Petition for Writ of Certiorari — Donnie Lowe, Petitioner v. Rick Raemisch, et al.
Supreme Court briefMar 9, 2018
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IN THE
Supreme Court of the United States
_________
DONNIE LOWE,
Petitioner,
v.
RICK RAEMISCH & TRAVIS TRANI,
Respondents.
____________
On Petition for a Writ of Certiorari to the
United States Court of Appeals for the Tenth Circuit
________
PETITION FOR A WRIT OF CERTIORARI
________
ELISABETH L. OWEN
DANIEL M. GREENFIELD
LEVIN-SITCOFF
Counsel of Record
1512 Larimer Street, RODERICK & SOLANGE
MACARTHUR JUSTICE CENTER
Suite 650
NORTHWESTERN PRITZKER SCHOOL OF
Denver, CO 80202
LAW
(303) 575-9390
375 E. Chicago Ave.
Chicago, IL 60611
(312) 503-8538
daniel-greenfield@law.northwestern.edu
Attorneys for Petitioner
i
QUESTION PRESENTED
Whether clearly established Eighth Amendment
law permits prison officials to permanently deprive a
prisoner in solitary confinement of outdoor exercise
without a security rationale.
ii
TABLE OF CONTENTS
Question Presented ............................................................. i
Table Of Authorities .........................................................iii
Petition For A Writ Of Certiorari ...................................... 1
Opinions Below .................................................................. 1
Jurisdiction ........................................................................ 1
Constitutional Provisions Involved ................................... 1
Introduction........................................................................ 2
Statement Of The Case ...................................................... 3
I. Petitioner’s Prolonged Solitary Confinement Without
Outdoor Exercise. ........................................................ 3
II. The District Court’s Decision. ..................................... 5
III. The Tenth Circuit’s Decision. ..................................... 8
Reasons For Granting The Petition ................................... 9
I. The Tenth Circuit’s Decision Creates A Split With
Five Other Circuits Which Have Concluded That
Prison Officials May Not Even Temporarily Deprive
Those In Solitary Confinement Of Outdoor Exercise
Without A Security Rationale. .................................. 10
II. This Case Is A Perfect Vehicle To Resolve This
Issue .......................................................................... 13
III. The Issues Presented Are Important ....................... 14
IV. The Tenth Circuit’s Decision Is Wrong .................... 19
V. Granting Review Would Allow the Court to Revisit
the Law of Qualified Immunity. ............................... 23
VI. In the Alternative, The Court Should Summarily
Reverse. ..................................................................... 25
Conclusion ........................................................................ 26
iii
Appendix A
Order, Lowe v. Raemisch, No. 16-1300
(10th Cir. Oct. 10, 2017) ............................................. 1a
Appendix B
Opinion, Lowe v. Raemisch, 864 F.3d 1212
(10th Cir. 2017) .......................................................... 2a
Appendix C
Order, Lowe v. Raemisch, 2016 WL 4091175
(D. Colo. July 18, 2016) ............................................ 15a
Appendix D
Exhibit 9 to Defendants’ Motion for Partial
Summary Judgment, Decoteau v. Raemisch,
No. 1:13-cv-03399 (D. Colo. July 6, 2016) ................ 23a
iv
TABLE OF AUTHORITIES
Cases
Ajaj v. United States, 293 F. App’x 575,
2008 WL4192378 (10th Cir. 2008) .............................. 6, 7
Allen v. Sakai, 48 F.3d 1082 (9th Cir. 1994) ................... 11
Anderson v. Colorado, 887 F. Supp. 2d 1133
(D. Colo. 2012) ................................................... 3, 4, 7, 22
Apodaca v. Raemisch, 864 F.3d 1071
(10th Cir. 2017) ............................................................... 6
Ashcroft v. al-Kidd, 563 U.S. 731 (2011) ......................... 19
Bass v. Perin, 170 F.3d 1312 (11th Cir. 1999) ................. 13
Crawford–El v. Britton, 523 U.S. 574 (1998)................... 23
Davis v. Ayala, 135 S. Ct. 2187 (2015)......................passim
Fogle v. Pierson, 435 F.3d 1252
(10th Cir. 2006) ............................................20, 21, 22, 26
Glossip v. Gross, 135 S. Ct. 2726 (2015) .................... 16, 17
Hernandez v. Velazquez, 522 F.3d 556
(5th Cir. 2008) ......................................................... 11, 12
Hope v. Pelzer, 536 U.S. 730 (2002) ..........................passim
Housley v. Dodson, 41 F.3d 597 (10th Cir. 1994) .............. 8
Malley v. Briggs, 475 U. S. 335 (1986)............................. 22
In re Medley, 134 U.S. 160 (1890) ................................ 2, 15
Milligan v. Hovey, 17 F. Cas. 380 (No. 9605)
(C.C.D. Ind. 1871).......................................................... 24
Mullenix v. Luna, 136 S. Ct. 305 (2015) ...................passim
Norwood v. Vance, 591 F.3d 1062 (9th Cir. 2010) ........... 11
Pearson v. Ramos, 237 F.3d 881 (7th Cir. 2001) ....... 12, 13
Perkins v. Kan. Dep’t of Corr., 165 F.3d 803
(10th Circuit 1999) .................................................passim
Procunier v. Martinez, 416 U.S. 396 (1974) ..................... 18
Ruiz v. Texas, 137 S. Ct. 1246 (2017) ................................ 2
Saucier v. Katz, 533 U.S. 194 (2001) ............................... 19
Spain v. Procunier, 600 F.2d 189 (9th Cir. 1979) ..... passim
v
Thornburgh v. Abbott, 490. U.S. 401 (1989) .................... 19
Tracy v. Swartwout, 35 U.S. 80 (1836) ....................... 23-24
Walker v. Mintzes, 771 F.2d 920 (6th Cir. 2016) ............. 12
Wyatt v. Cole, 504 U.S. 158 (1992) .......................... 9-10, 23
Ziglar v. Abbasi, 137 S. Ct. 1843 (2017) ...................... 9, 23
Constitutional Provisions
U.S. Const. amend. VIII ..................................................... 1
Other Authorities
Craig Haney, Mental Health Issues in Long-Term
Solitary and “Supermax” Confinement, 49 CRIME
& DELINQUENCY 124 (2003) .................................... 15, 16
David H. Cloud, et al., Public Health and Solitary
Confinement in the United States, 105(1) AM. J. PUB.
