Amicus Curiae Brief — The American Legion, et al., Petitioners v. American Humanist Association, et al.
Supreme Court briefDec 21, 2018
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Nos. 17-1717, 18-18
IN THE
Supreme Court of the United States
THE AMERICAN LEGION, ET AL.
v.
Petitioners,
AMERICAN HUMANIST ASSOCIATION, ET AL.,
Respondents.
MARYLAND-NATIONAL CAPITAL PARK AND
PLANNING COMMISSION
v.
Petitioner,
AMERICAN HUMANIST ASSOCIATION, ET AL.,
Respondents.
On Writs Of Certiorari to the
United States Court of Appeals
for the Fourth Circuit
BRIEF FOR AMICI CURIAE CITIZENS UNITED
AND CITIZENS UNITED FOUNDATION IN
SUPPORT OF PETITIONERS
MICHAEL BOOS
General Counsel
CITIZENS UNITED
1006 Pennsylvania Ave., S.E.
Washington, D.C. 20003
(202) 547-5420
MATTHEW D. MCGILL
Counsel of Record
ANDREW G. I. KILBERG
TRAVIS S. ANDREWS
GIBSON, DUNN & CRUTCHER LLP
1050 Connecticut Ave., N.W.
Washington, D.C. 20036
(202) 955-8500
mmcgill@gibsondunn.com
Counsel for Amici Curiae
i
TABLE OF CONTENTS
Page
TABLE OF AUTHORITIES ....................................... ii
INTERESTS OF AMICI CURIAE .............................. 1
SUMMARY OF THE ARGUMENT ............................ 2
ARGUMENT ............................................................... 3
I.
THE FOURTH CIRCUIT’S RULING WRONGLY
PROHIBITS GOVERNMENT ASSISTANCE FOR
PRESERVATION OF HISTORIC RELIGIOUS
SITES. ..................................................................... 3
II. THE LEMON TEST SHOULD FINALLY BE LAID
TO REST................................................................ 15
The Court Should Restore The
Original Meaning Of The
Establishment Clause. ................................. 15
Stare Decisis Is No Obstacle To Setting
Lemon Aside. ................................................ 21
III. THE ESTABLISHMENT CLAUSE DOES NOT
APPLY TO THE STATES. ........................................ 25
The Establishment Clause Should Not
Be Incorporated Because It Is A
Federalism Provision.................................... 26
Stare Decisis Should Not Prevent
Correcting The Incorporation Mistake. ....... 30
CONCLUSION .......................................................... 34
ii
TABLE OF AUTHORITIES
Page
Cases
Agostini v. Felton,
521 U.S. 203 (1997) .............................................. 21
Bd. of Educ. of Kiryas Joel Vill. Sch.
Dist. v. Grumet,
512 U.S. 687 (1994) .............................................. 16
Bowen v. Kendrick,
487 U.S. 589 (1988) .............................................. 20
Cantwell v. Connecticut,
310 U.S. 296 (1940) .............................................. 32
Capitol Square Review & Advisory Bd.
v. Pinette,
515 U.S. 753 (1995) .............................................. 19
Church of Lukumi Babalu Aye, Inc. v.
Hialeah,
508 U.S. 520 (1993) ........................................ 17, 32
Comm. for Pub. Educ. & Religious
Liberty v. Regan,
444 U.S. 646 (1980) .............................................. 22
Cty. of Allegheny v. ACLU Greater
Pittsburgh Chapter,
592 U.S. 573 (1989) .................................. 18, 21, 22
Cutter v. Wilkinson,
544 U.S. 709 (2005) .................................. 18, 24, 33
iii
Edwards v. Aguillard,
482 U.S. 578 (1987) .................................. 17, 18, 22
Elk Grove Unified Sch. Dist. v. Newdow,
542 U.S. 1 (2004) .......................................... passim
Emp’t Div., Dep’t of Human Res. of Ore.
v. Smith,
494 U.S. 872 (1990) .............................................. 33
Everson v. Bd. of Educ. of Ewing,
330 U.S. 1 (1947) .............................................. 2, 31
Gideon v. Wainright,
372 U.S. 335 (1963) .............................................. 22
Good News Club v. Milford Cent. Sch.,
533 U.S. 98 (2001) .................................................. 4
Herring v. United States,
555 U.S. 135 (2009) .............................................. 26
Janus v. Am. Fed’n of State, Cty., &
Mun. Emps., Council 31,
138 S. Ct. 2448 (2018) ........................ 21, 22, 24, 31
Lamb’s Chapel v. Ctr. Moriches Union
Free Sch. Dist.,
508 U.S. 384 (1993) .................................. 23, 24, 25
Lee v. Weisman,
505 U.S. 577 (1992) .............................................. 16
Lemon v. Kurtzman,
403 U.S. 602 (1971) ...................................... passim
iv
Lynch v. Donnelly,
465 U.S. 668 (1984) .............................................. 25
Malloy v. Hogan,
378 U.S. 1 (1964) .................................................. 26
Masterpiece Cakeshop, Ltd. v. Colo.
Civil Rights Comm’n,
138 S. Ct. 1719 (2018) .......................................... 32
McCreary Cty., Ky. v. ACLU of Ky.,
545 U.S. 844 (2005) ...................................... passim
McDonald v. City of Chicago, Ill.,
561 U.S. 742 (2010) ........................................ 26, 31
Mellen v. Bunting,
327 F.3d 355 (4th Cir. 2003) .................................. 4
Rosenberger v. Rector & Visitors of
Univ. of Va.,
515 U.S. 819 (1995) .................................. 18, 20, 21
Santa Fe. Indep. Sch. Dist. v. Doe,
530 U.S. 290 (2000) .............................................. 25
Sch. Dist. of Abingdon Twp. v.
Schempp,
374 U.S. 203 (1963) ........................................ 27, 31
South Dakota v. Wayfair, Inc.,
138 S. Ct. 2080 (2018) .................................... 23, 24
Texas Monthly, Inc. v. Bullock,
489 U.S. 1 (1989) .................................................. 18
v
Town of Greece, N.Y. v. Galloway,
572 U.S. 565 (2014) ...................................... passim
United States v. Lopez,
514 U.S. 549 (1995) .............................................. 29
Van Orden v. Perry,
545 U.S. 677 (2005) ............................ 19, 24, 25, 33
W. Va. State Bd. of Educ. v. Barnette,
319 U.S. 624 (1943) ........................................ 32, 33
Zelman v. Simmons-Harris,
536 U.S. 639 (2002) ........................................ 20, 32
Constitutional Provisions and Statutes
54 U.S.C. § 308902 ...................................................... 7
54 U.S.C. § 308903 ...................................................... 7
U.S. Const., amend. I ........................................ passim
U.S. Const., amend. IV .............................................. 26
U.S. Const., amend. X ......................................... 27, 29
U.S. Const., amend. XIV ............................... 26, 32, 33
U.S. Const., art. IV, § 3, cl. 1 .................................... 28
Va. Code § 1-510 ........................................................ 33
vi
Other Authorities
16th Street Baptist Church, Where
Jesus Christ Is the Main Attraction!,
https://tinyurl.com/y7xtcocd/. .............................. 13
About the Friends & the Friendship
Fund, Friends of the Old Ship
Meeting House, 2011,
https://tinyurl.com/ydyxfuez .................................. 9
About Old North, The Old North
Church & Historic Site,
https://tinyurl.com/y9dxbemm ............................... 8
Akhil Reed Amar, The Bill of Rights
(1998) ........................................................ 27, 30, 33
Phil Anderson, North Topeka Church
Receives $231,000 Grant from
National Park Service, Topeka Cap.J. (Feb. 19, 2017),
https://tinyurl.com/y9gup5mg ............................. 14
Channing History, Channing Mem’l
Church, 2017,
https://tinyurl.com/yd99v6pu .............................. 11
Jesse H. Choper, The Religion Clauses
of the First Amendment: Reconciling
the Conflict, 41 U. Pitt. L. Rev. 673
(1980) .................................................................... 22
vii
Civil Rights Grant Program: African
American Civil Rights Grants, Nat’l
Park Serv.,
https://tinyurl.com/ycagavjp .......................... 13, 14
Civil Rights Grant Program:
Application Information, Nat’l Park
Serv., https://tinyurl.com/y6urhh3v .................... 12
Daniel O. Conkle, Toward a General
Theory of the Establishment Clause,
82 Nw. Univ. L. Rev. 1113 (1988) ........................ 27
Donald L. Drakeman, Church, State,
and Original Intent (2010)............................. 15, 28
Hasan Dudar, Trumps Take Heat for
Not Reciting Apostles’ Creed at
George H.W. Bush Funeral, USA
Today (Dec. 6, 2018) ............................................. 19
First Parish, Hingham – Old Ship
Church – Unitarian Universalist,
https://tinyurl.com/yaj2pbtr ................................. 10
Bryan A. Garner et al., The Law of
Judicial Precedent (2016) .................................... 21
Frederick Mark Gedicks, Incorporation
of the Establishment Clause Against
the States: A Logical, Textual, and
Historical Account, 88 Ind. L.J. 669
(2013) .............................................................. 28, 29
viii
George Washington and His Letter to the
Jews of Newport, Touro Synagogue,
https://tinyurl.com/jr76hep .................................. 12
The History and People of Christ
Church, Christ Church,
https://tinyurl.com/ybg479pj .................................. 9
History & Visitor Program, United First
Parish Church (Unitarian),
https://tinyurl.com/y75upr5o ................................. 9
La Purisma-Socorro Mission, Catholic
Diocese of El Paso,
https://tinyurl.com/ybbxfnm9 .............................. 11
Kurt T. Lash, The Second Adoption of
the Establishment Clause: The Rise
of the Non-Establishment Principle,
27 Ariz. St. L. J. 1085 (1995) ............................... 30
Leonard W. Levy, The Establishment
Clause: Religion & the First
Amendment (1986) ............................................... 16
Lawrence Lindner, Classic New
England: Five for the Road, Wash.
