Opposition Brief — Bradley Raymond Clemens, Petitioner v. Colorado
Supreme Court briefMar 12, 2018
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No. 17-7068
In the Supreme Court of the United States
BRADLEY RAYMOND CLEMENS,
Petitioner,
v.
STATE OF COLORADO,
Respondent.
On Petition for Writ of Certiorari to
The Colorado Supreme Court
BRIEF IN OPPOSITION
TO PETITION FOR WRIT OF CERTIORARI
CYNTHIA H. COFFMAN
Attorney General
L. ANDREW COOPER
Deputy Attorney General
FREDERICK R. YARGER
Solicitor General
Counsel of Record
REBECCA A. ADAMS
Senior Assistant Attorney General
GLENN E. ROPER
Deputy Solicitor General
Colorado Department of Law
Ralph L. Carr Judicial Center
1300 Broadway, 10th Floor
Denver, CO 80203
Fred.Yarger@coag.gov
(720) 508-6168
Counsel for Respondent
QUESTION PRESENTED
Three prospective jurors at Petitioner’s criminal trial expressed possible
reservations about Petitioner’s decision not to testify. The court instructed the
prospective jurors that a defendant’s decision not to testify is his constitutional
right and may not be held against him. After repeated questioning, none of the
three prospective jurors expressed confusion about this instruction or an
unwillingness to follow it. Other jurors did express unwillingness to follow the
instruction and were dismissed for cause. Under the particular circumstances of
Petitioner’s voir dire, the trial court determined that the three prospective jurors
were not biased.
Petitioner now claims that his Sixth Amendment right to an impartial jury
was violated. This violation occurred, he argues, because these three prospective
jurors did not affirmatively state on the record that they would have followed the
trial court’s instructions regarding a defendant’s right not to testify. Yet none of
these prospective jurors actually sat on Petitioner’s jury—he used peremptory
challenges to remove all three of them before his jury was empaneled and sworn.
The question presented is therefore as follows:
Whether the Sixth Amendment right to an impartial jury
requires reversal of a conviction if some prospective jurors
initially displayed the potential for partiality but (1) they
were removed with peremptory challenges and therefore
did not serve on the jury and (2) a judge determined,
based on the totality of the circumstances of the voir dire,
that if they had served on the jury they would have
rendered an impartial verdict.
i
TABLE OF CONTENTS
PAGE
QUESTION PRESENTED........................................................................................ i
STATEMENT OF THE CASE ..................................................................................1
REASONS FOR DENYING THE PETITION..........................................................5
I.
This case is a poor vehicle for addressing the question presented in the
Petition. ............................................................................................................6
A.
Prospective jurors 7, 10, and 12 did not serve on Petitioner’s jury,
and Petitioner did not challenge for cause any other juror who sat
on the jury. ............................................................................................6
B.
Petitioner never challenged prospective juror 36 for cause. ..............8
II. There is no split of authority over whether prospective jurors can be
rehabilitated through silence in response to group questioning, if the
context of the prospective jurors’ silence demonstrates to the court that
they will be impartial. ...................................................................................10
A.
Cases finding insufficient rehabilitation were based on facts not
present in this case. ............................................................................11
B.
