
1. Did the Third Circuit Court of Appeals Err when not
granting COA when counsel waived defendant's appearance at a
pre-trial hearing involving stipulations to prohibit impeachment
evidence of government's cooperating witness, additionally where
involuntary absence was due to the prosecuting attorney admitted
mistake in failing to execute a writ to produce the defendant at
the hearing?
2.
If defendant's Right to Due Process is violated as a result
of counsel's deficient waiver, where the prosecutor's mistake
propelled the defendant's absence at a critical stage, should
the burden shift to the government to prove harmlessness beyond
a reasonable doubt?
LIST OF PARTIES
All Parties appear in the caption of the case on the cover page.
TABLE OF CONTENTS
OPINIONBELOW ........................................................1
STATEMENT OF JURISDICTION ...........................................1
CONSTITUTIONAL AND STATUTORY PROVISIONS INVOLVED ....................2
STATEMENT OF THE CASE ...............................................3
REASONS FOR GRANTING THE WRIT .......................................8
FIRST IMPRESSION UPON THE COURTS ....................................8
IMPORTANCE TO THE PUBLIC ...........................................15
CONCLUSION......................................................... 20
INDEX TO APPENDIXES
APPENDIX A: UNITED STATES COURT OF APPEALS FOR THE THIRD CIRCUIT
APPENDIX B: OPINION OF THE DISTRICT COURT
APPENDIX C: ORDER DENYING REHEARING
APPENDIX D: REQUEST FOR EXTENSION OF TIME TO THE SUPREME COURT
APPENDIX E: PRE-TRIAL HEARING
APPENDIX F: SENTENCING HEARING
APPENDIX G: SIXTH AMENDMENT OF THE CONSTITUTION
APPENDIX H: FIFTH AMENDMENT OF THE CONSTITUTION
APPENDIX I: FEDERAL CRIMINAL PROCEDURE RULE 43
TABLE OF AUTHORITIES
Cases
United States v Toliver 330 f.3d 607, 2003 U.S. app. Lexis 11180 (3
Cir.) .....................................................................................................................................................13
United States v Crutcher 405 f. 2d. 239: 1968 U.S app. Lexis 5551 (2d
cir 1968) ...........................................................................................................................................19
United States v Bertoli 40 f 3d 1384, 1397 (3' Cir. 1994) ............................19
United States v Alessandrello...........................................................................................15
Snyder v Massachusetts 78 LED 674, 291 US 97-138 ....................................................9
Kentucky v Stincer, 482 U.S 730, 107 s. Ct. 3658,, 96 1. Ed. 2d 631
(1937) .......................................................................................................................................... passim
Johnson v Zerbst 304 U.S. 458, 464-465, 58 S. Ct. 1019, 1023, 82 1.
Ed. 1461 (1938) ............................................................................................................................... 7
Flanagan v United States 465 U.S 259 1 268, 79 L. Ed 2d 288, 104 S. Ct
1051 (1984) ......................................................................................................................................17
Evans v United states 284 f.2d 393; 1960 app. Lexis 3223; 94 A.L.R 2d
266 (6th cir. 1960) .....................................................................................................................18
Cross v United States 325 f. 2d 629; 117 U.S app d.c 56; 1963 U.S app
lexis3739.........................................................................................................................................12
Brady v United states 397 U.S. 742, 748........................................................................17
Statutes
Federal Rules Of Criminal Procedure Rule 43 ......................................................passim
iv
IN THE UNITED STATES SUPREME COURT
OF THE UNITED STATES PETITION FOR WRIT OF CERTIORARI
Petitioner respectfully prays that a writ of certiorari issue to
review the judgement below.
OPINION BELOW
The opinion of the United States Court of Appeals for The Third
Circuit appears at Appendix A to the petition and is
unpublished. The opinion of the United States District Court of
New Jersey appears at Appendix B to the petition.
STATEMENT OF JURISDICTION
The date on which the United States Court of Appeals decidedmy
case was April 4, 2017. A timely petition for rehearing was
denied by the United States Court of Appeals on July 10, 2017,
and a copy of the order denying rehearing appears as appendix C.