HEALTH 18 (2015) .......................................................... 15
Exhibit 9 to Defendants’ Motion for Partial
Summary Judgment, ECF No. 50-9, Decoteau v.
Raemisch, No. 1:13-cv-3399 (D. Colo. July 6, 2016) ....... 5
Fyodor Dostoyevsky, THE HOUSE OF THE DEAD
(Constance Garnett trans. 1961) (1862)) ...................... 17
James E. Pfander & Jonathan L. Hunt, Public
Wrongs and Private Bills: Indemnification and
Government Accountability in the Early Republic,
85 N.Y.U. L. REV. 1862 (2010) ...................................... 24
Kenneth L. Appelbaum, American Psychiatry Should
Join the Call to Abolish Solitary Confinement,
43 J. AM. ACAD. PSYCHIATRY & L. 406 (2015) ............... 15
Kit Kinports, The Supreme Court’s Quiet Expansion
of Qualified Immunity, 100 MINN. L. REV.
HEADNOTES 62 (2016) ................................................... 25
Minute Entry for Fairness Hearing, ECF No. 180,
Decoteau v. Raemisch, No. 1:13-cv-3399
(D. Colo. July 6, 2016) ..................................................... 5
Motion for Hearing, ECF No. 115, Decoteau v.
Raemisch, No. 1:13-cv-3399 (D. Colo. July 6, 2016) ....... 5
vi
Motion to Dismiss, ECF No. 18, Apodaca v. Raemisch,
No. 1:15-cv-00845 (D. Colo. Oct. 30, 2015)...................... 6
Order, ECF No. 12, Fogle v. Slack, No. 1:05-cv-01211
(D. Colo. July 20, 2010) ................................................. 21
Rick Raemisch, Opinion, My Night in Solitary,
N.Y. TIMES, Feb. 21, 2014 ............................................. 16
Settlement Agreement, ECF No. 162, Decoteau v.
Raemisch, No. 1:13-cv-3399 (D. Colo. July 6, 2016) ....... 5
Stuart Grassian, Psychiatric Effects of Solitary
Confinement, 22 WASH. U. J. L. & POL’Y 325 (2006)..... 16
William Baude, Is Qualified Immunity Unlawful,
106 CAL. L. REV. 45, 55–61 (2018) ................................ 23
The Yale Book of Quotations (F. Shapiro ed. 2006) ........ 17
1
PETITION FOR A WRIT OF CERTIORARI
Petitioner Donnie Lowe respectfully petitions this
Court for a writ of certiorari to review the judgment of
the United States Court of Appeals for the Tenth
Circuit.
OPINIONS BELOW
The Tenth Circuit’s opinion (Pet. App. 2a–14a) is
published at 864 F.3d 1212. The opinion of the district
court (Pet. App. 15a–22a) is unpublished, but is
available at 2016 WL 4091175.
JURISDICTION
The judgment of the United States Court of
Appeals for the Tenth Circuit was entered on July 25,
2017. Petitioner timely filed a petition for rehearing,
which the court of appeals denied on October 10, 2017.
On December 19, 2017, Justice Sotomayor granted an
extension of time to file a petition for a writ of
certiorari to March 9, 2018. This Court has
jurisdiction pursuant to 28 U.S.C. § 1254(1).
CONSTITUTIONAL PROVISIONS INVOLVED
The Eighth Amendment to the United States
Constitution provides: “Excessive bail shall not be
required, nor excessive fines imposed, nor cruel and
unusual punishments inflicted.”
2
INTRODUCTION
One hundred and twenty-eight years ago, this
Court expressed grave concerns with solitary
confinement. In re Medley, 134 U.S. 160, 170–71
(1890). More recently, Justice Kennedy has called for
this Court to examine its constitutionality and
lamented that “research still confirms what this Court
suggested over a century ago: Years on end of neartotal isolation exact a terrible price.” Davis v. Ayala,
135 S. Ct. 2187, 2210 (2015) (Kennedy, J., concurring).
And just last term, Justice Breyer described the
“terrible” trauma inflicted by solitary confinement
and emphasized the need for “constitutional scrutiny”
of the practice. Ruiz v. Texas, 137 S. Ct. 1246, 1247
(2017) (Breyer, J., dissenting from denial on
application for stay of execution).
Here, solitary confinement was imposed in a brutal
manner that exacerbated its cruelty. For twenty-three
years, prisoners in solitary confinement at the
Colorado State Penitentiary (“CSP”) were denied all
access to outdoor recreation. ECF No. 1 at ¶ 25.
Respondents did not assert that the blanket
prohibition at CSP was compelled by a security
rationale. See ECF No. 10. In fact, Respondents did
not assert any rationale. See id. Yet, Petitioner
Donnie Lowe endured that inhumane regime for more
than two years. ECF No. 1 at ¶ 99.
When the Tenth Circuit held that prison officials
were shielded by qualified immunity, it created a split
with five other circuits. In every other circuit to have
considered this issue, prison officials may not even
temporarily deny those in solitary confinement access
to outdoor recreation absent a security justification.
There is good reason for the prevailing view: in light
3
of the isolation and restrictions on out-of-cell
movement inherent to solitary confinement, it has
long been recognized that the ameliorating effect of
“outdoor exercise [is] a necessity.” Spain v. Procunier,
600 F.2d 189, 199 (9th Cir. 1979) (Kennedy, J.).
This case is an ideal vehicle for considering the
question presented because the record is clean and the
decisions below reasoned. If, however, the Court does
not grant plenary review, it should summarily reverse
for two reasons. First, the appellate decision squarely
conflicts with this Court’s holding that a security
rationale must motivate restrictions of the sort
imposed upon Petitioner. Second, the court of appeals’
qualified immunity analysis cannot be reconciled with
the inquiry mandated by this Court.
STATEMENT OF THE CASE
I.
Petitioner’s
Prolonged
Solitary
Confinement Without Outdoor Exercise.