Post (Apr. 22, 2007)................................................ 9
Longfellow’s Poem, “Paul Revere’s Ride,”
The Old North Church & Historic
Site, https://tinyurl.com/y7z5t4j9 .......................... 8
Lower East Side Jewish History,
Museum at Eldridge Street,
https://tinyurl.com/y7xvr35z................................ 12
ix
Michael W. McConnell, The Origins and
Historical Understanding of Free
Exercise of Religion, 103 Harv. L.
Rev. 1409 (1990) ................................................... 32
Mother Bethel African Methodist
Episcopal (AME) Church, Visit
Phila., https://tinyurl.com/y7u6lcql ..................... 13
The Museum at Eldridge Street,
Museum at Eldridge Street,
https://tinyurl.com/yaxqjcdb ................................ 12
Our History, Historic St. Luke’s Church,
https://tinyurl.com/y8bh33hx .............................. 10
Prayer Services, Touro Synagogue, 2018,
https://tinyurl.com/y86ahkp5 .............................. 12
Proclaiming Peace, Wash. Nat’l
Cathedral, Mar. 23, 2016,
https://tinyurl.com/yc2ufdh2 ............................... 10
Jessica Ravitz, Siblings of the Bombing:
Remembering Birmingham Church
Blast 50 Years On, CNN (Sept. 17,
2013), https://tinyurl.com/oylam55 ..................... 13
Julie Rose, St. Mary in the Mountains
Catholic Church, Online Nev.
Encyclopedia, Mar. 20, 2009,
https://tinyurl.com/ycbfz4he ................................ 11
Saint Paul’s Church: History & Culture,
Nat’l Park Serv., Feb. 26, 2015,
https://tinyurl.com/ya6kqwys; ............................... 6
x
San Antonio Missions, Nat’l Park Serv.,
Nov. 13, 2018,
https://tinyurl.com/my3pnlg .................................. 7
San Antonio Missions: Church
Information, Nat’l Park Serv., Oct.
24, 2018,
https://tinyurl.com/y93bkgdj.................................. 7
San Antonio Missions: Mission San
José, Nat’l Park Serv., June 18,
2018, https://tinyurl.com/ybbv7tld ........................ 7
San Antonio Missions: Park Statistics,
Nat’l Park Serv., Feb. 24, 2015,
https://tinyurl.com/ycgcx757 .................................. 7
Save America’s Treasures, Am.
Architectural Found.,
https://tinyurl.com/ya64dusw ................................ 8
Save America’s Treasures Grants, Nat’l
Park Serv.,
https://tinyurl.com/ycya8jnz .............................. 7, 8
Save America’s Treasures –
Preservation, Grants.gov, Oct. 15,
2018, https://tinyurl.com/ybgosh56 ....................... 8
Richard Simon, Proposed Aid for
Washington National Cathedral
Draws Criticism, L.A. Times, (Oct.
25, 2011),
https://tinyurl.com/ybtavuko ............................... 10
xi
Steven D. Smith, Foreordained Failure
(1995) .................................................................... 29
Spanish Missions: Socorro Mission,
Nat’l Park Serv., Apr. 15, 2016,
https://tinyurl.com/ybkcv2zt ................................ 11
John H. Sprinkle, Jr., Crafting
Preservation Criteria: The National
Register of Historic Places and
American Historic Preservation
(2014) ...................................................................... 6
Timeline, Wash. Nat’l Cathedral,
https://tinyurl.com/lxwo8l5 .................................. 10
Tumacácori: La Fiesta de Tumacácori,
Nat’l Park Serv., Nov. 5, 2018,
https://tinyurl.com/y7xqycdw ................................ 6
Tumacácori: Missions, Nat’l Park Serv.,
Feb. 24, 2015,
https://tinyurl.com/y7opfjyx ................................... 6
Tumacácori: Preservation, Nat’l Park
Serv., Mar. 16, 2018,
https://tinyurl.com/ybvz8fua .................................. 7
Tumacácori: San José de Tumacácori,
Nat’l Park Serv., June 20, 2015,
https://tinyurl.com/yc84yldw ................................. 6
Worship / Bible Study, Mother Bethel
African Methodist Episcopal Church,
https://tinyurl.com/y7atjyur................................. 13
1
INTERESTS OF AMICI CURIAE*
Citizens United and Citizens United Foundation
are dedicated to restoring government to the people
through a commitment to limited government, federalism, and free enterprise. Amici firmly believe that
religious liberty and recognition of God and the values
that lie at the heart of Judeo-Christian tradition are
critical attributes of our constitutional structure and
our continued national health. Amici regularly participate as litigants and amici in important cases in
which these fundamental principles are at stake.
Citizens United is a nonprofit social welfare organization, exempt from federal income tax under Internal Revenue Code section 501(c)(4). Citizens
United Foundation is a nonprofit, educational, legal,
and religious organization, exempt from federal income tax under Internal Revenue Code section
501(c)(3).
* Pursuant to Supreme Court Rule 37.6, counsel for amici curiae states that no counsel for a party authored this brief in whole
or in part, and no person or entity other than amici curiae, their
members, or their counsel made a monetary contribution intended to fund this brief’s preparation or submission. The parties have filed blanket consents to the filing of this brief and their
letters of consent are on file with the Clerk.
2
SUMMARY OF THE ARGUMENT
There they go again. No matter how many Justices make it plain in separate opinions that Lemon v.
Kurtzman, 403 U.S. 602 (1971), does not provide a historically correct or even useful standard for adjudicating Establishment Clause claims, the lower courts
keep applying it. The decision of the Fourth Circuit
panel below, in particular, spells disaster not just for
war memorials and other traditional, patently inoffensive uses of the Latin cross all across this country,
but also (as described herein) for government maintenance of and financial support for the preservation of
historically important religious sites. Decisions like
the opinion below are possible, in part, because this
Court’s Establishment Clause jurisprudence is inscrutable, with each new case seemingly bringing forth a
new and ever-more nuanced view as to what constitutes an impermissible establishment of religion.
Enough is enough. The Court should end the uncertainty and unpredictability that plagues Establishment Clause jurisprudence. Specifically, the Court
should end the cycle of diminishment and subsequent
revitalization of the Lemon test and restore the original meaning of the Establishment Clause, which prohibited actual coercion of religious practice, belief, or
support—and nothing else. Doing so would bring
some measure of clarity to an area of law that has long
been in need of clear and firm reorientation. The
Court could further decrease the frequency of lower
court misapplication of the Establishment Clause by
overruling Everson v. Board of Education of Ewing,
330 U.S. 1 (1947), and holding that the Clause is not
incorporated against the States.