Cases finding silence sufficient to rehabilitate did so based on the
context and the totality of the circumstances. ..................................15
CONCLUSION ........................................................................................................17
ii
TABLE OF AUTHORITIES
PAGE
Cases
Bryant v. Brady, 427 S.W.2d 179 (Ark. 1968) ............................................................ 16
Crawford v. Washington, 541 U.S. 36 (2004).............................................................. 14
Doret v. United States, 765 A.2d 47 (D.C. 2000) ......................................................... 14
Georgia v. McCollum, 505 U.S. 42 (1992) ..................................................................... 7
Hughes v. United States, 258 F.3d 453 (6th Cir. 2001) ........................................ 12, 13
Johnson v. Armontrout, 961 F.2d 748 (8th Cir. 1992).......................................... 11, 12
Ma v. People, 121 P.3d 205 (Colo. 2005) ....................................................................... 9
McDonough Power Equipment, Inc. v. Greenwood, 464 U.S. 548 (1984) .................... 8
People v. Arnold, 753 N.E.2d 846 (N.Y. 2001) ...................................................... 13, 14
Rivera v. Illinois, 556 U.S. 148 (2009) .......................................................................... 7
Ross v. Oklahoma, 487 U.S. 81 (1988) ...................................................................... 6, 8
State v. Akins, 867 S.W.2d 350 (Tenn. Crim. App. 1993)........................................... 17
State v. Garrison, 276 S.W.3d 372 (Mo. Ct. App. 2009) ............................................. 16
Thompson v. Altheimer & Gray, 248 F.3d 621 (7th Cir. 2001) .................................. 12
Torres v. Thaler, 395 F. App’x 101 (5th Cir. 2010) ..................................................... 16
United States v. Diaz–Albertini, 772 F.2d 654 (10th Cir. 1985) .................................. 8
United States v. Harris, 530 F.2d 576 (4th Cir. 1976) ................................................. 8
United States v. Martinez-Martinez, 369 F.3d 1076 (9th Cir. 2004) ................... 15, 16
United States v. Martinez-Salazar, 528 U.S. 304 (2000) ............................................. 7
United States v. Ragland, 375 F.2d 471 (2d Cir. 1967) ................................................ 8
iii
TABLE OF AUTHORITIES
PAGE
Constitutions
Sixth Amendment ............................................................................................ 6, 7, 8, 11
Rules
Colo. R. Crim. P. 24(b)(2) ............................................................................................... 9
Colo. R. Crim. P. 24(d)(3) ............................................................................................. 10
iv
STATEMENT OF THE CASE
Facts. In June 2010, Petitioner Bradley Clemens threatened to rape his
girlfriend, chased her out of the house when she attempted to flee, and attacked her
with a golf club on the street. He also attacked a bystander who attempted to
intervene and stop the assault. Pet. App. 3a; R. Tr. 472–73, 540, 587–88, 591, 594–
96. 1 Petitioner was charged with second degree assault, third degree assault, and
felony menacing. Pet. App. 3a. He pleaded not guilty, and the case proceeded to a
jury trial. Id.
Voir dire. Before conducting jury selection for Petitioner’s trial, the judge
told prospective jurors that as part of voir dire, she would ask them “general openended question[s]” and that they should raise their hands if they had an answer.
Pet. App. 3a, 45a. Consequently, prospective jurors actively volunteered answers
throughout questioning by the court and counsel. Pet. App. 3a, 45a. The judge also
told the venire that “[t]he defendant is never compelled to testify, and the fact that
he does not cannot be used against him or as an inference of guilt and should not
prejudice him in any way.” Pet. App. 3a.
In addition to the court’s general, open-ended questions, counsel were
permitted to lead more targeted colloquies with the prospective jurors. Defense
counsel specifically asked whether prospective jurors would hold against Petitioner
his decision to exercise his right not to testify. Prospective juror 25 indicated that he
1 The transcripts of the trial are contained in a single PDF file. Citations are to the
PDF pagination.
needed “to hear both sides of the story” and responded affirmatively when asked
whether he had concerns as to whether he could find Petitioner not guilty if he did
not testify. R. Tr. 410. This questioning of prospective juror 25 led to further
discussion with other prospective jurors, as is common in voir dire. Some of them—
including prospective jurors 7, 10, and 12, who are the subject of the Petition—
indicated a desire to hear from Petitioner during trial. R. Tr. 411–13. Based on
these responses, the trial judge paused the questioning to instruct the venire
regarding the prosecution’s burden of proof and the presumption of innocence. As to
the presumption of innocence, she instructed:
Another very important part of our judicial system is that
the defendant never has to present any evidence or testify
themselves. And you cannot use that fact that a
defendant does not take the stand as any evidence one
way or the other. It is—it’s just not a factor to be taken
into consideration. … [A] defendant for whatever reason
they want to can choose not to take the stand.
R. Tr. 421–22. Following this instruction, the trial judge then asked all the
prospective jurors whether they would be unable to follow the law as she had
outlined:
And if the prosecution[ ] failed to present enough
evidence, would the fact that the defendant may not
testify make you change your mind and say now I’m going
to find him guilty because he didn’t testify even though
there wasn’t evidence to prove the case; anyone who
would do that?