A Request for an extension of time was filed on 9/29/17 to
Justice Samuel A. Auto and granted with the new filing date
extended to December 7, 2017 and appears as appendix D. The
Jurisdiction of this court is invoked under 28 U.S.0 § 1254 (1).
1
CONSTITUTIONAL AND STATUTORY PROVISIONS INVOLVED
The Sixth Amendment to the United States Constitution
provides, in relevant part:
In all criminal cases the accused shall enjoy the right to a
speedy and public trial, by an impartial jury ...to be confronted
with the witnesses against him ... to have the assistance of counsel
for his defense. See APPENDIX G
The Fifth Amendment to the United States Constitution
provides, in relevant part:
No person shall be held to answer for a capital. Or otherwise
infamous crime, unless on a presentment or indictment ...nor be
deprived of life, liberty, or property, without due process of
law.... See APPENDIX H
Fed R. Crim. P. 43(b) (3) provides that a defendant need not
be present at a proceeding that involves only a conference or
hearing on a question of law. ...That conclusion follows from
plain text of Rule 43 (b) (3)...See APPENDIX I
STATEMENT OF THE CASE
The Lower courts are deeply divided over whether a pretrial
hearing or conference can ever be considered a critical stage in
perspective of the statutory rule of Fed. R. Crim. P.43 (b) (3)
which provides that a defendant need not be present at a
proceeding that involved only a conference or hearing on a
question of law. On the other hand; the court has identified the
Due Process Clause of the 5th amendment to be wrapped in this
statutory web and encompasses the sixth amendment confrontation
clause to be included in its broad statutory provision. However
the Due Process Clause in itself requires the courts to search
deeper into the entire record not just the title of the
proceeding alone. But never has the courts determined what the
issue will be when an ordinary pretrial hearing turns to
something much more detailed and dealt with circumstances that
surrounded facts only known to the defendant and the witnesses.
Here defendant argues that his. constitutional right to Due
process has been violated and there is no line that
distinctively prohibits the statutory provision in Rule 43 to be
the suppresser of this argument. What happens when the
conference is not a question of law does the lower court use a
statutory provision to dispose of a constitutional claim without
3
reviewing the context of the hearing. This is exactly what the
lower court has done.
This issue is not academic
-
in this case and all others
like it the defendant's entitlement to a new trial or at least a
new sentencing lays in the balance. Here petitioner's trial
counsel knew that it was important to discuss some detrimental
stipulations that bore heavily on defendant's chances of
bringing out all the circumstances about his case. The problem
here is that not only was the defendant scheduled for court and
in custody, it was the prosecutor's mistake that caused
defendant's absence. Overall, the entire defendant's right to be
present was waived by counsel before he ever had the chance to
waive his presence. (AP-E p4.)
Trial was scheduled for St. Vallier in an importation of
Cocaine case on April 22, 2009. Two days before picking the jury
a pre-trial hearing was scheduled to commence, counsel for the
St. Vallier informed the A.tJ.S.A and the Judge that she went to
visit her client with the marshals and he was not there to be
consulted. The prosecuting attorney who was responsible for
executing the writ to secure the defendant's presence who was
less than five miles away explained their debacle to the Judge
and defendant's attorney explaining that they will totally take
the blame for not producing the defendant at the hearing. The
4
Court admonished the AUSA for her actions asking "I mean he
needed to be here regardless right?"... "I just want to make sure,
a hearing or no hearing, there are motions in his case and he's
scheduled to go to trial on Wednesday, he would need to be here
no matter what we do." (AP-E p4. Ln. 4-15)
Immediately The AUSA had requested an agent and an
investigator to pick the defendant up from the county jail so
that he can be present for the hearing, however this did not
cure the situation because the court's by way of counsel's
acknowledgement agreed to proceed in defendant's absence.
Without wasting any moment defendant's counsel decided that it
will be o.k. to proceed in defendant's absence without his
express consent. However counsel admitted to the one and vital
caveat "it's a catch 22" to waive his presence without asking
him to waive his presence but still waived his presence based on
the disclaimer she will limit discussions to pending motions,
voir dire discussions about jury instructions, verdict sheet.
(AP-E p4.