3
ARGUMENT
I.
THE FOURTH CIRCUIT’S RULING WRONGLY
PROHIBITS GOVERNMENT ASSISTANCE FOR
PRESERVATION OF HISTORIC RELIGIOUS SITES.
The Fourth Circuit’s application of Lemon effectively dictates the removal, destruction, or defacement of any prominent religious symbol or structure
that receives more than de minimis government financial support, thereby endangering efforts to preserve historic religious sites throughout the country.
Under Lemon, (1) the government’s “purpose”
must be “secular”; (2) the government action’s “principal or primary effect must be one that neither advances nor inhibits religion”; and (3) the government
action “must not foster an excessive government entanglement with religion.” 403 U.S. at 612–13 (quotation marks omitted). The panel majority below emphasized that “a violation of even one prong of Lemon
results in a violation of the Establishment Clause.”
Pet. App. 15a–16a; see also Pet. App. 28a (each violation of a Lemon prong “provides an alternative indicator of the Cross’s unconstitutionality”). But see
McCreary Cty., Ky. v. Am. Civil Liberties Union of Ky.,
545 U.S. 844, 859 n.10 (2005) (stating “that Establishment Clause doctrine lacks the comfort of categorical
absolutes” and allowing that a “governmental action
[may be] legitimate even where its manifest purpose
was presumably religious”).1
The panel majority acknowledged the Commission’s secular purpose in maintaining the Peace Cross.
1 Every citation of the petition appendix refers to the appendix
of American Legion Petitioners.
4
Pet. App. 16a. But even a purpose that is appropriate
(from the Fourth Circuit’s perspective) would not save
a public display of a religious symbol or structure: “‘irrespective of government’s actual purpose,’” the display is unconstitutional under the effect prong if it “‘in
fact conveys a message of endorsement or disapproval
of religion.’” Pet. App. 17a (quoting Mellen v. Bunting,
327 F.3d 355, 374 (4th Cir. 2003)). That test, the
panel explained, must be applied from the perspective
of a “‘reasonable observer,’” who is “‘aware of the history and context of the community and forum in which
the religious speech takes place.’” Pet. App. 16a–17a
(quoting Good News Club v. Milford Cent. Sch., 533
U.S. 98, 119 (2001)).
Such a reasonable observer, the panel majority
determined, would believe that the government was
endorsing Christianity. The cross is a Christian symbol, a fact not altered by the cross’s use in generic war
memorials. Pet. App. 17a–20a. And its large “size and
prominence” “overwhelm” the plaque that lists the local soldiers who died in World War I and the other
“secular [elements],” such as the inscription of the
words “valor,” “endurance,” “courage,” and “devotion”
on the base of the Cross. Pet. App. 21a–22a. The
plaque is too weathered and pedestrian access to the
Cross is too difficult for these elements to neutralize
the Cross’s Christian symbolism, the panel majority
reasoned. Pet. App. 22a–24a. They found that the
American Legion’s symbol, which is imprinted at the
center of the Cross, does not help defray the Cross’s
religiosity because the symbol also is “badly weathered” and, besides, the American Legion is “affiliat[ed]
with Christianity.” Pet. App. 23a. That the Cross had
only “a scattered history of religious use” (in reality,
5
three Sunday services in a single month in 1931), “has
primarily hosted veteran-focused ceremonies,” and
was not built using government funds did little for the
panel majority, because “the initial donors to the memorial fund signed a pledge professing a belief in God,
and the Cross has been the scene of Christian activities.” Pet. App. 20a.
According to the panel majority, display of the
Cross is also unconstitutional because “there is excessive religious entanglement . . . for two reasons.” Pet.
App. 27a. Simply “displaying the Cross” such that a
“reasonable observer” would believe the Commission
endorses Christianity entangles government with religion. Pet. App. 28a. (That is, a violation of the second Lemon prong is per se a violation of the third
prong, too.) Separately, even “de minimis government
spending” to support the Cross is an unconstitutional
entanglement. Id.
As explained by petitioners and other amici in the
briefs in this case, war memorials in Arlington National Cemetery and across the country would be unconstitutional under the Fourth Circuit’s reasoning.
See, e.g., Br. of Amici Curiae State of W. Va., 27 Other
States, and Governor of Kentucky in Support of Petitioners 12–27 (July 27, 2018). As Judge Niemeyer
foresaw in his dissent from the denial of rehearing en
banc, the panel decision “puts at risk hundreds of
monuments with similar symbols standing on public
grounds across the country, such as those in nearby
Arlington National Cemetery.” Pet. App. 97a.
In fact, the reasoning of the decision below sweeps
far more than war memorials into Lemon’s trash bin.
The federal government’s National Park Service
6
(“NPS”), in particular, has supported numerous historic religious sites across the country and even itself
owns and/or operates several buildings of religious
significance. These sites would almost certainly fail
the Fourth Circuit’s reasonable observer standard because they are identifiably religious, and the government’s assistance to preserve even private displays
would very likely qualify as an unconstitutional entanglement.
Examples are everywhere. To begin, the NPS
owns and operates St. Paul’s Church National
Historic Site in Mount Vernon, New York. One of the
oldest Episcopal parishes in New York, the church
was used for regular worship services until the late
1970s, after which it was transferred to the NPS,
which now runs it as a park. See Saint Paul’s Church:
History & Culture, NPS, Feb. 26, 2015,
https://tinyurl.com/ya6kqwys; John H. Sprinkle, Jr.,
Crafting Preservation Criteria: The National Register
of Historic Places and American Historic Preservation
138 (2014).
The NPS also owns and operates Tumacácori, a
National Historic Park in Arizona, which includes
three separate Spanish mission sites. Tumacácori:
Missions,
NPS,
Feb.
24,
2015,
https://tinyurl.com/y7opfjyx. One, San José de Tumacácori
(the park’s namesake), is immediately identifiable as
a religious building, complete with a cross atop the
front façade. Tumacácori: San José de Tumacácori,
NPS, June 20, 2015, https://tinyurl.com/yc84yldw.
Each year on the first Sunday in December, a Mass is
performed in front of the church as part of a fiesta celebrating the cultures associated with the local area.
Tumacácori: La Fiesta de Tumacácori, NPS, Nov. 5,
7
2018, https://tinyurl.com/y7xqycdw. An estimated
$20 million has been spent on preserving the missions
since 1917. Tumacácori: Preservation, NPS, Mar. 16,
2018, https://tinyurl.com/ybvz8fua.
Similarly, the NPS manages a historical park consisting of Spanish missions in San Antonio. San Antonio Missions, NPS, Nov. 13, 2018, https://tinyurl.com/my3pnlg. Four missions in the park have
regular church services. See San Antonio Missions:
Church Information, NPS, Oct. 24, 2018, https://tinyurl.com/y93bkgdj. Although the NPS is not currently responsible for the preservation of the mission
buildings, it was the Works Progress Administration
that “reconstructed” the Mission San José in the
1930s. San Antonio Missions: Mission San José,
NPS, June 18, 2018, https://tinyurl.com/ybbv7tld.
The NPS reports that $3.2 million in federal funds are
appropriated for the park’s operating budget. San Antonio Missions: Park Statistics, NPS, Feb. 24, 2015,
https://tinyurl.com/ycgcx757.
Separate from the park system itself is the Save
America’s Treasures grant program, under which the
NPS, along with other agencies such as the National
Endowment for the Arts, provides funds “for projects
to preserve nationally significant collections and historic property.” 54 U.S.C. § 308902. A property is eligible for a grant if is “listed on the national Register
of Historic Places at the national level of significance”
or is “designated as a National Historic Landmark.”
Id. § 308903(c)(3). The NPS encourages “[h]istoric
properties and collections associated with active religious organizations” to apply for grants. Save America’s
Treasures
Grants,
NPS,
https://tinyurl.com/ycya8jnz.