R. Tr. 421–22.
In response to this inquiry, prospective juror 25 spoke up and affirmed that
regardless of the court’s instructions, he would find Petitioner guilty if he did not
2
testify because “If he doesn’t want to get up there and defend himself, he’s got
something to hide. And to me that’s guilty.” R. Tr. 423. At a bench conference,
counsel for both the prosecution and defense agreed that it would be appropriate to
dismiss prospective juror 25 for cause. R. Tr. 423–24; see also id. at 435.
Defense counsel then pursued the subject further, asking all of the
prospective jurors whether any “still feels that if you don’t hear from Mr. Clemens
that would be a problem for you reaching a verdict of not guilty in this case?” R. Tr.
425. Prospective juror 47 answered affirmatively and was later dismissed for cause.
R. Tr. 425, 436. Juror 48 likewise answered affirmatively and was also dismissed for
cause. R. Tr. 425, 436.
Defense counsel then asked the venire—once again—whether anyone else
had more to say on the topic, and she spoke specifically to prospective juror 11
because she had been nodding during the judge’s instruction. Prospective juror 11
responded that she had nodded because she “was listening” to the court’s
instructions and was “glad to have the added information about how to approach it.”
R. Tr. 426. The three prospective jurors at issue here—prospective jurors 7, 10, and
12—did not affirmatively respond to the judge’s or defense counsel’s repeated
follow-up inquiries or indicate any inability or unwillingness to follow the court’s
instructions. Defense counsel did not further question them and moved on to
another topic.
At the conclusion of voir dire, the trial court granted multiple challenges for
cause, including challenges to prospective jurors 25, 47, and 48, who—as discussed
3
above—maintained, despite the court’s instructions, that they would need
Petitioner to testify in order to find him not guilty. Defense counsel challenged
additional prospective jurors for cause, including Jurors 7, 10, and 12, arguing that
they had indicated they would have difficulty following the law if Petitioner did not
testify. R. Tr. 435–37.
The trial court denied the challenges for cause as to prospective jurors 7, 10,
and 12, finding that its admonition regarding a defendant’s right not to testify was
sufficient to rehabilitate the jurors:
My recollection is that after I gave the instruction about
not speculating and how that is an important part of our
judicial system, one juror particularly noted that that
helped explain it. And when I asked the rest of the panel
if any of them could not follow that, there were no others
that indicated [they could not] except for Number 25.
R. Tr. 437–38.
Defense counsel used peremptory challenges to remove prospective jurors 7,
10, and 12. R. Tr. 442. She exhausted Petitioner’s six allotted peremptory
challenges and did not request any additional challenges. R. Tr. 441–43.
Appellate proceedings. Petitioner was convicted of both assault counts but
was acquitted of felony menacing. Pet. App. 6a. He appealed to the Colorado Court
of Appeals, asserting that the trial court erred in denying his challenges for cause to
prospective jurors 7, 10, and 12.
The court reversed, holding that “where a prospective juror has taken a
position supporting a challenge for cause, that juror’s silence following a question or
questions to the entire panel does not constitute sufficient rehabilitation.” Pet. App.
4
29a. One judge dissented and would have held that the silence of prospective jurors
7, 10, and 12 “in response to the court’s and defense counsel’s questions was an
assurance that they would follow the court’s instructions.” Id. at 53a (Bernard, J.,
dissenting).
The Colorado Supreme Court granted certiorari and reversed the court of
appeals, affirming Petitioner’s convictions. Pet. App. 2a. The court did not adopt any
sort of categorical rule or hold that silence in response to questioning is always
sufficient to rehabilitate a prospective juror. Instead, it recognized the discretionary
judgments that are necessary for trial judges to make, based on the entire
circumstances. The court held that “a prospective juror’s silence in response to
rehabilitative questioning constitutes evidence sufficient to support a trial court’s
conclusion that the juror has been rehabilitated when, in light of the totality of the
circumstances, the context of that silence indicates that the juror will render an
impartial verdict according to the law and the evidence submitted to the jury at
trial.” Pet. App. 2a.
