Opposition Brief — Board of School Trustees of Madison Consolidated Schools, et al., Petitioners v. Joseph R. Elliott
Supreme Court briefMay 4, 2018
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No. 17-1259
IN THE
Supreme Court of the United States
___________
BOARD OF SCHOOL TRUSTEES OF MADISON
CONSOLIDATED SCHOOLS, ET AL.,
Petitioners,
v.
JOSEPH R. ELLIOTT,
___________
Respondent.
On Writ of Certiorari to the United States Court
of Appeals for the Seventh Circuit
___________
BRIEF IN OPPOSITION
___________
ERIC HYLTON
Riley Bennett &
Egloff, LLP
141 E. Washington St.
Fourth Floor
Indianapolis, IN 46204
(317) 636-8000
May 4, 2018
ALICE O’BRIEN
Counsel of Record
JASON WALTA
KRISTEN HOLLAR
ZACHARY CHASE
National Education
Association
1201 Sixteenth Street, N.W.
Washington, D.C. 20036
(202) 822-7035
aobrien@nea.org
Mosaic - (301) 927-3800 - Cheverly, MD
49261_Ltrhd.indd
1
6/11/08
12:44:09
i
TABLE OF CONTENTS
Page
Table of authorities.................................................. ii
Introduction .............................................................. 1
Statement of the case and facts ............................... 2
I.
The contractual nature of teacher tenure
in Indiana ........................................................ 2
II. The impairment of Elliott’s contractual
tenure rights.................................................... 7
III. Proceedings below ......................................... 11
Reasons for denying the petition............................ 13
I.
The petition does not present a
compelling question that merits review
under this Court’s standards for granting
certiorari ........................................................ 13
II. The Court should decline Petitioners’
invitation to grant certiorari for the
purpose of overruling Anderson.................... 16
A. Anderson is correctly decided .................... 16
B. Considerations of stare decisis strongly
counsel against revisiting Anderson ......... 22
C. This case would be a poor vehicle for
revisiting Anderson .................................... 28
Conclusion ............................................................... 30
ii
TABLE OF AUTHORITIES
Cases
Page(s)
Agostini v. Felton, 521 U.S. 203 (1997) .................. 24
Allied Structural Steel Co. v. Spannaus, 438
U.S. 234 (1978) ..................................... 18, 19, 20
Atl. Coast Line R. Co. v. Phillips, 332 U.S.
168 (1947) ................................................... 21, 22
Babb v. Indep. Sch. Dist. No. I-5., 829 P.2d
973 (Okla. 1992) ................................................. 7
Boys Markets, Inc. v. Retail Clerks Union,
Local 770, 398 U.S. 235 (1970) ........................ 25
Bruck v. State ex rel. Money, 91 N.E.2d 349
(Ind. 1950)................................................... 14, 24
Burnet v. Coronado Oil & Gas Co., 285 U.S.
393 (1932) ......................................................... 24
Campbell v. Aldrich, 79 P.2d 257 (Or. 1938) ......... 26
City of El Paso v. Simmons 379 U.S. 497
(1965) .......................................................... 19, 20
Coats v. Bd. of Educ., Unified Sch. Dist. No.
353, 662 P.2d 1279 (Kan. 1983) ......................... 7
Dodge v. Bd. of Educ., 302 U.S. 74 (1937) ....... 26–27
Durham ex rel. Estate of Wade v. U-Haul
Int’l, 745 N.E.2d 755 (Ind. 2001) ........... 6, 14, 25
iii
Elliott v. Bd. of Sch. Trustees of Madison
Consol. Sch., 876 F.3d 926 (7th Cir.
2017) ............................................... 11–13, 15, 23
Energy Reserves Grp., Inc. v. Kan. Power &
Light Co., 459 U.S. 400 (1983) ......................... 16
Erie Railroad Co. v. Tompkins, 304 U.S. 64
(1938) ................................................................ 21
Gen. Motors Corp. v. Romein, 503 U.S. 181
(1992) ................................................................ 21
Heffner v. White, 47 N.E.2d 964 (Ind. 1943) ............ 6
Home Building & Loan Assn. v. Blaisdell,
290 U.S. 398 (1934) ................................ 5, 19–20
Ind. ex rel. Anderson v. Brand, 303 U.S. 95
(1938) ........................................................ passim
Kimble v. Marvel Ent., LLC, 135 S. Ct. 2401
(2015) .............................................. 22, 22, 23, 35
Malone v. Hayden, 197 A. 344 (Pa. 1938) .............. 26
Montejo v. Louisiana, 556 U.S. 778 (2009) ............ 23
Morgan v. Potter, 298 N.W. 763 (Wis. 1941).......... 26
Minnesota Ass’n of Pub. Schs. v. Hanson, 178
N.W.2d 846 (Minn. 1970) ................................. 26
iv
Nat’l R.R. Passenger Corp. v. Atchinson
Topeka & Santa Fe Ry. Co., 470 U.S. 451
(1985) .......................................................... 18, 27
Payne v. Tenn., 501 U.S. 808 (1991) ...................... 22
Phelps v. Bd. of Educ., 300 U.S. 319 (1937) ... passim
Pierce v. Underwood, 487 U.S. 552 (1988) ............... 6
Sch. Dist. No. 1 v. Masters, 413 P.3d 723
(Colo. 2018) ..................................................... 5–6
Square D Co. v. Niagara Frontier Tariff
Bureau, Inc., 476 U.S. 409 (1986) .................... 25
State ex rel. Anderson v. Brand, 5 N.E.2d 531
(Ind. 1937) .......................................................... 3
State v. Miller, 141 N.E. 60 (Ind. 1923) ....... 6, 14, 25
Stewart v. Fort Wayne Cmty. Sch., 564
N.E.2d 274 (Ind. 1990) ................................... 2, 7
U.S. Trust Co. v. New Jersey, 431 U.S. 1
(1977) ........................................................ passim
United States v. Winstar Corp., 518 U.S. 839
(1996) .......................................................... 21, 27
Watson v. Burnett, 23 N.E.2d 420 (Ind. 1939) ..... 2, 7
Constitutional Provisions and Statutes
U.S. Const. art. I, § 10 .................................... passim
v
28 U.S.C. § 1292(b) ................................................. 11
1927 Ind. Acts 259 .......................................... passim
1933 Ind. Acts 719 .................................................... 3
1965 Ind. Acts 131 .............................................. 6, 18
2011 Ind. Legis. Serv. P.L. 90 (West)............. passim
Ind. Code § 20-6.1-4-1 et seq. (1997)………………… 6
Ind. Code § 20-6.1-4-9 (1997)............................. …...7
Ind. Code § 20-6.1-4-10 (1997).................................. 7
Ind. Code § 20-28-6-1 et seq. (1997)………………… 6
Ind. Code § 20-28-7.5-1 ................................. 9, 10, 28
Ind. Code § 20-28-11.5-4 ..................................... 9, 10
Ind. Code § 26-6967.1 et seq. (1927)………………… 6
4 N. J. Comp. Stat. § 106a (1910)………………….. 17
Other Authorities
James W. Ely Jr., Whatever Happened to the
Contract Clause?, 4 Charleston L. Rev.