Petitioner spent more than eleven years of his life
in solitary confinement. ECF No. 1 at ¶ 17. For much
of that time, he was incarcerated at CSP, where he
was also denied any access to outdoor recreation. This
case concerns the final two-plus years of that
deprivation. ECF No. 1 at ¶ 99.
At CSP, prisoners in solitary confinement are
housed alone in a small cell containing a metal bed,
desk, and toilet. Anderson v. Colorado, 887 F. Supp.
2d 1133, 1137 (D. Colo. 2012). “The cells [at CSP] were
designed in a manner that discourages and largely
restricts vocal communication between cells.” Id.
Petitioner was confined to his cell at CSP for twentythree hours a day, five days out of the week, and
twenty-four hours a day the remaining two. ECF No.
4
1 at ¶ 27. In short, “[t]he inmates’ daily existence [at
CSP] is one of extreme isolation.” Anderson, 887 F.
Supp. 2d at 1137.
As members of this Court have recognized,
prolonged solitary confinement inflicts profound
harm. See, e.g., Ayala, 135 S. Ct. at 2209 (Kennedy, J.,
concurring). And CSP’s solitary confinement regime
was uniquely harmful. From 1993 until 2016,
prisoners in solitary confinement at CSP were denied
access to outdoor recreation. ECF No. 1 at ¶ 25.
Respondents did not assert that the blanket
prohibition at CSP was compelled by a security
rationale. See ECF No. 10. In fact, Respondents did
not assert any rationale. See id. Notably, “CSP itself
was designed with a central open-air courtyard that
could be used for outdoor exercise.” Anderson, 887 F.
Supp. 2d at 1141; see also ECF No. 1 at ¶ 71.
As a consequence of the outdoor exercise ban, on
those days Petitioner was permitted to leave his cell,
he was escorted to another cell-like space where he
could recreate alone for approximately one hour. See
generally ECF No. 1 at ¶ 27. As one court has observed
of the exercise room available to prisoners in solitary
confinement at CSP:
This room is empty except for a chin-up
bar. It has two vertical “windows,”
approximately five feet by six inches in
size, which are not glassed but instead
are covered with metal grates. The
grates have holes approximately the size
of a quarter that open to the outside.
Anderson, 887 F. Supp. 2d at 1137 (quotation marks
in original); see also ECF No. 1 at ¶ 27; Pet. App. 23a
5
(reproducing a photograph of that room from another
challenge to the outdoor exercise restriction at CSP,
Exhibit 9 to Defendants’ Motion for Partial
Summary Judgment, ECF No. 50-9, Decoteau v.
Raemisch, No. 1:13-cv-03399 (D. Colo. July 6, 2016)).
Petitioner was released from CSP in March 2015.
Pet. App. 15a. On August 25, 2015, Petitioner filed the
present action, seeking damages and alleging that the
deprivation of outdoor exercise violated the Eighth
Amendment. ECF No. 1.
Approximately three months later, in response to
another lawsuit, Respondents entered into a
settlement agreement obligating them to provide
outdoor exercise to prisoners at CSP. See Pet. App.
21a (citing Settlement Agreement, ECF No. 162, and
Minute Entry for Fairness Hearing, ECF No. 180,
Decoteau v. Raemisch, No. 1:13-cv-3399 (D. Colo. July
6, 2016)). As a result, the Colorado Department of
Corrections (“CDOC”) erected exercise areas at CSP
where prisoners in segregation now recreate outdoors.
See generally Motion for Hearing at 2, ECF No. 115,
Decoteau v. Raemisch, No. 1:13-cv-3399 (D. Colo. July
6, 2016).
II.
The District Court’s Decision.
On November 9, 2015, Respondents filed a motion
to dismiss. ECF No. 10. In relevant part, they argued
that they were entitled to qualified immunity. ECF
No. 10 at 7–14. Respondents conceded that “the right
to engage in outdoor exercise” is “clearly established.”
ECF No. 10 at 9. They contended, however, that only
“continuous and prolonged” deprivations violate the
Eighth Amendment, and that no court has defined
6
that measure to mean a two-plus year deprivation. 1
Id.
The district court denied the motion to dismiss.
Pet. App. 22a. Nearly two decades ago, the district
court explained, the Tenth Circuit decided Perkins v.
Kan. Dep’t of Corr., 165 F.3d 803, 810 (10th Cir. 1999).
Pet. App. 18a–19a. Perkins “held that the inmate’s
complaint that he had been denied all outdoor exercise
for more than nine months” stated an Eighth
Amendment claim. Id. Given the much shorter period
at issue in Perkins, that case surely put Respondents
on notice that they could not lawfully deprive
Petitioner of outdoor exercise for more than two years.
See Pet. App. 22a.
The district court also found that a subsequent
Tenth Circuit decision, Ajaj v. United States, 293 F.
App’x 575 (10th Cir. 2008) (unpublished), further
entrenched the rule of Perkins. Pet. App. 19a–20a. In
Ajaj, the Tenth Circuit acknowledged that “‘some form
of regular outdoor exercise is extremely important to
the psychological and physical well-being of
inmates.’” 2 Pet. App. 19a (quoting Ajaj, 293 F. App’x
Notably, in connection with a putative class action challenging
the outdoor exercise restriction at CSP, see Apodaca v. Raemisch,
864 F.3d 1071 (10th Cir. 2017), Respondents argued that “the 12
month time period discussed in Ajaj, is the appropriate measure”
of an Eighth Amendment violation. Motion to Dismiss at 8, ECF
No. 18, Apodaca v. Raemisch, No. 1:15-cv-00845 (D. Colo. Oct. 30,
2015). Petitioners in Apodaca, represented by undersigned
counsel, also seek this Court’s review of the Tenth Circuit’s
qualified immunity decision. See Apodaca v. Raemisch, No.
17A650 (U.S. Dec. 18, 2017).
1
2 Ultimately, the Ajaj Plaintiff, a prisoner at a federal facility
who regularly declined the opportunity to recreate outside, had
not come forth, at summary judgment, with sufficient evidence
7
at 583). The district court also called attention to the
opinion of the concurring judge in Ajaj, who wrote that
the Tenth Circuit’s “‘cases suggest that the general
rule entitling prisoners to outdoor exercise may not be
violated, absent a strong justification.’” Pet. App. 19a–
20a (quoting Ajaj, 293 F. App’x at 589–90 (Henry,
C.J., concurring)).