Three justices dissented and would have instead adopted a rule “requir[ing]
trial courts to ask each reluctant juror after further admonition whether the juror
can apply the law as that juror has been instructed.” Pet. App. 15a (Hood, J.,
dissenting).
REASONS FOR DENYING THE PETITION
There are no compelling reasons to grant certiorari in this case. As an initial
matter, this case is a poor vehicle to address the question presented. The three
5
challenged jurors here did not in fact sit on the jury, and Petitioner failed to object
to a fourth juror he claims was improperly biased. Petitioner therefore cannot
establish a violation of his federal constitutional rights even if the question
presented were decided in his favor.
Separately, Petitioner’s purported split of authority is not a split at all. The
cases he cites arrived at different outcomes based on differing underlying facts.
Granting certiorari would not resolve any confusion among lower courts.
I.
This case is a poor vehicle for addressing the question
presented in the Petition.
Petitioner’s Sixth Amendment claim is contrary to two lines of precedent
clearly established by this Court. The first holds that the Sixth Amendment is not
implicated when a defendant is required to use peremptory challenges in selecting
jurors and no juror challenged for cause actually sits on the jury. The second holds
that the failure to object to a particular juror for cause waives any Sixth
Amendment objection. Both lines of precedent apply directly to the facts of this case,
and both demonstrate that this case does not warrant the Court’s review.
A.
Prospective jurors 7, 10, and 12 did not serve on
Petitioner’s jury, and Petitioner did not challenge
for cause any other juror who sat on the jury.
This Court has consistently “reject[ed] the notion that the loss of a
peremptory challenge constitutes a violation of the constitutional right to an
impartial jury.” Ross v. Oklahoma, 487 U.S. 81, 88 (1988). Instead, “[s]o long as the
jury that sits is impartial, the fact that the defendant had to use a peremptory
challenge to achieve that result does not mean the Sixth Amendment was violated.”
6
Id. As this Court stated in Rivera v. Illinois, “[i]f a defendant is tried before a
qualified jury composed of individuals not challengeable for cause, the loss of a
peremptory challenge due to a state court’s good-faith error is not a matter of
federal constitutional concern.” 556 U.S. 148, 157 (2009); cf. Georgia v. McCollum,
505 U.S. 42, 57 (1992) (holding that states may withhold peremptory challenges
“altogether without impairing the constitutional guarantee of an impartial jury and
a fair trial”). 2
This well-established principle is fatal to Petitioner’s claim that his Sixth
Amendment rights were violated in this case. Defense counsel initially challenged
prospective jurors 7, 10, and 12 for cause, arguing that they must be disqualified
because they had indicated they would have had difficulty acquitting Petitioner if
he did not testify. R. Tr. 437. But after the trial court denied the challenges for
cause, Petitioner used peremptory challenges to remove the three prospective
jurors. R. Tr. 442. Thus, none of the three challenged prospective jurors were seated
on the jury.
Further, no other juror challenged for cause served on Petitioner’s jury. Every
juror Petitioner challenged for cause was removed from the panel on either a forcause or peremptory basis. 3
2 Nor is due process violated if a defendant is required to use a peremptory
challenge to remove a juror that the trial court should have removed for cause.
United States v. Martinez-Salazar, 528 U.S. 304, 315–17 (2000).
3 Petitioner had challenged prospective juror 9 for cause on the same grounds as
prospective jurors 7, 10, and 12, but the prosecution removed prospective juror 9
with its own peremptory challenge. R. Tr. 440.
7
Under this Court’s clear precedent, even if the three challenged prospective
jurors displayed improper bias and were not rehabilitated by the trial court’s
instructions—a point the State does not concede—the fact that Petitioner was
required to use peremptory challenges to exclude them “does not mean the Sixth
Amendment was violated.” Ross, 487 U.S. at 88.
B.
Petitioner never challenged prospective juror 36
for cause.
Petitioner attempts to avoid the precedent that forecloses his Sixth
Amendment claim by arguing that another juror who did sit on the jury, prospective
juror 36, also “indicated potential bias and was challengeable for cause.” Pet. 15.
