Petition for Writ of Certiorari — American Exploration & Mining Association, Petitioner v. Ryan Zinke, Secretary of the Interior, et al.
Supreme Court briefMar 9, 2018
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App. 1a
FOR PUBLICATION
UNITED STATES COURT OF APPEALS
FOR THE NINTH CIRCUIT
NATIONAL MINING ASSOCIATION,
Plaintiff-Appellant,
v.
RYAN ZINKE, Secretary of the
Interior; UNITED STATES
DEPARTMENT OF THE INTERIOR;
GEORGE E. PERDUE, Secretary
of Agriculture; UNITED STATES
DEPARTMENT OF AGRICULTURE;
BUREAU OF LAND MANAGEMENT;
MICHAEL NEDD, acting director,
Bureau of Land Management;
UNITED STATES FOREST SERVICE,
Defendants-Appellees,
GRAND CANYON TRUST;
SIERRA CLUB; NATIONAL PARKS
CONSERVATION ASSOCIATION;
CENTER FOR BIOLOGICAL
DIVERSITY; HAVASUPAI TRIBE,
Intervenor-DefendantsAppellees.
No. 14-17350
D.C. Nos.
3:11-cv-08171-DGC
3:12-cv-08038-DGC
3:12-cv-08042-DGC
3:12-cv-08075-DGC
App. 2a
ARIZONA UTAH LOCAL ECONOMIC
No. 14-17351
COALITION, on behalf of member
D.C. Nos.
the Board of Supervisors,
3:11-cv-08171-DGC
Mohave County, Arizona;
3:12-cv-08038-DGC
METAMIN ENTERPRISES USA, INC.,
3:12-cv-08042-DGC
Plaintiffs-Appellants, 3:12-cv-08075-DGC
v.
RYAN ZINKE, Secretary of the
Interior; UNITED STATES
DEPARTMENT OF THE INTERIOR;
GEORGE E. PERDUE, Secretary
of Agriculture; UNITED STATES
DEPARTMENT OF AGRICULTURE;
BUREAU OF LAND MANAGEMENT;
MICHAEL NEDD, acting director,
Bureau of Land Management;
UNITED STATES FOREST SERVICE,
Defendants-Appellees,
GRAND CANYON TRUST;
SIERRA CLUB; NATIONAL PARKS
CONSERVATION ASSOCIATION;
CENTER FOR BIOLOGICAL
DIVERSITY; HAVASUPAI TRIBE,
Intervenor-DefendantsAppellees.
App. 3a
AMERICAN EXPLORATION
No. 14-17352
& MINING ASSOCIATION,
D.C. Nos.
Plaintiff-Appellant, 3:11-cv-08171-DGC
v.
3:12-cv-08038-DGC
RYAN ZINKE, Secretary of the
3:12-cv-08042-DGC
Interior; UNITED STATES
3:12-cv-08075-DGC
DEPARTMENT OF THE INTERIOR;
GEORGE E. PERDUE, Secretary
of Agriculture; UNITED STATES
DEPARTMENT OF AGRICULTURE;
BUREAU OF LAND MANAGEMENT;
MICHAEL NEDD, acting director,
Bureau of Land Management;
UNITED STATES FOREST SERVICE,
Defendants-Appellees,
GRAND CANYON TRUST;
SIERRA CLUB; NATIONAL PARKS
CONSERVATION ASSOCIATION;
CENTER FOR BIOLOGICAL
DIVERSITY; HAVASUPAI TRIBE,
Intervenor-DefendantsAppellees
App. 4a
GREGORY YOUNT,
Plaintiff-Appellant,
v.
RYAN ZINKE, Secretary of the
Interior; UNITED STATES
DEPARTMENT OF THE INTERIOR;
GEORGE E. PERDUE, Secretary
of Agriculture; UNITED STATES
DEPARTMENT OF AGRICULTURE;
BUREAU OF LAND MANAGEMENT;
MICHAEL NEDD, acting director,
Bureau of Land Management;
UNITED STATES FOREST SERVICE,
Defendants-Appellees,
No. 14-17374
D.C. Nos.
3:11-cv-08171-DGC
3:12-cv-08038-DGC
3:12-cv-08042-DGC
3:12-cv-08075-DGC
OPINION
GRAND CANYON TRUST;
SIERRA CLUB; NATIONAL PARKS
CONSERVATION ASSOCIATION;
CENTER FOR BIOLOGICAL
DIVERSITY; HAVASUPAI TRIBE,
Intervenor-DefendantsAppellees.
Appeal from the United States District Court
for the District of Arizona
David G. Campbell, District Judge, Presiding
Argued and Submitted December 15, 2016*
San Francisco, California.
Filed December 12, 2017
* Case No. 14-17351 was submitted on the briefs without
oral argument on the motion of the appellants in that case.
App. 5a
Before: Marsha S. Berzon and Mary H. Murguia,
Circuit Judges, and Frederic Block, District Judge.**
Opinion by Judge Berzon
COUNSEL
Robert Timothy McCrum (argued), Crowell & Moring
LLP, Washington, D.C., for Plaintiff-Appellant National Mining Association.
Jeffrey Wilson McCoy (argued) and Steven J. Lechner,
Mountain States Legal Foundation, Lakewood, Colorado, for Plaintiff-Appellant American Exploration &
Mining Association.
Constance E. Brooks, Danielle Hagen, and Cody Doig,
C. E. Brooks & Associates P.C., Denver, Colorado, for
Plaintiff-Appellant Arizona Utah Local Economic Coalition.
Gregory Yount, Chino Valley, Arizona, pro se PlaintiffAppellant.
Brian C. Toth (argued) and John C. Most, Attorneys;
John C. Cruden, Assistant Attorney General; Environment & Natural Resources Division, United States Department of Justice, Washington, D.C.; Aaron G.
Moody, Kendra Nitta, and Sonia Overholser, Office of
the Solicitor, United States Department of the Interior;
Pamela P. Henderson, Office of the General Solicitor,
** The Honorable Frederic Block, United States District
Judge for the Eastern District of New York, sitting by designation.
App. 6a
United States Department of Agriculture; for Defendants-Appellees.
Edward B. Zukoski (argued), Earthjustice Denver, Colorado; Roger Flynn, Western Mining Action Project,
Lyons, Colorado; Aaron M. Paul, Grand Canyon Trust,
Denver, Colorado; for Intervenor-Defendants-Appellees.
Anthony L. Rampton, Kathy A.F. Davis, and Roger R.
Fairbanks, Assistant Attorneys General; Bridget K.
Romano, Solicitor General; Sean D. Reyes, Attorney
General; Office of the Attorney General, Salt Lake City,
Utah; Mark Brnovich, Attorney General, Office of the
Attorney General, Phoenix, Arizona; Tim Fox, Attorney
General, Department of Justice, Helena, Montana;
Adam Paul Laxalt, Attorney General, Office of the Attorney General, Carson City, Nevada; for Amici Curiae
States of Utah, Arizona, Montana, and Nevada.
Heather Whiteman Runs Him and Matthew L. Campbell, Native American Rights Fund, Boulder, Colorado,
for Amici Curiae Paiute Indian Tribe of Utah, Hualapai Tribe of the Hualapai Reservation, Kaibab Band of
Paiute Indians, San Juan Southern Paiute Tribe,
Northwestern Band of the Shoshone Nation, Morning
Star Institute, and National Congress of American Indians.
Katherine Belzowski, Attorney; Ethel B. Branch, Attorney General; Navajo Nation Department of Justice,
Window Rock, Arizona; for Amicus Curiae Navajo Nation.
App. 7a
OPINION
BERZON, Circuit Judge:
We consider challenges to the decision of the Secretary of the Interior to withdraw from new uranium
mining claims, for up to twenty years, over one million
acres of land near Grand Canyon National Park. Determining the appropriate balance between safeguarding an iconic American natural wonder and permitting
extraction of a critically important mineral is at the
heart of the present dispute.
The fission of uranium atoms into smaller component parts releases a huge amount of energy – enough
to sustain a nuclear chain reaction, as scientists discovered in the first half of the last century. The design
and construction of nuclear reactors and weaponry followed. In the ensuing years, uranium became, at times,
highly valuable, though prices rose and fell dramatically in response to swings in demand. Uranium also
entered the cultural lexicon.1
In 1947, large quantities of uranium were discovered in Arizona near Grand Canyon National Park, a
1
For example, in the heyday of uranium mining, “Moab
changed the name of its annual rodeo from Red Rock Roundup to
Uranium Days Rodeo.” Stephanie A. Malin, The Price of Nuclear
Power: Uranium Communities and Environmental Justice 37
(1981). “In the 1950s, young women were crowned as Uranium
Queen and Miss Atomic Energy.” Id. Even now, uranium is the
subject of its own film festival – the International Uranium Film
Festival – featuring several films set in and around the American
Southwest. See Int’l Uranium Film Festival, http://www.uranium
filmfestival.org.
App. 8a
treasured natural wonder and World Heritage Site –
called, by John Wesley Powell, “the most sublime spectacle in nature.” John Wesley Powell, Canyons of the
Colorado 394 (1895). Northern Arizona saw limited
uranium mining until a spike in uranium prices in
the late 1970s led to a uranium mining surge in the
1980s and 1990s, when six new mines opened. But the
mining boom did not last. With the collapse of the Soviet Union and consequent decommissioning of large
numbers of nuclear warheads, demand for uranium
dropped dramatically in the 1990s. Uranium production in much of northern Arizona stopped.
Prices spiked again in 2007, and renewed interest
in mining operations in the region followed. With that
resurgence came concerns about the environmental
impact of the extraction of radioactive materials such
as uranium.
Reflecting those concerns, then-United States
Secretary of the Interior (“the Secretary”)2 Kenneth L.
Salazar published a Notice of Intent in the Federal
Register to withdraw from new uranium mining
claims, for a period of up to twenty years, a tract of
nearly one million acres of federally owned public land.
See Federal Land Policy and Management Act of 1976
(“FLPMA”)3 § 204(c), 43 U.S.C. § 1714 (authorizing the
2
Although it is the Secretary who has ultimate authority to
make a withdrawal, we occasionally refer to the Secretary as “the
Interior” to better reflect that the Secretary’s withdrawal decision
was informed by extensive analysis within the Department of the
Interior and its constituent agencies.
3
See Appendix A for a list of acronyms used in this opinion.
App. 9a
Secretary to make, revoke, or modify such withdrawals
subject to certain conditions).4 After an extended study
period, the Secretary issued a Record of Decision
(“ROD”) in January 2012 announcing the withdrawal
of 1,006,545 acres.
Several entities and one private individual opposed to the withdrawal challenged the Secretary’s decision in four separate actions filed in the District of
Arizona. Parties interested in supporting the withdrawal moved to intervene, including four environmental groups and the Havasupai Tribe. The district
court, in two well-crafted opinions, rejected the various
challenges to the withdrawal.
I.
Background
We begin with a brief history of the political and
legislative backdrop against which FLPMA was enacted in 1976.
The Property Clause of the U.S. Constitution vests
in Congress the “power to dispose of and make all
needful rules and regulations respecting . . . property
belonging to the United States,” including federally
owned public lands. U.S. Const., Art. IV, § 3, cl. 2. Congress has long used its authority under the Property
4
A “withdrawal” means “withholding [of ] an area of Federal
land from settlement, sale, location, or entry, under some or all of
the general land laws, for the purpose of limiting activities under
those laws in order to maintain other public values in the area or
reserving the area for a particular public purpose or program.” 43
U.S.C. § 1702( j).
App. 10a
Clause to permit the purchase of mining rights and exploration on federal lands, most notably in the General
Mining Act of 1872, 30 U.S.C. §§ 22-54. Under that Act,
“all valuable mineral deposits in lands belonging to the
United States, both surveyed and unsurveyed, shall be
free and open to exploration and purchase.” 30 U.S.C.
§ 22.
From early on, the executive branch has asserted
and exercised the authority to withdraw federally
owned lands from claims for mineral extraction. See
United States v. Midwest Oil Co., 236 U.S. 459, 469-72
(1915). As Midwest Oil recognized, although Congress
had delegated no “express statutory authority” to withdraw previously available land from mineral exploitation, the executive branch had made a “multitude” of
temporary such withdrawals, and Congress had “uniformly and repeatedly acquiesced in the practice.” Id.
at 469-71. That acquiescence, Midwest Oil held, constituted an “implied grant of power” from Congress to the
executive permitting withdrawal of public lands from
mineral extraction claims. Id. at 475. For decades after
Midwest Oil, Congress did little to restrain the executive’s withdrawal authority, and the executive branch
made liberal use of it.
After World War II, however, demand for the commercial use of public land increased considerably. To
address that increased demand, Congress in 1964 established the Public Land Law Review Commission
(“PLLRC”), composed of several members of Congress
and presidential appointees, to conduct a comprehensive review of federal land law and policy and propose
App. 11a
suggestions for more efficient administration of public
lands. After several years of study the PLLRC issued a
report making 137 specific recommendations to Congress concerning the use and governance of public
lands. PLLRC, One Third of the Nation’s Land ix-x, 9
(1970) (hereinafter “PLLRC Report”).
The PLLRC Report observed that the roles of
Congress and the executive branch with respect to
public land use had “never been carefully defined,” and
recommended that Congress pass new legislation specifying the precise authorities delegated to the executive for land management, including withdrawals. Id.
at 43, 44, 54-55. The Report also recommended that
“large scale limited or single use withdrawals of a
permanent or indefinite term” should be within Congress’s exclusive control, while “[a]ll other withdrawal
authority should be expressly delegated with statutory
guidelines to insure proper justification for proposed
withdrawals, provide for public participation in their
consideration, and establish criteria for Executive action.” Id. at 54 (emphasis added). The Report did not
recommend a legislative veto over any withdrawal authority delegated to the executive.
In response to the PLLRC’s recommendations,
Congress in 1976 enacted FLPMA. FLPMA declares as
the policy of the United States that “Congress exercise
its constitutional authority to withdraw or otherwise
designate or dedicate Federal lands for specified purposes and that Congress delineate the extent to which
the Executive may withdraw lands without legislative
action,” 43 U.S.C. § 1701(a)(4); that “in administering
App. 12a
public land statutes and exercising discretionary authority granted by them, the Secretary be required to
establish comprehensive rules and regulations after
considering the views of the general public[,] and to
structure adjudication procedures to assure adequate
third party participation, objective administrative review of initial decisions, and expeditious decisionmaking,” 43 U.S.C. § 1701(a)(5); that “goals and objectives
be established by law as guidelines for public land use
planning, and that management be on the basis of multiple use and sustained yield unless otherwise specified by law,” 43 U.S.C. § 1701(a)(7)5; and that “the
public lands be managed in a manner that will protect
the quality of scientific, scenic, historical, ecological,
environmental, air and atmospheric, water resource,
and archeological values; [in a manner] that, where
5
“Multiple use” is defined in the statute as “the management
of the public lands and their various resource values so that they
are utilized in the combination that will best meet the present
and future needs of the American people; making the most judicious use of the land for some or all of these resources or related
services over areas large enough to provide sufficient latitude for
periodic adjustments in use to conform to changing needs and conditions; the use of some land for less than all of the resources; a
combination of balanced and diverse resource uses that takes into
account the long-term needs of future generations for renewable
and nonrenewable resources, including, but not limited to, recreation, range, timber, minerals, watershed, wildlife and fish, and
natural scenic, scientific and historical values; and harmonious
and coordinated management of the various resources without
permanent impairment of the productivity of the land and the
quality of the environment with consideration being given to the
relative values of the resources and not necessarily to the combination of uses that will give the greatest economic return or the
greatest unit output.” 43 U.S.C. § 1702(c).
App. 13a
appropriate, will preserve and protect certain public
lands in their natural condition; [in a manner] that will
provide food and habitat for fish and wildlife and domestic animals; and [in a manner] that will provide for
outdoor recreation and human occupancy and use,” 43
U.S.C. § 1701(a)(8).
As relevant here, FLPMA eliminates the implied
executive branch withdrawal authority recognized in
Midwest Oil, and substitutes express, limited authority. See Pub. L. 94-579, § 704, Oct. 21, 1976, 90 Stat.
2743, 2792. It reserves to Congress the power to take
certain land management actions, such as making or
revoking permanent withdrawals of tracts of 5,000
acres or more (“large-tract” withdrawals) from mineral
extraction. 43 U.S.C. § 1714(c), (j). And it delegates to
the Secretary of the Interior the power to make withdrawals of tracts smaller than 5,000 acres (“smalltract” withdrawals), whether temporary or permanent,
43 U.S.C. § 1714(d), and to make temporary withdrawals of large-tract parcels of 5,000 acres or more, 43
U.S.C. § 1714(c).
For all withdrawals, whether small- or large-tract,
FLPMA requires that the Secretary publish notice of
the proposed withdrawal in the Federal Register; afford an opportunity for public hearing and comment;
and obtain consent to the withdrawal from any other
department or agency involved in the administration of the lands proposed for withdrawal. 43 U.S.C.
§ 1714(b), (h), (i). The statute also bars the Secretary
from further delegating his or her withdrawal authority to any individual outside the Department of the
App. 14a
Interior, or to any individual within the Department
who was not appointed by the President and confirmed
by the Senate. 43 U.S.C. § 1714(a).