-
ln. 21
-
p5. ln. 1-10) But this scope deviated from
the very beginning. Soon as the hearing began the prosecuting
attorney confessed of an "informal" stipulation that counsel and
the government agreed upon that "morning" unbeknownst to the
defendant and wished to memorialize it on record. (AP-E p6. Ln
12 -17) These stipulations consisted of agreement to withhold
5
impeachment evidence on the only two key witnesses McCombs and
Laroche and evidence that bolstered St. Valuer's theory of the
case. (AP-E p6
-
9). Defendant arrived for the latter part of
the hearing to witness the officer's testimony and upon closing
the hearing the district attorney requested that the counsel put
on the record that defendant waives his appearance for the nontestimonial portions of the day. Defense counsel quickly
answered that "Mr. St. Valuer waives his presence retroactively
to the time period that he was not in the courtroom". (AP-E p69.
Ln.15-25) Defendant was convicted of all charges, and since
defendant never knew of the stipulations that were memorialized
at the pre-trial hearing, the sentencing phase resulted in the
prosecutor reneging on the pre-trial stipulation. In one
stipulation that was memorialized at the hearing was the
government's disclosure of Giglio material which one of the
witnesses had been relocated in light of a threat "That is
technically a benefit offered to a witness because the
government is of course paying for that witness to be
housed" (Ap-p9 1-14) adding that there are prescribed stipends,
per diems given to witness and family etc.
.
.
.
id. The government
stipulated not to adduce testimony of any threats to a witness
in exchange that the defense will not question their witness
about the government benefits that were given to the witness and
the family. The defendant never knew about these stipulations,
.
N
and on the day of sentencing the government despite its
stipulations adduced testimony of the threats to a witness
through the lead case agent. (AP-F p801. ln.23.
-
p817 ln.8)
Other stipulations were regarding flight, and that the
government will not adduce evidence of petitioner's earlier
flight in turn defense counsel will not cross examine the two
key witness on their flight. Furthermore it was stipulated that
defense counsel must not move into evidence a letter co-written
by the defendant and witnesses that professed his innocence and
requested that a court date be reinstated. (AP-E p7 1-25)
The Third Circuit Court of Appeals has ruled against
providing a certificate of appealability on the issue that
defendant's constitutional rights were violated when his counsel
waived his presence during a critical stage while he was in
custody waiting to be brought into court. When a defendant is in
custody every circuit takes serious precaution when accepting a
waiver of his right to be present, see Johnson v Zerbst 304 U.S.
458, 464-465, 58 s. Ct. 1019, 1023, 82 1. Ed. 1461 (1938). The
waiver provision was just the sub part, where the
constitutionality lies at the substance of the hearing that took
place in his absence as laid out See Kentucky v Stincer, 482 U.S
730, 107 s. Ct. 3658,, 96 1. Ed. 2d 631 (1937). Furthermore
action is necessary in this case at-least to be reviewed by the
7
Third Circuit of Appeals to maintain fairness and judicial
integrity.
REASONS FOR GRANTING THE WRIT
a. FIRST IMPRESSION UPON THE COURTS
The fact that Fed. R. Crim. P.43 excludes conferences and
hearings, a defendant's right to be present at critical stages
embodies itself in the Due Process Clause of the fifth and
fourteenth amendment, but when a hearing is titled a pre-trial
conference reviewing courts has failed to analyze the claim
under the Due Process Clause. This is because Rule 43 states
that only trial stages can be afforded for the purposes of rule
43. However, many courts have understood the principle and the
Due Process clause espoused in Kentucky v Stincer, 482 U.S 730,
107 s. Ct. 3658, 96 1. Ed. 2d 631 (1937).
and Snyder v
Massachusetts 78 LED 674, 291 US 97-138). However many lower
court's has used the statutory language of Rule 43 as an
exclusive way to prevent the courts to acknowledge the context
of the proceeding not by title but the substance of what
occurred by the record in the absence of the defendant. Even
though rule 43 provide broader protection that the narrow Due
Process rights it still gives the lower courts the headway to
use a statutory provision than the more accountable and narrow
H.