371 (2010) ......................................................... 19
Brief of Amicus James W. Ely Jr., Sveen v.
Melin, 138 S. Ct. 542 (No. 16-1432) ................. 19
vi
Oliver W. Holmes, The Path of the Law, 10
Harv. L. Rev. 457 (1897) .................................. 15
Jack Metzler, Cleaning Up Quotations, J.
App. Prac. & Process (forthcoming 2018),
https://perma.cc/43XE96W5 ............................... 2
S. Ct. R. 10 ........................................................ 13, 14
1
INTRODUCTION
The Contract Clause of the United States Constitution provides that no state shall pass any “law impairing the obligation of contracts.” U.S. Const. art. I,
§ 10. Although this prohibition is far from absolute, it
“long has been established” that it imposes meaningful limits on “the power of the States to modify their
own contracts.” U.S. Trust Co. v. New Jersey, 431
U.S. 1, 17 (1977). The court below found that Petitioners violated their duties under the Contract
Clause when Respondent Joseph Elliott was terminated from his position as a tenured teacher based on
a newly enacted Indiana law purporting to override
existing protections for tenured teachers during
layoffs.
Those protections arose from the Indiana Tenure
Law, which this Court construed in Ind. ex rel. Anderson v. Brand, 303 U.S. 95 (1938). Anderson held
that the distinctive features of the Law conferred
binding contractual rights on teachers who had
earned tenure. In the many years since Anderson was
decided, other jurisdictions have looked to the decision as a guide to drafting their own laws. Some have
done so to ensure that teacher tenure is only a statutory—not contractual—right. Indiana, by contrast,
has ratified and adopted Anderson’s contractual view
of the Tenure Law, both by expanding the categories
of teachers entitled to the Law’s protections and by
declining to modify the Law’s core contractual provisions in response to this Court’s decision.
The petition, which asks that Anderson be overruled, does not raise an issue fit for this Court’s consideration. The Seventh Circuit correctly applied the
governing precedent to the case at hand, and that
governing precedent should not be revisited or dis-
2
turbed. The petition raises no important federal question, given that Indiana is the only state to which
Anderson has direct application and the State has
long embraced its holding. Moreover, Anderson is correct on its merits (indeed, it is difficult to imagine legislation that could express an intent to create binding
contractual rights more clearly than the Tenure
Law). And, in all events, stare decisis counsels strongly against revisiting long-standing precedent that
governs contract rights on which parties are likely to
rely. The petition should therefore be denied.
STATEMENT OF THE CASE AND FACTS
I.
The Contractual Nature of Teacher Tenure
in Indiana
A. Indiana first enacted its Tenure Law in 1927.
1927 Ind. Acts 259. The Law mandated that teachers
serving under contracts with a public-school district
for five successive years be classified as “permanent”
teachers1 who continue to serve thereafter under “indefinite contracts” that allow them to be fired only for
statutorily-specified grounds. Anderson, 303 U.S. at
101–03 & n.14 (quoting the 1927 Law). The “primary
legislative intent” of the Tenure Law was to promote
“the public good through the creation of a competent
cadre of teachers in the state . . . by preventing the
removal of capable and experienced teachers at the
political or personal whim of changing officeholders.”
Stewart v. Fort Wayne Cmty. Sch., 564 N.E.2d 274,
278 (Ind. 1990) (cleaned up2).
1 This “permanent” status is frequently referred to as “ten-
ure.” See, e.g., Watson v. Burnett, 23 N.E.2d 420, 423 (Ind. 1939).
See generally Jack Metzler, Cleaning Up Quotations, J.
App.
Prac.
&
Process
(forthcoming
2018),
https://perma.cc/43XE96W5.
2
3
B. In 1933, the Indiana General Assembly passed
an amendment to the Tenure Law that purported to
remove existing tenure protections for teachers in
more rural “township” schools, while leaving them in
place for teachers in other municipalities. 1933 Ind.
Acts 716. A township school teacher who had obtained tenure under the 1927 Law, but was subsequently discharged without cause pursuant to the
1933 amendment, challenged the action as a violation
of the Contract Clause. The Indiana Supreme Court
rejected her claim, reasoning that tenure rights were
wholly statutory in nature and that the amendment
removing those rights therefore impaired no contract
for purposes of Article I, Section 10. See State ex rel.
Anderson v. Brand, 5 N.E.2d 531, 532–33 (Ind. 1937),
rev’d, 303 U.S. 95 (1938).
By a seven-to-one majority, this Court reversed
the state court’s decision and held that the 1933
amendment unconstitutionally impaired contractual
rights created by the 1927 Tenure Law. See Anderson, 303 U.S. at 104. While noting that the “principal
function of a legislative body is not to make contracts
but to make laws which declare the policy of the state
and are subject to repeal when a subsequent Legislature shall determine to alter that policy,” this Court
recognized that legislation may nevertheless “contain
provisions which, when accepted as the basis of action by individuals, become contracts between them
and the State or its subdivisions within the protection” of the Contract Clause. Id. at 100.
On the question of whether such a contract exists,
this Court confirmed that the issue was one of federal
law that the Court was “bound to decide for” itself,
while still giving “respectful consideration” to the
views of a state’s highest Court. Id. at 100 & n.9 (citing Phelps v. Bd. of Educ., 300 U.S. 319, 322 (1937)).
4
A careful examination of both the text of the Tenure
Law and the Indiana Supreme Court’s decisions construing the Law convinced this Court that teachers
who satisfied the requirements for tenure were “assured of the possession of a binding and enforceable
contract against school districts.” Id. at 105.
With respect to the Tenure Law’s text, this Court
observed that both the title and body of the Law were
“couched in terms of contract” and that the Law’s repeated references to the term “contract” in defining
the relationship between the teacher and school
board were “not used inadvertently or in other than
its usual legal meaning.” Id. Of the key section of the
Tenure Law—which provided that the “contract of a
permanent teacher ‘shall be deemed to continue in
effect for an indefinite period and shall be known as
an indefinite contract’”—this Court said, “[n]o more
apt language could be employed to define a contractual relationship.” Id. (quoting the 1927 Law). This
Court also noted that such express contractual language distinguished the case before it from Phelps,
decided just a year prior, in which the Court unanimously concluded that the terms of a New Jersey
tenure statute were insufficient to create a contract
for purposes of the Contract Clause. See id. at 107.