FLPMA circumscribes the Secretary’s temporary
largetract withdrawal authority in three ways relevant
here. First, the Secretary may make large-tract withdrawals lasting no longer than twenty years. Second,
no later than the effective date of any withdrawal, the
Secretary must furnish a detailed report to Congress
addressing twelve specific reporting requirements.6 43
U.S.C. § 1714(c)(2). Third, FLPMA provides that Congress retains legislative veto power over any largetract withdrawal.7 43 U.S.C. § 1714(c)(1). FLPMA also
6
These reporting requirements include (1) a “clear explanation” of the proposed use of the land involved; (2) an inventory and
evaluation of the current natural resource uses of the site and the
impact of the proposed use, including potential environmental
degradation and anticipated economic impact; (3) a list of present
users of the land and the anticipated impact upon those users;
(4) an analysis of potential conflicts between current users and
the proposed use; (5) an analysis of the requirements for the proposed use; (6) an analysis of suitable alternative sites; (7) a statement of any consultation with other federal, state, and local
regulators; (8) a statement of the impact of proposed uses on state
and local government and the regional economy; (9) the time
needed for the withdrawal; (10) the time and place of public hearings; (11) the location of publicly accessible records; and (12) the
report of a qualified mining engineer. 43 U.S.C. § 1714(c)(2).
7
Specifically, “a withdrawal aggregating five thousand acres
or more may be made (or such a withdrawal or any other withdrawal involving in the aggregate five thousand acres or more
which terminates after such date of approval may be extended)
only for a period of not more than twenty years by the Secretary
on his own motion or upon request by a department or agency
head. The Secretary shall notify both Houses of Congress of such
App. 15a
contains a severability clause: “If any provision of this
Act or the application thereof is held invalid, the remainder of the Act and the application thereof shall
not be affected thereby.” FLPMA § 707, 90 Stat. at 2794
(codified at notes to 43 U.S.C. § 1701).
Congress has never exercised its authority under
FLPMA to veto a large-tract withdrawal. In 1983, the
Supreme Court in I.N.S. v. Chadha, 462 U.S. 919, 959
(1983), declared one variety of legislative veto provision unconstitutional.8 Since Chadha, Congress has
not amended FLPMA to limit the Secretary’s withdrawal authority further.
a withdrawal no later than its effective date and the withdrawal
shall terminate and become ineffective at the end of ninety days
(not counting days on which the Senate or the House of Representatives has adjourned for more than three consecutive days)
beginning on the day notice of such withdrawal has been submitted to the Senate and the House of Representatives, if the Congress has adopted a concurrent resolution stating that such
House does not approve the withdrawal. If the committee to which
a resolution has been referred during the said ninety day period,
has not reported it at the end of thirty calendar days after its referral, it shall be in order to either discharge the committee from
further consideration of such resolution or to discharge the committee from consideration of any other resolution with respect to
the Presidential recommendation.” 43 U.S.C. § 1714(c)(1).
8
Chadha dealt with a one-house veto of the Attorney General’s discretionary decision to suspend deportation. Chadha, 462
U.S. at 927. FLPMA provides for a legislative veto by “concurrent
resolution” of both houses. 43 U.S.C. § 1714(c)(1).
App. 16a
A. The Northern Arizona Withdrawal
Uranium, often found within “breccia pipes” – cylinder-shaped deposits of broken sedimentary rock
stretching thousands of feet underground – was first
discovered near Grand Canyon National Park in 1947.
Only limited uranium mining occurred in Northern Arizona until uranium prices increased in the late 1970s.
After that, in the 1980s and 1990s, miners extracted
1,471,942 tons of uranium from six new mines. A second spike in the price of uranium in 2007 generated
renewed interest in mining operations near the Grand
Canyon, manifested in the submission of thousands of
new claims.9
The large volume of new claims sparked concerns
about the potential environmental impact of increased
uranium mining on the Grand Canyon watershed.
Uranium mining has been associated with uranium
and arsenic contamination in water supplies, which
may affect plant and animal growth, survival, and reproduction, and which may increase the incidence of
kidney damage and cancer in humans. See, e.g., National Primary Drinking Water Regulations, Radionuclides, 65 Fed. Reg. 76,708 (Dec. 7, 2000). In response
to local concerns, Arizona Congressman Raúl Grijalva
introduced legislation in March 2008 seeking permanently to withdraw over one million acres of federal
land abutting Grand Canyon National Park, on the
northern side (North Parcel), northeastern side (East
9
Within a few years, the price of uranium dropped sharply
once more, from $130 per pound to $40 per pound.
App. 17a
Parcel), and southern side (South Parcel) of the Park.
Rep. Grijalva’s proposed legislation was not enacted.
In 2009, Secretary Salazar published a Notice of
Intent in the Federal Register declaring that he proposed to withdraw from new uranium mining claims
an area nearly identical to that covered by the Grijalva
bill. Notice of Proposed Withdrawal and Opportunity
for Public Meeting, 74 Fed. Reg. 35,887 (July 21, 2009).
In compliance with FLPMA’s command, the Secretary
stipulated that any agency action would be “subject to
valid existing rights.” Id.; FLPMA § 701(h), 90 Stat. at
2786 (codified at notes to 43 U.S.C. § 1701). The Notice
of Intent had the immediate effect of withdrawing the
land from new uranium mining claims for two years
while the agency studied the anticipated impact of the
proposed withdrawal. 74 Fed. Reg. at 35,887.
In fulfillment of the Interior’s obligation under the
National Environmental Policy Act (“NEPA”), 42
U.S.C. § 4332, the Bureau of Land Management
(“BLM”), an agency within the Department of the Interior, prepared an Environmental Impact Statement
(“EIS”) examining the potential environmental impact
of the withdrawal. The EIS declared that the underlying purpose of the withdrawal was protecting the
“Grand Canyon watershed from adverse effects of . . .
mineral exploration and mining” other than those
“stemming from valid existing rights.” 74 Fed. Reg. at
43,152-53. To inform the EIS, BLM requested a full report from the United States Geological Survey
(“USGS”) analyzing soil, sediment, and water samples
in the proposed withdrawal area.
App. 18a
In response, USGS prepared Scientific Investigations Report 2010-5025 (the “USGS Report”). To
prepare its report, USGS examined 1,014 water samples from 428 different sites. It found that 70 samples
“exceeded the primary or secondary maximum containment levels” for certain ions and trace elements,
including uranium and other heavy metals. The
agency also analyzed soil and sediment samples from
six sites north of the Grand Canyon, including reclaimed uranium mines, approved mining sites where
mining had been suspended, and exploratory sites
(sites where there had been drilling but not mining).
Consistently high concentrations of uranium and arsenic were discovered at these sites. Water samples from
fifteen springs and five wells contained dissolved uranium levels beyond the maximum allowed by the Environmental Protection Agency (“EPA”) for drinking
water. The USGS Report observed that fractures,
faults, sinkholes, and breccia pipes occurred throughout the region and were potential pathways for contaminants, including uranium and arsenic, to migrate
through groundwater. The Report acknowledged, however, that the available data on these pathways was
“sparse . . . and often limited,” and that more investigation would be required fully to understand groundwater flow paths and the potential impact of uranium
mining.
BLM relied heavily on the USGS Report in preparing its EIS. It used the findings of the USGS Report, as
well as additional data gathered during its own twoyear study, to assess the risk to five different water
App. 19a
resources. These resources included springs and wells
connected to perched aquifers; springs and wells connected to the Redwall-Muav aquifer (“R-aquifer”), the
main deep aquifer within the Grand Canyon watershed10; and surface waters.
BLM issued a draft EIS in February of 2011; the
draft EIS remained open for public comment for 75
days. Interior received over 296,339 comment submittals, from which it extracted over 1,400 substantively
distinct comments. See Notice of Availability of the
Northern Arizona Proposed Withdrawal Final Environmental Impact Statement, 76 Fed. Reg. 66,747,
66,748 (Oct. 27, 2011). After reviewing these comments, Interior submitted its final EIS on October 27,
2011.
In addition to its public comment process, Interior
designated several affected counties in Arizona and
Utah (“the Counties”) as cooperating agencies,11 and
solicited their input.12 Based in part on the Counties’
10
The R-aquifer is the major source of groundwater within
the region. It is located roughly 2,000 feet below the surface.
Perched aquifers are generally much smaller and occur at much
shallower levels.
11
The Counties comprised Garfield, Kane, San Juan, and
Washington Counties in Utah, and Mohave and Coconino Counties in Arizona.
12
Most of the Counties opposed the withdrawal because of
its anticipated economic consequences. Coconino County did not;
its economy depends more on tourism than mining. Although the
area proposed for withdrawal was contained entirely within Arizona, the Utah counties’ residents have an economic interest in
App. 20a
public comments on the draft EIS, Interior requested
further analysis of the anticipated economic effect of
the withdrawal and consulted with county representatives. Interior also organized five meetings with cooperating agencies, including the Counties, as well as two
public meetings in the region.
The final EIS and ROD discussed four different
withdrawal alternatives. Alternative A was to take no
action at all, allowing new mining claims and development to proceed unhindered. Alternative B was to
withdraw the full tract of roughly one million acres
from new mining claims. Alternative C was to withdraw a substantially smaller tract of roughly 650,000
acres, which would have excluded 120,000 acres in the
North Parcel outside the Grand Canyon watershed, as
well as 80,000 additional acres in the North Parcel
where groundwater is believed to flow away from
Grand Canyon National Park. Alternative D was to
withdraw an even smaller area, roughly 300,000 acres.
The USGS Report, final EIS, and ROD all acknowledged substantial uncertainty regarding water
quality and quantity in the area, the possible impact of
additional mining on perched and deep aquifers (including the R-aquifer), and the effect of radionuclide
exposure on plants, animals, and humans. The USGS
Report, for example, recognized that “[a] more thorough investigation of water chemistry in the Grand
Canyon region is required to better understand
the decision, as they stand to derive some income from uranium
mining and ore processing.
App. 21a
groundwater flow paths, travel times, and contributions from mining activities, particularly on the north
side of the Colorado River. The hydrologic processes
that control the distribution and mobilization of natural uranium in this hydrogeologic setting are poorly
understood.” The ROD concluded, however, that there
was sufficient data regarding dissolved uranium concentrations in the USGS Report to “inform a reasoned
choice,” so the missing information was not essential
to its decision.
After weighing the data available, the ROD took a
measured approach. It observed that a “twenty-year
withdrawal will allow for additional data to be gathered and more thorough investigation of groundwater
flow paths, travel times, and radionuclide contributions from mining.” Because of the uncertainty regarding the movement of groundwater in the region, the
ROD explained, Interior could not risk contamination
of springs feeding into the Colorado River.13 The ROD
went on to explain that “the potential impacts estimated in the EIS due to the uncertainties of subsurface water movement, radionuclide migration, and
biological toxicological pathways result in low probability of impacts, but potential high risk. The EIS indicates that the likelihood of a serious impact may be
low, but should such an event occur, significant.”
The final EIS and ROD also stated justifications
for the withdrawal other than the risk of groundwater
13
The Colorado River is the primary source of drinking water for over 26 million people.
App. 22a
contamination. The ROD noted that “mining within
the sacred and traditional places of tribal peoples may
degrade the values of those lands to the tribes that use
them,” that certain tribes believe “repeated wounding
of the earth can kill their deities,” and that “damage to
traditional cultural and sacred places is irreversible.”
The ROD also observed that even if the proposed area
were withdrawn in its entirety, eleven new mines could
be developed during the twenty-year withdrawal period under valid existing rights. Given this potential
for development of new mines, the expected rate of
mining development over the ensuing twenty years
would roughly match the rate of development at the
time of the withdrawal. Any economic impact on local
communities would thus not be severe. While recognizing that the level of mining that would go forward in
the area during the withdrawal period itself posed a
risk of harm, the ROD concluded that additional mining presented a significant added threat to environmental safety and could endanger wildlife and human
health.
Finally, the agency stated that the “unique resources” within Northern Arizona, including the Colorado River, the Grand Canyon, and the “unique landscapes” of the region, support a “cautious and careful
approach.” The ROD observed that “[w]hile the lands
are withdrawn, studies can be initiated to help shed
light on many of the uncertainties identified by USGS
in [the USGS Report] and by BLM in the EIS.”
App. 23a
B. This Litigation
After the ROD issued, mining companies and local
governments concerned about the economic impact of
the withdrawal filed suit challenging the Secretary’s
action. These parties (collectively “Plaintiffs” or “Appellants”)14 filed four separate suits, one or more of
which maintained (1) that section 204(c)(1) of FLPMA,
43 U.S.C. § 1714, which confers on the Secretary of the
Interior the authority to make temporary large-tract
withdrawals, contains an unconstitutional legislative
veto provision not severable from the remainder of the
subsection; (2) that the Secretary’s withdrawal was arbitrary and capricious, inconsistent with the administrative record, or otherwise not in accordance with
FLPMA; (3) that the Secretary failed to comply with
NEPA in approving the withdrawal; (4) that the withdrawal violated the Establishment Clause of the First
Amendment; and (5) that the United States Forest Service acted arbitrarily and capriciously, or contrary to
law, in granting its consent to the withdrawal.
After the four cases were consolidated into a single
action, Plaintiffs moved for summary judgment on the
ground that the legislative veto provision within
FLPMA was both unconstitutional and not severable.
14
Appellants American Exploration & Mining Association
(“AEMA”) and National Mining Association are organizations
representing mining interests. Appellant Metamin Enterprises,
USA, is a mining company. Appellant Gregory Yount is an individual who owns mining claims in the withdrawal area. Appellant
Arizona Utah Local Economic Coalition is an organization representing several local governments.
App. 24a
As a result, Plaintiffs argued, there was no longer any
statutory basis for the Secretary’s twenty-year largetract withdrawal authority. Denying the motion, the
district court held the legislative veto provision unconstitutional, but severable, leaving the Secretary’s challenged withdrawal authority intact. Yount v. Salazar,
933 F. Supp. 2d 1215, 1243 (D. Ariz. 2013).
After discovery, the parties all cross-moved for
summary judgment. The district court granted summary judgment to Interior and Grand Canyon Trust,
upholding the withdrawal against each of the plaintiffs’ challenges. The evidence in the record, particularly the USGS Report, final EIS, and ROD, supported
the agency’s withdrawal decision, the district court
concluded, and the agency did not exceed its statutory
authority under FLPMA or NEPA. The district court
also rejected the plaintiffs’ Establishment Clause challenge and their claim that Interior’s consultation with
local counties and treatment of information gaps were
inadequate under NEPA. This appeal followed.
II.
FLPMA’s Legislative Veto Provision
The Supreme Court ruled definitively in Chadha
that Congress may invalidate an agency’s exercise of
lawfully delegated power in one way only: through bicameral passage of legislation followed by presentment to the President. 462 U.S. at 953-55. FLPMA
provides that Congress may invalidate a large-tract
withdrawal announced by the Secretary by passing a
concurrent resolution disapproving of the withdrawal
App. 25a
within 90 days of the withdrawal’s effective date; the
statute does not require presentment to the President.
43 U.S.C. § 1714(c)(1). We have little difficulty concluding that the legislative veto provision violates the presentment requirement, a conclusion with which all
parties agree.
Unlike in Chadha, the statutory legislative veto
was not exercised by Congress in this case. Appellants
maintain – and the government does not disavow –
that the severability issue is nonetheless properly before us, as the Secretary’s withdrawal authority is at
issue, and that authority would fall if the legislative
veto were not severable from Congress’s broader delegation of power to the executive.
Although not raised by the parties, there is an argument that because Congress did not invoke the legislative veto, the provision did not injure Appellants
even if constitutionally invalid, and so the Appellants
lack standing to challenge either it or the withdrawal
provision’s continuing validity. Lujan v. Defs. of Wildlife, 504 U.S. 555, 560 (1992); see, e.g., United States v.
City of Yonkers, 592 F. Supp. 570, 576 (S.D.N.Y. 1984).
That is, once the veto deadline passed, one could view
the situation as if there were no veto available, in
which case severability would not matter.
Nonetheless, we conclude that Appellants do have
standing to raise the severability issue. We are presented here with an unresolvable ambiguity as to
whether Congress declined to exercise its veto based
on the merits of the Secretary’s withdrawal or based
App. 26a
on the veto’s constitutional infirmity. Appellants’ merits argument is that the withdrawal authority would
not exist at all without the veto provision in place, exercised or not. Appellants’ alleged injury – primarily,
the inability to perfect new mining claims – is traceable to the exercise of that authority, and if their merits
argument succeeded, could be redressed by invalidating the Secretary’s withdrawal authority. Chadha, 462
U.S. at 936. We therefore turn to that merits argument.
Invalid portions of a federal statute are to be severed “ ‘[u]nless it is evident that the Legislature would
not have enacted those provisions which are within its
power, independently of that which is not.’ ” Chadha,
462 U.S. at 931-32 (quoting Buckley v. Valeo, 424 U.S.
1, 108 (1976)). “Generally speaking, when confronting
a constitutional flaw in a statute, we try to limit the
solution to the problem, severing any problematic portions while leaving the remainder intact.” Free Enter.
Fund v. Pub. Co. Accounting Oversight Bd., 561 U.S.
477, 508 (2010) (citation and internal quotation marks
omitted). We must retain any portion of a statute
which is (1) “constitutionally valid,” (2) “capable of
functioning independently” from any unconstitutional
provision, and (3) “consistent with Congress’ basic objectives in enacting the statute.” United States v.
Booker, 543 U.S. 220, 258-59 (2005) (citation and internal quotation marks omitted).