But Petitioner has waived this argument. He never challenged juror 36 for cause,
nor did he assert at trial that her presence on the jury denied him his right to an
impartial jury. See R. Tr. 435–38. This is why none of the opinions below, in either
the court of appeals or the Colorado Supreme Court, even mentions juror 36.
Injecting the issue of juror 36’s fitness for the jury into this case now does not
transform a losing Sixth Amendment claim into a winning one.
A defendant waives his right to challenge alleged juror bias by failing to
object when the alleged bias is revealed during jury selection. See McDonough
Power Equipment, Inc. v. Greenwood, 464 U.S. 548, 550 n.2 (1984) (concluding that
a litigant waives any objection to the composition of the jury by failing to pursue the
matter in a timely fashion); United States v. Ragland, 375 F.2d 471, 475 (2d Cir.
1967) (“Failure to object to the composition of the jury has long been held to result
8
in a waiver of the right of the accused to be heard by an impartial jury.”). 4 Here,
defense counsel’s only statements to the court about juror 36 came after she was
seated on the jury, when defense counsel stated in a bench conference that juror
36’s “color seemed to change when I questioned her [about it being a domestic
violence case]” and that “I can’t tell if she looks upset or not just by the nature of the
offense.” R. Tr. 443–44. But defense counsel did not ask the court to remove or take
any further action with respect to juror 36. By failing to challenge or object to juror
36 being seated on the jury, Petitioner has waived any claim that she should have
been excused on grounds of bias or partiality. 5 There was therefore no constitutional
error as to juror 36.
In any event, Petitioner’s claim that juror 36 was biased is unsupported by
the record. He cites juror 36’s statements that she had a “visceral” reaction to this
being a domestic violence case and that she was “concerned [her] mind would go
4 See also United States v. Diaz–Albertini, 772 F.2d 654, 657 (10th Cir. 1985) (“[A]
defendant, by accepting a jury, waives his right to object to the panel.”); United
States v. Harris, 530 F.2d 576, 579 (4th Cir. 1976) (“Where the basis for a challenge
to a juror could be timely shown the failure of the defendant to object at the
inception of the trial constituted a waiver of his right to challenge the composition of
the jury.”); Ma v. People, 121 P.3d 205, 209 (Colo. 2005) (“A challenge for cause is
waived if counsel fails to use reasonable diligence during jury selection to determine
whether the grounds for such a challenge exist,” and “[t]he test for reasonable
diligence is whether counsel took the opportunity to adequately question a
prospective juror.”).
5 After the jury was sworn, defense counsel sought to “supplement [the] record” by
stating that juror 36 “seemed very upset so I didn’t know if there was something
that should have been further inquired on or about.” R. Tr. 112, 115. But even if
that were construed as an objection to juror 36, as a matter of state law, “[a]ll
matters pertaining to the qualifications and competency of the prospective jurors
shall be deemed waived by the parties if not raised prior to the swearing in of the
jury to try the case.” Colo. R. Crim. P. 24(b)(2).
9
somewhere else,” Pet 16, but those are hardly an indication of bias or partiality
against either the prosecution or the defense, and defense counsel chose not to
question juror 36 further. R. Tr. 427. Moreover, juror 36 clearly stated that her
views on domestic violence would not affect her ability to be impartial. When asked
whether she would “find somebody guilty simply because they are charged with
domestic violence,” juror 36 answered “No.” R. Tr. 380. And when asked whether
the nature of the domestic violence case would raise “concerns that you could sit
here and judge fairly as a juror,” juror 36 responded “I think I could judge fairly.” R.
Tr. 428. There is no basis on this record that would have supported a challenge for
cause (if it had not been waived) or that would now justify a conclusion that juror
36’s presence rendered the jury “not impartial and unprejudiced.” Pet. 16–17
(quotation omitted). 6
II.
There is no split of authority over whether prospective
jurors can be rehabilitated through silence in response to
group questioning, if the context of the prospective
jurors’ silence demonstrates to the court that they will be
impartial.