8
Through this program, the NPS has given millions
of dollars for projects at religious sites across the
country, many of which are still used today for regular
religious services.2
The grants have supported
projects at a number of historic churches from the
colonial period. For example:
The Old North Foundation received
$317,000 for the Old North Church in Boston, Massachusetts. This historic Episcopal
church is where, at the order of Paul Revere,
lanterns were lit to signal the British army’s
movement during the nascent days of the
Revolutionary War. See About Old North,
The Old North Church & Historic Site,
https://tinyurl.com/y9dxbemm. The church
is immortalized in Henry Wadsworth Longfellow’s poem, Paul Revere’s Ride: “He said
to his friend, ‘If the British march / By land
or sea from the town to-night, / Hang a lantern aloft in the belfry-arch / Of the NorthChurch-tower, as a signal-light, – / One if by
land, and two if by sea; / And I on the opposite shore will be.’” Longfellow’s Poem, “Paul
2 Save America’s Treasures grants awarded between 1999 and
2010 are catalogued in an interactive online map compiled by the
American Architectural Foundation, and all amounts and receiving entities of Save America’s Treasures grants herein are taken
from this map. See Treasure Map: Mapping the Impact of Save
America’s Treasures, Am. Architectural Found., https://tinyurl.com/ya64dusw. The program has recently been revitalized.
See, e.g., Save America’s Treasures – Preservation,
Grants.gov, Oct. 15, 2018, https://tinyurl.com/ybgosh56; Save
America’s Treasures Grants, NPS, https://tinyurl.com/ycya8jnz.
9
Revere’s Ride,” The Old North Church & Historic Site, https://tinyurl.com/y7z5t4j9.
Christ Church in Philadelphia, Pennsylvania, which was founded in 1695, received
$350,000. The building dates to 1744 and
hosts regular Episcopal services. The History and People of Christ Church, Christ
Church, https://tinyurl.com/ybg479pj.
The United First Parish Church in Quincy,
Massachusetts, which is home to an active
Unitarian Universalist congregation, received $100,000. The church is known as
the “Church of the Presidents” because it is
the burial place of Presidents John Adams
and John Quincy Adams and their wives,
First Ladies Abigail Adams and Louisa
Catherine Adams. The congregation dates
back to 1636, and the current building was
completed in 1828. History & Visitor Program, United First Parish Church (Unitarian), https://tinyurl.com/y75upr5o.
The First Parish in Hingham received
$300,000 for the Old Ship Meeting House in
Hingham, Massachusetts, which dates back
to 1681 and “is the oldest church in continuous use as a house of worship in North America.” Lawrence Lindner, Classic New England: Five for the Road, Wash. Post, (Apr. 22,
2007), https://tinyurl.com/y75j4fho; see also
About the Friends & the Friendship Fund,
Friends of the Old Ship Meeting House, 2011,
10
https://tinyurl.com/ydyxfuez. The congregation is Unitarian Universalist. First Parish,
Hingham – Old Ship Church – Unitarian
Universalist, https://tinyurl.com/yaj2pbtr.
Historic St. Luke’s Church Restoration Inc.
received $250,000 for St. Luke’s Church in
Smithfield, Virginia, which was completed
in the 1680s and is the oldest church building in Virginia. Our History, Historic St.
Luke’s Church, https://tinyurl.com/y8bh33hx.
Other churches unassociated with colonial
English history have received large grants from the
Save America’s Treasures program. For example:
The Washington National Cathedral received $700,000, which it planned to put toward costs associated with repairing the
damage from the earthquake that rattled
D.C. in the summer of 2011. See Richard Simon, Proposed Aid for Washington National
Cathedral Draws Criticism, L.A. Times,
(Oct. 25, 2011), https://tinyurl.com/ybtavuko.
Construction on the Cathedral began in
1907 and was completed in 1990. Timeline,
Wash.
Nat’l
Cathedral,
https://tinyurl.com/lxwo8l5. Even before construction on the Cathedral began, President William McKinley attended the dedication of a
large Peace Cross on the Cathedral grounds.
See Proclaiming Peace, Wash. Nat’l Cathedral,
Mar.
23,
2016,
https://tinyurl.com/yc2ufdh2. In addition to holding
11
regular Episcopal services, the Cathedral often hosts services related to political events
or the deaths of important political figures.
Just this year, funeral services for President
George H. W. Bush and Senator John S.
McCain III were held at the Cathedral.
The Roman Catholic Diocese of Reno received $500,000 for St. Mary’s in the Mountains Catholic Church in Virginia City, Nevada, which was built in 1877. Julie Rose,
St. Mary in the Mountains Catholic Church,
Online Nev. Encyclopedia, Mar. 20, 2009,
https://tinyurl.com/ycbfz4he.
The Channing Memorial Church in Newport, Rhode Island, which is home to a Unitarian Universalist congregation, received
$440,000. The congregation dates back to
the mid-1830s.
See Channing History,
Channing Mem’l Church, 2017, https://tinyurl.com/yd99v6pu.
Historic Missions Restoration, Inc. received
$197,221 for the Socorro Mission in Socorro,
Texas, a Franciscan church which was built
in the mid-nineteenth century and continues to host regular Catholic services. See
Spanish Missions: Socorro Mission, NPS,
Apr. 15, 2016, https://tinyurl.com/ybkcv2zt;
La Purisma-Socorro Mission, Catholic Diocese of El Paso, https://tinyurl.com/ybbxfnm9.
Multiple Jewish synagogues have received
grants, as well. For example:
12
The Touro Synagogue Foundation, which
preserves the oldest synagogue in the
United States, received $375,000. The “Hebrew Congregation” in Newport, Rhode Island, that was the recipient of President
Washington’s 1790 letter on religious toleration called the Touro Synagogue home. See
George Washington and His Letter to the
Jews of Newport, Touro Synagogue,
https://tinyurl.com/jr76hep. A congregation
still worships at the synagogue. See Prayer
Services, Touro Synagogue, 2018, https://tinyurl.com/y86ahkp5.
The Eldridge Street Project received
$300,000. The Project restored the Eldridge
Street Synagogue, “the first great house of
worship built in America by Jewish immigrants from Eastern Europe.” The Museum
at Eldridge Street, Museum at Eldridge
Street, https://tinyurl.com/yaxqjcdb. The
synagogue is now a museum, but it also continues to host Shabbat and holiday services.
Lower East Side Jewish History, Museum at
Eldridge Street, https://tinyurl.com/y7xvr35z.
Important churches in African American history have received grants from both the Save America’s Treasures program and the separate African
American Civil Rights grants program. See Civil
Rights Grant Program: Application Information,
NPS, https://tinyurl.com/y6urhh3v. For example:
The Sixteenth Street Baptist Church in Birmingham, Alabama, which was built in 1911,
13
has received both Save America’s Treasures
and African American Civil Rights grants. It
was under the front steps of this church that
the Ku Klux Klan detonated a bomb on the
morning of September 15, 1963, killing four
young girls. The event “was a pivotal moment
that helped prod the passage of the Civil Rights
Act of 1964 and the Voting Rights Act of 1965.”
Jessica Ravitz, Siblings of the Bombing: Remembering Birmingham Church Blast 50 Years
On, CNN (Sept. 17, 2013), https://tinyurl.com/oylam55. The congregation is still
active today. See 16th Street Baptist Church,
Where Jesus Christ Is the Main Attraction!,
https://tinyurl.com/y7xtcocd/. The Church received $400,000 from the Save America’s Treasures program and $500,000 from the African
American Civil Rights program. See Civil
Rights Grant Program: African American Civil
Rights Grants, NPS, https://tinyurl.com/ycagavjp.
The Mother Bethel Foundation received a
$450,000 Save America’s Treasures grant
for the Mother Bethel A.M.E. Church in
Philadelphia, which is situated on the oldest
piece of property continuously owned by African Americans. See Mother Bethel African
Methodist Episcopal (AME) Church, Visit
Phila., https://tinyurl.com/y7u6lcql.
The
church holds regular worship services. Worship / Bible Study, Mother Bethel African
Methodist Episcopal Church, https://tinyurl.com/y7atjyur.
14
St. Mark’s A.M.E. Church of Topeka, Kansas Inc. received $231,804 from the African
American Civil Rights program.