This general principle applies with greater force
when, as here, the statute in question contains a
App. 27a
severability clause.15 “[T]he inclusion of such a clause
creates a presumption that Congress did not intend
the validity of the statute in question to depend on the
validity of the constitutionally offensive provision.”
Alaska Airlines, Inc. v. Brock, 480 U.S. 678, 686 (1987).
That presumption can be overcome only by “strong evidence” that Congress intended the entire relevant portion of the statute to depend upon the unconstitutional
provision. Id.
That the offending portion of FLPMA is a legislative veto provision further strengthens the severability
presumption. There is an obvious substitute for the
legislative veto: the ordinary process of legislation.
Nothing (except the need to muster sufficient votes)
prevents Congress from revoking a large-tract withdrawal by passing legislation vacating the withdrawal,
presenting the proposed legislation to the President,
and (if necessary) overriding the President’s veto. Notably, none of the Appellants have cited any case holding that a legislative veto provision could not be
severed where the statute in question contained a severability clause, nor have we found one.16
15
Again, FLPMA provides that “[i]f any provision of this Act
or the application thereof is held invalid, the remainder of the Act
and the application thereof shall not be affected thereby.” FLPMA
§ 707, 90 Stat. at 2794.
16
Western States Medical Center v. Shalala, 238 F.3d 1090
(9th Cir. 2001) is not a contrary example. We noted in Western
States Medical Center that the inclusion of a severability clause
in the Federal Food, Drug, and Cosmetic Act (“FDCA”), 21 U.S.C.
§§ 301-397, did not suggest that an unconstitutional provision of
a subsequent amendment to that statute, the Food and Drug
App. 28a
Moreover, the language and structure of FLPMA
and the legislative history underlying the statute do
not provide the requisite “strong evidence” that the
Secretary’s authority to make large-tract withdrawals
rises and falls with Congress’s veto power over those
withdrawals. To the contrary, the limited delegation of
large-tract withdrawal authority is fully “consistent
with Congress’ basic objectives” in enacting FLPMA
even if there is no legislative veto option. Booker, 543
U.S. at 259.
First, Congress in FLPMA imposed significant
limitations on the Secretary’s withdrawal authority
and provided for congressional oversight over executive withdrawals by means other than the legislative
veto. For example, Congress reserved to itself the
exclusive authority to make permanent large-tract
withdrawals, limiting the Secretary’s large-tract withdrawals to no more than twenty years. 43 U.S.C.
§ 1714(c)(1). Although large-tract withdrawals can be
renewed after the twenty-year term expires, the
twenty-year term ensures that the renewal decision
would necessarily have to be made by a different
Administration Modernization Act of 1997 (“FDAMA”), 21 U.S.C.
§ 353a, was severable from the remainder of the FDAMA. “Because Congress approved this severability clause before FDAMA’s
passage,” we held, “it is less compelling evidence of legislative intent than a clause enacted simultaneously with FDAMA. Congress may have intended the original provisions of the FDCA to
be severable, but meant for FDAMA’s provisions to stand or fall
together.” W. States Med. Ctr., 238 F.3d at 1097-98. Here, the relevant provisions of FLPMA were enacted simultaneously with the
severability clause.
App. 29a
presidential administration and, almost surely, a different Secretary of the Interior.
Congress in FLPMA also limited the Secretary’s
power to delegate withdrawal authority to subordinates, restricting that delegation to officers appointed
by the President and confirmed by the Senate. 43
U.S.C. § 1714(a). And for large-tract withdrawals,
FLPMA requires not only that the Secretary provide
timely notice to Congress (enabling Congress to address
the proposed withdrawal legislatively if it so chooses),
but mandates that the Secretary issue a detailed report addressing twelve specific issues of concern. 43
U.S.C. § 1714(c)(2).17 The statute also delineates specific requirements for public hearings concerning proposed withdrawals and requires publication in the
Federal Register of such proposals. 43 U.S.C. § 1714(b),
(h).18 The plethora of constraints on the Secretary’s
large-tract withdrawal authority – all of which remain
17
See supra note 6.
Regarding public hearings, FLPMA provides that “[a]ll
new withdrawals made by the Secretary under this section (except an emergency withdrawal . . . ) shall be promulgated after an
opportunity for a public hearing.” 43 U.S.C. § 1714(h). Regarding
publication, FLPMA provides that “[w]ithin thirty days of receipt
of an application for withdrawal, and whenever he proposes a
withdrawal on his own motion, the Secretary shall publish a notice in the Federal Register stating that the application has been
submitted for filing or the proposal has been made and the extent
to which the land is to be segregated while the application is being
considered by the Secretary. . . . The segregative effect of the application shall terminate upon (a) rejection of the application by
the Secretary, (b) withdrawal of lands by the Secretary, or (c) the
expiration of two years from the date of the notice.” 43 U.S.C.
§ 1714(b)(1).
18
App. 30a
in place – confirms that the legislative veto provision
was only one of many provisions enacted to advance
Congress’s broad oversight of the Secretary’s withdrawal
decisions. Severing the legislative veto provision would
leave the remaining limitations, and opportunity for
congressional oversight and involvement, in place.
The legislative history underlying FLPMA confirms this conclusion. As the district court observed,
the PLLRC Report, on which Congress relied in passing FLPMA, was “equally concerned with enabling the
Executive to act through controlled delegation as it
was with preserving Congress’s reserved powers.”
Yount, 933 F. Supp. 2d at 1223. For example, the Report
recommended, without mention of a legislative veto,
that Congress “delineat[e] specific delegation of authority to the Executive as to the types of withdrawals
and set asides that may be effected without legislative
action.” PLLRC Report, at 2. And the Report recommended that all withdrawal authority other than
“large scale limited or single use withdrawals of a permanent or indefinite term” be “expressly delegated.”
Id. at 55.
Similarly, the House Report identified among the
primary objectives of the legislation both establishing
“procedures to facilitate Congressional oversight of
public land operations entrusted to the Secretary of
the Interior,” and endowing BLM with “sufficient authority to enable it to carry out the goals and objectives
established by law for the public lands under its jurisdiction.” H.R. Rep. 94-1163, at 2 (1976). The House Report discussed the legislative veto only in the context
App. 31a
of several other mechanisms for congressional oversight and limitations on the Secretary’s authority: the
notice and reporting requirements, the limits on delegation, the consent requirement, the hearing requirement, and the temporal limitation. Id. at 9-10.
Nor does the Conference Report suggest that the
legislative veto was an essential component of the legislation. That Report referenced the legislative veto
only in the context of delineating where the House bill
(ultimately adopted) diverged from the Senate bill.19
And although several Members of Congress emphasized in their floor statements the importance of the
bill’s oversight provisions during the floor debates,20
19
The Senate bill did not include a legislative veto. See H.R.
Rep. No. 94-1724, at 57 (1976) (Conf. Rep.), 1976 U.S.C.C.A.N.
6227, 6229.
20
Rep. Samuel Steiger stated that “[t]here were those of us
– and I include myself – who felt that the Secretary should have
the opportunity of making no withdrawals without the review of
Congress,” and that granting small-tract withdrawal authority
“already represent[s] a very strong compromise.” 122 Cong. Rec.
23,451 (1976). Rep. Joe Skubitz stated that it was essential that
Congress “be . . . able to oppose[,] if necessary, withdrawals which
it determines not to be in the best interests of all the people.” Id.
at 23,437. Rep. John Melcher, the chief sponsor of the legislation
in the House, stated that the veto was a component of the bill’s
general objective of adding “congressional oversight responsibility” to land management. Id. at 23,452. He stated that “[s]ince
there is now no system of congressional review and congressional
oversight of withdrawals, [the legislative veto provision] is the
first positive step that Congress has taken to . . . exercise that responsibility.” Id. But Rep. Melcher also opined on the House floor,
somewhat in contradiction, that the bill would “not in any way
limit or interfere with” the Secretary’s authority to make withdrawals. Id. at 23,453.
App. 32a
many other members, including several who voted for
the legislation, expected the legislative veto to prove
overly burdensome for Congress.21
At best, the legislative history of FLPMA is inconclusive as to whether a majority of the House would
have opposed delegating large-tract withdrawal authority without the legislative veto. As with most legislation, FLPMA’s legislative veto provision represented a
compromise between groups of lawmakers with divergent and sometimes competing interests. It is possible
– perhaps even likely – that had Congress known in
1976 that the legislative veto provision was unconstitutional, a somewhat different legislative bargain
would have been struck. Congress might, for example,
have shortened the twenty-year term for temporary
withdrawals, or decreased the acreage required to trigger FLPMA’s large-tract withdrawal provisions.
But the question before us is not whether Congress would have drafted the statute differently in the
absence of the unconstitutional provision. The question is whether “the statute’s text or historical context
makes it evident that Congress . . . would have
21
Rep. John Seiberling called the congressional oversight
provisions “[some] of the most objectionable provisions in the legislation.” 122 Cong. Rec. 23,436. Rep. Patsy Mink opposed several
of the limitations on the Secretary’s withdrawal discretion, believing, as Rep. Seiberling did, that the legislation would place an unworkable burden on both Congress and the Department of the
Interior. Id. at 23,438. The Conference Report adopted the House’s
version of the bill with respect to the Secretary’s withdrawal authority but barely discussed the legislative veto. H.R. Rep. No. 941724.
App. 33a
preferred no statute at all.” Hamad. v. Gates, 732 F.3d
990, 1001 (9th Cir. 2013) (internal quotation marks
omitted); see Free Enter. Fund, 561 U.S. at 481; Alaska
Airlines, 480 U.S. at 685-86. Given the recognized desire for executive authority over withdrawals of federal
lands from new mining claims – and given Congress’s
preference regarding survival of that authority, as expressed in the severability clause – there is no indication, let alone “strong evidence,” Alaska Airlines, 480
U.S. at 686, that Congress would have preferred “no
statute at all” to a version with the legislative veto provision severed. As in Chadha, “[a]lthough it may be
that Congress was reluctant to delegate final authority
. . . , such reluctance is not sufficient to overcome the
presumption of severability raised by [a severability
clause].” 462 U.S. at 932.
Notably, given FLPMA’s notice and report provision, Congress has the opportunity to pass timely and
informed legislation reversing any withdrawal – legislation that would then be submitted for presidential
approval (or veto, followed by a potential override).
Since the passage of FLPMA, the Secretary has exercised large-tract withdrawal authority 82 times without
Congress ever attempting to override that authority.22
22
See, e.g., California: Withdrawal for New Melones Dam and
Reservoir Project, 44 Fed. Reg. 70,467 (Dec. 7, 1979); Certain
Lands in Alaska: Public Land Order Withdrawals, 45 Fed. Reg.
9,562 (Feb. 12, 1980); New Mexico: Withdrawal of Lands, 45 Fed.
Reg. 29,295 (May 2, 1980); Idaho: Withdrawal of Snake River
Birds of Prey Area, 45 Fed. Reg. 78,688 (Nov. 26, 1980); Oregon:
Withdrawal of Lands for Diamond Craters Geologic Area, 46 Fed.
Reg. 6,947 (Jan. 22, 1981).
App. 34a
See Interior-SER 637-38. Nor, since Chadha was decided more than three decades ago, has Congress
amended the relevant section of the statute to enhance
congressional oversight or limit the Secretary’s withdrawal authority. That history further undermines the
Appellants’ contention that the legislative veto was an
essential and indispensable component of FLPMA
without which Congress would never have delegated
large-tract withdrawal authority.
Appellants make one final, technical argument
in support of severability: They observe that the legislative veto provision is contained entirely within the
subsection of the statute delegating large-tract withdrawal authority to the Secretary, section 204(c)(1) of
FLPMA. Appellants propose that the legislative veto
and the delegation of large-tract withdrawal authority
are therefore part of the same “provision.” As the statute’s severability clause mandates severance of any
unconstitutional “provision,” Appellants contend, the
entirety of section 204(c)(1) must be severed. Not so.
There is no support for the proposition that a statutory subsection, like section 204(c)(1), is the smallest
unit that can be characterized as a “provision” subject
to a severability clause. And no reason occurs to us why
a sentence within a subsection is not a “provision” of
the statute. See Black’s Law Dictionary 1420 (10th ed.
2014) (defining “provision” as “clause”). Indeed, courts
have severed legislative vetoes within single sentences. See Alabama Power Co. v. U.S. Dep’t of Energy,
307 F.3d 1300, 1306-08 (11th Cir. 2002) (severing a dependent clause containing a legislative veto from a
App. 35a
statutory subsection because that clause was an unconstitutional “provision”). Were we to accept Appellants’ argument, the result would be to require courts
to sever more of a statute that contains a severability
clause referring to a “provision” than one that does not.
Absent a clear command, we cannot imagine that Congress intended such a peculiar result.
We therefore hold that the unconstitutional legislative veto embedded in section 204(c)(1) of FLPMA is
severable from the large-tract withdrawal authority
delegated to the Secretary in that same subsection. Invalidating the legislative veto provision does not affect
the Secretary’s withdrawal authority.
III. FLPMA
A. Appellants’ FLPMA Claims
We turn next to the merits of the FLPMA claims.
We review challenges to agency actions such as those
here under the Administrative Procedure Act (“APA”),
5 U.S.C. § 706. Under the APA, a reviewing court may
set aside only agency actions that are “arbitrary, capricious, an abuse of discretion, or otherwise not in accordance with the law.” 5 U.S.C. § 706(2)(A). “This
standard of review is “highly deferential, presuming
the agency action to be valid and affirming the agency
action if a reasonable basis exists for its decision.” Nw.
Ecosystem Alliance v. U.S. Fish & Wildlife Serv., 475
F.3d 1136, 1140 (9th Cir. 2007) (internal quotation
marks omitted). A court may not “substitute its judgment for that of the agency,” Citizens to Preserve
App. 36a
Overton Park, Inc. v. Volpe, 401 U.S. 402, 416 (1971),
abrogated on other grounds by Califano v. Sanders, 430
U.S. 99, 105 (1977), and an agency’s interpretation of
its organic statute, as well as of its own regulations, is
entitled to deference. Chevron, U.S.A., Inc. v. Natural
Res. Def. Council, Inc., 467 U.S. 837, 844 (1984); Auer v.
Robbins, 519 U.S. 452, 461-63 (1997).
The ROD listed four rationales for the withdrawal:
(1) It would protect water resources in the Grand Canyon watershed and the Colorado River from possible
contamination; (2) it would preserve cultural and tribal
resources throughout the withdrawn area; (3) it would
protect natural resources, including wildlife and wilderness areas; and (4) because existing claims could
still be mined, the economic benefits of uranium mining could still be realized by local communities. Appellants challenge each of the Secretary’s rationales for
the withdrawal,23 but focus on the first. Appellants contend that the final EIS and ROD exaggerated the risk
23
AEMA maintains that the Secretary was precluded from
proposing any additional rationales for the withdrawal in the
ROD beyond the primary justification stated in BLM’s 2009 application for the withdrawal – the potential threat to groundwater
in the Grand Canyon watershed. AEMA contends that the additional justifications rendered the Secretary’s decision arbitrary
and capricious because they allegedly violated regulations “requir[ing] the Secretary to make a determination based on the
application for withdrawal.” But nothing in FLPMA or its implementing regulations requires that the scope of the ROD be limited
to the purposes stated in the initial application for the withdrawal. Indeed, it would defeat the very purpose of allowing public comment on a proposed withdrawal if the Secretary were
unable to incorporate new evidence or concerns raised by commenters into his decisionmaking.
App. 37a
of water contamination from uranium mining in the
affected area, and that the administrative record suggests that existing laws and regulations were sufficient to achieve the aim of water protection.
1. Potential Impact on Water Resources
The crux of Appellants’ FLPMA argument is that
the scientific evidence in the record does not justify the
Secretary’s decision to withdraw this large tract of
land to protect water resources. In support, Appellants
characterize several segments of the final EIS, ROD,
and administrative record as indicating that the risk
of groundwater contamination from uranium mining
was low and the scientific rationale for the withdrawal
weak.
Congress defined the Secretary’s “withdrawal”
power as the power to withhold federal lands from
mining or settlement, “in order to maintain other public values in the area or reserv[e] the area for a particular public purpose or program.” 43 U.S.C. § 1702(j).
The terms “public values” and “public purpose” are not
defined in the statute.
Congress’s stated objectives in enacting FLPMA
provide clues to the meaning of those words. Congress’s
objectives included ensuring that “the public lands
[would] be managed in a manner that [would] protect
the quality of scientific, scenic, historical, ecological,
environmental, air and atmospheric, water resource,
and archeological values; that, where appropriate,
[would] preserve and protect certain public lands in
App. 38a
their natural condition; that [would] provide food and
habitat for fish and wildlife and domestic animals; and
that [would] provide for outdoor recreation and human
occupancy and use.” 43 U.S.C. § 1701(a)(8). That broad
language encompasses the Secretary’s justifications
for the withdrawal here challenged.24
The USGS Report and the final EIS establish that
Interior did have evidence that additional uranium
mining could present a risk of contamination. The
USGS Report analyzed over 1,000 water samples from
428 different locations within the region, and found
that 70 sites exceeded the EPA’s primary or secondary
heavy metal contaminant levels. Samples from fifteen
springs and five wells indicated uranium concentrations exceeding the EPA’s maximum contaminant levels. The USGS Report acknowledged that the evidence
was “inconclusive” regarding a connection between
24
Metamin contends that “FLPMA limits the Secretary’s authority to withdraw lands to instances when the proposed use will
cause environmental degradation or where existing and potential
uses are incompatible with or [in] conflict with the proposed use”
(emphases added). The section of the statute Metamin cites concerns the requirements for the Secretary’s report to Congress, not
the basis of the Secretary’s authority to make a withdrawal. See
43 U.S.C. § 1714(c)(2). The contents of the Secretary’s report to
Congress are not subject to judicial review. See FLPMA § 701(i),
90 Stat. at 2786 (codified at notes to 43 U.S.C. § 1701). Moreover,
the section says “might” cause environmental degradation, not
“will.” 43 U.S.C. § 1714(c)(2)(2). Metamin’s argument thus rests
on a misapplication, a misreading, and, in part, an erroneous paraphrasing of the statute. Uses can undoubtedly be incompatible
based on risk of harm rather than the certainty of it.