The Colorado Supreme Court did not hold that silence is always sufficient to
rehabilitate a prospective juror. Rather, it held that a trial court may, in its
discretion, conclude that silence is sufficient when “in light of the totality of the
6 Petitioner’s claim that he was foreclosed from using a peremptory challenge on
juror 36 because he exhausted his peremptory challenges on prospective jurors 7,
10, and 12, see Pet. 16, is also a misstatement of state law. The Colorado Rules of
Criminal Procedure expressly allow parties to request additional peremptory
challenges, which Petitioner did not do. Colo. R. Crim. P. 24(d)(3) (“For good cause
shown, the court at any time may add peremptory challenges to either or both
sides.”).
10
circumstances, the context of that silence indicates that the juror will render an
impartial verdict according to the law and the evidence submitted to the jury at the
trial.” Pet. App. 2a. In other words, the Colorado Supreme Court did what all courts
have done—it evaluated juror silence in light of the context and the totality of the
circumstances. Although Petitioner argues that federal circuit courts and state high
courts are divided over whether silence can sufficiently rehabilitate a prospective
juror who has indicated a potential bias, see Pet. 7–11, the different results in the
cited cases are explained by the specific facts at issue rather than a significant
conflict regarding the Sixth Amendment.
A.
Cases finding insufficient rehabilitation were
based on facts not present in this case.
The three federal and two state cases cited by Petitioner as being on the
other side of the purported split from Colorado do not hold that silence can never
sufficiently rehabilitate a prospective juror who has indicated a potential bias.
Rather, each involved general questioning—not directed to the specific potential
bias at issue—that was held to be insufficient to rehabilitate the prospective juror
under the circumstances presented.
In Johnson v. Armontrout, 961 F.2d 748, 750 (8th Cir. 1992), the Eighth
Circuit upheld the grant of habeas relief to Johnson due to ineffective assistance of
counsel based on “[t]he exceptional circumstances of [his] case.” Id. at 754.
Specifically, defense counsel had failed to challenge four recycled jurors who sat on
the jury that previously convicted a co-defendant in the same robbery. During that
earlier trial, there had been “damaging testimony” about Johnson, who had been
11
“presented to [the jury] in shackles and under guard.” Id. at 754–55. The court held
that given these circumstances, “ambiguous silence” by the four jurors in response
to a general question about bias was insufficient to support a finding of fact that
they were impartial. Id. at 754 (“The exceptional circumstances of this case
warranted more aggressive questioning during voir dire.”).
In Thompson v. Altheimer & Gray, 248 F.3d 621 (7th Cir. 2001), a prospective
juror in a civil trial stated during voir dire that her experience as a business owner
“will cloud my judgment” because she believed that some claims against employers
are spurious and that “people file lawsuits just because they don’t get something
they want.” Id. at 624. After she was nonetheless seated on the jury, the judge
asked the general question of whether the jurors would follow the court’s
“instructions on the law even if they didn’t agree with them and whether they
would be able to suspend judgment until they had heard all the evidence.” Id. The
jurors all responded to that general question by “either nodd[ing] their heads or
sa[ying] yes.” Id. But the offending juror was never again asked about her
particular comments during voir dire or her belief about spurious lawsuits against
employers. The Seventh Circuit held that in those circumstances, an affirmative
answer to a general question about bias was insufficient to establish that the
challenged juror would “relinquish her prior beliefs for purposes of deciding the
case.” Id. at 626.
In Hughes v. United States, 258 F.3d 453, 456 (6th Cir. 2001)—another
habeas case involving a claim of ineffective assistance of counsel—a prospective
12
juror had plainly stated that due to her personal relationships with law
enforcement, she did not think she could be fair. “[N]either counsel nor the court
offered any response to [her] declaration or follow-up questions,” and she was seated
on the jury. Id. at 458. Citing “the compelling circumstances presented by the facts
of this case,” the Sixth Circuit held that the biased juror’s “silent response … to
generalized questioning on the subjects of prior conviction, drug involvement, and
police credibility” did not provide “an assurance of impartiality” because the general
questioning did not address the juror’s “particular bias arising from her personal
relationships.” Id. at 458, 461 (emphasis added).