With respect to decisions from Indiana’s highest
court construing the Tenure Law, this Court noted
that, “[u]ntil its decision in the present case,” the
state court had “uniformly held that the teacher's
right to continued employment by virtue of the indefinite contract created pursuant to the act was contractual.” Id. at 105. Thus, in deciding which of the
state court’s decisions was deserving of “respectful
consideration” in determining the contractual status
of teacher tenure under Indiana law, this Court ultimately concluded that the decision before it ran coun-
5
ter to the “explicit mandate” of the Tenure Law, to
“the policy evinced by” the Law, and to the state
court’s “earlier decisions construing its provisions.”
Id. at 100, 107.
Having determined that the Tenure Law creates
contract rights protected by Article I, Section 10, this
Court then examined whether the 1933 amendment’s
impairment of those rights was nevertheless justified
as “a proper exercise of the police power . . . for an
end which is in fact public” and by a means “reasonably adapted to that end.” Id. at 107–09 & n.17 (citing
Home Building & Loan Assn. v. Blaisdell, 290 U.S.
398, 438 (1934)). As this Court concluded, the 1933
amendment fell short of that standard. Because the
Tenure Law’s existing grounds for cancelling a permanent teacher’s contract covered “every conceivable
basis for such action growing out of a deficient performance of the obligations undertaken by the teacher,” there were already “ample reservations in aid of
the efficient administration of the school system,”
thereby making the 1933 repeal of tenure protections
for township school teachers an unreasonable impairment of protected contract rights. Id. at 108.
C. Although the Indiana legislature could have
responded to Anderson by modifying the Tenure Law
to eliminate or alter the contractual nature of its protections, it did not do so.3 On the contrary, the Tenure
3 The contrast between this Court’s decisions in Anderson
and Phelps provided Indiana and other state legislatures a clear
line distinguishing between legislative language that creates
binding contractual rights and language that creates only statutory rights that are subject to later revision. See, e.g., Sch. Dist.
No. 1 v. Masters, 413 P.3d 723, 728–29 (Colo. 2018) (comparing
Colorado law regarding the termination of teachers with the
language of the Indiana Tenure Law and concluding, based on
(continued . . .)
6
Law’s provisions regarding the employment and dismissal of teachers remained fundamentally unchanged between 1927 and 2011. Compare Ind. Code
§ 26-6967.1 et seq. (1927), and Ind. Code § 20-6.1-4-1
et seq. (1997), with Ind. Code. §§ 20-28-6-1 through
20-28-7-15 (2010). Under longstanding principles of
Indiana law, such inaction in the face of a judicial decision interpreting a statute is understood to mean
that the Anderson Court “correctly interpreted the
will of the legislature,” Durham ex rel. Estate of Wade
v. U-Haul Int’l, 745 N.E.2d 755, 759 (Ind. 2001), or at
least that the legislature had effectively adopted Anderson’s holding by acquiescence, see Heffner v. White,
47 N.E.2d 964, 965 (Ind. 1943).
Moreover, the changes the legislature did make to
the Tenure Law during this period served to further
reinforce Indiana’s commitment to tenure as a contractual obligation. Most notably, in 1965, the legislature reinstated the full protections of the Tenure Law
for teachers at the very township schools affected by
the 1933 amendment at issue in Anderson. See 1965
Ind. Acts 131. This sort of reenactment of the “features of [a] law after the Supreme Court had given it
a construction” operated under Indiana law as a “legislative adoption of the construction” this Court gave
to the Tenure Law. State v. Miller, 141 N.E. 60, 61
(Ind. 1923); see also Pierce v. Underwood, 487 U.S.
552, 567 (1988) (“[R]eenactment, of course, generally
includes the settled judicial interpretation.”).
Anderson, that the former did not create contractual rights because its provisions are not couched in terms of contract).
7
II. The Impairment of Elliott’s Contractual
Tenure Rights
A. Joseph Elliott worked as a teacher for Petitioner Madison Consolidated Schools (“Board”). In
August of 1998, he entered into his sixth successive
contract with the Board, making him a “permanent”
—or tenured—teacher under the Tenure Law. Ind.
Code § 20-6.1-4-9 (1997).
Just as it did when this Court decided Anderson,
the Tenure Law in place in 1998 provided that a
teacher’s indefinite contract could only be cancelled
for specified reasons, including a “justifiable decrease
in the number of teaching positions.” Id. § 20-6.1-4-10
(1997). In order for the Tenure Law’s purpose to be
“fully realized,” the Indiana Supreme Court had long
construed this ground for cancellation to mean that,
before a school can remove a tenured teacher during
a reduction-in-force, it must first remove any nontenured teachers from positions in which the tenured
teacher is licensed to teach.4 Stewart, 564 N.E.2d at
278; see also Watson v. Burnett, 23 N.E.2d 420, 423
(Ind. 1939). As that court has explained, any alternative rule would “be contrary to the entire spirit and
purpose” of the Tenure Law and would permit school
board trustees to “nullify” the Law’s protections by
using reductions-in-force as a pretext to fire tenured
teachers “without cause.” Watson, 23 N.E.2d at 423.
4 This feature of Indiana’s Tenure Law is far from unique.
See, e.g., Coats v. Bd. of Educ., Unified Sch. Dist. No. 353, 662
P.2d 1279, 1284–85 (Kan. 1983) (adopting a similar standard of
priority for tenured teachers in school layoffs and collecting cases from other jurisdictions that do the same); Babb v. Indep.
Sch. Dist. No. I-5., 829 P.2d 973, 975–76 & n.11 (Okla. 1992)
(same).
8
This rule does not mandate that reductions-inforce be conducted by seniority. If a layoff necessitates the removal of tenured teachers, the rule does
not preclude a school board from for considering or
even prioritizing issues of performance in selecting
which tenured teachers’ contracts to cancel.
B. During his nineteen years of employment with
the Board, Elliott received a series of ten written
evaluations that assessed his performance in various
categories. (Elliott’s Evaluations, COA Dkt. 12 at 53–
72.) Throughout these evaluations, Elliott was consistently rated in either the highest (“strengths”) or
next-highest (“satisfactory”) rating category. Following each of these evaluations, he was recommended
for renewal.
There was only one instance where Elliott received a rating below “satisfactory” in any category.
In his 2002 evaluation, he received “needs improvement” ratings in three “interpersonal relationships”
categories of his evaluation; in the other eleven performance categories of the evaluation he received ratings of either “strength” or “satisfactory.” (Id. at 63.)