App. 39a
those findings and mining activity, but could not rule
out such a connection.
The final EIS and ROD further indicate that the
full-withdrawal alternative was expected to reduce
substantially the potential environmental impact from
continued mining operations. The final EIS concluded
that under Alternative A (“no action”) the projected
water quality impact to R-aquifer springs was “none to
moderate” in the entirety of the North Parcel and East
Parcel, and “none to major” for part of the South Parcel;
the anticipated impact was “none to negligible” only for
two springs in the South Parcel. The potential impact
on surface water quality was assessed as at least “negligible to moderate” in all three parcels under Alternative A. Under Alternative B (the full withdrawal), the
final EIS assessed the risk to water quality as “negligible to moderate” only for surface waters in the North
Parcel, and “none to major” only for R-aquifer wells in
the South Parcel.
The final EIS, the USGS Report, and the ROD acknowledge considerable uncertainty regarding whether
and how mining contributes to groundwater contamination in the Grand Canyon watershed. The USGS
Report, for example, found that “[t]he hydrologic processes that control the distribution and mobilization of
natural uranium in this hydrogeologic setting are
poorly understood,” and that available information regarding any correlation between mining and groundwater contamination was “limited and inconclusive.”
Both the final EIS and the ROD recognized that the
risk to water quality in the R-aquifer was likely low,
App. 40a
but that significant uncertainty existed regarding
travel times and hydrogeologic conditions within particular breccia pipes. In both documents, Interior observed that the Bureau would benefit from continued
study, which a temporary withdrawal would allow.
But after acknowledging the uncertainties and
need for further study, the ROD concluded that unfettered mining presented a small but significant risk of
dangerous groundwater contamination – a risk that
would be substantially mitigated by the withdrawal.
The final EIS supports this conclusion.
Some analysts within the Department of the Interior disagreed. They believed the scientific data presented
in the EIS insufficient to justify the withdrawal.25 But
the existence of internal disagreements regarding the
potential risk of contamination does not render the
agency’s ultimate decision arbitrary and capricious.
Scientific conclusions reached by the agency need not
reflect the unanimous opinion of its experts. “[A] diversity of opinion by local or lower-level agency representatives will not preclude the agency from reaching a
contrary decision, so long as the decision is not arbitrary and capricious and is otherwise supported by the
record.” WildEarth Guardians v. Nat’l Park Serv., 703
25
In particular, some BLM employees expressed skepticism
about withdrawal of the 120,000 acres outside the Grand Canyon
watershed. One analyst stated via email that he “ha[d] not seen
any written criteria which justif[y] the withdrawal” for that portion of the tract. Another observed that large areas within the
North Parcel “have low resource value” and recommended that
the agency consider excepting them from the withdrawal.
App. 41a
F.3d 1178, 1186-87 (10th Cir. 2013); see also Nat’l Ass’n
of Home Builders v. Defs. of Wildlife, 551 U.S. 644, 65859 (2007).
Again, we must uphold the agency’s choice so
long as it is “supported by reasoned analysis.” Ecology
Ctr. v. Castaneda, 574 F.3d 652, 665 (9th Cir. 2009). The
record demonstrates that the Secretary conducted a
carefully reasoned analysis, considered the available
scientific data, weighed diverse opinions from Interior
experts and public commenters, recognized the limitations of the available scientific evidence, and concluded
that a cautious approach was necessary to forestall
even a low probability of contamination in excess of
EPA thresholds – thresholds developed in response to
serious concerns about human health. See 65 Fed. Reg.
76,708. The Secretary stressed that the withdrawal
was not permanent, affording the opportunity to collect
additional data about the hydraulic patterns in the
area and the impact of uranium mines on water resources. We cannot say that the withdrawal decision
was arbitrary, capricious, or not in accordance with the
law.
2. Cultural and Tribal Resources
Appellants next contend that the Secretary lacked
the authority to withdraw such a large tract of land for
the purpose of protecting cultural or tribal resources,
and that even if it had the authority, it acted arbitrarily and capriciously in exercising it. We do not agree
with either proposition.
App. 42a
FLPMA permits the Secretary to premise a withdrawal of public lands from new mining claims on the
protection of cultural and tribal resources. The congressional policy statement included in FLPMA contemplates that Interior will manage public lands in
part for the protection of “historical” and “archaeological” values. 43 U.S.C. § 1701(a)(8). Consistent with that
mandate, Interior’s regulations require that an EIS,
prepared in compliance with NEPA, include a full report on “the identification of cultural resources” possibly impacted by agency action. 43 C.F.R. § 2310.32(b)(3)(I).
Appellants argue that the withdrawal was overbroad because it was not “based on particular sites or
sacred areas,” but rather covers a large tract of federal
land that includes multiple sites. But the final EIS explained that the withdrawn area as a whole is of profound significance and importance to Native American
tribes. The entirety of the North and East Parcels falls
within the traditional territory of the Southern Paiute,
while the Southern Parcel is a traditional use area for
the Navajo, the Hopi, the Hualapai and the Havasupai
tribes. Many tribes, including the Hopi, view the whole
territory as sacred and regard any drilling and mining
as inflicting irreparable harm. Moreover, the final EIS
also identified a host of specific sites, trails, hunting
areas, springs, and camps which are of traditional importance to several tribes and are cultural and archeological treasures in their own right.
Nothing in FLPMA or our case law indicates that
the Secretary may not withdraw large tracts of land in
App. 43a
the interest of preserving cultural and tribal resources.
Nor is there any reason to believe that a withdrawal
must be restricted to narrow carveouts tracing the perimeter of discrete cultural and historical sites, as opposed to a larger area containing multiple such sites.26
Courts have previously upheld large-tract withdrawals justified in part by the protection of tribal resources
and “areas of traditional religious importance to Native Americans.” See, e.g., Mount Royal Joint Venture v.
Kempthorne, 477 F.3d 745, 752 (D.C. Cir. 2007).
26
Metamin and AEMA contend that the Secretary’s independent decision to withdraw large tracts of federal lands from
mining based in part on the protection of tribal resources essentially grants the tribes veto power over mining on traditional
tribal lands. That argument rests on an erroneous reading of our
case law. Metamin cites a line of cases in which we have held that
Native American tribes could not block a federal agency’s approval of mining or other commercial activities on large tracts of
particular cultural or religious value to the tribes. See S. Fork
Band Council of W. Shoshone Indians of Nev. v. U.S. Dep’t of the
Interior, 588 F.3d 718, 724 (9th Cir. 2009); Navajo Nation v. U.S.
Forest Serv., 535 F.3d 1058, 1070-74 (9th Cir. 2008) (en banc);
Havasupai Tribe v. United States, 752 F. Supp. 1471, 1484-86 (D.
Ariz. 1990), aff ’d sub nom. Havasupai Tribe v. Robertson, 943 F.2d
32 (9th Cir. 1991). Those cases hold that federal agencies are not
compelled to withdraw large tracts of public land from particular
uses because of the potential impact on tribal resources. Nothing
in our case law suggests that an agency is barred from doing so
based on its own judgment. To the contrary, those cases reaffirm
the federal government’s right to make what it deems to be appropriate use of its land. See Navajo Nation, 535 F.3d at 1072 (citing Lyng v. Nw. Indian Cemetery Protective Ass’n, 485 U.S. 439,
451-53 (1988)).
App. 44a
3. Other Resources
Appellants also challenge the Secretary’s third
reason for the withdrawal: to protect “other resources,”
including visual resources and wildlife. This challenge
fails as well.
The record supports the conclusion that there
would be a significant impact on visual resources and
a risk of significant harm to wildlife absent the withdrawal. The final EIS concluded that if new mining
claims proliferated, the impact on visual resources
would range from minor to major, depending on the
area, but would likely be “moderate” overall. The ROD
found that mining-related emissions, dust, and haze
would be dramatically higher absent the withdrawal,
with a consequent risk to air quality and visibility.
Although some of the effects of increased uranium
mining – such as the effects of increased levels of radionuclides on wildlife – were unknown or difficult to
project, the final EIS concluded that the relative impact of mining on wildlife would be “significantly less”
if the proposed area were withdrawn. Fewer roads and
power lines would be built, and trucking would be significantly decreased. And the final EIS explained that
even a minimal degree of water contamination could
have considerable impact on aquatic species.
4. Economic Benefits
Appellants propose that Interior violated both
FLPMA and NEPA by miscalculating the amount of
uranium in the withdrawn area and thus failed
App. 45a
accurately to weigh the economic impact of the withdrawal. Specifically, Appellants argue that the USGS
Report used outdated information from a 1990 USGS
study, and that BLM failed to account for “hidden”
breccia pipes (pipes not exposed above ground) in its
analysis of the economic impact of precluding new mining claims. Appellants proffer their own analyses of the
quantity of uranium in the withdrawn area, which
they project to be five times larger than the USGS Report’s estimate of 162,964 tons. These challenges fail
for several reasons.
First, Appellants offer no basis for concluding that
the methodology of the 1990 Report was unsound. Further, the 2010 USGS Report did not in fact incorporate
the 1990 Report wholesale. It incorporated some of the
findings of the 1990 Report, but made several adjustments and recalculations in a peer-reviewed update.
The 2010 Report also relied on several peer-reviewed
papers published before and after the 1990 Report, including one authored by an expert, Karen Wenrich,
who opposed the withdrawal.
Additionally, BLM reviewed and reasonably responded to Appellants’ proposed alternative calculations, made in comments on the proposed withdrawal.
The agency concluded that the alternative proposals
had not been sufficiently developed or peer-reviewed
and so declined to accord them significant weight. With
regard to Appellants’ contention that BLM failed to account for “hidden” breccia pipes in its economic analysis, BLM stated in response to NMA’s public comments
App. 46a
that those pipes were in fact incorporated into BLM’s
numerical estimates.
In sum, the agency’s findings regarding the quantity of uranium in the withdrawn area were not arbitrary or capricious, as the agency relied on peerreviewed data and reasonably explained why it did not
adopt Appellants’ alternative version.
B. Boundaries
Opening up another front, Appellants maintain
that two subsections of the withdrawn area – roughly
120,000 acres in the western section of the North Parcel, which are part of the Virgin River watershed rather than the Grand Canyon watershed, and an
additional 80,000 acres in the northeast section of the
North Parcel, where groundwater is believed to flow
away from the Colorado River and Grand Canyon National Park – should not have been included even if the
withdrawal was otherwise proper (which, of course,
they dispute). Observing that the withdrawn area has
essentially the same boundaries included in Rep. Grijalva’s unsuccessful legislation, Appellants contend
that the Secretary did not make an independent determination that withdrawal of those discrete areas was
merited. Inclusion of those 200,000 acres, Appellants
maintain, is inconsistent with both (1) the stated purpose of the withdrawal as expressed in the BLM’s 2009
application for the withdrawal (to protect “the Grand
Canyon watershed”), and (2) the guidance of Interior
manuals directing that withdrawals “be kept to a
App. 47a
minimum consistent with the demonstrated needs of
the applicants.”27 Department of the Interior, 603 DM
1.1(A) (Aug. 1, 2005).
The principal flaw in this partial challenge is that
protection of the Grand Canyon watershed was not the
only basis for the withdrawal. As the district court
noted, the three other bases for the withdrawal are
fully applicable to the disputed 200,000 acres. In particular, in including the North Parcel in the withdrawal
area, Interior relied not just on water or air contamination, but also on the anticipated impact mining
would have on wildlife, cultural, tribal, and visual resources.
For example, BLM observed in the final EIS that
the “no action” alternative could increase wildlife mortality and reduce viability – particularly across the
North Parcel – due to “noise and visual intrusions,” the
development of new roads and power lines, and “chemical and radiation hazards.” The final EIS also observed that several tribes considered some or all of the
North Parcel an ancestral homeland with significant
cultural value. The entire North Parcel overlaps with
Southern Paiute band territories, which, according to
a University of Arizona ethnographic report commissioned by Grand Canyon National Park and cited in
the final EIS, “remain important in the cultural life
and history of Southern Paiute tribes.”
27
We note that Interior’s manuals do not carry the force of
law and are not binding. McMaster v. United States, 731 F.3d 881,
888-89 (9th Cir. 2013).
App. 48a
Alternative C would not have withdrawn areas
“with isolated or low concentrations of [biological] resources” that could be adversely affected by mineral
exploration and development, such as the area outside
the Grand Canyon watershed. But the final EIS considered and rejected Alternative C because it still
risked a number of adverse consequences. Interior anticipated a harmful impact to wildlife under Alternative C – though of a lesser magnitude – as well as a
“very high” potential for disturbance “of places of cultural importance to American Indians within the
North Parcel.”28 Full withdrawal had “the greatest potential of all alternatives . . . to not change the existing
wilderness characteristics.”
The upshot is that arguments concerning the disputed 200,000 acres (and Alternative C) are myopically
– and, so, incorrectly – focused solely on an asserted
disconnect between that area and the Grand Canyon
watershed. The Department of the Interior’s assigned
role is administering public lands in a manner “that
will protect the quality of scientific, scenic, historical,
ecological, environmental, air and atmospheric, water
resource, and archeological values.” 43 U.S.C. § 1701(a)(8).
That responsibility goes well beyond particular groundwater areas or watersheds. The Secretary appropriately included the full North Parcel in the withdrawal
area after considering all relevant environmental and
28
The northeast and west portions of the North Parcel include several specific sites of cultural significance identified in the
final EIS, albeit fewer than the rest of the North Parcel.
App. 49a
cultural impacts. The decision to do so was not arbitrary and capricious.
Importantly, we note also that although Interior’s
analysts concluded that the hydrological basis for withdrawing the disputed 200,000 acres was not especially
strong, they also observed that, within that acreage,
underground fault zones conveyed some groundwater
“south toward the Grand Canyon.”29 Interior’s cautious
assessment of the possible impact of any groundwater contamination in the North Parcel reflected the
agency’s recognition that the hydrology of the North
Parcel was not particularly well studied or understood.
C. Multiple-Use Mandates
Somewhat opaquely, Appellants raise yet another
challenge to the Secretary’s withdrawal decision – that
it contravened the principle that land management
under FLPMA “be on the basis of multiple use and sustained yield.” 43 U.S.C. § 1701(a)(7). This argument
lacks merit.
29
For example, a National Parks Service hydrologist, Larry
Martin, stated in an internal email that “[t]he [draft EIS] goes to
great lengths in an attempt to establish impacts to water resources from uranium mining. It fails to do so, but instead creates
enough confusion and obfuscation of hydrogeologic principles to
create the illusion that there could be adverse impacts if uranium
mining occurred.” Martin’s manager, Bill Jackson, observed that
“the hard science doesn’t strongly support a policy position,” but
also observed that the prevailing uncertainty as to the risk of contamination was itself a possible reason for withdrawal.
App. 50a
FLPMA defines “multiple use” as “the management of the public lands and their various resource
values so that they are utilized in the combination that
will best meet the present and future needs of the
American people,” and specifically contemplates “the
use of some land for less than all of the resources” and
the long-term preservation of “natural scenic, scientific
and historical values.” 43 U.S.C. § 1702(c). Accordingly,
FLPMA cautions the Secretary to give consideration to
“the relative values of the resources and not necessarily to the combination of uses that will give the
greatest economic return or the greatest unit output.”
Id.
As the Supreme Court has observed, “multiple
use” is a “deceptively simple term that describes the
enormously complicated task of striking a balance
among the many competing uses to which land can be
put.” Norton v. S. Utah Wilderness Alliance, 542 U.S.
55, 58 (2004). It does not, as Appellants suggest, require the agency to promote one use above others. Nor
does it preclude the agency from taking a cautious approach to assure preservation of natural and cultural
resources. The agency must weigh competing interests
and, where necessary, make judgments about incompatible uses; a particular parcel need not be put to all
feasible uses or to any particular use. See New Mexico
ex rel. Richardson v. Bureau of Land Mgmt., 565 F.3d
683, 710 (10th Cir. 2009). Consequently, the principle
of multiple use confers broad discretion on an implementing agency to evaluate the potential economic
App. 51a
benefits of mining against the long-term preservation
of valuable natural, cultural, or scenic resources.
Here, Interior engaged in a careful and reasoned
balancing of the potential economic benefits of additional mining against the possible risks to environmental and cultural resources. This approach was fully
consonant with the multiple-use principle.
D. Sufficiency of Existing Laws and Regulations
Launching yet another line of attack, Metamin
and AEMA maintain that the Interior did not adequately consider whether existing laws and regulations were sufficient to protect the resources identified
in the ROD, undermining the justification for the withdrawal. Alternatively, and to some degree in contraiction, Metamin and AEMA represent that Interior
found existing laws and regulations sufficient but did
not draw the proper conclusion – that withdrawal was
unjustified. Neither argument is persuasive.