Civil
Rights Grant Program: African American
Civil Rights Grants, NPS, https://tinyurl.com/ycagavjp. The church building is
more than 100 years old and hosts regular
services. Phil Anderson, North Topeka
Church Receives $231,000 Grant from National Park Service, Topeka Cap.-J. (Feb. 19,
2017), https://tinyurl.com/y9gup5mg; St.
Mark’s
AME
Church,
https://tinyurl.com/ydz4d2x9.
NPS maintenance of and grants to assist the
preservation of historic religious sites are very likely
unconstitutional under the Lemon test as it was
understood and deployed by the Fourth Circuit panel
majority. It is essentially irrelevant that the NPS has
a purpose other than promoting religion (the
preservation of important historic sites). The Fourth
Circuit recognized that there was a secular purpose
underlying the government’s maintenance of the
Peace Cross. See Pet. App. 16a (“The Commission
obtained the Cross for a secular reason—maintenance
of safety near a busy highway intersection. The
Commission also preserves the memorial to honor
World War I soldiers. Government preservation of a
significant war memorial is a legitimate secular
purpose.”). But the panel majority held display of the
Cross was unconstitutional anyway, because even “de
minimis government spending” to maintain it violates
the Constitution. Pet. App. 28a. Under the panel
majority’s reasoning, government assistance in the
preservation of historic religious sites, regardless of
15
denomination or beliefs—from the Tumacácori
mission in Arizona to the Touro Synagogue in
Newport, Rhode Island, and the Old North Church in
Boston to the Sixteenth Street Baptist Church in
Birmingham, Alabama—is unconstitutional. That
result is absurd, and should not be accepted.
II. THE LEMON TEST SHOULD FINALLY BE LAID TO
REST.
The Court should take this opportunity to once
and for all disavow the Lemon test.
The Court Should Restore
Original
Meaning
Of
Establishment Clause.
The
The
Lemon’s three-part test is untethered to the Establishment Clause’s original meaning, which forbade
Congress from establishing a national religion or interfering with state or local establishments of religion.
Town of Greece, N.Y. v. Galloway, 572 U.S. 565, 604–
05 (2014) (Thomas, J., concurring in part and concurring in the judgment) (summarizing historical evidence); Elk Grove Unified Sch. Dist. v. Newdow, 542
U.S. 1, 50 (2004) (Thomas, J., concurring in the judgment) (same); see also Donald L. Drakeman, Church,
State, and Original Intent 260 (2010) (concluding that
the Establishment Clause prohibits Congress “from
establishing a ‘national religion’”). Such establishments “necessarily involve actual legal coercion.”
Newdow, 542 U.S. at 52 (Thomas, J., concurring in the
judgment); see also Br. for Am. Legion Petr’s 25–40.3
3 A government also might establish “a religion by imbuing it
with governmental authority or by ‘delegat[ing]its civic authority
to a group chosen according to a religious criterion.’” Newdow,
16
Mere “[o]ffense, however, does not equate to coercion.”
Town of Greece, 572 U.S. at 589. Rather, “[t]he coercion that was a hallmark of historical establishments
of religion was coercion of religious orthodoxy and of
financial support by force of law and threat of penalty.”
Lee v. Weisman, 505 U.S. 577, 640 (1992) (Scalia, J.,
dissenting); see Leonard W. Levy, The Establishment
Clause: Religion & the First Amendment 4–5 (1986)
(summarizing historical facets of establishments of religion). That is, governments used their “power in order to exact financial support of the church, compel
religious observance, or control religious doctrine.”
Town of Greece, 572 U.S. at 608 (Thomas, J., concurring in part and concurring in the judgment).
The Lemon test sweeps much more broadly. Under Lemon, (1) the government’s “purpose” must be
“secular”; (2) the government action’s “principal or
primary effect must be one that neither advances nor
inhibits religion”; and (3) the government action
“must not foster an excessive entanglement with religion.” 403 U.S. at 612–13 (quotation marks omitted).
None of these prongs bears any relation to the Establishment Clause, as properly understood.
The purpose prong, which invalidates government
actions taken with the “predominant purpose of advancing religion,” McCreary, 545 U.S. at 860, 863, falters on at least two grounds. First, it is a “questiona-
542 U.S. at 52 (Thomas, J., concurring in the judgment) (quoting
Bd. of Educ. of Kiryas Joel Vill. Sch. Dist. v. Grumet, 512 U.S.
687, 698 (1994)). Public displays of religious symbols and government support for such displays do not implicate those other
potential routes to an Establishment Clause violation.
17
ble premise that [government action] can be invalidated under the Establishment Clause on the basis of
its motivation alone, without regard to its effects.”
Edwards v. Aguillard, 482 U.S. 578, 610 (1987)
(Scalia, J., dissenting). Purpose might be relevant to
showing coercion—and undoubtedly it is relevant to
certain free exercise claims. See, e.g., Church of
Lukumi Babalu Aye, Inc. v. Hialeah, 508 U.S. 520,
545–46 (1993); Town of Greece, 572 U.S. at 597 (Alito,
J., concurring) (explaining that “intentional” decision
not to invite representatives of minority religions to
give legislative invocation would be “very different[ ]”). But purpose cannot itself be the test for an
Establishment Clause violation. A governmental action may be intended to advance religion, but that has
no bearing on whether it in fact coerces support for
religion. Is a food bank for the homeless unconstitutional if the government official who authorized it announced that he favored spending public funds on that
project on account of his religious belief in the importance of feeding the hungry?4
Second, Lemon’s demand that government not
seek to “advance religion” is incompatible with historical and current practice. If Lemon’s “advancement”
prong were applied in a principled manner, governments would be forbidden from providing exemptions
from generally applicable laws and regulations. Yet,
not only are accommodations “permissible” and “desirable,” in some circumstances they may be “required
4 Even worse, this Court has previously suggested that courts
can infer a predominant religious purpose by asking how an “objective observer” would view the “text, legislative history, and
implementation of the statute, or comparable official act.”
McCreary, 545 U.S. at 862–63 (quotation marks omitted).
18
by the Free Exercise Clause.” Aguillard, 482 U.S. at
617–18 (Scalia, J., dissenting); see also Cutter v. Wilkinson, 544 U.S. 709, 726 n.1 (2005) (Thomas, J., concurring); Texas Monthly, Inc. v. Bullock, 489 U.S. 1,
38–39 (1989) (Scalia, J., dissenting). Government
seeks to advance religion in innumerable other ways,
from exempting religious institutions “from the obligation to pay property taxes” to “allow[ing] students
to absent themselves from public school to take religious classes.” McCreary, 545 U.S. at 891 (Scalia, J.,
dissenting). And this Court has twice “approved (postLemon) government-led prayer to God.” Id. at 892; see
Town of Greece, 572 U.S. at 591–92. It does not offend
the Establishment Clause to prefer “religion over irreligion.” Rosenberger v. Rector & Visitors of Univ. of
Va., 515 U.S. 819, 855–56 (1995) (Thomas, J., concurring). But forbidding government actions that have
the effect of advancing religion would result in the
prohibition of even non-coercive “religion-neutral” policies that are required to avoid violating other constitutional rights. Id. at 842–43.
There also are severe practical problems in identifying whether a government action in fact advances
religion. It is exceedingly difficult to determine if government action “endorses or disapproves of religion”
by “send[ing] a message to nonadherents that they are
outsiders, not full members of the political community” or “the opposite message.” Cty. of Allegheny v.
ACLU Greater Pittsburgh Chapter, 592 U.S. 573, 625
(1989) (O’Connor, J., concurring) (quotation marks
omitted). This standard is generally applied, as the
Fourth Circuit panel did below, from the viewpoint of
a so-called reasonable observer. But even proponents
of Lemon disagree about what the reasonable observer
19
standard-within-a-standard entails. Justice O’Connor argued that “proper application of the endorsement test requires that the reasonable observer be
deemed more informed than the casual passerby.”
Capitol Square Review & Advisory Bd. v. Pinette, 515
U.S. 753, 779 (1995) (O’Connor, J., concurring in part
and concurring in the judgment). Her reasonable observer is “a personification of a community ideal of
reasonable behavior,” who is “aware of the history and
context of the community and forum in which the religious display appears.” Id. at 780 (quotation marks
omitted). Justice Stevens, on the other hand, disagreed with this “well-schooled jurist” standard, preferring “the universe of reasonable persons,” i.e.
