Petition for Writ of Certiorari — Northern Arapaho Tribe, et al., Petitioners v. Wyoming, et al.
Supreme Court briefFeb 16, 2018
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No. ______
In the
Supreme Court of the United States
________________
NORTHERN ARAPAHO TRIBE,
v.
Petitioner,
STATE OF WYOMING;
WYOMING FARM BUREAU FEDERATION,
________________
Respondents.
On Petition for Writ of Certiorari to the
United States Court of Appeals for the
Tenth Circuit
________________
PETITION FOR WRIT OF CERTIORARI
________________
ANDREW W. BALDWIN
BERTHENIA CROCKER
KELLY A. RUDD
BALDWIN,
CROCKER &
RUDD, P.C.
P.O. Box 1229
Lander, WY 82520
PAUL D. CLEMENT
Counsel of Record
GEORGE W. HICKS, JR.
ANDREW C. LAWRENCE
KIRKLAND & ELLIS LLP
655 Fifteenth Street, NW
Washington, DC 20005
(202) 879-5000
paul.clement@kirkland.com
Counsel for Petitioner
February 16, 2018
QUESTION PRESENTED
This Court has instructed that only Congress may
diminish the boundaries of an Indian reservation, and
only when its intent is clear and plain. Applying that
standard, this Court has found statutes to effect
diminishment only in three circumstances: (1) the text
provides for a guaranteed sum-certain payment to the
tribe in exchange for reservation land: (2) the statute
includes a provision restoring reservation land to the
public domain; or (3) the negotiations and legislative
history surrounding the statute unequivocally support
diminishment.
In the decision below, a divided Tenth Circuit
panel blazed a fourth path that undervalues
sovereignty interests and gives short shrift to this
Court’s most recent decision on the question. Based
primarily on language of cession, unaccompanied by
any sum-certain or public-domain language or
unequivocal legislative history, the court of appeals
concluded that a 1905 Act of Congress diminished the
Wind River Reservation in Wyoming—home to two
Indian tribes—to one-third its size. In reaching that
result, the Tenth Circuit overruled two federal
agencies that concluded that the 1905 Act did not
diminish the Reservation, split from the Eighth
Circuit on virtually identical statutory text, and, in
the dissenting judge’s view, “create[d] a new low-water
mark in diminishment jurisprudence.”
The question presented is:
Whether Congress evinced a clear and plain
intent in the 1905 Act to diminish the Wind River
Reservation by nearly two-thirds simply by using
language of cession.
ii
PARTIES TO THE PROCEEDING
Petitioner Northern Arapaho Tribe intervened as
a respondent in the court of appeals.
Respondents State of Wyoming and the Wyoming
Farm Bureau Federation were petitioners in the court
of appeals.
Non-intervenor respondents in the court of
appeals included the U.S. Environmental Protection
Agency; E. Scott Pruitt, in his official capacity as
Administrator of the U.S. Environmental Protection
Agency; and Doug Benevento, in his official capacity
as Acting Region 8 Administrator of the U.S.
Environmental Protection Agency.
Additional intervenors in the court of appeals
were the Eastern Shoshone Tribe; the City of
Riverton, Wyoming; and Fremont County, Wyoming.
iii
TABLE OF CONTENTS
QUESTION PRESENTED .......................................... i
PARTIES TO THE PROCEEDING ........................... ii
TABLE OF AUTHORITIES ...................................... vi
PETITION FOR WRIT OF CERTIORARI ................ 1
OPINIONS BELOW ................................................... 4
JURISDICTION ......................................................... 4
STATUTORY PROVISIONS INVOLVED ................. 4
STATEMENT OF THE CASE ................................... 4
A. General Principles of Sovereignty and
Diminishment ............................................... 4
B. The Wind River Reservation and the
1905 Act ........................................................ 7
C. The EPA Proceedings ................................. 11
D. The Tenth Circuit’s Decision ..................... 14
REASONS FOR GRANTING THE PETITION....... 17
I.
The Tenth Circuit’s Decision Conflicts With
Precedent From This Court And The Eighth
Circuit ................................................................ 19
II. The Tenth Circuit’s Conclusion That The
Wind
River
Reservation
Has
Been
Diminished Is Profoundly Wrong ..................... 26
A. The Statutory Text Does Not Evince the
Requisite Clear and Plain Congressional
Intent to Diminish ...................................... 27
B. The Legislative History Does Not
Support Diminishment .............................. 31
iv
C. The Subsequent Treatment of the Land
Further
Counsels
Against
Diminishment ............................................. 34
CONCLUSION ......................................................... 36
Appendix A
Opinion, United States Court of Appeals for
the Tenth Circuit, State of Wyoming
v. United States Environmental Protection
Agency, et al., Nos. 14-9512, 14-9514 (Feb. 22,
2017)............................................................. App-1
Appendix B
Order Denying Petition for Rehearing,
United States Court of Appeals for the Tenth
Circuit, State of Wyoming v. United States
Environmental Protection Agency, et al., Nos.