The final EIS repeatedly acknowledged that some
applicable laws and regulations mitigate the impact of
uranium mining on environmental, cultural, and visual resources, as well as wildlife and human health.
But the final EIS does not suggest that simply enforcing existing laws and regulations would suffice to meet
the purposes of the withdrawal.
For example, the final EIS examined the relative
impacts of Alternative A (wherein the agency would
App. 52a
take no action and existing laws and regulations would
be left in place) and Alternative B (the full withdrawal)
at great length. The final EIS concluded that the potential negative impact on water resources would be
significantly greater under Alternative A, a comparison that expressly accounted for the applicable regulatory schemes. With respect to cultural and tribal
resources, the final EIS concluded that (1) under the
existing regulatory regimes, “it may not be possible to
reduce all such adverse effects in the long term, especially impacts to the character, association and feeling
of the setting”; (2) mitigation of the expected damage
to tribal resources, in particular, “may be difficult or
impossible in many cases”; and (3) “the preferred mitigation method is avoidance.” Limiting the withdrawal
to 600,000 acres – still a sizeable area – would, the final EIS concluded, have resulted in a “very high” impact on cultural and tribal resources. With respect to
wildlife and visual resources, the final EIS’s comparison of Alternatives A and B demonstrated that the existing regulatory scheme would be “significantly” less
effective without the withdrawal, and that taking no
action would result in a moderate impact on those resources.
In short, the final EIS did take existing legal regimes into account but reasonably concluded that they
were inadequate to meet the purposes of the withdrawal.
App. 53a
IV. The Establishment Clause
Appellant Gregory Yount alone challenges the Secretary’s withdrawal as violating the Establishment
Clause of the First Amendment.
The Secretary observed in the ROD that uranium
mining “within the sacred and traditional places of
tribal peoples may degrade the values of those lands to
the tribes that use them.” According to Yount, precluding new mining claims on federal land out of concern
that the area has sacred meaning to Indian tribes violates the Establishment Clause.
In general, state action does not violate the Establishment Clause if it (1) has a secular purpose, (2) does
not have a principal or primary effect of advancing or
inhibiting religion, and (3) does not foster excessive
government entanglement with religion. Lemon v. Kurtzman, 403 U.S. 602, 612-13 (1971). The withdrawal easily satisfies this test.
Preservation of “cultural and tribal resources” was
one of four rationales for the withdrawal identified in
the ROD. And although some of the tribal resources in
question had sacred meaning and uses for tribe members, many did not. The final EIS identified “sacred
sites” as just one of several varieties of important tribal
resources: others included “tribal homelands, places of
traditional importance, traditional use areas, trails,
springs and waterways.” Accordingly, as just part of
four reasons for action, preserving tribes’ religious use
of disputed lands was neither a motivating purpose for
nor a principal or primary effect of the withdrawal.
App. 54a
Furthermore, preservation of areas of cultural or
historic value area may constitute a “secular purpose”
justifying state action even if the area’s significance
has, in part, a religious connection. See Access Fund v.
U.S. Dep’t of Agric., 499 F.3d 1036, 1043-44 (9th Cir.
2007). California’s missions, Alaska’s Russian-era Orthodox churches, and Ancient Hawaii’s heiau carried
religious significance to those who built them, and may
carry religious connotations to some of those who visit
today. So, too, “the National Cathedral in Washington,
D.C.; the Touro Synagogue, America’s oldest standing
synagogue, dedicated in 1763; and [the] numerous
churches that played a pivotal role in the Civil Rights
Movement, including the Sixteenth Street Baptist
Church in Birmingham, Alabama.” Cholla Ready Mix,
Inc. v. Civish, 382 F.3d 969, 976 (9th Cir. 2004).
“[B]ecause of the central role of religion in human societies, many historical treasures are or were sites of
religious worship.” Id. But that does not negate the
value of these sites as a part of our secular cultural
inheritance. The American Indian sacred land at issue
here is no different.30 Access Fund, 499 F.3d at 1044-45;
30
Yount’s reliance on Lyng v. Northwest Indian Cemetery
Protective Association is misplaced for much the same reason as
Metamin’s and AEMA’s reliance on the Lyng line of cases. See supra note 26. Lyng held that the Free Exercise Clause did not compel the government to defer to tribal religious interests when
managing public land. 485 U.S. at 453-54. It in no way held that
the Establishment Clause compelled the government to disregard
tribes’ interests in their sacred sites. See, e.g., id. at 454 (“The Government’s rights to the use of its own land . . . need not and should
not discourage it from accommodating religious practices like
those engaged in by the Indian respondents.”).
App. 55a
Cholla Ready Mix, 382 F.3d at 976. For that reason as
well, the withdrawal had a secular purpose and did not
have as a primary effect advancing religion.
Finally, there is no colorable contention that the
Secretary’s withdrawal fosters “excessive government
entanglement with religion.” Lemon, 403 U.S. at 613.
Yount has suggested that a withdrawal premised on
the protection of areas associated with “archaic religious dogma” that “few currently follow” somehow
inserts the federal government into a debate over
American Indian religious life. But again, even with
respect to tribal resources, the reasons for and effect of
the Secretary’s withdrawal were primarily secular. The
withdrawal in no way “involves comprehensive, discriminating, and continuing state surveillance of religion.” Nurre v. Whitehead, 580 F.3d 1087, 1097 (9th Cir.
2009) (citation omitted). Nor is there any evidence that
it “divides citizens along political lines” for reasons related specifically to American Indian religious practice. Id. at 1097 (citation omitted); see Lemon, 403 U.S.
at 622. Thus, the Establishment Clause challenge fails
under Lemon.
V.
NEPA
A. Essential Information
Appellants also contend that the final EIS regarding the withdrawal violated NEPA. Appellants propose, first, that by ignoring missing data essential to
its analysis, BLM failed to consider an important aspect of the problem facing the agency. We do not agree.
App. 56a
The EIS is “[t]he centerpiece of environmental
review . . . , in which the responsible federal agency describes the proposed project and its impacts, alternatives to the project, and possible mitigation for any
impacts.” Oregon Nat. Desert Ass’n v. Jewell, 840 F.3d
562, 568 (9th Cir. 2016). NEPA’s implementing regulations require that “[w]hen an agency is evaluating
reasonably foreseeable significant adverse effects on
the human environment in an environmental impact
statement and there is incomplete or unavailable information, the agency shall always make clear that
such information is lacking.” 40 C.F.R. § 1502.22. When
that information is deemed “essential to a reasoned
choice among alternatives,” the agency must either obtain it or, if the information is not obtainable, include
in the EIS (1) a statement identifying relevant unavailable or incomplete information; (2) a discussion of
the relevance of that information to potential environmental impacts; (3) a summary of the available credible scientific evidence which is relevant to evaluating
foreseeable environmental impacts; and (4) the agency’s
evaluation of those impacts based upon generally accepted scientific approaches. 40 C.F.R. § 1502.22(a), (b);
see Native Vill. of Point Hope v. Jewell, 740 F.3d 489,
497 (9th Cir. 2014) (holding that the steps specified by
§ 1502.22(b) are required if the agency finds “`essential’ information to be unobtainable”).
Here, the final EIS fully abided by these regulatory requirements. The final EIS consistently acknowledged that information was incomplete with respect
to a critical aspect of the withdrawal – namely, the
App. 57a
connection between uranium mining and increased
uranium concentrations in groundwater in the withdrawn area. The document included several subsections titled “Incomplete or Unavailable Information,”
which discussed the relevance of that missing information to its analysis. For example, BLM acknowledged in the final EIS that “more precise information
on the locations of exploration sites, mine sites, and
roads would be useful to better understand the . . . impacts to wildlife and fish species,” and that “[a] more
thorough quantitative data investigation of water
chemistry in the Grand Canyon region would be helpful to better understand groundwater flow paths,
travel times, and contributions from mining activities.”
As required, the EIS then summarized the scientific
evidence that was available and discussed foreseeable
environmental impacts.
Furthermore, the ROD concluded that the missing
information was not “essential to making a reasoned
choice among alternatives.” 40 C.F.R. 1502.22. The
ROD observed that there was data regarding dissolved
uranium concentrations near six previously mined
sites, and that a reasoned choice could be made using
that data. The ROD stated that collecting additional
data would be “helpful for future decisionmaking in the
area” (emphasis added). But as the withdrawal was not
permanent and would apply only to new mining
claims, the ROD noted, additional data could be collected during the withdrawal period and used to determine whether additional mines should be allowed in
the future.
App. 58a
Interior expressly stated that the missing information was non-essential only in the ROD, not in the
final EIS. We agree with the Seventh and Tenth Circuits that an agency is not required to state specifically
in the final EIS that relevant missing information was
non-essential. “[NEPA’s implementing] regulations do
not prescribe the precise manner through which an
agency must make clear that information is lacking.”
Habitat Educ. Ctr., Inc. v. U.S. Forest Serv., 673 F.3d
518, 532 (7th Cir. 2012); see also Colorado Envtl. Coal.
v. Dombeck, 185 F.3d 1162, 1172-73 (10th Cir. 1999). As
the final EIS complied with the requirements for essential information, thereby ensuring that interested
parties had notice that the agency’s information was
incomplete, the delay in determining that the missing
data was not essential is of no moment.
In short, the ROD concluded that any missing information was non-essential, and the final EIS identified that missing information, discussed its relevance,
weighed the available scientific evidence, and presented its conclusions regarding potential environmental impact based on the available data – exactly
what 40 C.F.R. § 1502.22(b) would have required if the
missing information had been essential information.31
“We will defer to the agency’s judgment about the appropriate level of analysis so long as the EIS provides
31
Metamin’s citation to Montana Wilderness Association v.
McAllister, 666 F.3d 549 (9th Cir. 2011), is unavailing. We held in
Montana Wilderness Association that the Forest Service erred in
failing to account for the relevance of missing information at all.
666 F.3d at 560-61.
App. 59a
as much environmental analysis as is reasonably possible under the circumstances, thereby providing sufficient detail to foster informed decision-making at the
stage in question.” Point Hope, 740 F.3d at 498 (citations and alterations omitted). Such deference is due
here.
B. Coordination with Counties
A second front of the NEPA challenge concerns requirements in FLPMA and NEPA regarding consultation with local government. As relevant here, FLPMA
requires that the Secretary shall, “to the extent consistent with the laws governing the administration of
the public lands, coordinate the land use inventory,
planning, and management activities of or for such
lands with the land use planning and management
programs” of the “local governments within which the
lands are located” and shall “provide for meaningful
public involvement of State and local government officials, both elected and appointed, in the development
of land use programs, land use regulations, and land
use decisions for public lands.” 43 U.S.C. § 1712(c)(9).
NEPA’s implementing regulations also require that
federal agencies “cooperate with State and local agencies to the fullest extent possible to reduce duplication
between NEPA and State and local requirements.” 40
C.F.R. § 1506.2(b). Metamin and the Counties contend
App. 60a
that the Secretary did not fulfill these overlapping obligations. They are wrong.32
Interior held public meetings, designated the
Counties as cooperating agencies, and met separately
with representatives from the Counties. It also considered public comments submitted by the Counties regarding the withdrawal.
Based in part on the comments it received from
the Counties, BLM ordered an expanded economic impact analysis for the region and consulted county representatives to determine what, if any, additional data
to include in its modeling. The final EIS contained extensive analysis (spanning more than fifty pages) of
the potential impact of withdrawal on the Counties
and other affected communities, including economic
impact, and observed that Mohave County passed a
resolution opposing the withdrawal. The record thus
demonstrates that Interior fully acknowledged and
considered the Counties’ concerns regarding the withdrawal, even though it chose in the end to proceed.
FLPMA and NEPA require no more. In particular, the
consent of state and local governments to a withdrawal
is in no way required – and with good reason, as regional environmental threats must always be balanced
against the economic gains the local governments
32
Interior notes that FLPMA’s local government coordination requirement applies to “land use plans,” 43 U.S.C. § 1712(c),
and that a withdrawal from mining claims is not a “land use plan”
within the meaning of the statute. We need not address this issue,
as we conclude that the agency complied with the consultation
requirements, assuming they apply.
App. 61a
could reap if no federal action were taken. NEPA does
not confer veto power on potentially affected state or
local governments, each with its own economic interests.
Finally, Appellants propose that Interior did not
comply with 40 C.F.R. § 1506.2(d), which requires
agencies to “discuss any inconsistency of a proposed action with any approved State or local plan and laws”
and, “[w]here an inconsistency exists . . . describe the
extent to which the agency would reconcile its proposed action with the plan or law.” Appellants maintain that the withdrawal is inconsistent with county
resolutions opposing the withdrawal. Those resolutions, however, are not “approved State or local plans
or laws.” The final EIS and ROD did consider approved
county plans and found no inconsistencies or conflicts.
IV. Forest Service Consent
The final arrow in Appellants’ very large quiver is
the contention that the Forest Service’s consent to the
withdrawal was arbitrary, capricious, or otherwise not
in accordance with law, because it did not comply with
the National Forest Management Act (“NFMA”) multiple-use mandate, 16 U.S.C. § 1604(e), or the terms and
conditions of the Kaibab National Forest Plan established under the NFMA. The area withdrawn included
approximately 355,874 acres in the South and East
Parcel managed by the Forest Service. Including that
land in the withdrawal area required the consent of the
Forest Service, which the Forest Service provided.
App. 62a
AEMA argues that the Kaibab Forest Plan, as of the
effective date of the withdrawal, expressly contemplated the withdrawal from mining only of four specific
areas within the forest, making the Forest Service’s
consent to a larger withdrawal area inoperative.
Neither the Forest Service nor the Department of
Agriculture (of which the Forest Service is a part) has
the authority to open or close public lands for mining.
That authority is delegated only to the Secretary of the
Interior. Section 202 of FLPMA specifies that public
lands “shall be removed from or restored to the operation of the Mining Law of 1872 . . . or transferred to
another department, bureau, or agency only by withdrawal action pursuant to [43 U.S.C. § 1714] or other
action pursuant to applicable law.” 43 U.S.C. § 1712(e)(3)
(emphasis added). The specified section of FLPMA, in
turn, delegates withdrawal authority to the Secretary
of the Interior and states that the Secretary may further delegate that authority only to other presidential
appointees within the Department of the Interior. 43
U.S.C. § 1714(a).
The NFMA does not confer withdrawal authority
on the Forest Service either. That statute concerns
the management of forests and their “renewable resources.” 16 U.S.C. § 1600(2). Minerals are not renewable resources and are not directly within the Forest
Service’s purview.
FLPMA does require that “[i]n the case of lands
under the administration of any department or agency
other than the Department of the Interior,” including
App. 63a
the Forest Service, “the Secretary shall make, modify,
and revoke withdrawals only with the consent of the
head of the department or agency concerned.” 43 U.S.C.
§ 1714(I). Congress may have included the consent
requirement within FLPMA in part to ensure that Interior would account for significant aboveground impacts on lands managed by the Forest Service, or to
forestall interagency squabbling concerning jurisdiction over withdrawn lands. But it decidedly did not
confer on the Forest Service (or the Department of Agriculture) the power independently to open or close federal lands to mining.
Further, the Forest Service’s consent to the Secretary’s withdrawal was not inconsistent with the governing forest plan. AEMA’s argument rests on a faulty
premise: that the Forest Plan’s recommendation that
certain discrete areas under its purview be withdrawn
from mining, so as to protect renewable above-ground
resources, impliedly granted mining rights throughout
the remainder of the Kaibab National Forest. Again,
the Forest Service has no authority to open or close
public lands to mining claims. And even if it did possess such authority, the Kaibab National Forest Plan
did not preclude withdrawals beyond the four discrete
areas recommended. No guidance or directives within
the Kaibab Forest Plan suggest that the Forest Service
meant to block all withdrawals within the Kaibab National Forest beyond the four identified sites.33
33
AEMA also suggests that even if the Forest Service could
have consented to the proposed withdrawal consistently with the
App. 64a
CONCLUSION
At its core, the merits question in this case is
whether the Secretary was allowed to adopt a cautious
approach in the face of some risk, difficult to quantify
based on current knowledge, to what he called “America’s greatest national wonder.” Appellants raise a
myriad of challenges but in the end identify no legal
principle invalidating the Secretary’s risk-averse approach. As Interior concluded, withdrawal of the area
from new mining claims for a limited period will permit more careful, longer-term study of the uncertain
effects of uranium mining in the area and better-informed decisionmaking in the future.
For the foregoing reasons, we AFFIRM the judgment of the district court.
Kaibab National Forest Plan, the Forest Service failed to provide
adequate justification for its consent. This argument is without
merit. The Forest Service’s joint statement of consent with BLM,
though brief, referenced the potential environmental impacts to
the Kaibab National Forest detailed at greater length in the final
EIS. The Forest Service also noted that it had been a cooperating
agency throughout the withdrawal process.
App. 65a
APPENDIX A:
ACRONYMS USED IN THIS OPINION
AEMA American Exploration & Mining Association
APA Administrative Procedure Act
BLM
Bureau of Land Management
EIS
environmental impact study
FDAMA
Food and Drug Administration Modernization Act
FDCA
Federal Food, Drug, and Cosmetic Act
FLPMA
Federal Land Policy and Management
Act
NEPA
National Environmental Policy Act
NFMA
National Forest Management Act
PLLRC
Public Land Law Review Commission
R-aquifer
Redwall-Muav aquifer
ROD
Record of Decision
SER
Supplemental Excerpts of Record
USGS
United States Geological Survey
App. 66a
IN THE UNITED STATES DISTRICT COURT
FOR THE DISTRICT OF ARIZONA
Gregory Yount,
Plaintiff,
No. CV11-8171-PCT DGC
(Lead case)
v.