The court also noted that a prior district court
opinion, Anderson v. Colorado, applied governing
Tenth Circuit law to CSP. Pet. App. 20a–21a. In
Anderson, which issued six months before Petitioner
entered CSP, Pet. App. 20a, the district court
concluded that prison officials had violated the Eighth
Amendment by withholding outdoor exercise for more
than a decade from a prisoner in solitary confinement
at CSP:
CDOC officials know that the CSP is out
of step with the rest of the nation. They
have been told by the experts whom they
hired that access to outdoor recreation at
the CSP is deficient. However, so far as
the evidence in this case shows, nothing
has been done to provide any form of
outdoor exercise to Mr. Anderson or to
other inmates who have been held in
administrative segregation at the CSP
for long periods.
Pet. App. 21a (quoting Anderson, 887 F. Supp. 2d at
1142).
that his Eighth Amendment right to outdoor exercise had been
violated. Pet. App. 19a.
8
III.
The Tenth Circuit’s Decision.
Respondents took an interlocutory appeal of the
district court’s order denying their motion to dismiss.
They reiterated that Tenth Circuit law does not
clearly establish that the denial of outdoor exercise for
a period of two-plus years violates the Eighth
Amendment. Appellant Br. at 17.
Without considering the absence of a security
rationale, the court of appeals reversed, holding that
Respondents were entitled to qualified immunity. Pet.
App. 14a.
The court of appeals acknowledged that its
precedent eliminated “any ‘doubt that total denial of
exercise for an extended period of time would
constitute cruel and unusual punishment prohibited
by the Eighth Amendment.’” Pet. App. 6a (quoting
Housley v. Dodson, 41 F.3d 597, 599 (10th Cir. 1994)).
Nonetheless, the court opined that the question in this
case—whether denying outdoor exercise for two years
and one month to a prisoner in solitary confinement
violates the Eighth Amendment—remained open for
several reasons. Pet. App. 6a–10a.
First, the court of appeals summarily concluded
that “[t]he deprivation of outdoor exercise for two
years and one month is not so obviously unlawful that
a constitutional violation would be undebatable.” Pet.
App. 10a. Second, the court of appeals considered its
own precedent insufficiently probative of the right at
issue. Pet. App. 6a–10a. Finally, the court observed
that the district court finding in Anderson, that CSP
prison officials had violated the Eighth Amendment
by denying outdoor exercise to a prisoner in solitary
confinement, was irrelevant for purposes of qualified
immunity. Pet. App. 12a–14a.
9
Petitioner timely filed a petition for rehearing en
banc, which was denied. Pet. App. 1a.
REASONS FOR GRANTING THE PETITION
The circuit split created by the court of appeals
concerns a fundamental constitutional deprivation
and warrants this Court’s review.
For more than a century, this Court has expressed
grave concerns with solitary confinement, a
restriction imposed here in brutal fashion. In this
case, the court of appeals concluded that qualified
immunity shielded prison officials who permanently
denied outdoor recreation to a prisoner consigned to
solitary confinement.
This holding creates a split with five other circuits.
Every other circuit to consider the issue has concluded
that prison officials may not even temporarily deprive
those subjected to solitary confinement of outdoor
exercise unless the restriction is compelled by a
security rationale. As one court recognized decades
ago, “[t]here is substantial agreement among the
cases in this area that some form of regular outdoor
exercise is extremely important to the psychological
and physical well being of the inmates.” Spain, 600
F.2d at 199 (Kennedy, J.). That proposition applies
with particular force to prisoners in solitary
confinement. See id.
While the right at stake is clearly established
pursuant to this Court’s qualified immunity
jurisprudence, this case also presents an excellent
opportunity to respond to concerns that the doctrine
has “diverged to a substantial degree from the
historical standards” that prevailed when Congress
enacted Section 1983. See, e.g., Wyatt v. Cole, 504 U.S.
10
158, 170 (1992) (Kennedy, J., joined by Scalia, J.,
concurring); Ziglar v. Abbasi, 137 S. Ct. 1843, 1871
(2017) (Thomas, J., concurring).
Because the record is clean and the decisions below
reasoned, this case is an ideal vehicle for considering
the question presented.
I.
The Tenth Circuit’s Decision Creates A
Split With Five Other Circuits Which
Have Concluded That Prison Officials
May Not Even Temporarily Deprive
Those In Solitary Confinement Of
Outdoor Exercise Without A Security
Rationale.
The Tenth Circuit stands alone. In five other
circuits, prison officials may not inflict even a
temporary restriction of this nature without a security
rationale. Spain v. Procunier, 600 F.2d 189, 192 (9th
Cir. 1979) (Kennedy, J.), is the seminal opinion.
Subsequent decisions are faithful to its principles.
Ninth Circuit. In Spain, several prisoners who
were charged with or convicted of rioting and other
violent acts were assigned to an “adjustment center”
used to segregate and discipline disruptive prisoners.
600 F.2d at 192. The prisoners were then denied all
outdoor exercise for periods of up to four-and-a-half
years. Id. The court affirmed the district court finding
that “[t]he denial of fresh air and regular exercise
constitutes cruel and unusual punishment,” without
reaching the question of “whether a denial is a per se
violation of the eighth amendment.” Id. at 199.
Although the state argued that the deprivation was a
security measure to prevent violent attacks and
escape attempts, the court found that the “concerns
justif[ied] not permitting plaintiffs to mingle with the
11
general prison population but [did] not explain why
other exercise arrangements were not made,” noting
that “[t]he cost or inconvenience of providing adequate
facilities is not a defense to the imposition of a cruel
punishment.” Id. at 200. “Several factors combined to
make outdoor exercise a necessity. [Administrative
Confinement] prisoners were in continuous
segregation, spending virtually 24 hours every day in
their cells with only meager out-of-cell movements
and corridor exercise. Their contact with other
persons was minimal.” Id. at 199; see also Norwood v.
Vance, 591 F.3d 1062, 1068–70 (9th Cir. 2010) (in light
of “extraordinary violence gripping the prison [that]
threatened staff and inmates alike,” qualified
immunity shielded prison officials responsible for
temporary outdoor exercise restriction); Allen v.