His principal at the time praised Elliott in the comments to the evaluation as “very dedicated to education,” and she commended Elliott’s “extensive
knowledge” of the subject matter that he “brings . . .
to the classroom.” (Id. at 64.) The principal also noted
that Elliott sometimes had “difficulty accepting, graciously, a different point of view,” but she recommended that his contract be renewed. (Id.)
Subsequent to that, Elliott continued to receive
ratings of at least “satisfactory” in every performance
category on his evaluations, and in 2009 he received
“strengths” ratings in two “interpersonal relationships” categories. (Id. at 69–70.)
9
C. In 2011—more than a dozen years after Elliott
earned tenure—the Indiana General Assembly enacted Senate Bill 1 (“SB 1”), which made a variety of
changes to laws concerning the employment of public
school teachers. See 2011 Ind. Legis. Serv. P.L. 90
(West). These changes included adding a provision to
the Tenure Law (“the RIF Provision”) mandating that
“[a]fter June 30, 2012, the cancellation of teacher’s
contracts due to a justifiable decrease in the number
of teaching positions shall be determined on the basis
of performance rather than seniority.” Id. at § 31
(codified at Ind. Code § 20-28-7.5-1(d)).
The “performance” requirement in the RIF Provision was linked to changes SB 1 made to teachers’
performance evaluations. The new law mandated
that school boards annually evaluate teachers based
in significant part on “[o]bjective measures of student
achievement and growth.” Ind. Code § 20-28-11.54(a), (c)(2). SB 1 further required that the evaluations
sort employees into one four performance “categories”: “Highly effective,” “Effective,” “Improvement
necessary,” or “Ineffective.”5 Id. § 20-28-11.5-4(c)(4).
Taken together, these changes meant that teachers placed in lower-rated performance categories under the new evaluation system could not be retained
over teachers in higher-rated categories during a reduction-in-force. Id. § 20-28-7.5-1(d).
C. On June 7, 2012—that is, after SB 1 had
passed but before its RIF Provision had formally gone
5 Although most of SB 1’s provisions went into effect on July 1, 2011, and the RIF provision became effective on June 30,
2012, Ind. Code § 20-28-7.5-1(d), the new law’s evaluation mandates were not required to be implemented until the 2012-13
school year, see id. § 20-28-11.5-4(a).
10
into effect, see Ind. Code § 20-28-7.5-1(d)—Elliott received a letter from the Board notifying him that his
permanent contract had been cancelled due to a “justifiable decrease in the number of teaching positions.”
(Non-renewal Notice, DCT Dkt. 41-6.) Exercising his
rights under the Tenure Law, Elliott requested a full
evidentiary hearing with the Board. (Elliott Hearing
Request, DCT Dkt. 41-19.)
In support of its termination decision, the Board
cited the 2002 evaluation that assigned Elliott ratings of “needs improvement” in the three “interpersonal relationships” categories, and a comment on his
2012 evaluation advising him to “be compassionate
and nurturing.” (Board Findings of Facts and Conclusions of Law, COA Dkt. 12 at 103–105.) Apart from
these comments and the decade-old evaluation, the
Board relied entirely on post-hoc statements from
principals who that had voted to select Elliott for
termination. (Id.)
Because it had not yet implemented SB 1’s requirement for annual teacher evaluations, the Board
made no effort to rank Elliott or other teachers for
layoff using assessments based in significant part on
“[o]bjective measures of student achievement and
growth.” Ind. Code § 20-28-11.5-4(c)(2). Nor did the
Board endeavor to show that, even based on pre-SB 1
evaluations, Elliott’s performance was inferior to that
of other teachers who were retained. And no such
showing could have been made because, in reality,
the Board retained no fewer than sixteen teachers—
including two non-tenured teachers—who held positions for which Elliott was licensed and whose evaluations in 2012 were objectively inferior to Elliott’s.
(COA Dkt. 28 at 39–107.)
Despite these facts, and despite Elliott’s status as
a tenured teacher with protected contract rights un-
11
der the Tenure Law, the Board voted to uphold Elliott’s termination as part of the reduction-in-force.
(COA Dkt. 12 at 103–05.)
III. Proceedings Below
A. Elliott filed a state-court action against the
Board in 2013, which the Board subsequently removed to federal court. (COA Dkt. 12 at 106–08.) Elliott’s amended complaint alleged that his termination was unlawful because the Board’s application of
SB 1’s RIF Provision impaired his contractual tenure
rights in violation of the United States and Indiana
Constitutions. (COA Dkt. 12 at 96–101.) In addition,
the complaint alleged that the Board’s termination
decision was not authorized as a matter of state law.
(Id.) The State of Indiana intervened in the district
court to defend the constitutionality of SB 1 as applied to Elliott. (COA Dkt. 12 at 95.)
The parties submitted cross-motions for summary
judgment, and on March 12, 2015, the district court
granted judgment in Elliott’s favor on his claim that
the Board’s application of SB 1 violated the Contract
Clause and the cognate provision of the Indiana Constitution. (Pet. App. 26a–56a.) Petitioners moved to
certify those issue for interlocutory appeal under 28
U.S.C. § 1292(b). (DCT Dkt. 95.) The district court
granted the motion (COA Dkt. 12 at 5–7), but the
Seventh Circuit denied the petition and directed the
district court to resolve the outstanding issue of a
remedy. (COA Dkt. 12 at 4.) The district court did so
on November 21, 2016, with an award of damages
and attorney fees, resulting in a final judgment. (Pet.
App. 57a.)
Petitioners appealed that judgment to the Seventh Circuit, a panel of which unanimously affirmed
the district court. See Elliott v. Bd. of Sch. Trustees of
12
Madison Consol. Sch., 876 F.3d 926 (7th Cir. 2017).
The panel concluded that, while statutes typically do
not create contracts, the Indiana Tenure Law used
“contractual language” that induced “public reliance”
and therefore created a contract under this Court’s
decision in Anderson. Id. at 932. It further concluded
that applying SB 1’s RIF provision to Elliott was a
substantial impairment of his tenure contract because it represented an “unforeseeable backtracking
by the State” on a “central term” that induced teachers to work in Indiana for less money in exchange for
greater job security. Id. at 934–36.