Ken Salazar, et al.,
Defendants.
National Mining
Association,
No. CV12-8038 PCT DGC
Plaintiff
v.
Ken Salazar, et al.,
Defendants
Northwest Mining
Association,
No. CV12-8042 PCT DGC
Plaintiff
v.
Ken Salazar, et al.,
Defendants.
Quaterra Alaska
Incorporated, et al.,
No. CV12-8075 PCT DGC
Plaintiff
v.
Ken Salazar, et al.,
Defendants.
(Filed Mar. 20, 2013)
App. 67a
Plaintiffs National Mining Association and Nuclear Energy Institute (“NMA/NEI”) and Plaintiff
Northwest Mining Association (“NWMA”) have filed
motions for partial summary judgment in this consolidated action. Docs. 73,1 90. Plaintiffs assert in counts
one and seven of their respective complaints that the
Secretary of the Department of the Interior’s withdrawal of more than one million acres from mining location and entry in Northern Arizona should be
vacated because § 204(c) of the Federal Land Policy
Management Act (“FLPMA”) is unconstitutional.
Defendants Kenneth L. Salazar, Secretary of the
Department of the Interior; the Department of the Interior (“DOI”); the Bureau of Land Management
(“BLM”); the Forest Service; and the Department of Agriculture (collectively, “Federal Defendants”), and Defendant-Interveners Grand Canyon Trust et al. (“the
Trust”) have filed cross motions for partial summary
judgment on these counts. Docs. 101, 102.
The motions and cross motions have been fully
briefed (Docs. 101, 102, 110, 113, 115, 117), and the
Court held oral argument on March 1, 2013. For the
reasons stated below, the Court finds that § 204(c)’s
legislative veto, which provides that Congress can
block withdrawals in excess of 5,000 acres through a
resolution of both houses, is unconstitutional. The
1
Document 73 is docketed under case number 3:12-cv08038-DGC because it was filed before the separate cases in this
action were consolidated. Unless specifically noted, all other documents have been docketed under the lead case number, 3:11-cv08171-DGC.
App. 68a
Court also finds, however, that this provision is severable from the grant of authority relied on by the Secretary in this case. The Court therefore will deny
Plaintiffs’ motions for partial summary judgment and
grant Federal Defendants’ and Defendant-interveners’
cross motions.
I.
Background.
On July 21, 2009, Secretary Salazar published notice of his intent “to withdraw approximately 633,547
acres of public lands and 360,002 acres of National Forest System lands for up to 20 years from location and
entry under the Mining Law of 1872.” Notice of Proposed Withdrawal, 74 Fed. Reg. 35,887, (July 21, 2009).
The 2009 Notice had the effect of withdrawing the land
from location and entry for up to two years to allow
time for analysis, including environmental analysis
under the National Environmental Protection Act
(“NEPA”). Id.
On August 26, 2009, the BLM, an agency within
DOI, published notice of its intent to prepare an Environmental Impact Statement (“EIS”) addressing the
proposed withdrawal, as required by NEPA. 74 Fed.
Reg. 43,152 (Aug. 26, 2009). The purpose of the withdrawal as explained in the notice was “to protect the
Grand Canyon watershed from adverse effects of locatable mineral exploration and mining, except for those
effects stemming from valid existing rights.” Id. at 43,
152-53.
App. 69a
After soliciting public comments, the BLM issued
a notice of availability of a Draft EIS on February 18,
2011. 76 Fed. Reg. 9,594 (Feb. 18, 2011). The Draft EIS
considered four alternatives: a “No Action” alternative;
the withdrawal of approximately 1,010,776 acres for
20 years; the withdrawal of approximately 652,986
acres for 20 years; and the withdrawal of 300,681 acres
for 20 years. Id. at 9,595. After an extended opportunity for public comment, the BLM published a notice
of availability of the Final EIS on October 27, 2011. 76
Fed. Reg. 66,747 (Oct. 27, 2011). The Secretary issued
a Record of Decision on January 9, 2012, choosing to
withdraw “approximately 1,006,545 acres of federal
land in Northern Arizona for a 20-year period.” See No.
3:12-cv-08042, Doc. 27-1 at 3.
The Secretary made this withdrawal under the
authority granted in § 204 of FLPMA. 77 Fed. Reg.
2,563-01, 2,563 (Jan. 18, 2012). Section 204(c) authorizes the Secretary to make withdrawals “aggregating
five thousand acres or more . . . only for a period not
more than 20 years.”2 43 U.S.C. § 1714(c)(1). It further
provides that “[t]he Secretary shall notify both houses
of Congress of such a withdrawal no later than its effective date[,] and the withdrawal shall terminate and
become ineffective at the end of ninety days . . . if the
Congress has adopted a concurrent resolution stating
2
FLPMA defines a “withdrawal” as “withholding an area of
Federal land from settlement sale, location, or entry, under some
or all of the general land laws, for the purpose of limiting activities under those laws in order to maintain other public values in
the area or reserving the area for a particular public purpose or
program[.]” 43 U.S.C. § 1702(j).
App. 70a
that such House does not approve the withdrawal.” Id.
The Secretary submitted its notice and reports to Congress on January 9, 2012, and Congress did not pass a
concurrent action within 90 days to block the withdrawal. See Doc. 101 at 72-88. The withdrawal therefore remains in effect.
II.
Discussion.
Plaintiffs argue that even though Congress did not
exercise its authority to void the withdrawal, the legislative veto provision enabling it to do so is unconstitutional and so interwoven with the withdrawal
authority given the Secretary in § 204(c) that the entire grant of authority must be struck down. See generally Docs. 73 & 90.3
A. The Legislative Veto.
Plaintiffs contend, and Defendants do not dispute,
that the provision permitting Congress to terminate a
withdrawal by concurrent resolution is unconstitutional because it allows Congress to act without adhering to normal constitutional requirements. The
Supreme Court in INS v. Chadha, 462 U.S. 919 (1983),
found that where Congress delegates authority to an
3
Because NMA/NEI and NWMA have joined in each other’s
motions, the Court will not separately identify which party asserts which arguments, but will instead refer to these parties collectively as “Plaintiffs.” The Court will take this same approach
with Federal Defendants and Defendant-Intervenors, referring to
them only as “Defendants.”
App. 71a
agency to make policy decisions that alter legal rights,
thus enabling the agency to engage in “legislative action,” Congress must “abide by that delegation of authority until that delegation is legislatively altered or
revoked.” Id. at 955. Congress cannot alter a decision
of such an agency merely through a resolution of one
or both houses because Congress must act “in conformity with the express procedures of the Constitution’s
prescription for legislative action: passage by a majority of both Houses and presentment to the President.”
Id. at 958. Section 204(c), which allows Congress to
void the Secretary’s decisions without presentment to
the President, is clearly unconstitutional under
Chadha.
B. Severability.
Plaintiffs argue that the legislative veto is not severable from the rest of § 204(c) and that the Court
must therefore invalidate the entire section. The
touchstone for determining whether a challenged statutory provision is severable from other provisions is
the intent of Congress. Carter v. Carter Coal Co., 298
U.S. 238, 312 (1936) (explaining that the test for severability is “What was the intent of the lawmakers?”);
Chadha, 462 U.S. at 931-932 (noting that invalid portions of a statute are to be severed “[u]nless it is evident that the Legislature would not have enacted those
provisions which are within its power, independently
of that which is not.”) (internal quotation marks and
citations omitted); City of New Haven v. U.S., 809 F.2d
900, 903 (D.C. Cir. 1987) (“[T]he question whether the
App. 72a
unconstitutional legislative veto provision in section
1012 is severable from the remainder of that section
. . . [i]s purely one of congressional intent.”). Thus, the
key question for the Court to decide is whether Congress would have conferred § 204(c) withdrawal authority on the Secretary in the absence of a legislative
veto.
Plaintiffs argue that Congress would have discarded all of § 204(c) rather than enact a grant of authority to make withdrawals of 5,000 acres or more
(“large-tract withdrawals”) without a legislative veto.
Plaintiffs point to the historical and political events
leading up to the FLPMA, the language, structure, and
context of § 204(c), and the legislative history of the
FLPMA, all as showing that Congress would not have
granted the Secretary large-tract withdrawal authority had it known it could not rely on the legislative veto
to control that authority. Docs. 73 at 8-13; 90 at 17-21.
The Court will address these arguments separately.
Before doing so, however, the Court notes two legal
principles that will bear on the decision in this case.
First, a statute that contains an unconstitutional provision is presumed to be severable if Congress has included a severability clause in the statute. Chadha,
462 U.S. at 932. “A provision is further presumed severable if what remains after severance ‘is fully operative as a law.’ ” Id. at 934 (internal citation omitted).
Second, when a presumption of severability arises, the
party asking the Court to strike down a portion of the
statute must present “strong evidence” that Congress
would not have enacted the challenged portion of the
App. 73a
statute in the unconstitutional provision. Alaska Airlines v. Brock, 480 U.S. 678, 686 (1987).
The FLPMA includes a severability clause. Congress specifically stated that “[i]f any provision of the
Act or the application thereof is held invalid, the remainder of the Act and application thereof shall not be
affected thereby.” Act of Oct. 21, 1976, Pub. L. No. 94579, § 707, 90 Stat. 2743; 43 U.S.C. § 1701, historical
and statutory notes. This clause is similar in material
respects to the severability clause in Chadha, where
the Court emphasized that the clause applied to “ ‘any
particular provision of [the] Act.’ ” 462 U.S. at 932 (emphasis added by Chadha). The Court thus begins its
analysis with a presumption that the legislative veto
provision can be severed from the rest of § 204(c), leaving intact the Secretary’s authority to make the withdrawal at issue in this case. Plaintiffs can prevail in
their quest to invalidate all of § 204(c) and the Secretary’s withdrawal only if they present “strong evidence” that Congress would not have granted the
Secretary large-tract withdrawal authority in the absence of a legislative veto.
B. The Historical and Political Events
Preceding the FLPMA.
The authority to manage and regulate the use of
public lands originates in the Property Clause of the
U.S. Constitution, which vests in Congress the “power
to dispose of and make all needful rules and regulations respecting . . . property belonging to the United
App. 74a
States.” U.S. Const., Art. IV, § 3, cl. 2. The parties agree,
however, that the Executive Branch historically exercised its own authority to withdraw public lands. In
1915, the Supreme Court affirmed this authority in
United States v. Midwest Oil Company, 236 U.S. 459
(1915), finding that Congress’s “acquiescence” in a
multitude of executive land withdrawals over a long
period of time had “readily operated as an implied
grant of power.” Id. at 479. At various times Congress
actually enacted statutes enabling the Executive to
withdraw public lands for specific purposes. As the Supreme Court later summarized in Lujan v. National
Wildlife Federation, 497 U.S. 871 (1990), management
of public lands under these many laws “became chaotic.” Id. at 876.
Congress responded in 1964 by forming the bipartisan Public Land Law Review Commission (“the Commission”) “to study existing laws and procedures
relating to the administration of the public lands.” Act
of Sept. 19, 1964, Pub. L. No. 88-606, 78 Stat. 982. After
study, the Commission found that “[t]he lack of clear
statutory direction for the use of the public lands has
been the cause of problems ever since Congress started
to provide for the retention of some of the public domain in permanent Federal ownership.” Pub. Land
Law Review Comm’n, One Third of the Nation’s Land
43 (1970) (hereinafter Commission Report); see Doc.
102 at 36. The Commission found that “[t]he relative
roles of the Congress and the Executive in giving
needed direction to public land policy have never been
carefully defined[,]” and that the Executive used its
App. 75a
withdrawal authority in “an uncontrolled and haphazard manner.” Id. The Commission recommended that
Congress “establish national policy in all public land
laws by prescribing the controlling standards, guidelines, and criteria for the exercise of authority delegated to executive agencies.” Id. at 2; see Doc. 102 at
35. The Commission further suggested that
Congress assert its constitutional authority
by enacting legislation reserving unto itself
exclusive authority to withdraw or otherwise
set aside public lands for specified limited
purpose uses and delineating specific delegation of authority to the Executive as to the
types of withdrawals and set asides that may
be effected without legislative action.
Id.; see Doc. 102 at 35.
Congress enacted the FLPMA in response to the
Commission’s findings and recommendations. Plaintiffs rely on the first part of the Commission’s language
quoted above – that “Congress assert its constitutional
authority by enacting legislation reserving unto itself
exclusive authority to withdraw or otherwise set aside
public lands” – as evidence that Congress’s intent in
passing the FLPMA was to reign in executive authority over public land withdrawals. Doc. 90 at 10-11. As
Defendants point out, however, the full-text of the
quoted language contains a two-part recommendation:
First, that Congress spell out its own reserved authority “to withdraw or otherwise set aside public land for
specified limited-purpose uses,” and second, that Congress make a “specific delegation of authority to the
App. 76a
Executive as to the types of withdrawals and set asides
that may be effected without legislative action.” Doc.
102 at 15. This two-part suggestion can also be seen in
the Commission’s recommendation that “large scale
limited or single use withdrawals of a permanent nature” should only be effectuated by an Act of Congress,
while “[a]ll other withdrawal authority should be expressly delegated with statutory guidelines to insure
proper justification for proposed withdrawals, provide
for public participation in their consideration, and establish criteria for Executive action.” Commission Report at 54, Recommendation 8; see Doc. 102 at 40.
The FLPMA adopted this two-part approach to
managing public lands. The statute specifically states
that “it is the policy of the United States that . . . Congress exercise its constitutional authority to withdraw
or otherwise designate or dedicate Federal lands for
specified purposes and that Congress delineate the extent to which the Executive may withdraw lands without legislative action[.]” 43 U.S.C. § 1701(a)(4)
(emphasis added).
To accomplish the first part of this purpose, several sections of the FLPMA reserve to Congress exclusive authority over public land actions, including
preventing the Executive from modifying Congressional withdrawals for national monuments and wildlife refuges and reserving to itself the authority to
designate wilderness areas. See 43 U.S.C. §§ 1714(j),
1782. To ensure that Congress alone could initiate action in these areas, the FLPMA expressly repealed all
grants of authority to the Executive recognized in
App. 77a
Midwest Oil and 29 prior statutory grants of authority.
Act of Oct. 21, 1976, Pub. L. No. 94-579, § 704(a), 90
Stat. 2743, 2792.
To accomplish the second part of the Commission’s
recommendation, the FLPMA includes express grants
of withdrawal authority to the Executive. Section
204(a) provides that “the Secretary is authorized to
make, modify, extend, or revoke withdrawals but only
in accordance with the provisions and limitations of
this section.” 43 U.S.C. § 1714(a). Section 204(b) sets
forth the procedures the Secretary must follow, and the
next three subsections set forth, respectively, the procedures applicable to executive withdrawals over 5,000
acres, withdrawals less than 5,000 acres, and emergency withdrawals. Id. at § 1714(c)-(e). Thus, the
FLPMA did what the Commission recommended – it
reserved certain land actions for Congress alone (national monuments, wildlife refuges, and wilderness areas), and it also expressly delegated authority to the
Executive to take other land actions through specified
procedures.
Plaintiffs repeatedly emphasize that the FLPMA
sought to reign in executive authority over public
lands and to place limits and statutory protections
around executive withdrawal authority. That certainly
is correct. But the question to be decided in this case is
not whether Congress sought to reign in executive authority, but whether there is “strong evidence” that
Congress would have chosen to give the Executive no
large-tract withdrawal authority under § 204(c) if it
was unable to limit that authority with a legislative
App. 78a
veto. The recommendations of the Commission do not
provide that strong evidence. Significantly, the Commission did not recommended a legislative veto. Nor
did it suggest that Congress reserve large-tract withdrawal authority to itself.
As discussed above, the Commission was equally
concerned with enabling the Executive to act through
controlled delegation as it was with preserving Congress’s reserved powers. Even while noting the “increasing controversy” caused by the Executive’s use of
its implied withdrawal authority, the Commission recognized that such executive action stemmed from a
need to manage public lands for which Congress had
provided inadequate statutory guidance. Commission
Report at 44; see Doc. 102 at 37. The Commission accordingly recommended that Congress “delineat[e]
specific delegation of authority to the Executive as to
the types of withdrawals and set asides that may be
effected without legislative action.” Id. at 2; see Doc.
102 at 35. In short, the Commission recommended that
Congress grant withdrawal authority to the Executive
without a legislative veto. This does not constitute
“strong evidence” that Congress would have withheld
the authority absent such a veto.4
4
Plaintiffs argue that the fact that Congress enacted the
veto provision even though the Commission had not recommended it suggests that Congress must have found the Commission’s recommendations insufficient to reign in executive power.
Doc. 110 at 13, n.12. Given the key role the Commission Report
played in the enactment of the FLPMA, however, it is equally
plausible that because the primary source guiding the enactment
of the FLPMA did not suggest a veto provision, Congress would
App. 79a
C. The Language, Structure, and Context
of § 204(c).