Sakai, 48 F.3d 1082, 1087–88 (9th Cir. 1994) (prison
officials not entitled to qualified immunity because
prisoner in solitary confinement was deprived of
outdoor
exercise
without
an
antecedent
“determination by prison officials that he presented a
‘grave security risk when outside his cell’ and that
measures were necessary to deter violent behavior”)
(citation omitted)).
Fifth Circuit. In Hernandez v. Velazquez, a
prisoner in solitary confinement was deprived of
outdoor exercise for thirteen months after he was
identified as a member of the Texas Syndicate, a
violent prison gang engaged in “planning a gang war”
in retaliation for the murder of one of its members by
a rival prison gang. 522 F.3d 556, 558–59 (5th Cir.
2008) (per curiam). Prison officials determined that
withholding outdoor exercise was necessary to
preserve institutional security in light of threatened
12
gang violence. Id. Moreover, the Eighth Amendment
was not violated because Hernandez “presented no
evidence at summary judgment” that he “suffered a
serious illness or injury” as a result of the deprivation.
Id. at 561. The court explained that its analysis
“follow[ed] from the principle that only the
unnecessary and wanton infliction of pain implicates
the Eighth Amendment.” Id. at 560–61 (internal
quotation marks omitted).
Sixth Circuit. In Walker v. Mintzes, prison
officials drastically decreased yard time after an
outbreak of “rioting . . . burning and looting,” with
prisoners in solitary confinement receiving virtually
no outdoor time for a year. 771 F.2d 920, 924, 926–27
& n.3 (6th Cir. 2016). The district court found the
deprivation violated the Eighth Amendment, but,
without explanation, ordered different minimum yard
times depending on the classification of each prisoner.
Id. at 926–27. In light of “the inmates’ constitutional
need for time outdoors,” the court remanded for
“further explanation or rationale with respect to the
bases for these differences . . . taking into account, of
course, prison security requirements and conditions.”
Id. at 927–28.
Seventh Circuit. In Pearson v. Ramos, a prisoner
was consigned to solitary confinement and denied
outdoor exercise for one year in response to grave
misconduct, including arson and the brutal assault of
a guard. 237 F.3d 881, 885 (7th Cir. 2001). Under the
circumstances, the court held that the restriction did
not violate the Eighth Amendment. Id. As the court
explained, “[t]o allow [the prisoner] exercise in the
yard would have given him additional opportunities to
attack prison staff and set fires. Preventing access to
13
the yard was a reasonable method of protecting the
staff and other prisoners from his violent
propensities.” Id. The court also noted that qualified
immunity would shield prison officials in light of the
security rationale for the restriction. Id. at 884.
Eleventh Circuit. In Bass v. Perin, two prisoners
designated a threat to security—for possession of
firearms, the murder of a prison guard, and attempted
escape—were assigned to solitary confinement and
deprived of all outdoor exercise for more than two
years. 170 F.3d 1312, 1315 (11th Cir. 1999). The court
recognized the gravity of the restriction, observing
that “[a]lthough being in solitary confinement with
minimal time outside is only marginally different
from being in solitary confinement with no time
outside, there is nevertheless a significant difference
between some time outside—even a minimal
amount—and none at all.” Id. at 1316. The “pain
inflicted on the plaintiffs, however, cannot be said to
be unnecessary” because “it would be hard to imagine
a situation in which two persons had shown a greater
threat to the safety and security of the prison.” Id.
Consequently, the court held that the Eighth
Amendment was not violated. Id. at 1317.
Petitioner’s claim that he was subjected to an
extreme form of solitary confinement was thrown out
because he was imprisoned in Colorado. Had he been
incarcerated in one of the twenty-two states that
comprise the Fifth, Sixth, Seventh, Ninth, and
Eleventh Circuits, Petitioner’s claim would not have
been dismissed.
II.
This Case Is A Perfect Vehicle To Resolve
This Issue.
14
This case is ideally suited to resolving the question
of whether clearly established Eighth Amendment
law permits prison officials to permanently deprive a
prisoner in solitary confinement of outdoor exercise
without a security rationale.
The decision below squarely presents the issue
raised by this petition. That prison officials are
purportedly entitled to qualified immunity was the
court of appeals’ sole reason for reversing the district
court. Both the district court and the court of appeals
examined the question in substantial, reasoned
decisions.
The record below is straightforward. Generally
speaking, prisoners in solitary confinement can be
temporarily denied access to outdoor recreation as a
consequence of a variety of dangerous misconduct. See
supra pp. 10–13. In the typical case, the specific
asserted security rationale must be balanced against
the right at issue. And the record concerning each is
likely to be nuanced given the complexities of prison
security. Id. This case, by contrast, offers unusual
clarity in that prison officials have not asserted an
individualized security rationale for withholding
outdoor access from Petitioner: the restriction was
permanent and applied indiscriminately to all
prisoners subjected to solitary confinement.
For each of these reasons, this case squarely raises
the question presented.
III.
The Issues Presented Are Important.
The split created by the decision below presents a
question of fundamental importance.
1. Long-term solitary confinement is devastating
to human beings. For greater than a century, this
15
Court has expressed significant doubts about solitary
confinement. In 1890, the Court described it as “an
additional punishment of the most important and
painful character[.]” Medley, 134 U.S. at 171. Already,
this Court had come to recognize its destructive
effects, noting that after even one month of solitary
confinement many prisoners descended into a “semifatuous condition,” “became violently insane,”
“committed suicide,” and “did not recover sufficient
mental activity to be of any subsequent service to the
community.” Id. at 168.
Since that time, more evidence that solitary
confinement causes profound harm has accrued.
Indeed, “[n]early every scientific inquiry into the
effects of solitary confinement over the past 150 years
has concluded that subjecting an individual to more
than 10 days of involuntary segregation results in a
distinct set of emotional, cognitive, social, and
physical pathologies.” Kenneth L. Appelbaum,
American Psychiatry Should Join the Call to Abolish
Solitary Confinement, 43 J. AM. ACAD. PSYCHIATRY &
L. 406, 410 (2015) (quoting David H. Cloud, et al.,
Public Health and Solitary Confinement in the United
States, 105(1) AM. J. PUB. HEALTH 18, 21 (2015))
(alteration in original). As another expert observes,
“[e]mpirical research on solitary and supermax-like
confinement has consistently and unequivocally
documented the harmful consequences of living in
these kinds of environments.” Craig Haney, Mental
Health Issues in Long-Term Solitary and “Supermax”
Confinement, 49 CRIME & DELINQUENCY 124, 130
(2003).