14-9512,
14-9514
(Nov. 7, 2017) ............................................. App-56
Appendix C
Approval of Application Submitted by
Eastern Shoshone Tribe and Northern
Arapaho Tribe for Treatment in a Similar
Manner as a State Under the Clean Air Act,
Environmental Protection Agency, 78 Fed.
Reg. 76,829, Nos. R08-WR-2013-0007; FRL9904-28-Region-8
(Dec. 19, 2013) ........................................... App-59
Appendix D
Legal Analysis of the Wind River Indian
Reservation
Boundary,
Environmental
Protection Agency, No. EPA-1-R08-20130007 (Dec. 6, 2013) .................................... App-65
v
Appendix E
Letter to the Honorable Scott C. Fulton,
General
Counsel,
United
States
Environmental Protection Agency, from
United States Department of the Interior,
Office of the Solicitor (Oct. 26, 2011) ..... App-201
Appendix F
1905 Act, 33 Stat. 1016 ........................... App-252
Appendix G
1897
Thermopolis
Purchase
Act,
30 Stat. 93 ................................................ App-267
Appendix H
1874
Lander
Purchase
Act,
18 Stat. 291 .............................................. App-273
vi
TABLE OF AUTHORITIES
Cases
Ash Sheep Co. v. United States,
252 U.S. 159 (1920) ................................ 3, 16, 23, 36
Cherokee Nation v. Georgia,
30 U.S. (5 Pet.) 1 (1831) ..................................... 3, 35
Choctaw Nation v. Oklahoma,
397 U.S. 620 (1970) .................................................. 6
DeCoteau v. Dist. Cty. Court
for Tenth Judicial Dist.,
420 U.S. 425 (1975) ........................................ passim
Flute v. United States,
808 F.3d 1234 (10th Cir. 2015)................................ 8
Hagen v. Utah,
510 U.S. 399 (1994) ................................ 5, 18, 24, 35
In re Gen. Adjudication of All Rights to Use
Water in the Big Horn River Sys.,
753 P.2d 76 (Wyo. 1988) .................................. 13, 23
Mattz v. Arnett,
412 U.S. 481 (1973) .................................... 22, 25, 36
Nebraska v. Parker,
136 S. Ct. 1072 (2016).................................... passim
Nw. Bands of Shoshone Indians
v. United States,
324 U.S. 335 (1945) .................................................. 4
Rosebud Sioux Tribe v. Kneip,
430 U.S. 584 (1977) ........................................ passim
Santa Clara Pueblo v. Martinez,
436 U.S. 49 (1978) .................................................. 35
vii
Seymour v. Superintendent,
368 U.S. 351 (1962) ........................................ passim
Solem v. Bartlett,
465 U.S. 463 (1984) ........................................ passim
South Dakota v. Yankton Sioux Tribe,
522 U.S. 329 (1998) ........................................ passim
United States v. Celestine,
215 U.S. 278 (1909) ................................................ 27
United States v. Dion,
476 U.S. 734 (1986) .................................................. 6
United States v. Grey Bear,
828 F.2d 1286 (8th Cir. 1987)................ 3, 16, 18, 25
United States v. Mazurie,
419 U.S. 544 (1975) ................................................ 35
Constitutional Provision
Wyo. Const. art. XXI................................................. 31
Statutes
2 U.S.C. §7601(d) ...................................................... 12
28 U.S.C. §1254(1) ...................................................... 4
42 U.S.C. §7607(b)(1) ................................................ 14
Fort Bridger Treaty, 15 Stat. 673 (1868) ................... 7
Lander Purchase Act, 18 Stat. 291 (1874) ................. 4
Wyoming Enabling Act, 26 Stat. 22 (1890) ............. 31
Thermopolis Purchase Act, 30 Stat. 93 (1897) .......... 4
1905 Act, 33 Stat. 1016 (1905) ................................... 4
Regulation
40 C.F.R. Part 49 ...................................................... 12
viii
Other Authority
H.R. Rep. No. 58-3700 (1905) ............................. 11, 30
PETITION FOR WRIT OF CERTIORARI
This case presents the exceptionally important
question whether Congress intended to strip two
Indian tribes that live on Wyoming’s only Indian
reservation of two-thirds of their sovereign territory.