1. Policy Language.
Plaintiffs note that the language of the FLPMA repeatedly asserts legislative control over executive authority to withdraw public lands. Doc. 73 at 8. They
point to the FLPMA’s statement in § 102 declaring
that it is “the policy of the United States that . . . Congress exercise its constitutional authority to withdraw
or otherwise designate or dedicate Federal lands for
specified purposes and that Congress delineate the extent to which the Executive may withdraw lands without legislative action.” 43 U.S.C. § 1701(a)(4). They also
point to the FLPMA’s repeal of all implied authority to
the Executive and argue that this provision “bluntly
expresses Congress’s desire to reign in the withdrawal
authority of the Executive Branch.” Doc. 73 at 8-9. As
noted above, however, such provisions simply mirror
the Commission’s two-part recommendation that Congress reserve for itself withdrawal authority in specified areas (an action that required eliminating any
competing executive authority in those areas) and
grant specific authority to the Executive in other areas.
They say little about the importance of § 204(c)’s veto
provision in achieving these overall purposes.
have forgone such a provision had it known the provision was unconstitutional.
App. 80a
2. “Only.”
Plaintiffs further point to § 204(a), which states
that the “Secretary is authorized to make . . . withdrawals, but only in accordance with the provisions
and limitations of this section.” 43 U.S.C. § 1714(a),
cited in Doc. 73 at 9 (emphasis added). Plaintiffs argue
that this language shows that Congress could not have
intended the grant of authority in § 204(c) to exist
without all the provisions and limitations that pertain
to it, including the legislative veto. Doc. 73 at 9. This
language is repeated in § 202(e): “public lands shall be
removed from or restored to the operation of the Mining Law of 1872 . . . only by withdrawal action pursuant to [§ 204] or other action pursuant to applicable
law.” 43 U.S.C. § 1712(e)(3) (quoted in Doc. 110 at 7-8).
Plaintiffs maintain that this requirement, seen in tandem with the limiting language of § 204(a) and the
veto provision in § 204(c)(1), shows that “Congress was
willing to allow Interior to make long-term withdrawals of large acreage only if Congress could override that
withdrawal itself, without presentment to the President.” Doc. 110 at 8 (emphasis in Pl. brief ).
Plaintiffs rely on Justice Scalia’s concurrence in
Miller v. Albright, 523 U.S. 420, 457-58 (1998). In Miller, an alien plaintiff had argued that two requirements for demonstrating one’s citizenship under the
Immigration and Nationality Act (“INA”) violated the
equal protection clause of the Constitution because
they required proofs of parentage from those born of
U.S. citizen fathers that were not required from those
born of U.S. citizen mothers. 523 U.S. at 424. Justice
App. 81a
Scalia opined that the Court could not sever the unconstitutional provisions and leave the rest of the statute
intact because “the INA itself contains a clear statement of congressional intent: ‘A person may only be
naturalized as a citizen of the United States in the
manner and under the conditions prescribed in this
subchapter and not otherwise.’ ” Id. at 457 (emphasis
added by Scalia). He found that “reliance upon the
INA’s general severability clause . . . is misplaced because the specific governs the general.” Id. In other
words, Justice Scalia found that Congress’s direct
statement that citizenship could be acquired in the
manner specified in the statute “and not otherwise”
overrode the severability clause’s suggestion that invalid provisions could be eliminated, leaving the rest
of the statute’s requirements in place.
Plaintiffs argue that the same analysis applies
here – that because Congress stated that the Secretary
could exercise his withdrawal authority “only” in compliance with the relevant subsections of § 204, none of
the provisions can be severed without violating Congress’s intent. For several reasons, the Court is not persuaded.
First, Miller did not find the challenged provisions
unconstitutional, so the Court never ruled on severability. Justice Scalia’s comments are not only in a concurrence, they are dicta.
Second, the INA provision in question included the
word “only” as well as the words “and not otherwise.”
Id. at 457 (“ ‘A person may only be naturalized as a
App. 82a
citizen of the United States in the manner and under
the conditions prescribed in this subchapter and not
otherwise.’ ” (emphasis added)). Justice Scalia relied on
the latter phrase – “and not otherwise” – for his conclusion. Section 204(a) of the FLPMA does not include
that phrase, and the presence of the single word “only”
is an insufficient basis, in the Court’s view, to disregard
Congress’s clear statement that “[i]f any provision of
the [FLPMA] or the application thereof is held invalid,
the remainder of the [FLPMA] and application thereof
shall not be affected thereby.” Act of Oct. 21, 1976, Pub.
L. No. 94-579, 90 Stat. § 707; 43 U.S.C. § 1701, historical and statutory notes (emphasis added).
Third, Justice Scalia reaffirmed that courts have
“judicial power to sever the unconstitutional portion
from the remainder [of an Act], and to apply the remainder unencumbered.” Id. The operative question,
he maintained, is “whether Congress would have enacted the remainder of the law without the invalidated
provision.” Id. That is precisely the question addressed
in this order.
Finally, Justice Scalia’s concurrence does not in
any way eliminate the presumption of severability
raised by the severability clause or the requirement
that “strong evidence” must be presented to overcome
that presumption. Chadha, 462 U.S. at 932; Alaska Airlines, 480 U.S. at 686.
App. 83a
3. Structure.
Plaintiffs argue that “the structure of 204(c) further highlights the impossibility of severing the veto
alone.” Doc. 73 at 11. They first argue that the Secretary’s large-tract withdrawal authority and the legislative veto are integrated into the same provision,
showing that Congress intended them to remain
linked. Subsection 204(c)(1) states, in relevant part:
[A] withdrawal aggregating five thousand
acres or more may be made . . . only for a period of not more than twenty years by the Secretary on his own motion or upon request by
a department or agency head. The Secretary
shall notify both Houses of Congress of such a
withdrawal no later than its effective date
and the withdrawal shall terminate and become ineffective at the end of ninety days . . . if
the Congress has adopted a concurrent resolution stating that such House does not approve
the withdrawal.
43 U.S.C. § 1714(c)(1) (emphasis added). The remainder of the subsection specifies the precise legislative
procedures for exercising the veto. Id.
It is undisputed that Congress intended the veto
to apply to large-tract withdrawals and not to other
grants of authority. Thus, it is unremarkable that
the veto provision and the delegation of large-tract
withdrawal authority appear in the same subsection.
As Defendants point out, “it only makes sense from the
standpoint of clarity that a veto relating solely to
the withdrawal authority appear in close textual
App. 84a
proximity to that authority.” Doc. 101 at 14. The relevant question, however, is not whether Congress intended the veto to serve as a potential check on
large-tract withdrawals – it clearly did – but whether
there is “strong evidence” that Congress would have
withheld the large-tract withdrawal authority had it
known the veto was unconstitutional. As Chadha instructs, mere “reluctance” to delegate authority in the
absence of a legislative veto is not enough to rebut the
presumption of severability that attaches when Congress includes a severability clause. 462 U.S. at 932
(“Although it may be that Congress was reluctant to
delegate final authority over cancellation of deportations, such reluctance is not sufficient to overcome the
presumption of severability raised by [the severability
clause].”). Plaintiffs’ textual proximity argument
therefore does little to advance the view that Congress
would not have wanted the Court to sever the unconstitutional veto provision, leaving the remainder of
§ 204(c) intact, particularly where the severability
clause permits that Court to do just that and “it is the
duty of th[e] court . . . to maintain the act in so far as
it is valid.” Alaska Airlines, 480 U.S. at 686; see also
Ayotte v. Planned Parenthood of N. New England, 546
U.S. 320, 329 (2006) (the court tries “not to nullify more
of a legislature’s work than is necessary,” lest it “frustrate[ ] the intent of the elected representatives of the
people”) (internal quotation marks and citations omitted).
App. 85a
4. Notice and Reporting Requirements.
Plaintiffs next argue that severing the legislative
veto would leave the notice and reporting requirements in § 204(c)(1) and § 204(c)(2) with no purpose.
Doc. 73 at 11-12. As shown above, § 204(c)(1) requires
that the Secretary notify both houses of Congress of a
large-tract withdrawal on or before the date that that
withdrawal goes into effect. 43 U.S.C. § 1714(c)(1). Section 204(c)(2) further requires that “[w]ith the notices
required by subsection (c)(1) of this section and within
three months after filing the notice under subsection
(e) of this section, the Secretary shall furnish to the
committees” a detailed report containing twelve specific elements, collectively detailing the rationale for
the withdrawal and documenting the procedures used
for public consultation, data collection, and evaluation.
See 43 U.S.C. § 1714(c)(2).
Subsection 204(c)(2)’s explicit reference to the notice requirement in (c)(1), and the fact that the required reports are to go to the committees who may,
within 30 days, either make a motion to veto that action or be discharged from further consideration (see
§ 204(c)(1)), shows that Congress envisioned the reports as aiding the committees in deciding whether to
recommend a veto. This does not resolve the question,
however, of whether the reporting requirements have
value without a legislative veto provision.
The Court concludes that the reporting requirements provide a meaningful limitation on executive action even if no legislative veto may be exercised. They
App. 86a
require the Secretary to explain the reasons for the
withdrawal (§ 204(c)(2)(1)); evaluate the environmental impact of the current uses and the economic impact
of the change (id. at (2)); identify present uses and users of the land, including how these will be affected (id.
at (3)); explain what provisions will be made for continuation or termination of existing uses (id. at (4));
consult with local governments and other impacted individuals and groups, and report on the impact of the
withdrawal on these parties (id. at (7)-(8)); state the
time and location of public hearings or other public involvement (id. at (10)); state where the records of the
withdrawal can be examined by interested parties (id.
at (11)); and submit a report prepared by a qualified
mining engineer, engineering geologist, or geologist
concerning general geology, known mineral deposits,
past and present mineral production, and present and
future market demands (id. at (12)). As Defendants argue, such requirements “not only impose a duty to present certain information to Congress; they also force
the Secretary to incorporate such considerations into
his decision-making process prior to making a largetract withdrawal.” Doc. 101 at 16. Defendants equate
the value of these requirements to that of preparing an
EIS under NEPA. Id., n. 11.
Beginning with Chadha, legislative veto cases
have recognized the value of reporting requirements
separate from the veto provisions to which they pertain. In Chadha, Congress gave the Attorney General
authority under the INA to suspend an alien’s deportation. 462 U.S. at 923. The Act required the Attorney
App. 87a
General to provide Congress with a detailed statement
of the facts, relevant law, and reasons for suspension,
and it allowed for one house of Congress to block the
suspension. Id. at 924-25. The Court struck down the
one-house veto as unconstitutional, but found it severable from the grant of authority. Id. at 959. The Court
reasoned, in part, that “Congress’ oversight of the exercise of this delegated authority is preserved” under
the Act’s reporting requirements. Id. at 935. The Supreme Court found it significant that Congress would
still maintain the ability to block any unwanted suspensions by means of the regular legislative process.
Id., n. 8.
In Alaska Airlines, Congress enacted an employee
protection program as part of the Airline Deregulation
Act of 1978 and granted the Secretary of Labor authority to write implementing regulations. 480 U.S. at 678.
Similar to the statute at issue in Chadha, the Act included a “report and wait” provision under which the
Secretary was required to submit the proposed regulations to committees of both houses of Congress, with
the regulations to become effective in 60 days unless
blocked by a resolution of either house. Id. at 682. The
Supreme Court recognized that eliminating the veto
would alter the Act’s balance of power between Congress and the Executive Branch (id. at 685), but found
that Congress retained significant oversight even
without the veto because it would receive reports of the
Secretary’s action, could attempt to influence the Secretary during the waiting period, and could enact
App. 88a
proper legislation to block the Secretary’s regulations
from going into effect. Id. at 689-90.
In Alabama Power Company v. United States Department of Energy, 307 F.3d 1300, 1307, n. 5 (11th Cir.
2002), Congress authorized the Secretary of Energy to
make fee adjustments under the Nuclear Waste Policy
Act of 1982. The Act required the Secretary to conduct
annual reviews and evaluations of existing fees and to
transmit any proposed changes to Congress. Id. These
changes would go into effect in 90 days unless blocked
by resolution of either house of Congress. Id. The Eleventh Circuit found the reporting requirements significant even absent a veto because they would give
Congress the ability to “keep tabs on the Secretary’s
use of administrative discretion.” Id. at 1308.
These cases recognize that reporting requirements have oversight value even when severed from
the legislative veto to which they originally were attached. The detailed reporting requirements in
§ 204(c)(2) have similar value. They not only inform
Congress of the Secretary’s large-tract withdrawals so
that Congress can respond through the normal legislative process if warranted, they also ensure that the
Secretary will consider environmental and economic
impacts of the withdrawal, consider current uses of the
withdrawn land, consult with local governments and
other impacted individuals, hold public hearings, and
consult qualified experts about the known mineral deposits, past and present mineral production, and present and future market demands. See 43 U.S.C.
§ 1714(c)(2). These requirements will continue to have
App. 89a
significant meaning even after the legislative veto is
invalidated.
Plaintiffs argue that City of New Haven, 809 F.2d
900, is more applicable here. Doc. 110 at 8-9. In that
case, Congress granted the President authority to defer congressional appropriations to the end of the fiscal
year by sending a “special message” to Congress including the rationale for the deferral, its amount and
intended duration, and its probable fiscal consequences. 809 F.2d at 901. The presidential deferral was
to take effect automatically, but Congress could override it with a resolution of either house. Id., n. 1. The
D.C. Circuit acknowledged that Congress touched on
the need for effective notices during congressional debate, but agreed with the District Court’s findings
based on “overwhelming evidence of congressional intent” that “Congress – had it known that it could not
disapprove unwanted impoundments by means of a
legislative veto – would never have enacted a statute
that conceded impoundment authority to the President.” Id. at 903 (emphasis in original), 907, n. 19. As
the Court will discuss more fully below with respect to
legislative history, such “overwhelming evidence” is not
present here.
Plaintiffs further argue that cases that contain a
“report and wait” requirement are inapplicable because the FLPMA permits Executive Branch withdrawals to go into effect without a waiting period, so
that “without the veto, the notices contribute nothing.”
Doc. 73 at 12, n. 10. Plaintiffs are correct that the absence of a waiting period gives Congress less
App. 90a
opportunity to influence an executive decision before it
takes effect, but this point does not help Plaintiffs. If
anything, the fact that the FLPMA allows executive
withdrawals to go into effect immediately suggests
that influencing executive action or attempting to
block it through a legislative veto was less important
to Congress in the FLPMA than in the “report and
wait” statutes.
5. Distinctions between Grants of Authority.
Plaintiffs argue that excising only the veto would
nullify the distinction Congress intended to make between small-tract withdrawals (less than 5,000 acres)
and large-tract withdrawals, as clearly evidenced by
the fact that Congress provided for this authority in
separate sections. Doc. 110 at 10-11. It is true that removal of the veto provision negates a key distinction
between § 204(c) and § 204(d), but the veto provision is
not the only important distinction between these sections. As discussed above, the reporting requirements
that attach to § 204(c) withdrawals remain and have
utility independent of the veto. Additionally, § 204(d)
allows for three separate kinds of withdrawals: one for
a “desirable resource use” that can be of unlimited duration, one for “any other use” that is limited to 20
years, and one for “a specific use then under consideration by the Congress” that is limited to 5 years. 43
U.S.C. § 1714(d)(1)-(3). Withdrawals under § 204(c), by
contrast, can be made only up to 20 years. Although a
large-tract withdrawal can be extended for the same
App. 91a
period as the original withdrawal, such extensions require review by the Secretary, a repeat of the notice
and reporting procedures for the original withdrawal,
and a determination that the extension is necessary to
achieve the original purposes. Id. at § 1714(f ). There is
no provision, as there is in § 204(d), for unlimited withdrawals. Nor does it appear that Congress intended
the Secretary to make large-tract withdrawals as a
way to effectuate uses under consideration by Congress as it envisioned the Secretary doing with smaller
withdrawals in § 204(d)(3). These distinctions remain
even without the veto provision. Thus, severing only
that provision would not collapse Congress’s separate
intentions with respect to § 204(c) and § 204(d).
6. Emergency Withdrawals.
Plaintiffs argue that elimination of the veto provision would effectively eliminate the need for § 204(e),
which permits emergency withdrawals for up to three
years, because the Secretary could use § 204(c) to withdraw the same land for up to 20 years. Doc. 110 at 11.
This overstates the case. Section 204(c)(2) imposes the
detailed reporting requirements described above for
large-tract withdrawals. 43 U.S.C. § 1714(c)(2). Although the same notice and reports are required for
emergency withdrawals, the Secretary may make
emergency withdrawals before preparing the reports.
Id. The fact that large-tract withdrawals made under
§ 204(c) become effective only after the Secretary furnishes detailed reports to Congress means that
§ 204(c) could not be used to make withdrawals on the
App. 92a
same expedited basis as § 204(e) permits. Additionally,
public hearings, which are required for all other withdrawals, are not required under § 204(e). 43 U.S.C.
§ 1714(h). Thus, § 204(e) retains separate significance
even if the veto provision is severed from § 204(c).
Plaintiffs make a converse argument that elimination of only the veto provision in § 204(c) would render
the rest of that section superfluous because the Secretary could make large-tract withdrawals for up to 3
years in an emergency situation pursuant to § 204(e),
giving Congress time to enact proper legislation to extend those withdrawals for longer periods. Doc. 110 at
11. This argument is unpersuasive because § 204(e)
applies only “if an emergency situation exists and . . .
extraordinary measures must be taken to preserve values that would otherwise be lost.” 43 U.S.C. § 1741(e).