Correctional experts like the Executive Director of
the Colorado Department of Corrections (“CDOC”),
Respondent in this case, have also called attention to
16
the dangers of solitary confinement. See ECF No. 1 at
¶¶ 44–46. In fact, eighteen months before Petitioner
filed this lawsuit, Respondent wrote an op-ed in the
New York Times, describing the twenty hours he
spent in a CDOC solitary confinement cell. See Rick
Raemisch, Opinion, My Night in Solitary, N.Y. TIMES,
Feb. 21, 2014, at A25. 3 He noted that “Terry Kupers,
a psychiatrist and expert on confinement,” has long
documented the “many psychological effects of
solitary.” Id. And he wondered, if he had to live in
solitary confinement, “[h]ow long it would take before
[it] chipped [] away” his “mind.” Id. Whatever the
precise measure, Respondent was “confident that it
would be a battle [he] would lose.” Id.
The consensus among experts that prolonged
solitary confinement is uniquely destructive is
reflected in calls from members of this Court to
examine its constitutionality. See, e.g., Ayala, 135 S.
Ct. at 2210 (Kennedy, J., concurring); Glossip v.
Gross, 135 S. Ct. 2726, 2765 (2015) (Breyer, J.,
dissenting). Justice Breyer has observed that “it is
well documented that . . . prolonged solitary
confinement produces numerous deleterious harms,”
including hallucination, panic, paranoia, and selfmutilation. Glossip, 135 S. Ct. at 2765 (Breyer, J.,
dissenting) (citing Haney, supra, at 130; Stuart
Grassian, Psychiatric Effects of Solitary Confinement,
22 WASH. U. J. L. & POL’Y 325, 331 (2006)). And
Justice Kennedy has emphasized “[t]he human toll
wrought by extended terms of isolation” and described
solitary confinement as a “regime that will bring you
3 Available at https://www.nytimes.com/2014/02/21/opinion/my-
night-in-solitary.html.
17
to the edge of madness, perhaps to madness itself.”
Ayala, 135 S. Ct. at 2209 (Kennedy, J., concurring).
2. This case presents an especially cruel
incarnation of solitary confinement—isolation
compounded by being denied access to the outdoors for
years on end. Petitioner’s only respite from his
isolation cell was a similarly-sized, even starker
room—deemed an “exercise” cell because of the
existence of a single pull-up bar. Pet. App. 23a. His
“out-of-cell” recreation time consisted of walking
around another cell. As Justice Kennedy observed
nearly 40 years ago, the isolation and inactivity
intrinsic to solitary confinement “combined to make
outdoor exercise a necessity.” Spain, 600 F.2d at 199.
The “dehumanizing effect of solitary confinement,”
Glossip, 135 S. Ct. at 2765 (Breyer, J., dissenting),
was amplified here in an extreme manner—a
circumstance that could, without this Court’s
intervention, metastasize. This Court should grant
certiorari to ensure that prison officials have a
disincentive against implementing a regime that may
exceed human capacity to bear and that a humane
society cannot tolerate. See Ayala, 135 S. Ct. at 2210
(Kennedy, J., concurring) (“The degree of civilization
in a society can be judged by entering its prisons.”
(citing The Yale Book of Quotations 210 (F. Shapiro
ed. 2006) quoting Fyodor Dostoyevsky, THE HOUSE OF
THE DEAD (Constance Garnett trans. 1961) (1862))).
This Court has granted certiorari in the face of
qualified immunity shielding prison officials from
liability for disturbing conduct even where relatively
few prisoners had been or were likely to be subjected
to the challenged policy. See Hope v. Pelzer, 536 U.S.
730, 733 (2002). Yet, even were this Court to ignore
18
the relevance of this case to the solitary confinement
regime itself, it did not occur in isolation. For twentythree years, prison officials applied this restriction to
all prisoners languishing in solitary confinement at
the State’s largest supermax facility. And while the
restriction at CSP was mercifully discontinued in
2016, there is nothing to stop officials from reviving it
at another prison in the future.
3. If this Court ultimately considers whether the
Eighth Amendment imposes limitations on solitary
confinement generally, that question will require an
intricate balancing of security interests and
constitutional rights. But the issue here is narrow,
and stark—does solitary confinement with the added
cruelty of being denied access to the outside violate
the Eighth Amendment when unaccompanied by a
security rationale?
Respondents did not claim a security rationale for
their categorical ban on outdoor exercise for solitary
confinement prisoners at CSP. Nor did they explain
why CSP needed to ban outdoor exercise for solitary
confinement prisoners while solitary confinement
prisoners elsewhere have long been allowed outside.
See supra pp. 10–13. In a broader case, “the judiciary
may be required, within its proper jurisdiction and
authority, to determine whether workable alternative
systems for long-term [solitary] confinement exist.”
Ayala, 135 S. Ct. at 2210 (Kennedy, J., concurring). At
minimum, however, the experience of other states
shows that solitary confinement with outdoor exercise
is a “workable alternative system[ ]” to solitary
confinement without outdoor exercise. Id.; see also
Procunier v. Martinez, 416 U.S. 396, 414 n. 14 (1974)
(“While not necessarily controlling, the policies
followed at other well-run institutions would be
19
relevant to a determination of the need for a
particular type of restriction.”), overruled on other
grounds, Thornburgh v. Abbott, 490 U.S. 401 (1989).
IV.
The Tenth Circuit’s Decision Is Wrong.
The decision below is incorrect because it
misapplies this Court’s
qualified immunity
jurisprudence. Although “[q]ualified immunity gives
government officials breathing room to make
reasonable but mistaken judgments about open legal
questions,” Ashcroft v. al-Kidd, 563 U.S. 731, 743
(2011), this Court has squarely rejected the theory
that prison officials are immune from liability “unless
the very action in question has previously been held
unlawful.” Hope, 536 U.S. at 739. In other words, this
Court “‘do[es] not require a case directly on point, but
existing precedent must have placed the statutory or
constitutional question beyond debate.’” Mullenix v.