The panel also concluded that the impairment of
Elliott’s contract was neither reasonable nor necessary, given that the State had a multitude of options
for meeting its stated policy goals without impairing
the contracts of tenured teachers. Id. at 936–39. In
response to Petitioners’ suggestion that ruling in Elliott’s favor would prevent the State from enacting
desirable education reforms, the Seventh Circuit explained:
The Contract Clause does not saddle the
State forever with a teacher-tenure system
that its policymakers have come to think is
bad for public education. The Constitution
does not prevent the State from changing the
promises it makes on a prospective basis to
new teachers. Also, if the State were to conclude that retroactive changes to tenure are
necessary, the Contract Clause would give
the State the option (much like the Takings
Clause) of paying the individuals who would
otherwise lose out from the change. (After
all, a party to a contract is ordinarily free to
breach the contract as long as it is willing to
pay damages to the other party.) The State
13
can make the changes it wants, but it cannot
foist the costs onto private parties, other
than through general taxes. Having restricted tenure for new teachers, the State and its
school districts were and are free to buy out
the tenure rights of more senior ones.
Id. at 938.
REASONS FOR DENYING THE PETITION
I.
The Petition Does Not Present a Compelling
Question that Merits Review Under This
Court’s Standards for Granting Certiorari
“A petition for a writ of certiorari will be granted
only for compelling reasons,” S. Ct. R. 10, none of
which are present here. The decision below faithfully
applied this Court’s long-standing precedent to undisputed facts. No further review is warranted.
A. The most common grounds for a grant of certiorari are obviously not present here. Petitioners do
not claim that the Seventh Circuit’s decision in any
way conflicts with that of another court. Nor do they
claim that this case involves any unsettled but important question of federal law. Instead, in a tacit
concession that the lower court correctly applied this
Court’s governing precedent, they now ask for that
precedent to be overruled.6
6 Petitioners do, however, devote a portion of their submission to arguing that, in conducting the standard Contract
Clause analysis, the lower court failed to properly balance the
State’s interest in altering its education laws against Elliott’s
contractual rights created by the Tenure Law. See Pet. at 24–29.
Even if such a charge had merit, certiorari is not appropriate for
a routine complaint of a “misapplication of a properly stated rule
of law.” S. Ct. R. 10.
14
But Petitioners’ call to overrule Anderson does
not present an “important federal question.” S. Ct. R.
10. By Petitioners’ own admission, Anderson’s direct
application is confined to a single state. See Pet. at
10. Moreover, Petitioners’ claims that Anderson has
“stopped the clock” on Indiana’s Tenure Law and left
the State “hamstrung” in efforts to improve educational outcomes are vastly overstated.
If Indiana had desired to make teacher tenure a
statutory rather than contractual commitment, it had
more than six decades in which to do so between this
Court’s decision in Anderson and when Elliott earned
tenure in 1998. Instead, as noted supra at 5–7, the
State effectively ratified and adopted Anderson’s
holding in the years that followed, both by reenacting the Tenure Law’s protections to apply to
township teachers and by declining to modify the
Law’s core contractual provisions in response to this
Court’s decision. See Durham, 745 N.E.2d at 759;
Miller, 141 N.E. at 61.
Furthermore, if Indiana now wants to substantially modify the contours of contracts under the
Tenure Law, or even abandon tenure as a contractual
commitment altogether, it has a range of options for
doing so that do not require this Court’s intervention.
First, it can enact those changes prospectively, just as
it has done with other educational reforms. See, e.g.,
Bruck v. State ex rel. Money, 91 N.E.2d 349 (Ind.
1950) (construing a newly enacted statute requiring
all tenured teachers' indefinite contracts to expire at
age of 66 to apply only to teachers who attain tenure
after the new law’s passage). Indeed, that approach is
already in effect for the RIF Provision at issue here,
for there is no dispute that the provision continues to
apply to teachers who had not yet earned tenure at
the time of SB 1’s enactment.
15
Second, the State can apply whatever contract
changes it desires to currently tenured teachers, provided it compensates them for any loss occasioned by
the change. “The duty to keep a contract at common
law means a prediction that you must pay damages if
you do not keep it,—and nothing else.” Oliver W.
Holmes, The Path of the Law, 10 Harv. L. Rev. 457,
462 (1897); see also Elliott, 876 F.3d at 938 (“Having
restricted tenure for new teachers, the State and its
school districts were and are free to buy out the tenure rights of more senior ones.”).
Finally, the State can enact even substantial alterations to a teacher’s indefinite contract, without
any corresponding obligation to pay compensation, if
the changes are both reasonable and necessary for
the accomplishment of an important public purpose.
See U.S. Trust, 431 U.S. at 25. Such modifications are
generally permissible when “subsequent changes” in
circumstances cause the original contract “to have a
substantially different impact” than anticipated and
the state avoids imposing “a drastic impairment
when an evident and more moderate course would
serve its purpose equally well.” Id. at 31–32. Although the RIF Provision at issue here did not satisfy
that standard, there is ample reason to think that
more moderate or focused policy interventions would
do so.
The holding of Anderson that Petitioners complain about here is limited in its scope, and it can be
redressed through legislation in any event. This is
not a situation that calls out for this Court to intervene.
16
II. The Court Should Decline Petitioners’ Invitation to Grant Certiorari for the Purpose of
Overruling Anderson
Even if the effects of Anderson’s holding were
more far-reaching, the decision should still not be revisited. To begin with, Anderson is plainly correct
under current Contract Clause principles, and this
Court does not need to grant review just to reaffirm
it. Moreover, Anderson is long-settled law on a question involving reliance-inducing contract rights, and
stare decisis demands that it remain settled. In any
event, this case does not present a clean vehicle for
considering the question presented, since a raft of
state-law and fact-bound issues would complicate the
Court’s examination of the Contract Clause question.
A. Anderson is correctly decided
1. Under this Court’s long-standing precedent,
the Contract Clause does not operate as a categorical
prohibition on laws that modify existing contractual
obligations. Instead, it calls for a balancing of private
contractual rights against the States’ “necessarily reserved” sovereign power to protect the general welfare. U.S. Trust, 431 U.S. at 21. To that end, a plaintiff seeking to establish a violation of the Contract
Clause must show not only that a change in state law
has substantially impaired a contractual relationship,
but also that the impairment was not reasonable and
necessary to serve an important public purpose. See
Energy Reserves Grp., Inc. v. Kan. Power & Light Co.,
459 U.S. 400, 411–13 (1983).
In both its reasoning and outcome, Anderson is
fully consistent with that standard. First, although
legislation ordinarily does not create contract rights,
17
Anderson was correct to hold that the Tenure Law
speaks with unusual clarity on this topic by declaring
that school boards must enter a binding contract with
a teacher who satisfies the requirements for tenure.