“whether some viewers of the religious display would
be likely to perceive a government endorsement.” Id.
at 800 n.5 (Stevens, J., dissenting).
Neither version of the “reasonable observer,” however, yields a “principled way to choose between” one
person’s “honest and deeply felt offense” at seeing a
religious symbol and another person’s similar feeling
upon the “removal of the sign or display.” Van Orden
v. Perry, 545 U.S. 677, 696–97 (2005) (Thomas, J., concurring).
Consider a recently reported incident: President
Trump’s lack of participation in the group reading of
the Apostles’ Creed during President George H. W.
Bush’s funeral at the Washington National Cathedral.
See Hasan Dudar, Trumps Take Heat for Not Reciting
Apostles’ Creed at George H.W. Bush Funeral, USA
Today (Dec. 6, 2018), https://tinyurl.com/ybjlxuy9. If
the President had spoken the Creed while live on national television, would a reasonable observer have
believed that he sent a message to “nonadherents that
20
they are outsiders”? Did the President’s failure to join
the four living former Presidents in the reading signal
“the opposite message”? Restoring the original meaning of the Establishment Clause—a prohibition of actual coercion—eliminates the need to attempt the impossible task of divining the “effect” of a government
action on the community as a whole. See also Br. for
Am. Legion Pet’rs 47–51.
Finally, to the extent entanglement presents a
separate consideration than the purpose or effect
prongs, it too extends farther than the original meaning of the Establishment Clause. It may be that provision of “exclusive or disproportionate funding to pervasively sectarian institutions” violates the Constitution, Bowen v. Kendrick, 487 U.S. 589, 624 (1988)
(Kennedy, J., concurring), because appropriating tax
dollars in that manner would in effect “exact financial
support of the church,” Town of Greece, 572 U.S. at
608 (Thomas, J., concurring in part and concurring in
the judgment).5 But the Lemon test has been applied
to prohibit “any use of public funds,” Bowen, 487 U.S.
at 623 (O’Connor, J., concurring), where (for example)
the money may be spent on “religious educational
functions,” Lemon, 403 U.S. at 613, or to maintain a
5 The Court has implied that this principle might apply where
allocation of funds would disproportionately flow to religious institutions over non-religious institutions. See Zelman v. Simmons-Harris, 536 U.S. 639, 653 (2002) (finding that school choice
program created “no financial incentives that skew the program
toward religious schools” (quotation marks and alterations omitted)). But see Rosenberger, 515 U.S. at 855–56 (Thomas, J., concurring) (explaining “that Madison saw the principle of nonestablishment as barring governmental preferences for particular
religious faiths,” not religion generally).
21
religious display, Pet. App. at 28a (even “de minimis
government spending” or mere ownership of the religious display creates an unconstitutional entanglement). Since “government usually acts by spending
money,” this doctrine faithfully applied would dictate
the result that nearly every government action that
benefits religion is an impermissible entanglement.
Rosenberger, 515 U.S. at 843. That cannot be the law.
In summary, “[i]t is difficult to see how government practices that have nothing to do with creating
or maintaining the sort of coercive state establishment described above implicate the possible liberty interest of being free from coercive state establishments.” Newdow, 542 U.S. at 53 (Thomas, J., concurring in the judgment). The Lemon test sweeps far beyond such coercive practices and ultimately “requires
this Court to act as a censor, issuing national decrees
as to what is orthodox and what is not.” Cty. of Allegheny, 492 U.S. at 677–78 (Kennedy, J., concurring in
the judgment in part and dissenting in part).
Stare Decisis Is No Obstacle To
Setting Lemon Aside.
Although “[s]tare decisis is the preferred course,”
it “is not an inexorable command.” Janus v. Am. Fed’n
of State, Cty., & Mun. Emps., Council 31, 138 S. Ct.
2448, 2478 (2018) (quotation marks omitted). Indeed,
the “doctrine ‘is at its weakest when [the Court] interpret[s] the Constitution because [the Court’s] interpretation can be altered only by constitutional amendment or by overruling [the Court’s] prior decisions.’”
Id. (quoting Agostini v. Felton, 521 U.S. 203, 235
(1997)); see also Bryan A. Garner et al., The Law of
Judicial Precedent § 40, at 352 (2016).
22
“An important factor in determining whether a
precedent should be overruled is the quality of its reasoning.” Janus, 138 S. Ct. at 2479. The Lemon test
was “poorly reasoned,” as demonstrated above. Id.
Each of the three prongs is far removed from the original meaning of the Establishment Clause, as is the
test as a whole. It has resulted in many unfortunate
decisions, of which the Fourth Circuit’s opinion below
is just one. And it will put many more publicly supported religious displays in jeopardy, including government aid to efforts to preserve historic religious
sites. See supra Part I. Setting aside Lemon will “but
restore constitutional principles.” Gideon v. Wainright, 372 U.S. 335, 344 (1963).
The Lemon test, moreover, has proven wholly unworkable. Cf. Janus, 138 S. Ct. at 2481 (explaining
that “[a]nother relevant consideration in the stare decisis calculus is the workability of the precedent in
question”). Its failure in this regard has been repeatedly noted over the course of decades. Lemon “is
flawed in its fundamentals and unworkable in practice.” Cty. of Allegheny, 492 U.S. at 669 (Kennedy, J.,
concurring in the judgment in part and dissenting in
part). “As bad as the Lemon test is, it is worse for the
fact that, since its inception, its seemingly simple
mandates have been manipulated to fit whatever result the Court aimed to achieve.” McCreary, 545 U.S.
at 900 (Scalia, J., dissenting). The Court has at times
has suggested that Lemon “sacrifices clarity and predictability for flexibility.” Comm. for Pub. Educ. & Religious Liberty v. Regan, 444 U.S. 646, 662 (1980). But
in truth, “flexibility” is “‘a euphemism . . . for . . . the
absence of any principled rationale.’” Aguillard, 482
U.S. at 640 (Scalia, J., dissenting) (quoting Jesse H.
23
Choper, The Religion Clauses of the First Amendment:
Reconciling the Conflict, 41 U. Pitt. L. Rev. 673, 681
(1980)).
The lack of a principled rationale is most evident
in cases, like this one, involving a display of a religious
symbol. For example, the “reasonable observer”
standard is difficult, if not impossible, to apply consistently. “Would the majority’s version of a reasonable observer be satisfied and better equipped to evaluate the Memorial’s history and context if the cross
were smaller? Perhaps if it were the same size as the
other monuments in the park?” asked Chief Judge
Gregory in his dissent below. “Though Establishment
Clause cases require a fact-intensive analysis, we
must bear in mind our responsibility to provide the
government and public with notice of actions that violate the Constitution.” Pet. App. 43a; see also Br. for
Am. Legion Pet’rs 47–51. Lemon is plainly not “clear
and easy to apply.” South Dakota v. Wayfair, Inc., 138
S. Ct. 2080, 2097 (2018).
The intermittent and inconsistent invocation of
Lemon only accentuate these problems. In Lamb’s
Chapel v. Center Moriches Union Free School District,
Justice Scalia “bemoaned the strange Establishment
Clause geometry of crooked lines and wavering shapes
[Lemon’s] intermittent use has produced.” 508 U.S.
384, 399 (1993) (Scalia, J., concurring in the judgment) (citing scholarly criticism). Yet twenty-five
years later it still is entirely unclear in what situations Lemon should apply. That is especially true
(again) in cases concerning displays of religious symbols. Take, for example, Van Orden and McCreary,
the companion Ten Commandments cases. In Van Orden, the plurality held that Lemon was inappropriate
24
for passive displays, 545 U.S. at 686, and Justice
Breyer in his concurrence declined to apply Lemon or,
indeed, “any particular test,” id. at 703–04. On the
very same day, Justice Souter’s majority opinion in
McCreary reaffirmed Lemon’s “three familiar considerations,” particularly the secular purpose prong. 545
U.S. at 859. Majority opinions of this Court sometimes sidestep Lemon or omit a citation of it entirely.
See, e.g., Cutter, 544 U.S. at 717 n.6 (citing Lemon, but
tersely stating that “[w]e resolve this case on other
grounds”); Town of Greece, 572 U.S. 565 (not citing
Lemon at all).