Luna, 136 S. Ct. 305, 308 (2015) (quoting al-Kidd, 563
U.S. at 741).
In this case, the question is whether it would be
clear to a reasonable official that denying outdoor
exercise was unlawful “in the situation he
confronted.” Saucier v. Katz, 533 U.S. 194–95, 202
(2001). In accordance with this Court’s qualified
immunity jurisprudence, it has long been beyond
debate that the Eighth Amendment does not
countenance Petitioner’s mistreatment.
First, “[t]he obvious cruelty inherent in this
practice should have provided respondents with some
notice that their alleged conduct violated
[Petitioner’s] constitutional protection against cruel
and unusual punishment.” Hope, 536 U.S. at 745.
Depriving a prisoner of access to the outdoors for more
than two years is shocking and, contrary to the court
20
of appeals’ analysis, exactly the sort of deprivation
that “obviously crossed a constitutional line.” See Pet.
App. 12a. The compulsion to go outside and feel the
wind and sun is universal. Impeding it for years on
end ensured that Petitioner “was treated in a way
antithetical to human dignity.” Hope, 536 U.S. at 745.
Worse still is that this obviously cruel regulation
was imposed without a corresponding security
rationale. This Court has long made clear that,
consistent with the Eighth Amendment, restrictions
of this nature may not be inflicted without a security
rationale. Hope, 536 U.S. at 738 (this Court’s Eighth
Amendment “precedent clearly prohibits” extreme
restrictions absent countervailing “safety concerns” or
“an emergency situation”). Prison officials have not,
however, asserted a security rationale for their policy.
Second, the Tenth Circuit’s own precedent further
emphasized that outdoor exercise could not be
withheld for more than two years without violating
the Eighth Amendment. In particular, the Tenth
Circuit’s decisions in Perkins v. Kan. Dep’t of Corr.,
165 F.3d 803 (10th Cir. 1999), and Fogle v. Pierson,
435 F.3d 1252 (10th Cir. 2006), “placed the . . .
constitutional question beyond debate.” See Mullenix,
136 S. Ct. at 308.
In Perkins, the Tenth Circuit held that a Kansas
prisoner in solitary confinement adequately stated an
Eighth Amendment claim where prison officials
denied him outdoor exercise for nine months:
We conclude that plaintiff’s complaint
presents facts from which a factfinder
could infer both that prison officials
knew of a substantial risk of harm to
plaintiff’s well being resulting from the
21
lengthy denial of outdoor exercise and
that they disregarded the harm.
Therefore, the district court erred in sua
sponte dismissing plaintiff’s Eighth
Amendment claim for deprivation of
outdoor exercise.
165 F.3d at 810.
Perkins alone was enough to put Respondents on
notice that their actions were unlawful. But Perkins is
not the only Tenth Circuit case that provided notice.
In Fogle, the court of appeals reviewed a claim
concerning the withholding of outdoor exercise for
three years from a prisoner in solitary confinement.
435 F.3d at 1260. The Tenth Circuit held that “the
district court erred as a matter of law in concluding
that a prisoner must allege denial of all exercise, not
just outdoor exercise, to present an ‘arguable’ claim.”
Id. As the Fogle court recognized, “the extended
deprivation of outdoor exercise” could represent an
“excessive risk to [Fogle’s] well-being.” Id. (citation
omitted).
Moreover, the Fogle decision involves facts nearly
identical to those at issue here. The deprivation of
outdoor exercise occurred at CSP, the same prison
implicated in this case. See Order at 3, ECF No. 12,
Fogle v. Slack, No. 1:05-cv-01211 (D. Colo. July 20,
2010). And, as is the case here, Fogle “acknowledge[d]
that he [was] allowed access to a cell with a pull-up
bar a few times each week”—i.e., the same indoor
recreation room available to Petitioner. Fogle, 435
F.3d at 1260 n.4. 4
4 And Fogle does not represent the only time prison officials were
put on notice that the outdoor exercise ban imposed at CSP
22
Fogle and Perkins provided prison officials with
clear notice that a two-plus year deprivation of
outdoor exercise is forbidden. Indeed, they are far
more illustrative of a clearly established right than
the Eleventh Circuit precedent this Court relied upon
in Hope v. Pelzer for the proposition. See Hope, 536
U.S. at 742–43. It is difficult to imagine what more
precision the Tenth Circuit would require before
concluding that Respondents were on notice that it
was unlawful to deprive Petitioner of outdoor exercise
for more than two years. Perhaps they would require
a Tenth Circuit case with identical facts, but this
Court has repeatedly stated that is not necessary. See,
e.g., Hope, 536 U.S. at 739-41; Mullenix, 136 S. Ct. at
308. To overcome Respondents’ qualified immunity
defense, Petitioner must demonstrate the officials in
question had “fair warning” of what the law required.
See, e.g., Hope, 536 U.S. at 741. That standard has
been met here. See Fogle, 345 F.3d 1252; Perkins, 165
F.3d 803.
In sum, the combined weight of the obvious cruelty
inherent in the practice, this Court’s precedent, and
Tenth Circuit authority permits only two conclusions:
prison officials were “incompetent” or they “knowingly
violate[d] the law.” Mullenix, 136 S. Ct. at 308
(quoting Malley v. Briggs, 475 U. S. 335, 341 (1986)).
violated the Eighth Amendment. See Anderson, 887 F. Supp. 2d
at 1142. Even assuming that the district court order in Anderson
does not constitute clearly established law, it nevertheless
provided Respondents with substantial notice that their conduct
was unconstitutional. See Hope, 536 U.S. at 744–45 (Department
of Justice report decrying the challenged conduct, although not
communicated to defendants, nevertheless “buttressed” the
“conclusion that a reasonable person would have known of the
violation”) (internal quotations and citations omitted)).
23
V.
Granting Review Would Allow The Court
To Revisit The Law Of Qualified
Immunity.
Although the right at issue here is clearly
established under the Court’s qualified immunity
doctrine, this case also offers an opportunity to
consider whether the law of qualified immunity
comports with the rules that prevailed when Congress
enacted 42 U.S.C. § 1983.