Due Process. Some courts acknowledges the standard-bearer cases
that most prosecutor's adhere to when feasible but many court
are hesitant as some believe the language in Kentucky v Stincer,
482 U.S 730, 107 s. Ct. 3658, 96 1. Ed. 2d 631 (1937).
,
Snyder
v Massachusetts 78 LED 674, 291 US 97-138 are merely dicta and
does not get into the crux of the right to be present defining
and critical stage. There has absolutely been no litigation in
the context of a hearing that began as a normal pretrial hearing
two days before trial, and changes course right before the
hearing into a hearing that without defendant's presence the
process is thwarted. The pendulum then swings into the realms
solely of a Due process claim. Additionally, when defendant was
in custody and not just prohibited from making the appearance
but the very reason why he couldn't make it lied in the very
hands of the adversary.
In assessing an ineffective assistance
of counsel claim "The ultimate focus of inquiry must be on the
fundamental fairness of the proceedings ... In every case the court
should be concerned with whether ... the result of the particular
proceeding is unreliable because of a breakdown in the
adversarial process that our system counts on to produce just
results."
A decision of this magnitude that does not even get to be
reviewed by a higher court can be a darted flaw in the judicial
system.
The Court Have reviewed similar claims but never has the
Courts reviewed A Right to be present claim that involved a
deliberate mistake on behalf of the adversary, a defendant in
custody, waiver with-out defendant's consent, facts that only
the defendant knew and could not had possibly be factually
disputed properly without defendant's presence. It is simply to
easy for defendant to acknowledge the withholding of impeachment
evidence to not be in his favor and decide on that last day
before trial to plead guilty, or even if defendant was afforded
the chance to not agree to the stipulations, defendant there is
a chance that the witnesses testimony could have been
undermined, where favors / benefits given to a witness
especially shelter could be an incentive to or at least
something the jury would have taken into consideration. All in
all a transformative pretrial hearing that began to settle one
issue but transitioned to a hearing that became critical to the
defendant's outcome by the definition "Critical Stage" and
evidently discussing much more than a question of law.
The Supreme Court has held that the constitutional right to
be present applies not "when presence would be useless, or the
10
benefit but a shadow," but only "to the extent that a fair and
just hearing would be thwarted by the defendant's absence."
Kentucky v Stincer, 482 U.S 730, 107 s. Ct. 3658, 96 1. Ed. 2d
631 (1937). Two days before picking the jury, the appellant was
not brought to court to defend for himself against evidence in
which only appellant and the two witnesses had direct knowledge
of. Here counsel engaged in stipulations to withhold impeachment
evidence of the only two co-defendants / witnesses that
testified for the government (ECF no. 34 att.13 p.2-5).
Additionally, appellant's sole opportunity to appear on
time was at the mercy of the adversary. Id. Appellant was in
custody at the time in a facility within a few miles of the
court house. The prosecuting attorney was directly responsible
for ordering the writ to retrieve appellant. However the writ
was not ordered on time and resulted in appellant being brought
to the hearing at the end to only witness the last portion of
this hearing. (AP-E p42) Many circuit courts' has ruled on
involuntary absence and the course it takes in the event. See
also the district of Columbia Circuit court decision Cross v
United States 325 f. 2d 629; 117 U.S app d.c 56; 1963 U.S app
lexis 3739 (the court reversed the conviction, holding that
under rule 43, a person in continuous physical custody could not
"voluntarily absent" himself. The district court was required to
at least obtain an on the record statement in open court by
11
defendant himself, rather than counsel, of the waiver, and the
district court was required to make a determination whether
defendant made an intelligent and competent waiver.) And second
circuit's United States v crutcher 405 f. 2d. 239: 1968 U.S app.
Lexis 5551 (2d Cir. 1968) (remanding for hearing to determine if
he made a knowing waiver of the right to be present at the
impaneling of the jury. If defendant did not waive the right
then a new trial had to be granted.) However neither circuit nor
this court has determined when the involuntary absence is a
direct result of negligence by the adversary. And what happens
when the absence is even more detrimental than a statutory error
versus a constitutional error the record details that counsel
then waived the rights of the defendant to be present at this
hearing without his consent. Id at 69. When the court requested
an explanation to the hearing Ms. Liebesman counsel for
appellant had already determined that she will go forth without
petitioner's consent and agreed to clearly waiving petitioner's
presence. Id. The district court expressed its concern but never
remedied it. Id. AP-E p4. ln.21-25, p5.Ln. 1-9. Again after the
hearing was concluded the record again provides the support in
clear details that the defendant was not informed of his
constitutional right to be present when he finally arrived at
the hearing. Id. "A defendant's constitutional right to be
present at every stage of his or her criminal proceeding is
12
grounded in the confrontation clause of the sixth and the due
process clause of the fifth amendment." See United States v
Toliver 330 f.3d 607, 2003 U.S. app. Lexis 11180 (3rd Cir.)