Although “[i]n some cases, reliance provides a
strong reason for adhering to established law,” here it
does not. Janus, 138 S. Ct. at 2484. The lack of a
“clear or easily applicable standard” means any attempted invocation of reliance interests is, at the very
least, “misplaced.” Wayfair, 138 S. Ct. at 2098; see
also Janus, 138 S. Ct. at 2484. Lemon’s decades of life
have not made it any more palatable. That is particularly true here, where “our history and tradition
have shown that [the practice in question] could coexist with the principles of disestablishment and religious freedom.” Town of Greece, 572 U.S. at 578 (quotation marks omitted).
Reliance is lacking, moreover, because Lemon’s
status has been “uncertain” almost since the day it
was written. Janus, 138 S. Ct. at 2485. As Justice
Scalia famously wrote twenty-five years ago, the
Lemon test is “[l]ike some ghoul in a late-night horror
movie that repeatedly sits up in its grave and shuffles
abroad, after being repeatedly killed and buried.”
Lamb’s Chapel, 508 U.S. at 398. Individual “Justices
have, in their own opinions, personally driven pencils
25
through the creature’s heart.” Id. Indeed, the Court
has “gone so far as to say that [Lemon] has never been
binding.” Santa Fe. Indep. Sch. Dist. v. Doe, 530 U.S.
290, 319 (2000) (Rehnquist, C.J., dissenting) (citing
Lynch v. Donnelly, 465 U.S. 668, 679 (1984)) (emphasis added). Yet still it lives, for now.
*
*
*
“A certain momentum develops in constitutional
theory,” Chief Justice Burger observed in Lemon, “and
it can be a ‘downhill thrust’ easily set in motion but
difficult to retard or stop.” 403 U.S. at 624. Time and
again, Lemon has been pushed back up the hill, only
for gravity to pull it into the U.S. Reports yet again.
It is past time—finally—for the Court to end this Sisyphean drama and bury Lemon for good.
III. THE ESTABLISHMENT CLAUSE DOES NOT APPLY
TO THE STATES.
The Court could further prevent lower courts from
causing mischief in future cases involving state and
local governments by correcting an underlying mistake: incorporation of the Establishment Clause
against the States. “If the Establishment Clause is
not incorporated, then it has no application here,
where only [state] action is at issue.” Town of Greece,
572 U.S. at 604 (Thomas, J., concurring in part and
concurring in the judgment); Van Orden, 545 U.S. at
693 (Thomas, J., concurring).
26
The Establishment Clause Should
Not Be Incorporated Because It Is A
Federalism Provision.
Only those provisions of the Bill of Rights that
protect individuals (as distinct from States) from federal overreach may properly be incorporated against
the States. That is true regardless of whether incorporation is accomplished through the Fourteenth
Amendment’s Due Process Clause or Privileges or Immunities Clause. The Due Process Clause requires
the States to abide by “‘the same standards that protect those personal rights against federal encroachment.’” McDonald v. City of Chicago, Ill., 561 U.S.
742, 765 (2010) (quoting Malloy v. Hogan, 378 U.S. 1,
10 (1964)) (emphasis added). And if the Court were to
revisit the Privileges or Immunities Clause notwithstanding the Slaughterhouse Cases, it would find that
“the privileges and immunities of [United States] citizens included individual rights enumerated in the
Constitution”. Id. at 823 (Thomas, J., concurring in
part and concurring in the judgment) (emphasis
added).6
6 Incorporation of the exclusionary rule, which itself “is not an
individual right,” Herring v. United States, 555 U.S. 135, 141
(2009), does not undermine the principle that only protections of
individuals, not States, are incorporated. The exclusionary rule
is a “judicially created” prophylactic meant to deter violations of
Fourth Amendment rights. Id. at 139–44. As such, it is a doctrine that, so long as it is valid, necessarily accompanies incorporation of the Fourth Amendment because there is no justification
for applying “only a watered-down, subjective version of the individual guarantees of the Bill of Rights” to the States. McDonald, 561 U.S. at 786 (quoting Malloy, 378 U.S. at 10–11).
27
“The Establishment Clause does not purport to
protect individual rights.” Newdow, 542 U.S. at 50
(Thomas, J., concurring in the judgment). Rather, the
Clause prevents the establishment of a national religion and interference with state or local establishments of religion. See supra Part II.A. It is best understood, therefore, as a “federalism provision.” Town
of Greece, 572 U.S. at 605 (2014) (Thomas, J., concurring in part and concurring in the judgment).
It makes no sense to incorporate a federalism provision because incorporation would have a “paradoxical effect[:] to apply the clause against a state government is precisely to eliminate its right to choose
whether to establish a religion—a right clearly confirmed by the establishment clause itself.” Akhil Reed
Amar, The Bill of Rights 33–34 (1998); see also Town
of Greece, 572 U.S. at 606–07 (Thomas, J., concurring
in part and concurring in the judgment); Sch. Dist. of
Abingdon Twp. v. Schempp, 374 U.S. 203, 310 (1963)
(Stewart, J., dissenting) (“it is not without irony that
a constitutional provision evidently designed to leave
the States free to go their own way should now have
become a restriction upon their autonomy”). The Establishment Clause cannot be incorporated any more
than the Tenth Amendment can be incorporated. Incorporation in either case would “invert[ ] the original
import of the Amendment.” Town of Greece, 572 U.S.
at 606 (Thomas, J., concurring in part and concurring
in the judgment); see also, e.g., Daniel O. Conkle, Toward a General Theory of the Establishment Clause,
82 Nw. Univ. L. Rev. 1113, 1141 (1988) (“To ‘incorporate’ this policy of states’ rights for application against
the states would be utter nonsense, for there would be
no norms to incorporate. It would be the incorporation
28
of an empty set of values, akin to an incorporation of
the tenth amendment for application against the
states.”).
At least one scholar has argued that the Establishment Clause was not just a federalism provision,
but “also affirmatively immunized the people from the
effects of any federal establishment of religion,”
thereby providing a “substantive personal liberty susceptible of incorporation against the states.” Frederick Mark Gedicks, Incorporation of the Establishment
Clause Against the States: A Logical, Textual, and
Historical Account, 88 Ind. L.J. 669, 677 (2013). But
see Drakeman, supra, at 261 (disputing that the Establishment Clause reflects any “shared values” reflective of individual rights). According to Professor
Gedicks, the “disability” imposed by the Constitution
on the federal government created twin substantive
rights—a “state immunity” and a “personal immunity”—the latter of which was incorporated to the detriment of the former. Gedicks, supra, at 692–709.
But Professor Gedicks’s argument proves too
much. A constitutional prohibition on federal action
does not in and of itself create a personal, as contrasted with a state, right. For example, Article IV,
Section 3 prohibits the creation of new States from a
portion (or all) of an existing State “without the Consent of the Legislatures of the States concerned.” That
federal disability obviously is paired with a state immunity, but there is no piggybacking personal right.
So, too, with the Establishment Clause. The prohibition on establishment of a national religion does not
signify a personal right to be free from a national establishment; rather, “the States are the particular
beneficiaries of the Clause.” Town of Greece, 572 U.S.
29
at 606 (Thomas, J., concurring in part and concurring
in the judgment). Otherwise, every federalism provision—including the basic limits on the powers of the
federal government—would necessarily pair with a
corresponding individual right that would be incorporated against the States through the Fourteenth
Amendment. See Gedicks, 88 Ind. L.J. at 695–96 (because “federalism protects personal liberty,” “the disabilities that federalism imposes on federal action immunize individuals as well as the states”); cf. United
States v. Lopez, 514 U.S. 549, 552 (1995) (the Constitution’s “mandated division of authority was adopted
by the Framers to ensure protection of our fundamental liberties” (quotation marks omitted)).