Several members of this Court have observed that
the qualified immunity doctrine has “diverged from
the historical inquiry mandated by the statute.”
Ziglar v. Abbasi, 137 S. Ct. 1843, 1871 (2017)
(Thomas, J., concurring); accord Wyatt v. Cole, 504
U.S. 158, 170 (1992) (Kennedy, J., joined by Scalia, J.,
concurring) (“In the context of qualified immunity for
public officials, however, we have diverged to a
substantial degree from the historical standards.”);
Crawford–El v. Britton, 523 U.S. 574, 611 (1998)
(Scalia, J., joined by Thomas, J., dissenting) (“[O]ur
treatment of qualified immunity under 42 U.S.C.
§ 1983 has not purported to be faithful to the commonlaw immunities that existed when § 1983 was
enacted.”).
Indeed, the decision below rested on an immunity
that would not have been available to Respondents
when § 1983 was enacted. See, e.g., William Baude, Is
Qualified Immunity Unlawful, 106 CAL. L. REV. 45,
55–61 (2018). In 1871, most government officers were
held strictly liable for harm resulting from illegal or
unconstitutional misconduct, and the burden of such
liability was ameliorated by the availability of
indemnification. Id. at 56–57; see also, e.g., Tracy v.
Swartwout, 35 U.S. 80, 98–99 (1836) (“Some personal
24
inconvenience may be experienced by an officer who
shall be held responsible in damages for illegal acts
done under instructions of a superior; but, as the
government in such cases is bound to indemnify the
officer, there can be no eventual hardship.”); Milligan
v. Hovey, 17 F. Cas. 380, 381 (No. 9605) (C.C.D. Ind.
1871) (finding an officer liable if his actions
contravened the Constitution).
At common law, the purpose of subjecting
government officials who violated a constitutional
right or otherwise engaged in illegal misconduct to
strict liability “was to ensure legal accountability for
the benefit of the victim of the government
wrongdoing and to place Congress in charge of
protecting officers from the consequences of
potentially ruinous personal liability.” James E.
Pfander & Jonathan L. Hunt, Public Wrongs and
Private Bills: Indemnification and Government
Accountability in the Early Republic, 85 N.Y.U. L.
REV. 1862, 1914 (2010). Qualified immunity, much
like indemnity, relieves the wrongdoer from financial
responsibility but, unlike indemnity, leaves the victim
of the wrongdoer bearing the ultimate burden. Where
there is a violation of a prisoner’s constitutional
rights, awarding prison officials qualified immunity
cannot be squared with common law immunities that
existed at the time § 1983 was enacted. Such
expansive grants of immunity allow officers to avoid
liability for their actions, while victims are left
without redress under the statute specifically
designed for such violations.
Moreover, qualified immunity is least compelling
where the challenged action is deliberative rather
than heat-of-the-moment. Most of this Court’s recent
qualified immunity cases have involved split-second
25
decision making by police officers in the field, often
during potentially life-threatening situations. See,
e.g., Mullenix, 136 S. Ct. at 308 (observing that
qualified immunity is especially compelling in the
Fourth Amendment context, as “[i]t is sometimes
difficult for an officer to determine how the relevant
legal doctrine . . . will apply to the factual situation
the officer confronts” (internal quotation omitted)); see
also Kit Kinports, The Supreme Court’s Quiet
Expansion of Qualified Immunity, 100 MINN. L. REV.
HEADNOTES 62, 63 nn.6 & 7 (2016) (collecting recent
cases). Such circumstances may not lend themselves
to second guessing. This case, in contrast, is the result
of a policy implemented in 1993. From that time, until
2016 when the ban was rescinded, prison officials had
ample time to consider and re-consider their decision
to withhold outdoor exercise without any of the
exigencies that typically accompany this Court’s
qualified immunity cases. 5
For each of the aforementioned reasons, this Court
should grant certiorari, resolve the circuit split
created by the Tenth Circuit, and correct the Tenth
Circuit’s decision.
VI.
In The Alternative, The Court Should
Summarily Reverse.
If the Court chooses not to grant plenary review, it
should summarily reverse the court of appeals for two
reasons.
This Court’s guidance on qualified immunity would be
particularly helpful in the context of enduring prison conditions
that are the result of policies maintained under circumstances
conducive to careful deliberation.
5
26
First, without examining whether a security
rationale compelled the outdoor exercise restriction
imposed by prison officials, the court of appeals held
that qualified immunity shielded them from liability.
This error warrants summary reversal because it so
squarely conflicts with this Court’s precedent.
As set forth above, it has long been clear that
restrictions like those imposed upon Petitioner may
not be instituted without a security rationale. Hope,
536 U.S. at 738. Prison officials have not, however,
asserted a security rationale for their policy.
Second, the court of appeals’ qualified immunity
analysis diverged radically from the inquiry
mandated by this Court. The court of appeals would
require an identical case to overcome Respondents’
qualified immunity defense. However, this Court has
long made it clear that such precision is not required.
Hope, 536 U.S. at 739–41; Mullenix, 136 S. Ct. at 308.
Rather, Petitioner must show that the officials in
question had “fair warning” of what the law required.
See, e.g., Hope, 536 U.S. at 741. That burden is
satisfied here. See Fogle, 345 F.3d 1252; Perkins, 165
F.3d 803.
Because the decision of the court of appeals
conflicts dramatically with this Court’s precedent,
summary reversal is appropriate.
CONCLUSION
For the foregoing reasons, the Court should grant
either the petition for a writ of certiorari or summary
reversal.
27
Respectfully submitted,
DANIEL M. GREENFIELD*
Counsel of Record
RODERICK AND SOLANGE
MACARTHUR JUSTICE CENTER
NORTHWESTERN UNIVERSITY PRITZKER
SCHOOL OF LAW
375 E. Chicago Ave.
Chicago, IL 60611
(312) 503-8538
daniel-greenfield@law.northwestern.edu
ELISABETH L. OWEN
LEVIN-SITCOFF
1512 Larimer Street, Suite 650
Denver, CO 80202
(303) 575 -9390
Attorneys for Petitioner
* Oxford University student Joshua Pickar and
Northwestern University student Rosalind Dillon
contributed to the preparation of this petition.
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.