The court in People v. Arnold, 753 N.E.2d 846, 851–52 (N.Y. 2001) also held
that an affirmative response to a generalized question was insufficient. A
prospective juror stated that she thought her studies in sociology and women’s
studies would make her “in effect become another witness in the [domestic violence]
case, an expert if you will, on that area.” Id. at 849. Later in the voir dire, defense
counsel asked the full panel whether “they could follow the law as instructed by the
court,” and whether they agreed that they would not use this case as a
“referendum” on “crime, domestic abuse or violence in the streets.” Id. at 849–50.
The prospective jurors “indicat[ed] yes,” but the appellate court held that this
response “was insufficient to constitute an unequivocal declaration of impartiality”
from the challenged juror because the “group answer … did not address her
personal attitudes, nor did it force her to confront the crucial question whether she
13
could be fair to this defendant in light of her expressed predisposition.” Id. at 850–
52. 7
Finally, in Doret v. United States, 765 A.2d 47, 55 (D.C. 2000), abrogated on
other grounds by Crawford v. Washington, 541 U.S. 36 (2004), defense counsel was
precluded from asking follow-up questions of prospective jurors who had
relationships to law enforcement agencies, defense attorneys, or defense
investigators. On review, the appellate court held that the trial court had
impermissibly limited defense counsel’s voir dire and that the jurors’ silence in
response to “a general question regarding their ability to be fair and impartial
jurors despite their family or close relationships with persons in the law
enforcement field” was insufficient to ensure their impartiality and fairness. Id. at
56. That general question, the court held, failed to “explore[ ] the relationship
between the identified law enforcement person and the prospective juror.” Id. at 55.
In contrast, the court here did not limit counsel’s ability to follow up with the
prospective jurors about potential bias, and defense counsel actually asked followup questions of each of the challenged jurors. R. Tr. 410–13.
7 The dissent in Clemens relied on Arnold for the proposition that “nothing less than
a personal, unequivocal assurance of impartiality can cure a juror’s prior indication
that she is predisposed against a particular defendant or particular type of case.”
Pet. App. at 19a (Hood, J., dissenting) (quoting Arnold, 753 N.E.2d at 852).
However, unlike the situation presented here, the court in Arnold did not even
attempt to rehabilitate the prospective juror. By contrast, the trial court in this case
asked the jurors specific questions focused on the potential bias at issue, namely the
defendant’s decision not to testify, and allowed defense counsel to do the same.
14
None of these cases held that silence can never sufficiently rehabilitate a
prospective juror who has indicated a potential bias during jury selection. They
stand only for the proposition that silence (or even assent) in response to a general
question about bias can be insufficient under some circumstances. In Petitioner’s
case the relevant circumstances were very different. The trial court not only gave
specific instructions and asked narrow and focused questions on one particular
category of bias, but allowed defense counsel to do the same. After prospective
jurors expressed a need to hear Petitioner’s testimony, the court provided extensive
instructions on the right not to testify, then specifically asked whether there was
“[a]nyone here who cannot follow that instruction.” R. Tr. 422. One juror responded
affirmatively and was removed for cause. R. Tr. 422–23. In response to follow-up
questioning by defense counsel on the same issue, two additional jurors responded
that they still needed to hear from Petitioner and were likewise removed for cause.
R. Tr. 436. In light of the extensive instruction from the trial court, the specific
questions from both the court and defense counsel, the other jurors’ responses, and
the silence of some prospective jurors after repeated inquiry, the totality of the
circumstances provided sufficient assurance from which the trial court, in its
discretion, could conclude that prospective jurors 7, 10, and 12 were unbiased. None
of the cases cited in the Petition are to the contrary.
B.
Cases finding silence sufficient to rehabilitate did
so based on the context and the totality of the
circumstances.
Numerous other courts have concluded, consistent with the Colorado
Supreme Court’s decision, that silence may constitute an assurance of impartiality
15
sufficient for the purpose of rehabilitation—again based on the context and the facts
presented.