Quoting United States v Gagnon, 470 U.S. 522 526, 84 1. Ed. 2d
486, 105 s. Ct § 2253(c) (2).the COA statute permits the
issuance of a COA only where a petitioner has made "a
substantial showing of the denial of a constitutional right" §
2253 (c) (2). In reality its only dicta A criminal defendant has a
right to be present at all critical stages of the trial. In
Toliver it expressly agreed that a violation of rule 43 of the
fed rule of crim. Procedure also compromises the statutory and
constitutional rights. The court basically began to take the
analysis under a standard for constitutional errors. No court
has analyzed what happens when the prospective testimony of the
two main witnesses is at issue. Witness impeachment evidence was
the highlight of the hearing but never was made known to the
defendant that these stipulations actually took place. Counsel
and the assistant United States attorney that morning engaged in
an informal agreement. The agreement entailed that the
government will forego the request to admit a conscious of guilt
instruction as to the flight in which appellant had previously
pled guilty to and that counsel will forego cross-examining the
lead witness as to his own flight in trying to avoid prosecution
for the same case. Additionally, Liebesman engaged in an
13
agreement not to admit a letter co-written by the government's
lead witness and appellant. In this letter defendant and codefendant requested that the court reinstate his bail and he
just wanted a fair day in trial. The government and Liebesman
entered into more stipulations concerning the government other
star witness Laroche. Counsel agreed on record to not crossexamine Laroche on receiving a government favor in which the
government helped Laroche retrieve a new residence. Liebesman
agreed to stay away from that favor, in exchange that the
government will not rebut. The due process clause guarantees the
defendant a right at those stages of trial when the defendant's
absence "might frustrate the fairness of the proceedings". Fed.
Rule of Cr. Procedure 43. Supreme Court has stated "that a
defendant only has a constitutional right to be present at
stages of the trial where fundamental fairness might be thwarted
by his absence" United States v Alessandrello 637 f.2d 131 (3
cir) (quoting Faretta v California 422 U.S. 806, 816, 95 s. Ct.
2255, 2531 45 1. Ed. 2d 562 (1971).
14
rd
IMPORTANCE TO THE PUBLIC
b.
CONCERNING FAIR PRACTICES IN THE COURT
The record has softly recognized the constitutionality of
the defendant's right to be present. The lower court decided
that "In any rate even without that waiver, the portion of the
hearing in question held prior to petitioner's arrival, which is
discussed above, dealt specifically with questions and legal
issues raised by counsel rather than any testimony, and thus
avoided crossing into areas where Petitioner's presence would
have been helpful, let alone vital." (AP-B p40
-
41). But this
decision does not take into account the government's culpability
in defendant's absence while he was in custody. Here not only
the record has been alluded to without correctly citing the
record. The only scope that was taken by mere language was the
scope outline in Fed Cr. P. Rule 43 and not the analysis that is
distinguished in Snyder v Massachusetts id. Additionally by
waiving petitioner's right to be present it will defeat the
purpose if that is the case. Here the record reflects that
appellant arrived at the end of the hearing to witness testimony
by customs border protection officer Erraez. At the end of the
hearing the A.U.S.A requested the judge to have Liebesman put on
record that defendant waived his appearance for the non-
15
testimonial, non-hearing portions of the day. Never was the
defendant afforded a chance to know what right he was waiving.