A divided Tenth Circuit panel held that the Wind
River Reservation—home to the Northern Arapaho
and Eastern Shoshone Tribes since the nineteenth
century—was “diminished” to one-third its size by a
1905 Act of Congress that provided the Tribes with
practically nothing in return.
To reach that
conclusion, the panel overruled contrary judgments
from two federal agencies, departed from this Court’s
precedent, and split from the Eighth Circuit. As the
dissenting judge correctly observed, the decision below
“creates a new low-water mark in diminishment
jurisprudence.” App.41 (Lucero, J., dissenting). The
need for certiorari could not be more pressing.
This case concerns the Wind River Reservation in
Wyoming, which was established by federal treaty in
1868. Over the next several decades, the Tribes twice
permanently relinquished portions of their land to the
United States in exchange for fixed payments. Those
statutes used language precisely suited to
diminishment and plainly and unambiguously
modified the United States’ treaty obligations and
reduced the sovereign territory of the Tribes. Thus, in
1874, Congress ratified a statute that “change[d] the
southern limit” of the Reservation in exchange for a
sum-certain. App.274. In 1897, in exchange for
another sum-certain, the Tribes agreed to “forever and
absolutely” relinquish another segment of the
2
Reservation, most of which was then “declared to be
public lands of the United States.” App.267.
But in 1905, Congress took a different tack and
passed a statute in which the Tribes would “cede,
grant, and relinquish” two-thirds of their land to the
United States as a “trustee,” who would attempt to sell
parcels of the land to settlers and “pay over to [the
Tribes] proceeds from the sale[s] thereof only as
received.” App.252; App.263. That approach—which
provided zero guaranteed compensation to the Tribes
and, in fact, produced few land sales and little revenue
for the Tribes—was consistent with contemporaneous
“surplus land acts,” which guaranteed no lump-sum
payment to Tribes and “did no more than open the way
for non-Indian settlers to own land on the
reservation,” Seymour v. Superintendent, 368 U.S.
351, 356 (1962), without “diminish[ing] the
reservation’s boundaries,” Nebraska v. Parker, 136 S.
Ct. 1072, 1080 (2016).
For a century, the Tribes understood their
Reservation to be undiminished by the 1905 Act. And
in 2008, they applied to the Environmental Protection
Agency (“EPA”) to manage certain air-quality
programs affecting that land. After Wyoming and
others objected that the 1905 Act diminished the
Reservation, EPA and the Interior Department
exhaustively considered the matter, and both agreed
that the 1905 Act did no such thing. But a Tenth
Circuit panel reached the opposite result in a divided
decision. According to the majority, the Tribes
relinquished the vast majority of their sovereign
territory for the promise (and receipt) of almost
nothing.
3
The Tenth Circuit’s decision is untenable. This
Court has admonished that only Congress may
diminish an Indian reservation and only when its
intent is “clear and plain.” South Dakota v. Yankton
Sioux Tribe, 522 U.S. 329, 343 (1998). The Tenth
Circuit’s determination that Congress acted with such
intent here flouts 100 years of diminishment
jurisprudence, from this Court’s 1920 decision in Ash
Sheep Co. v. United States, 252 U.S. 159 (1920), to this
Court’s 2016 decision in Parker. Moreover, the Tenth
Circuit’s conclusion conflicts with an Eighth Circuit
decision holding that a materially identical statute did
not diminish a reservation. United States v. Grey
Bear, 828 F.2d 1286 (8th Cir. 1987). Although that
split is reason enough to grant certiorari, the decision
below conflicts with the conclusions of two federal
agencies and is profoundly wrong. Indeed, this case is
little different from Parker, decided just two Terms
ago, but barely mentioned by the Tenth Circuit. As in
Parker, earlier acts used distinct language that clearly
evinced an intent to diminish. But, as in Parker, the
relevant act merely opened the reservation to such
land sales as the market would bear, which is
insufficient to overturn previous treaty promises or
sever the Tribes’ sovereignty.
This Court stated long ago that “Indians have
rights of occupancy to their lands” that are “sacred.”
Cherokee Nation v. Georgia, 30 U.S. (5 Pet.) 1, 48
(1831). No Indian tribe should be deprived of its
sovereign territory without this Court’s review, and
certainly not under novel reasoning incompatible with
the precedents of this Court and other courts of
appeals. Certiorari is plainly warranted.