The Anderson Court explained how the intent to
create contract rights thoroughly suffused the text of
the 1927 Law:
The title of the act is couched in terms of contract. It speaks of the making and canceling
of indefinite contracts. In the body the word
‘contract’ appears ten times in section 1, defining the relationship; eleven times in section 2, relating to the termination of the employment by the employer, and four times in
section 4, stating the conditions of termination by the teacher.
303 U.S. at 105.
Such repeated references to “contract” rights, this
Court observed, were “not used inadvertently or in
other than its usual legal meaning.” Id. On the contrary, this Court focused on the core provisions of the
Law—which establish that the “contract of a permanent teacher ‘shall be deemed to continue in effect for
an indefinite period and shall be known as an indefinite contract”—and found that “[n]o more apt language could be employed to define a contractual relationship.” Id.7
7 By contrast, the New Jersey tenure statute at issue in
Phelps eschewed any references to contract and provided only
that after three years of continuous employment with a school
district, a teacher shall not “be dismissed or subjected to reduction of salary in said school district except for inefficiency, incapacity, conduct unbecoming a teacher or other just cause.” 300
U.S. at 320–21 (quoting 4 N.J. Comp. Stat. § 106a (1910)). This
Court therefore had little difficulty concluding that the law “did
(continued . . .)
18
Petitioners do not dispute the settled principle
that statutes can, under proper circumstances, create
contract rights protected by Article I, Section 10.
They also decline to engage the actual text of Tenure
Law and do not argue that the Law’s plain language
speaks in anything other than explicitly contractual
terms. As a result, Petitioners fail to mount any
meaningful challenge to Anderson’s conclusion that
the Tenure Law creates contractual rights.
The fact is that Anderson is fully consistent with
contemporary precedent, which recognizes that the
ordinary presumption against legislative contracts
must be disregarded in the face of a “clear indication
that the legislature intends to bind itself contractually.” Nat'l R.R. Passenger Corp. v. Atchison Topeka &
Santa Fe Ry. Co., 470 U.S. 451, 465–66 (1985) (citing
Anderson, 303 U.S. at 104–105). And here there is the
clearest indication possible: not only was the 1927
Law completely “couched in terms of contract,” Anderson, 303 U.S. at 105, but the Indiana legislature
added a new category of school districts to the coverage of the Law in 1965, knowing that it had been definitively construed to protect contract rights. 1965
Ind. Acts 131.
Second, Anderson correctly took account of the
State’s sovereign interest by asking whether the 1933
amendment was “a proper exercise of the police power . . . for an end which is in fact public” and by a
means “reasonably adapted to that end.” Id. at 108–
09 & n.17 (citing Blaisdell, 290 U.S. at 438). The rejection of the governmental interests asserted there
not amount to a legislative contract with the teachers of the
state and did not become a term of the contracts entered into
with employes [sic] by boards of education.” Id. at 322–23.
19
was particularly appropriate given both the degree of
the impairment and the State’s self-interest. As this
Court’s subsequent cases have recognized, both of
these are factors that raise the applicable level of
scrutiny. See Allied Structural Steel Co. v. Spannaus,
438 U.S. 234, 245 (1978) (“The severity of the impairment measures the height of the hurdle the state
legislation must clear.”); U.S. Trust, 431 U.S. at 25–
26 (“[C]omplete deference to a legislative assessment
of reasonableness and necessity is not appropriate
because the State's self-interest is at stake.”).
2. Petitioners try to discredit Anderson by casting
it as a relic from a bygone era in which the application of legislation to existing contracts was routinely
invalidated. See Pet. at 16–17. That effort withers
under scrutiny: although a significant doctrinal shift
has undoubtedly taken place in this Court’s Contract
Clause jurisprudence, that shift was complete by the
1938 Anderson decision.
The scholarly literature relied on by Petitioners
proves the point. It acknowledges that this Court’s
use of the Contract Clause as “a muscular restraint
on state authority” through much of the 19th Century
had already begun a “slow retreat” by the turn of the
20th Century, which accelerated even more during
World War I, and resulted in a “near-fatal punch” in
1934 with Blaisdell, the decision that forms “the basis for the modern reading of the Contract Clause.”
James W. Ely Jr., Whatever Happened to the Contract
Clause?, 4 Charleston L. Rev. 371, 374–88 (2010); see
also Brief of Amicus James W. Ely Jr. at 10–18,
Sveen v. Melin, 138 S. Ct. 542 (No. 16-1432) (recounting the same timeline).
This Court has also recognized that the preAnderson decision in Blaisdell operated as a seachange in this Court’s Contract Clause jurisprudence.
20
In United States Trust, this Court called Blaisdell
“the leading case in the modern era of Contract
Clause interpretation.” 431 U.S. at 15. And in City of
El Paso v. Simmons, Blaisdell was described as “a
comprehensive restatement of the principles underlying the application of the Contract Clause.” 379 U.S.
497, 508 (1965).
Anderson fully incorporates Blaisdell’s modern
approach to the Contract Clause. Upon finding that
the Tenure Law creates contract rights protected by
Article I, Section 10, the Anderson Court made clear
that its analysis was not yet at an end. Citing
Blaisdell’s more generous allowance for legislation
promoting the general welfare, this Court proceeded
to examine whether the state’s impairment of the
teacher’s contractual tenure rights was nevertheless
justified as “a proper exercise of the police power . . .
for an end which is in fact public” and by a means
“reasonably adapted to that end.” 303 U.S. at 108–09
& n.17.
To be sure, the State fell short of meeting this
standard of justification in Anderson. But, contrary to
what Petitioners seem to suggest, Blaisdell and its
progeny are not a guarantee that the government will
always prevail. “[T]he Contract Clause remains part
of the Constitution. It is not a dead letter.”
Spannaus, 438 U.S. at 241.
3. Similarly flawed is Petitioners’ suggestion that
Anderson is the product of a time in which this Court
routinely deemed legislation to create contractual
rights. Pet. at 16–20. That claim cannot be squared
with this Court’s decision in Phelps, which was decided just a year before Anderson and yet found that a
New Jersey tenure statute conferred only statutory,
rather than contractual, rights. 300 U.S. at 322–23.
Even more to the point, a strong presumption against
21
recognizing legislative contracts that would bind the
body’s successors has been part of this Court’s law
since the middle of the 19th century. See United
States v. Winstar Corp., 518 U.S. 839, 874 (1996)
(plurality opinion). In other words, Anderson’s conclusion that the Tenure Law creates contract rights
was not the result of outmoded legal principles, but of
the unmistakable clarity with which the Indiana legislature wrote those rights into the statute.
4. Petitioners are badly mistaken in claiming
that, because Anderson reversed the Indiana Supreme Court’s conclusion that the Tenure Law does
not create contractual rights for purposes of Contract
Clause, the case is somehow in tension with this
Court’s seminal decision in Erie Railroad Co. v.