For example, in United States v. Martinez-Martinez, 369 F.3d 1076, 1082–83
(9th Cir. 2004), a juror raised his hand and indicated discomfort with a legal
concept an attorney had explained. But the trial court concluded that he had been
rehabilitated because he did not respond when the prosecutor asked the jurors
whether there was “anybody in here who would not be able to put aside [his or her]
daily experiences … and apply the facts that you will hear from the witnesses … to
the law that [the trial judge] will provide for you at the end of this trial?” Id. at
1080. The Ninth Circuit held that “[i]n the context of the voir dire, that [juror’s]
failure to respond [to the question posed to the entire venire] can be construed as a
commitment by [the juror] to follow the law.” Id. at 1082. In contrast, the
prospective juror’s silence in response to a different question by the trial court was
not sufficient to rehabilitate him because the context of that particular question
“suggested … that he need not renew his objection to the proposition described by
defense counsel.” Id.; see also Torres v. Thaler, 395 F. App’x 101, 108 (5th Cir. 2010)
(“[W]hen the trial judge asked the panel whether anyone was unable to properly
follow the laws of presumption of innocence and burden of proof, Gorman remained
silent, indicating his ability to follow the law.”).
Similarly, the Missouri Court of Appeals has held that “[a] venireperson’s
silence may constitute an unequivocal assurance of impartiality sufficient for the
purpose of rehabilitation.” State v. Garrison, 276 S.W.3d 372, 377 (Mo. Ct. App.
16
2009) (discussing juror silence in response to multiple specific follow-up questions
by the prosecution). And courts in Arkansas and Tennessee have reached similar
conclusions. See Bryant v. Brady, 427 S.W.2d 179, 180 (Ark. 1968) (“[W]here other
jurors understood the questions and responded [disclosing their relationship with
the party], we must accept the jurors’ silence as a responsive answer to the court’s
questions.”); State v. Akins, 867 S.W.2d 350, 355 (Tenn. Crim. App. 1993) (“Silence
on the juror’s part when asked a question reasonably calculated to produce an
answer is tantamount to a negative answer”). Each of these decisions was based on
the specific context and totality of the circumstances, and does not indicate a “split
of authorities” or “widespread confusion” as claimed by Petitioner.
CONCLUSION
The petition for writ of certiorari should be denied.
Respectfully submitted,
CYNTHIA H. COFFMAN
Attorney General
L. ANDREW COOPER
Deputy Attorney General
/s/ Frederick R. Yarger
FREDERICK R. YARGER
Solicitor General
Counsel of Record
REBECCA A. ADAMS
Senior Assistant Attorney General
GLENN E. ROPER
Deputy Solicitor General
Colorado Department of Law
Ralph L. Carr Judicial Center
1300 Broadway, 10th Floor
Denver, CO 80203
Fred.Yarger @coag.gov
(720) 508-6168
Counsel for Respondent
March 12, 2018
17
No. 17-7068
In the Supreme Court of the United States
BRADLEY RAYMOND CLEMENS,
Petitioner,
v.
STATE OF COLORADO,
Respondent.
Certificate of Service
I, Frederick R. Yarger, a member of the Bar of the United States Supreme Court,
certify that on March 12, 2018, as required by Supreme Court Rule 29, caused the foregoing
RESPONDENT’S BRIEF IN OPPOSITION TO PETITION FOR WRIT OF CERTIORARI to
be electronically filed with the Clerk of the U.S. Supreme Court, and in accordance with
Supreme Court Rule 39.5, delivered the original Brief and ten copies to the Clerk of this
Court, by depositing said Brief into the U.S. mail in a properly addressed, first class
postage pre-paid envelope; and also to be served on the Petitioner, via electronic mail and
by depositing copies into the U.S. mail in a properly addressed, first class postage pre-paid
envelope, to counsel of record as follows:
Jon W. Grevillius
Office of the Colorado State
Public Defender
1300 Broadway St., Ste. 300
Denver, CO 80203
(303) 764-1400
Jeffrey T. Green*
Kyle J. Fiet
Sidley Austin LLP
1501 K Street, N.W.
Washington, DC 20005
jgreen@sidley.com
(202) 736-8000
*Counsel of Record
Sarah O’Rourke Schrup
Northwestern Supreme
Court Practicum
375 E. Chicago Ave.
Chicago, IL 60611
(312) 503-0063
/s/ Frederick R. Yarger
Frederick R. Yarger
Solicitor General
Counsel of Record
Colorado Department of Law
Ralph L. Carr Colorado Judicial Center
1300 Broadway, 10th Floor
Denver, CO 80203
2
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.