4
OPINIONS BELOW
The Tenth Circuit’s opinion is reported at 875
F.3d 505 and reproduced at App.1-55. The EPA
decision at issue before the Tenth Circuit is reported
at 78 Fed. Reg. 76,829 (Dec. 19, 2013) and reproduced
at App.59-64. The legal analyses of EPA and the
Interior Department are unreported but reproduced at
App.65-251.
JURISDICTION
The Tenth Circuit issued its opinion on February
22, 2017. On November 7, 2017, the Tenth Circuit
denied a petition for rehearing en banc, but the panel
sua sponte granted panel rehearing and issued an
amended opinion. On January 17, 2018, Justice
Sotomayor extended the time for filing this petition to
and including March 7, 2018.
This Court has
jurisdiction under 28 U.S.C. §1254(1).
STATUTORY PROVISIONS INVOLVED
The 1905 Act, 33 Stat. 1016, the 1897 Thermopolis
Purchase Act, 30 Stat. 93, and the 1874 Lander
Purchase Act, 18 Stat. 291, are reproduced at
App.252-75.
STATEMENT OF THE CASE
A. General Principles of Sovereignty and
Diminishment
“In the latter half of the nineteenth century, large
sections of the western States and Territories were set
aside for Indian reservations.” Solem v. Bartlett, 465
U.S. 463, 466 (1984). As the century progressed, the
westward migration of settlers, Nw. Bands of
Shoshone Indians v. United States, 324 U.S. 335, 341
(1945); App.4, the “need for cash and direct
5
assistance,” DeCoteau v. Dist. Cty. Court for Tenth
Judicial Dist., 420 U.S. 425, 431 (1975), and other
factors led tribes to permanently relinquish
reservation land in exchange for fixed payments. This
is known as “diminishment,” which “freed [Indian]
land of its reservation status.” Hagen v. Utah, 510
U.S. 399, 409 (1994).
Toward the beginning of the twentieth century,
Congress began to alter its approach toward Indian
lands. “Congress passed a series of surplus land acts
… to force Indians onto individual allotments carved
out of reservations and to open up unallotted lands”—
i.e., “surplus” lands—“for non-Indian settlement.”
Solem, 465 U.S. at 466-67. The language of these
surplus lands act differed, with some obligating the
United States to make immediate sum-certain
payments, and others simply opening land to
settlement with tribes paid only to the extent of sales
to settlers by the United States as trustee. “[I]t is
settled law that some surplus land acts diminished
reservations,” while “other surplus land acts did not.”
Id. at 469.
“The framework … to determine whether an
Indian reservation has been diminished is well
settled.” Parker, 136 S. Ct. at 1078. “The first and
governing principle is that only Congress can divest a
reservation of its land and diminish its boundaries.”
Solem, 465 U.S. at 470. Thus, “[o]nce a block of land
is set aside for an Indian Reservation and no matter
what happens to the title of individual plots within the
area, the entire block retains its reservation status
until Congress explicitly indicates otherwise.” Id.
“The mere fact that a reservation has been opened to
6
settlement does not necessarily mean that the opened
area has lost its reservation status.” Rosebud Sioux
Tribe v. Kneip, 430 U.S. 584, 586-87 (1977).
The “touchstone to determine whether a given
statute diminished or retained reservation boundaries
is congressional purpose.” Yankton, 522 U.S. at 343.
Because diminishment simultaneously reduces a
tribe’s sovereign territory and modifies earlier treaty
promises of the United States, this Court has long
required Congress’ intent to diminish to be “clear and
plain.” United States v. Dion, 476 U.S. 734, 738-39
(1986). Accordingly, courts begin with a “presumption
that Congress did not intend to diminish the
reservation,” Solem, 465 U.S. at 481, and “any
doubtful expressions … should be resolved in the
Indians’ favor,” Choctaw Nation v. Oklahoma, 397
U.S. 620, 631 (1970).
This Court employs a three-factor framework to
discern whether Congress intended diminishment.
The starting point is the statutory text, which
provides the “most probative evidence.” Parker, 136 S.
Ct. at 1079. Language “providing for the total
surrender of tribal claims in exchange for a fixed
payment” or a “provision restoring portions of a
reservation to ‘the public domain’” are “hallmarks” of
diminishment. Id. Second, courts examine the
“history surrounding the passage of the … Act.” Id. at
1080. Because the statutory language is paramount,
however, the historical evidence must “unequivocally
reveal a widely-held, contemporaneous understanding
that the affected reservation would shrink as a result
of the proposed legislation.” Solem, 465 U.S. at 471.