Tompkins, 304 U.S. 64 (1938). See Pet. at 17–20.
Erie deals with adjudication of state-law claims in
federal court under its diversity jurisdiction. In that
context, giving conclusive deference to a state’s highest court is necessary to vindicate fundamental principles of federalism.
The Contract Clause, by contrast, is a federal
constitutional guarantee, where Erie has no application. See 304 U.S. at 78 (“Except in matters governed
by the Federal Constitution or by acts of Congress, the
law to be applied in any case is the law of the state.”)
(emphasis added). Accordingly, this Court has long
recognized that the underlying determination
“whether a contract was made is a federal question
for purposes of Contract Clause analysis.” Gen. Motors Corp. v. Romein, 503 U.S. 181, 187 (1992) (emphasis added). That is so even when the existence of a
contract question “turns on issues of general or purely local law,” because this Court cannot “surrender
the duty to exercise [its] own judgment” on federal
questions. Id. (cleaned up). See also Atl. Coast Line R.
22
Co. v. Phillips, 332 U.S. 168, 170 (1947) (“A claim
that a State statute impairs the obligation of contract
is an appeal to the United States Constitution, and
cannot be foreclosed by a State court’s determination
whether there was a contract or what were its obligations.”).
Anderson was correct when it was decided in
1938, and it remains correct today. The Seventh Circuit’s decision below faithfully applied Anderson to
the facts before it. There is nothing here that warrants this Court’s review.
B. Considerations of stare decisis strongly
counsel against revisiting Anderson
Of course, correct judgments have no need for the
principle of stare decisis “to prop them up.” Kimble v.
Marvel Ent., LLC, 135 S. Ct. 2401, 2409 (2015). And,
here, we have shown that Anderson is correct and
need not be revisited. But even if this Court harbors
some doubt about whether Anderson remains correctly decided, this is an instance where the values of
stare decisis are at their very strongest and should
therefore be followed in denying this petition.
Stare decisis “promotes the evenhanded, predictable, and consistent development of legal principles,
fosters reliance on judicial decisions, and contributes
to the actual and perceived integrity of the judicial
process.” Payne v. Tenn., 501 U.S. 808, 827 (1991).
Thus, “an argument that [this Court] got something
wrong—even a good argument to that effect—cannot
by itself justify scrapping settled precedent.” Kimble,
135 S. Ct. at 2409. Instead, to revisit a prior decision,
this Court generally requires a “special justification—
over and above the belief that the precedent was
wrongly decided.” Id. (cleaned up).
23
Those special justifications are lacking here. And
even more than that, there are countervailing considerations make the case far stronger for leaving Anderson untouched.
1. This Court is particularly reluctant to review
cases, like Anderson, that have remained on the
books for an extended period of time. Montejo v. Louisiana, 556 U.S. 778, 792–93 (2009) (noting that the
“antiquity of the precedent” factors in favor of stare
decisis). And the considerations favoring stare decisis
reach their very “acme” in cases, also like Anderson,
that determine contract rights. Kimble, 135 S. Ct. at
2410 (cleaned up). The reason for adhering to longstanding precedent involving contractual rights is
straightforward: “parties are especially likely to rely
on such precedents when ordering their affairs.” Id.
Those contract-based reliance interests come into
play here because there is more than a “reasonable
possibility” that the guarantees created by the Tenure Law would influence how Indiana teachers made
their career choices. Id. As the Seventh Circuit explained below, “teachers rely on a stable job-security
scheme to plan their personal and professional lives,
their investments of time and money, and their retirements.” Elliott, 876 F.3 at 935. They “cannot have
do-overs in their careers, either to earn more money
to make up for the lost job security or to find better
job security in another school district or in another
field entirely.” Id.
That sort of reliance is entirely sensible. For more
than seven decades following this Court’s decision in
Anderson, the Indiana legislature left the Tenure
Law’s substantive provisions fundamentally unchanged and even expanded the categories of teachers covered by those provisions. Moreover, since Anderson, Indiana courts have consistently recognized
24
that “teacher tenure is wholly contractual,” such that
tenure contracts “must be held to remain valid and
enforceable to the end, under the laws in force at the
time of [their] execution, no matter what changes the
law has undergone in the lifetime of the contract.” Bruck, 91 N.E.2d at 352–54 (cleaned up). Indiana teachers had every reason to believe this would
remain true and to plan their affairs accordingly.
2. This is not an instance where the constitutional nature of the decision in Anderson should diminish
the force of stare decisis. To be sure, the imperative to
follow to a prior decision is weaker when its effects
can be “altered only by constitutional amendment or
by overruling . . . prior decisions.” Agostini v. Felton,
521 U.S. 203, 235 (1997). But when it comes to the
holding of Anderson that Petitioners ask to have
overruled here—namely, that the provisions of the
1927 Indiana Tenure Law created a binding contractual commitment for teachers who satisfy the requirements for earning tenure—it is far “more important that the applicable rule of law be settled than
that it be settled right,” Burnet v. Coronado Oil &
Gas Co., 285 U.S. 393, 406 (1932) (Brandeis, J., dissenting).
Notwithstanding Anderson’s holding, Indiana has
always possessed a broad range of legislative options
to modify or eliminate the contractual nature of
rights under the Tenure Law. See supra at 14–15.
Thus, this is hardly a situation where stare decisis
must yield because “correction through legislative action is practically impossible.” Burnet, 285 U.S. at
406 (Brandeis, J., dissenting).
But more than that, following stare decisis here
gives effect to those steps the Indiana legislature did
take—not to correct a perceived mistake in the decision—but to ratify and adopt Anderson’s holding. See
25
supra at 5–7. The State unquestionably has the authority to enact legislation creating binding contractual rights for tenured teachers. And, for the decades
that followed Anderson, their response to the decision
would have been deemed to do just that. See Durham,
745 N.E.2d at 759; Miller, 141 N.E. at 61. As a result,
this Court cannot overrule Anderson without effectively nullifying Indiana’s long-standing embrace of
its holding. This provides all the more reason to respect and maintain the decision as precedent. See
Kimble, 135 S. Ct. at 2409–10; see also Boys Markets,
Inc. v. Retail Clerks, 398 U.S. 235, 257–58 (1970)
(Black, J., dissenting) (“When the law has been settled by an earlier case then any subsequent ‘reinterpretation’ of the statute is gratuitous and neither
more nor less than an amendment: it is no different
in effect from a judicial alteration of language that
[the legislature] itself placed in the statute.”).