Here the court inquired to counsel asking her whether
petitioner waives his presence to the portions of the hearing
where he was not present without petitioner having the time to
answer or having been informed what constitutional right he was
waiving, counsel answered immediately without appellants
consent, again stating "St. Valuer waives his presence
retroactively to the time period that he was not in the
courtroom. "Waivers of constitutional rights not only must be
voluntary but must be knowing, intelligent acts done with
sufficient awareness of the relevant circumstances and likely
consequences" Brady v United states 397 U.S. 742, 748 (1970
whether the waiver of a known right has been intelligently made
"depends in each case, upon the particular facts and
circumstances surrounding that case, including the background
experience, and conduct of the accused. Johnson v Zerbst 304
U.S. 458, 464-465, 58 S. Ct. 1019, 1023, 82 1. Ed. 1461 (1938
see Diaz v united states 223 U.S. 442, 56 1. Ed 500, 32 sup. Ct.
Rep. 250, ann. Cas. 1913c 1138 (when the accused is in custody
or on trial for his life he is incapable of waiving the right to
be present at any stage of the proceeding.) In the District
Court Opinion. It stated that St. Valuer did not prove
prejudice. The opening point to this decision is the notion of
16
whether the prejudice prong should be the deciding factor. For
instance The Supreme Court has stated. "Obtaining reversal for
violation of such a right does not require a showing of
prejudice to the defense, since the right reflects
constitutional protection of the defendant's free choice
independent of concern for the objective fairness of the
proceeding" See Flanagan v United States 465 U.S 259, 268, 79 L.
Ed 2d 288, 104 S. Ct 1051 (1984). However the record does not
reflect that counsel ever reread the transcript of the
proceeding or ever spoke to the defendant concerning what took
place at the hearing. Defendant believes that the burden shall
be on the government, who should prove beyond a reasonable
possibility that appellant's absence did not prejudice him. The
absolute burden that the third circuit holds when the appellant
makes the argument setting out a Fed. R. Crim. P.43 violation.
Here what is unique is that the neglect of the government was
the cause of the absence from the hearing. The court's analysis
under Fed. R. Crim. P.43 alone is not absolute when so many
variables that has taken place resulting in the defendant's
absence. However, if the court found that counsel's waiver was
deficient at this particular stage, the analysis should not
solely be on the defendant to prove prejudice alone, but many
courts have been skeptical when the adversary had been the
impetus a violation of a constitutional right.. In Toliver the
17
government had to prove harmlessness beyond a reasonable
possibility that the district court's error prejudiced the
outcome of Toliver's trial". United States v Toliver 330 f.3d at
614, 2003 U.S. app. Lexis 11180 (3 rd cir.) See also Evans v
United states 284 f.2d 393; 1960 app. Lexis 3223; 94 A.L.R 2d
266 (6th cir. 1960) "In a felony case a defendant is required to
be present at every stage of the trial except where he
voluntarily absents himself. Rule 43 federal rules of criminal
procedure, 18 USCS ... in order to constitute a waiver, there must
be a voluntarily relinquishment of a known right." (The court
reversed the judgement and remanded the case to the district
court for further proceedings). Also in United States v Crutcher
405 f. 2d. 239: 1968 U.S app. Lexis 5551 (2d cir 1968)
(Remanding for hearing to determine if he made a knowing waiver
of the right to be present at the impaneling of the jury. If
defendant did not waive the right then a new trial had to be
granted.) In the matter of finding that defendant has not made a
valid waiver of a known right the burden shall shift to the
government to prove beyond a reasonable probability that the
defendant was not prejudiced See United States v Bertoli 40 £ 3d
1384, 1397 (3 Cir. 1994). The problem here is that the
Government admitted responsibility for the defendant's
absence.
Defendants Absence was involuntary
18
Counsel waived defendant's presence
District Court Judge went forward with hearing based on waiver
under the impression that counsel and government's counsel
will only discuss vior dire, jury instructions, and pending
motions.
The hearing transitioned to testimonial stipulations
concerning the two key witnesses and impeachment evidence
being withheld without defendant's consent or ever attaining
knowledge of the substance of impeachment evidence that was
stipulated to or withheld.
During Sentencing the government breached the stipulation
agreement, defendant had no knowledge that the counsel had
entered into these impeachment stipulations in exchange that
the government will not put forth evidence.
Considering all the factual circumstances at least this case
provides the impetus to be further reviewed by the Appeals
Court. In any context this case provides the perfect vehicle to
address the pure language of rule 43, being used to foreclose
arguments based solely on the due process clause of the
Amendment and the 5th Amendment.
19
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