There would be no basis to exempt the Tenth
Amendment from incorporation, for it follows the
same template. Indeed, the Tenth Amendment theoretically could be read to provide the same kind of
twin immunities that Professor Gedicks has discovered in the Establishment Clause: the federal government is prohibited from exercising powers not delegated to it, and the right to be free from any such exercise is held by “the States respectively” and “the people.” But it would be absurd to incorporate the Tenth
Amendment, and it is similarly illogical to incorporate
the Establishment Clause. See Steven D. Smith, Foreordained Failure 24 (1995) (“it seems nonsensical or
incoherent to suggest that a provision representing
‘essential federalism’ has substantive meaning independent of its federalism or that the provision has
substantive content that can be ‘extended’ to the
states”).
Nor is there conclusive historical evidence that
the framers of the Fourteenth Amendment believed
30
the Establishment Clause protected an individual
right and incorporated it on that basis. See generally
Kurt T. Lash, The Second Adoption of the Establishment Clause: The Rise of the Non-Establishment Principle, 27 Ariz. St. L. J. 1085 (1995) (arguing that the
Establishment Clause was transformed into a personal liberty that could be incorporated). The evidence supporting that hypothesis is mixed, at best.
See Town of Greece, 572 U.S. at 607 (Thomas, J., concurring in part and concurring in the judgment);
Amar, supra, at 252–53 (questioning whether, “even
if by 1866 the establishment clause was no longer a
state right, pure and simple, [we can] really say that
it was a private right of individuals, as opposed to a
right of the public at large”). In the context of “the
textual and logical difficulties posed by incorporation”
of the Clause, “the burden of persuasion . . . rests with
those who claim that the Clause assumed a different
meaning upon adoption of the Fourteenth Amendment.” Town of Greece, 572 U.S. at 607 (Thomas, J.,
concurring in part and concurring in the judgment);
see also Newdow, 542 U.S. at 51 (Thomas, J., concurring in the judgment). That burden cannot be carried.
Stare Decisis Should Not Prevent
Correcting
The
Incorporation
Mistake.
The Court should not apply stare decisis to retain
incorporation of the Establishment Clause. The doctrine of stare decisis has the least force where constitutional decisions are under reconsideration. See supra Part II.B. The case that announced the incorporation of the Establishment Clause, Everson, did so
obliquely and with minimal reasoning. The opinion
31
noted that the Free Exercise Clause had been incorporated and then asserted that “[t]here is every reason
to give the same application . . . to the ‘establishment
of religion’ clause,” noting that the two clauses are
“complementary.” 330 U.S. at 15. That fleeting, conclusory analysis is owed no deference. See Janus, 138
S. Ct. at 2479 (stating that “quality of reasoning” is
“[a]n important factor in determining whether a precedent should be overruled”). Everson “failed to appreciate that a very different” issue is presented when incorporation of the Establishment Clause is concerned.
Janus, 138 S. Ct. at 2479. More than that, Everson
failed to independently assess whether the Establishment Clause should be incorporated. See McDonald,
561 U.S. at 763–65 (explaining that despite
“shed[ding] any reluctance to” incorporate the individual protections of the Bill of Rights, the Court has engaged in a careful “process of ‘selective incorporation’”). The opinion thus “glibly effected a sea change
in constitutional law.” Town of Greece, 572 U.S. at 607
n.1 (Thomas, J., concurring in part and concurring in
the judgment). It was not enough to uncritically rely
on the prior incorporation of the Free Exercise Clause.
See Janus, 138 S. Ct. at 2480 (overruling case in part
because it was “not well reasoned”).
Reliance interests cannot save incorporation of
the Establishment Clause. The Free Exercise Clause
has been properly incorporated against the States by
the Fourteenth Amendment. See Schempp, 536 U.S.
at 311 (Stewart, J., dissenting) (“That the central
value embodied in the First Amendment—and, more
particularly, in the guarantee of ‘liberty’ contained in
the Fourteenth—is the safeguarding of an individual’s
32
right to free exercise of his religion has been consistently recognized.”). Even most antagonists of Establishment Clause incorporation accept that assessment. See, e.g., Zelman, 536 U.S. at 679 & n.4
(Thomas, J., concurring). The Free Exercise Clause,
therefore, joins with other protections of individual
rights as a bulwark against state encroachment on
matters of religious observance and religious conscience. Indeed, “[t]he Free Exercise Clause bars even
‘subtle departures from neutrality’ on matters of religion.” Masterpiece Cakeshop, Ltd. v. Colo. Civil
Rights Comm’n, 138 S. Ct. 1719, 1731 (2018) (quoting
Church of Lukumi, 508 U.S. at 534).
The Constitution thus prevents States both from
targeting particular religions for disfavored treatment
and from meaningfully advantaging one denomination such that adherents’ ability to practice other religions is diminished. A State very likely could not “decree[ ] that individuals profess a state creed or attend
a state service or pay money directly to a state church”
without violating the Free Exercise Clause and, perhaps, other individual guarantees, such as the Equal
Protection Clause. Amar, supra, at 252; see also Cantwell v. Connecticut, 310 U.S. 296, 303 (1940) (“Thus
the [First] Amendment embraces two concepts—the
freedom to believe and freedom to act.”); Michael W.
McConnell, The Origins and Historical Understanding of Free Exercise of Religion, 103 Harv. L. Rev.
1409, 1512 (1990) (concluding that granting “free exercise exemptions is more consistent with the original
understanding than is a position that leads only to the
facial neutrality of legislation”). As Justice Jackson
wrote for the Court in West Virginia State Board of
Education v. Barnette, 319 U.S. 624, 642 (1943), “[i]f
33
there is any fixed star in our constitutional constellation, it is that no official, high or petty, can prescribe
what shall be orthodox in politics, nationalism, religion, or other matters of opinion or force citizens to
confess by word or act their faith therein.” The personal right to worship as one sees fit “is susceptible of
restriction only to prevent grave and immediate danger to interests which the state may lawfully protect.”
Id. at 639. But see Emp’t Div., Dep’t of Human Res. of
Ore. v. Smith, 494 U.S. 872 (1990) (rejecting “compelling interest” test where law is neutral and generally
applicable).
It is even possible that the individual guarantees
of the Free Exercise Clause and the Equal Protection
Clause might prevent a State from simply proclaiming
an official religion, much as States have official state
birds, flowers, fish, and even beverages. See, e.g., Va.
Code § 1-510 (establishing, among other things, milk
as the official beverage and “George Washington’s rye
whiskey” as the official spirit of the Commonwealth of
Virginia). Such a “noncoercive establishment” might
“violate[ ] principles of religious liberty and religious
equality,” in addition to “offend[ing] basic principles
of equal citizenship and equal protection.” Amar, supra, at 254. In fact, “[i]t may well be the case that
anything that would violate the incorporated Establishment Clause would actually violate the Free Exercise Clause, further calling into doubt the utility of incorporating the Establishment Clause.” Newdow, 542
U.S. at 53 n.4 (Thomas, J., concurring in the judgment); see also id. at 54 n.5; Van Orden, 545 U.S. at
693 (2005) (Thomas, J., concurring); Cutter, 544 U.S.
at 728 n.3 (Thomas, J., concurring).
34
The Court need not and should not decide the full
breadth and depth of the Free Exercise Clause in this
case. If it is inclined to reconsider incorporation of the
Establishment Clause, it is sufficient to dispel any invocation of reliance interests to support stare decisis
on the ground that an incorporated Establishment
Clause, properly understood as a prohibition of actual
coercion, does not provide much more protection than
the Free Exercise Clause. See infra Part II.A; Newdow, 542 U.S. at 46 (Thomas, J., concurring in the
judgment) (“any sensible incorporation of the Establishment Clause, which would probably cover little
more than the Free Exercise Clause”). As such, reliance on Everson is misplaced and should not prevent
this Court for holding that the Establishment Clause
is not incorporated against the States.
CONCLUSION
For the foregoing reasons, the Court should
reverse the Fourth Circuit.
Respectfully submitted,
MICHAEL BOOS
MATTHEW D. MCGILL
General Counsel
Counsel of Record
CITIZENS UNITED
ANDREW G. I. KILBERG
1006 Pennsylvania Ave., S.E. TRAVIS S. ANDREWS
Washington, D.C. 20003
GIBSON, DUNN & CRUTCHER LLP
(202) 547-5420
1050 Connecticut Avenue, N.W.
Washington, D.C. 20036
(202) 955-8500
mmcgill@gibsondunn.com
Counsel for Amici Curiae
December 21, 2018
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.