3. There is also no merit to Petitioners’ claim that
Anderson has become unworkable as precedent. On
the contrary, the decision “is simplicity itself to apply,” Kimble, 135 S. Ct. at 2411, and operates as “an
established guidepost” for subsequent legislative developments, Square D Co. v. Niagara Frontier Tariff
Bureau, Inc., 476 U.S. 409, 423 (1986).
Anderson completes a series of decisions this
Court issued in the late 1930’s that establish the
metes and bounds for when state statutes conferring
employment benefits on teachers will be understood
to create contracts for purposes of the Contract
Clause. In Phelps, this Court affirmed a judgment of
the New Jersey Supreme Court holding that a 1909
teacher tenure law “did not amount to a legislative
contract with the teachers” because the lower court’s
decision was consistent with the overall statutory
scheme. 300 U.S. at 322–23.
26
The following term, in Dodge v. Board of Education, 302 U.S. 74 (1937), this Court found that a statute creating a retirement annuity paid in addition to
teachers’ pensions did not create contractual rights
both because the statute did not use the “normal language of a contract” and because Illinois Supreme
Court decisions had found similar programs to be
non-contractual.
And, of course, in Anderson this Court found that
the clarity of the contractual commitment in Indiana’s Tenure Law defeated the ordinary presumption
that statutes do not create contracts. In reaching that
conclusion, the Anderson Court explicitly distinguished both Phelps and Dodge based on the statutory language at issue in both cases and prior court decisions. Anderson, 303 U.S. at 100–08.
Taken together, the decisions in Phelps, Dodge,
and Anderson draw a clear line: legislation will create
contractual rights for purpose of Article I, Section 10
only where the statutory scheme is clearly “couched
in terms of contract.” Anderson, 303 U.S. at 105. That
line provides invaluable assistance to state legislatures drafting or revising their laws. Those states
wishing to treat tenure as a purely statutory matter
may do so through legislation that hews closer to
Phelps and Dodge by using non-contractual language.
See, e.g., Campbell v. Aldrich, 79 P.2d 257, 214–17
(Or. 1938); Malone v. Hayden, 197 A. 344, 353–54
(Pa. 1938); Morgan v. Potter, 298 N.W. 763 (Wis.
1941). And those states wishing to create a contractual commitment can model their legislation on the
Indiana Tenure Law. See, e.g., Minnesota Ass’n of
Pub. Schs. v. Hanson, 178 N.W.2d 846, 852 (Minn.
1970) (noting that the Minnesota law at that time
was “very similar” to the Indiana law at issue in Anderson).
27
The line drawn by Phelps, Dodge, and Anderson
has application beyond the context of the teacher
tenure laws, as well. For example, in noting that a
change to a statutory transportation covenant was
subject to Contract Clause scrutiny in United States
Trust, this Court specifically referenced Dodge and
Anderson as examples of how the Court determines
when legislation creates—or does not create—
contractual obligations. 431 U.S. at 17 n.14. And in
National Railroad Passenger Corp., this Court relied
heavily on Dodge and Anderson in explaining why a
statute regulating railroad employee passes did not
create contract rights. 470 U.S. at 465–66.
Petitioners fail to acknowledge Anderson’s role in
demarcating when legislation does or does not create
contractual rights. As a result, they do not come to
grips with the potential for confusion that could arise
if Anderson were overruled. After all, states have a
strong interest in maintaining the capacity to order
their affairs through contract when they wish to do
so. Yet, if Anderson is overruled, even the clearest
and most explicit contractual commitments in legislation might be treated as revocable by later action of
the legislature. Such an expansion of the state’s “abilities for contractual abrogation” would have the “certain result of undermining [its] credibility at the bargaining table and increasing the cost of its engagements.” Winstar, 518 U.S. at 884 (plurality opinion).
This Court should be reluctant to disregard precedent
in a manner “that would weaken the Government's
capacity to do business.” Id. at 886.
This case presents no “special justifications” for
overruling the long-standing precedent in Anderson.
On the contrary, all of the relevant considerations
point strongly in the opposite direction. Stare decisis
therefore demands that Anderson be let alone.
28
C. This case would be a poor vehicle for revisiting Anderson
As a final matter, even if this Court believes that
Anderson should be revisited, this case presents a
poor vehicle for doing so.
In asking this Court to reverse the Seventh Circuit’s judgment, Petitioners stake a great deal of their
argument on the overarching importance of the educational reforms contained in SB 1. Pet. at 24–29. Indeed, the efficacy of these reforms, and the manner in
which the legislature intended they be accomplished,
are the lynchpin of Petitioners’ claim that any contractual impairment was reasonable and necessary to
improve educational outcomes in the State. Id. Yet,
this case presents a raft of issues that would muddle
this Court’s consideration of that question.
Most significantly, this Court would have to consider the legislative interest advanced by SB 1 on a
record in which it is not even clear that the key portion of the law at issue, the RIF Provision, was meant
to apply to Elliott’s termination. On its very face, the
RIF Provision did not go into effect until after June
30, 2012, see Ind. Code § 20-28-7.5-1(d), while Elliott
was given notice of his termination more than three
weeks before that, on June 7, 2012. (DCT Dkt. 41-6.)
And the Board’s decision to apply the RIF Provision
before its effective date sowed further confusion that
is hard to reconcile with SB 1’s stated aims and its
interlocking requirements.
In particular, because the Board had not yet implemented SB 1’s requirement for annual performance assessments based on objective measures of
student achievement, it could not follow the law’s requirement for using those assessments to sort teachers into performance categories for purposes of mak-
29
ing layoff decisions. Instead, it based its layoff decision on little more than a freewheeling kibitzing session among school principals, which resulted in a decision to remove Elliott despite the fact that his preSB 1 performance ratings were superior to those of
many of the teachers the Board retained. (COA Dkt.
12 at 103–105; Dkt. 28 at 39–107.) So, whatever the
merits might be of the policy that animated SB 1
generally and the RIF Provision in particular, it is far
from clear that they are truly implicated in Elliott’s
layoff.
Such complicating factors make this a poor vehicle for re-examining Anderson. This Court should
therefore deny the petition.
30
CONCLUSION
The petition for a writ of certiorari should be denied.
Respectfully submitted,
ERIC HYLTON
Riley Bennett &
Egloff, LLP
141 E. Washington St.
Fourth Floor
Indianapolis, IN 46204
(317) 636-8000
ALICE O’BRIEN
Counsel of Record
JASON WALTA
KRISTEN HOLLAR
ZACHARY CHASE
National Education
Association
1201 Sixteenth St., N.W.
Washington, D.C. 20036
(202) 822-7035
aobrien@nea.org
Counsel for Respondent Joseph R. Elliott
May 4, 2018
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.