Absent § 204(c)’s delegation of authority, all non-emergency withdrawals of more than 5,000 acres would require an affirmative act of Congress. This is
inconsistent with Congress’s express delineation of
“the extent to which the Executive may withdraw
lands without legislative action,” particularly in light
of the dual purposes of the FLPMA as expressed in
§ 204(a) and embodied in the Commission Report. See
43 U.S.C. § 1701(a)(4); Doc. 102 at 35.
7. Other Arguments.
Plaintiffs’ remaining textual arguments are that
neither the 20-year limitation in § 204(c) nor Congress’s purported ability to reverse the Secretary’s
App. 93a
actions through the normal legislative process provides meaningful restraint on executive action absent
the veto. Doc. 110 at 8-9. Plaintiffs argue that the 20year limitation is “infinitely renewable,” and, even if
not renewed, is essentially a lifetime to those with current investments in the withdrawn area. Doc. 110 at 8.
Plaintiffs also argue that the possibility of reversing
the withdrawal through full legislative action is not a
viable alternative to a legislative veto because doing so
would require the President to agree to override actions of his own Secretary of the Interior. Id. at 9.
The Secretary’s ability under § 204(c) to withdraw
public lands for up to 20 years is, undeniably, a significant grant of power that would be made more pronounced absent an immediate mechanism for
legislative restraint. Any textual arguments that Congress would not have enacted this grant of authority
absent the legislative veto, however, are tempered by
the fact that Congress gave the Secretary unfettered
authority to make 20-year and other unlimited withdrawals under § 204(d) where public uses of smaller,
but still significant, acreage was at stake.5 The ability
5
The legislative history also shows that Congress increased
the duration of large-tract withdrawals from 5 to 20 years. House
members who commented in floor debates indicated that they did
not want Interior to be constantly saddled with paperwork or Congress to have the burden of frequent reviews. See, e.g., 122 Cong.
Rec. 23,438 (1976) (statement of Rep. Mink) (“[I]f withdrawals are
restricted to a maximum duration of 5 years, the Secretary will
be overwhelmed with almost endless paperwork and field studies
to justify, and continually rejustify, land management decisions.”);
id. at 23,436 (statement of Rep. Seiberling) (“This provision [requiring review of large-tract withdrawals subject to a veto every
App. 94a
to extend withdrawals made under § 204(c) is also not
unlimited. As noted above, the procedures required for
such an extension are substantial.
The argument that Congress would lack a viable
means to reverse a large-tract Executive Branch withdrawal through proper legislation requiring presentment to the President, and therefore would not have
granted the Secretary this authority absent the legislative veto, is also unpersuasive. The fact that Congress clearly wanted the ability to take legislative
action without presentment does not mean that, faced
with the unconstitutionality of that approach, Congress would have withheld its delegation of power even
when a proper legislative check on that power would
still be available.6 Withholding large-tract withdrawal
authority from the Executive would have saddled Congress with the responsibility for managing and
five years] is burdensome, time consuming, and counterproductive.”).
6
As noted in the legislative history section below, the House
Committee that reviewed and approved the House version of the
FLPMA contemplated that Congress could reverse large-tract executive withdrawals through the normal legislative process in
cases where the veto had not been utilized. The Committee noted
“each House will have, for a period of 90 days, the opportunity to
terminate all such withdrawals,” and, “[a]bsent such timely action, it will take an Act of Congress to terminate the withdrawal
if the Secretary does not do so.” H.R. Rep. No. 94-1163, at 6,183
(1976). At least one Representative also recognized in floor debate
that for certain, irrevocable decisions, a veto may be more essential, but “if land is set aside by the Secretary and exempt from the
Mining Act . . . the land will still be there and Congress at any
time can open them up.” 122 Cong. Rec. at 23,454 (statement of
Rep. Seiberling).
App. 95a
enacting – through the full legislative process – all
withdrawals of land over 5,000 acres. The legislative
history discussed below suggests that Congress was
not eager to assume such a burden.
Moreover, provisions of the FLPMA other than the
legislative veto provide meaningful checks on executive authority. These include § 204(a), which restricts
large-tract withdrawals to the Secretary or other Senate-approved appointees, § 204(c)(1), which limits
large-tract withdrawals to 20 years, and § 204(c)(2),
which establishes the detailed notice and reporting requirements discussed above. The Court cannot conclude that Congress would have viewed these
restrictions as so lacking in substance that it would
have reserved all large-tract withdrawal authority to
itself if it could not impose the one additional restriction of a legislative veto.
D. Legislative History.
Congress enacted the FLPMA as Public Law 94579 on October 21, 1976. 43 U.S.C. § 1714, historical
and statutory notes. The legislation came about as a
result of bills passed in both the House (H.R. 13777)
and the Senate (S. 507) that were brought together by
the Committee of Conference. H.R. Rep. No. 94-1724,
at 6228 (Conf. Rep.) (1976). The Senate bill was put forward and enacted in lieu of the House bill, but its language was amended to contain most of the text of the
House bill. Id. Significantly, only the House bill contained a legislative veto. Id. at 6,229, sec. 4(d).
App. 96a
Additionally, only the House bill provided for repeal of
all existing executive withdrawal authority. Id. at
6,237. The conferees adopted both of these provisions,
but revised the House’s one-house legislative veto to
require a concurrent resolution of both houses. Id., id.
at 6,229, sec. 4(d).
In support of their argument that Congress would
not have enacted § 204(c) without the veto provision,
Plaintiffs point to the House Report endorsing the original House Bill, the Conference Report, and the statements of various House members during floor debates.
See Docs. 73 at 9; 110 at 14-16; 113 at 20-23. The Court
will address each of these sources of legislative history.
1. House Report.
Plaintiffs argue that the House Report indicates
that “providing for control over large-tract withdrawals was a ‘major objective’ of FLPMA.” Doc. 113 at 20.
The House Report was issued on May 15, 1976, by the
House Committee on Interior and Insular Affairs to
which the original House bill had been referred. H.R.
Rep. No. 94-1163, at 6175 (1976). The House Committee stated that one of the “major objectives” of the bill
was to “[e]stablish procedures to facilitate Congressional oversight of public land operations entrusted to
the Secretary of Interior.” Id. at 6,176, sec. (4). It also
noted that “[p]ublic concern over the possibility of excessive disposals of public lands on the one hand and
excessive restrictions on the other is reflected in the
inclusion of requirements for referral of certain types
App. 97a
of actions to the Congress for review,” including “withdrawals and extensions of withdrawals of 5,000 acres
or more.” Id. at 6,177. Commenting on the veto provision, the Committee noted that upon receiving notice
from the Secretary of withdrawals or extensions totaling 5,000 acres or more, “each House will have, for a
period of 90 days, the opportunity to terminate all such
withdrawals,” and “[a]bsent such timely action, it will
take an Act of Congress to terminate the withdrawal if
the Secretary does not do so.” Id. at 6,183.
Defendants argue, and the Court agrees, that the
House Report does not provide “strong evidence” that
the veto was a major objective of the FLPMA. Doc. 115
at 13. The Report provides some evidence that the
House would have been averse to a final version of the
FLPMA that did not include the veto provision approved in its own bill, but the strength of this evidence
is reduced by the fact that the Report does not state
that the veto is a major objective of the bill, only that
“[e]stablish[ing] procedures to facilitate Congressional
oversight of public land operations entrusted to the
Secretary” is such an objective. H.R. Rep. No. 94-1163
at 6,176. Where the Report discusses the veto provision
specifically, it does so in the context of a number of
other “procedural controls,” including that the Secretary must provide notice to Congress, must include
with this notice other information as specified in the
bill, must promulgate the withdrawal on the record
and provide an opportunity for hearings, may segregate lands only for one year before taking definitive action, and may act only through the Secretary and
App. 98a
“policy officers in the Office of the Secretary appointed
by the President with the advice and consent of the
Senate.” Id. at 6,183-84. As noted above, these provisions, independent of the veto, provide strong congressional control on large-tract withdrawals. Taken as a
whole, the House Report does not provide “strong evidence” that the veto provision alone was essential to
the House’s approval of the delegation of authority in
§ 204(c).
The separate and dissenting views of House Committee members Udall and Seiberling cast further
doubt on the centrality of the veto. Representative
Udall expressed general approval of the bill’s “long
overdue” statutory guidelines for federal land management, but opined that the bill contained “serious
flaws.” H.R. Rep. No. 94-1163, at 221, reprinted in
Legis. Hist. of the Fed. Land Policy and Mgmt. Act of
1976, at 650 (1978) [hereinafter FLPMA Legis. Hist.];
see Doc. 117-3 at 2. “Most specifically,” he stated,
I disagree with those sections of the bill which
set forth new procedures for Congressional review of Executive withdrawals of public lands.
While I have always been strongly in favor of
additional oversight of the Department of Interior by the Congress and this Committee,
the simple fact is that the mechanism of
“withdrawal” of public lands from mineral entry is currently the only defense we have
against mining activity on the public domain.
Id. Representative Seiberling, dissenting on behalf of
himself and five other House members, similarly took
App. 99a
issue with the bill’s limitations on executive withdrawals which he favorably cited as providing needed protection of public lands. Id. at 231, reprinted in FLPMA
Legis. Hist., 658; see Doc. 117-3 at 5. He stated “[w]e do
not suggest that Congress should not exercise oversight over this withdrawal authority[,]” but that the
veto provision and the requirement imposed on the
Committee “to examine every proposed new withdrawal over 5,000 acres” would be overly burdensome
to Congress and the Interior. Id.
2. Conference Report.
Plaintiffs argue that the sentiments of the House
Committee are echoed in the Conference Report, but
this Report contains even less evidence from which to
infer that the veto was an absolute prerequisite to Congress’s delegation of large-tract withdrawal authority.
The only mention the Report makes of the veto is to
note that the conferees adopted it as part of the House
amendments to the Senate Bill and that they revised
it to require action from both houses. H.R. Rep. No. 941724, at 6,229 (Conf. Rep.). There is no further discussion of the veto from which to conclude that Congress
would not have passed § 204(c) without it.
The Staff Recommendations of both houses, prepared at the request of the Committee of Conference,
shed slightly more light on the analysis surrounding
the inclusion of the veto in the revised Senate bill that
ultimately became the FLPMA. Staff of Comm. on
Conf. of S. 507, 94th Cong., Fed. Land Policy and Mgmt.
App. 100a
Act & Natural Res. Lands Mgmt. Act (Comm. Print
1976), reprinted in FLPMA Legis. Hist., at 747-869; see
Doc. 117-2 at 2-14. The Staff identified provisions it
found consistent with both the House and Senate bills
in roman text, provisions it found consistent with the
objectives of both houses in italics, and provisions of
one house for which it had no clear recommendation in
bold. Id., Explanatory Note, reprinted in FLPMA Legis.
Hist., at 748; see Doc. 117-2 at 3. With the exception of
the nine lines containing the veto, the Staff placed all
of proposed § 204 in italics, denoting that it was consistent with the objectives of both houses. Id. at 19-22,
reprinted in FLPMA Legis. Hist., at 767-770; see Doc.
117-2 at 6-14. The veto provision was printed in bold
type, showing that the Staff found § 204(c)’s grant of
authority and its various procedural limitations, including the notice and reporting requirements, consistent with the objectives of both houses, but did not
reach the same conclusion with respect to the veto.
Thus, while the Committee of Conference adopted the
House version of § 204(c) that subsequently passed
into law, there is no evidence of a strong consensus of
both houses that the veto was inextricable from the
grant of large-tract withdrawal authority.
3. House Floor Debates.
Plaintiffs rely heavily on statements of House
members during floor debates held on July 22, 1976, to
show that Congress would not have granted the Secretary large-tract withdrawal authority apart from the
veto. Representative Melcher, chief sponsor of the
App. 101a
House bill, described the veto as “congressional oversight responsibility” and stated that “[s]ince there is
now no system of congressional review and congressional oversight of withdrawals, this is the first positive step that Congress has taken to . . . exercise that
responsibility.” 122 Cong. Rec. 23,452 (1976); see Doc.
73 at 9. When debating an amendment to raise the
acreage for withdrawals triggering congressional review from 5,000 to 50,000 acres, and the duration from
5 to 25 years (id. at 23,440), Representative Steiger
stated even more strongly that “there were those of us
– and I include myself – who felt that the Secretary
should have the opportunity of making no withdrawals
without the review of Congress” and that “5,000 acres
already represents a strong compromise.” Id. at 23,452.
These sentiments were echoed by Representative Santini: “I think it is a fair and rational compromise to set
a 5,000-acre ceiling. . . . I think it is imperative that
the position of the [drafting] committee be maintained.” Id. at 23,453. Similarly, Representative Skubitz stated that “[o]ne of the most important reasons
for adopting this bill is that it provides for congressional oversight and control over an executive agency
which, at present, is free to act mostly of its own accord,” and that “[i]t is essential that Congress be informed of, and able to oppose if necessary, withdrawals
which it determines not to be in the best interests of
all the people.” Id. at 23,437.
Other House members were less supportive of
placing constraints on executive withdrawals, in general. Representative Forsythe expressed the view that
App. 102a
the House bill “bends too far” and would result in reluctance on the part of Interior to make withdrawals
as well as open up the possibility that “the mining industry will descend on Congress every time a withdrawal is proposed to urge that it be disapproved.” Id.
at 23,440. Representative Fenwick expressed the view
that “[s]ince the purpose of withdrawals is to protect
the lands that belong to the people of this country, it
would seem to me that the granting of permission to
use the land ought to be the area where Congress
raises questions, and that the protection and preservation of those lands should be encouraged . . . and not
made difficult.” Id. at 23,452. Representative Seiberling similarly recognized that “a withdrawal is basically a protective mechanism” and called the review
provisions in § 204 one of the “most objectionable provisions in the legislation.” Id. at 23,436. Representative Mink, who proposed the above-cited amendment,
opposed both the 5,000 acre limit and the then-proposed time duration of five years because she believed
these would place an unworkable burden both on the
Secretary and on the House and Senate Interior Committees. Id. at 23,438.
Plaintiffs point out that Representative Mink and
the supporters of her amendment who generally espoused less oversight never directly opposed the veto
provision or recommended removing it. Doc. 113 at 23,
n. 15. They quote Representative Mink as saying “I
most certainly do not object to congressional oversight
in withdrawal matters,” and to Representative Seiberling as saying that, under the proposed amendment,
App. 103a
“withdrawals would still be subject to disapproval by a
resolution of either House.” Id. (citing 122 Cong. Rec.
23,436, 23,438). This does not mean, however, that
these members would have opposed the delegation of
large-tract withdrawal authority had they foreseen the
need to remove the veto as constitutionally impermissible. It appears, instead, that they were attempting to
appease those who would disfavor any less restricted
delegation of authority while still trying to raise their
own objections. This is clear from Representative
Mink’s statement that “[i]f Congress absolutely deems
it necessary to exercise control over the withdrawal
system, I suggest that we limit review to withdrawals
involving 25,000 acres or more, and establish a duration period of 15 years.” 122 Cong. Rec. 23,438. Ultimately the House adopted a compromise in which it
kept the 5,000 acre limit, but extended the permissible
withdrawal period to 20 years.
The floor debates clearly show that some members
of the House were unwilling to consider allowing the
Secretary to make withdrawals of more than 5,000
acres without some form of meaningful oversight and,
presumably, would not have consented to a delegation
of such authority absent the veto provision, while other
members, such as Representative Seiberling, expressed the value of allowing the Secretary to make
such withdrawals for the protection of public lands and
saw this as a more efficient and effective means of federal land management than relying on Congress to enact full legislation. See, e.g., 122 Cong. Rec. at 23,453
(statement of Rep. Seiberling) (“The purpose of
App. 104a
withdrawal by the Secretary, without waiting for the
lengthy process of legislation, is to be able to act
promptly to set aside lands.”). Whether these members, or, more accurately, whether a majority of the
House, would have found this delegation too important
to eliminate cannot be answered from these isolated
comments.
The statements of individual representatives ultimately carry less weight than Committee Reports in
analyzing Congress’s intent. Garcia v. United States,
469 U.S. 70, 76 (1984) (“[W]e have repeatedly stated
that the authoritative source for finding the Legislature’s intent lies in the Committee Reports on the bill,
which ‘represen[t] the considered and collective understanding of those Congressmen involved in drafting
and studying proposed legislation.’ ”) (internal citations omitted). Here, however, the House Report is not
particularly helpful in isolating the significance of the
veto provision in relation to the other limitations contained in the FLPMA and in § 204 in particular. The
Conference Report merely reflects that the conferees
adopted the House amendments that included the legislative veto, but provides no discussion from which to
conclude that elimination of the veto alone would have
caused Congress to withhold large-tract withdrawal
authority. See Gulf Oil Corp. v. Dyke, 734 F.2d 797, 804
(Temp. Emer. Ct. App. 1984) (stating that the mere reference to and description of vetoes in legislative reports is “not helpful in determining what Congress
would have intended had it known the legislative vetoes were invalid.”).
App. 105a
Plaintiffs argue that this case is like City of New
Haven in which the D.C. Circuit took into account the
“numerous statements of individual legislators urging
the passage of legislation to control presidential impoundments” and agreed with the lower court that the
“ ‘raison d’etere’ of the entire legislative effort was to
assert control over presidential impoundments.” 809
F.2d at 907 (emphasis in original). Here, however, the
evidence from the pre-FLPMA Commission Report, the
text and structure of the FLPMA, the statements of
House members, and the Committee Reports all reflect
that the FLPMA was equally concerned with granting
withdrawal authority to the Executive as it was with
setting proper limits and procedural safeguards on the
exercise of that authority. Additionally, unlike City of
New Haven, in which t
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