Third, courts “consider both the subsequent
7
demographic history of opened lands … as well as the
United States’ ‘treatment of the affected areas.’”
Parker, 136 S. Ct. at 1081. As with the legislative
history, evidence regarding the subsequent treatment
of the land must “unequivocally” support
diminishment. Id. at 1080. This Court “has never
relied solely on” the subsequent treatment of land to
find diminishment. Id. at 1081.
B. The Wind River Reservation and the
1905 Act
The Wind River Reservation was established in
present-day Wyoming in 1868 by a federal treaty
between the Eastern Shoshone Tribe and the United
States. See Fort Bridger Treaty, 15 Stat. 673 (1868).
The 1868 Treaty guaranteed the Eastern Shoshone
approximately 3 million acres of land as “their
permanent home” and precluded “permanent
settlement elsewhere,” but it also permitted “other
friendly Tribes or individual Indians” to settle on the
Reservation “as from time to time [the Eastern
Shoshone] may be willing, with the consent of the
United States, to admit amongst them.” 1868 Treaty,
arts. II, IV. In 1878, pursuant to this provision, the
Northern Arapaho Tribe joined the Eastern Shoshone
on the Reservation, where they have a sovereign
“equal right” to reservation land, see App.5-6; App.7273; JA366,1 after their first reservation, which
spanned four states, had been overrun by settlers and
the Tribe brutally attacked by the U.S. military.2 The
1 “JA” refers to the Joint Appendix filed with the Tenth Circuit.
2 In 1864, for example, the U.S. Army attacked, killed, and
mutilated unarmed Tribe members—largely women and
children—in what is known as the Sand Creek Massacre. See
8
Reservation is now the only sovereign home for the
Northern Arapaho and the only Indian reservation in
Wyoming today.
In the decades following the 1868 Treaty, the
Tribes negotiated two land transactions with the
federal government that were ultimately enshrined in
federal statutes. The first is known as the “Lander
Purchase,” which Congress ratified in 1874. See
App.273-75. In the Lander Purchase, the Eastern
Shoshone agreed to relinquish approximately 700,000
acres of Reservation land to the United States in
exchange for a fixed sum of $25,000. App.274-75. As
the Lander Purchase Act explains, the statute was
intended to “change the southern limit of said
reservation.” App.274 (emphasis added). The Lander
Purchase indisputably diminished the Wind River
Reservation.
Subsequently, the federal government pursued a
much larger swath of Reservation land north of the
Big Wind River. But those attempts failed. In 1891,
a federal commission offered a fixed sum of $600,000
to the Tribes if they agreed to “cede, convey, transfer,
relinquish and surrender, forever and absolutely … all
[the Tribes’] right, title, and interest, of every kind and
character, in and to the lands.” App.22. The Northern
Arapaho squarely opposed the offer, and Congress
declined to ratify it. JA375-76. In 1893, Congress
dispatched another commission with a fixed-sum offer
of $750,000 for the same land. App.22. “Despite the
Flute v. United States, 808 F.3d 1234, 1237-39 (10th Cir. 2015)
(noting that “although the United States promised to pay
reparations to the survivors … it never fulfilled its obligations”).
9
higher offer, the Tribes refused three different
proposals, and no agreement was reached.” App.22.
In 1897, the Tribes agreed to a far more modest
agreement known as the “Thermopolis Purchase,” in
which they sold approximately 55,000 acres of land to
the federal government.
Congress ratified that
agreement in 1897. See App.267-72 As with the
Lander Purchase Act, the intent to diminish the
Reservation was clear: The Tribes agreed to “cede,
convey, transfer relinquish, and surrender forever and
absolutely all their right, title, and interest” in the
land in exchange for $60,000. App.267-68 (emphasis
added).
Moreover, when Congress ratified the
Thermopolis Purchase, the government relinquished
“one mile square” of the land “unto the State of
Wyoming,” and the remainder was “declared to be
public lands of the United States.” App.272. The
Thermopolis Purchase indisputably diminished the
Wind River Reservation.
In 1904, Congress adopted a different approach
toward the lands north of the Big Wind River.
Congress no longer sought to acquire the land outright
in exchange for a sum-certain, but instead proposed
opening the land to entry by homesteaders. As the
federal delegate explained when opening the
negotiations, “My friends, I am sent here at this
time … to present to you a proposition for the opening
of certain p[or]tions of your reservation for settlement
by the whites.” JA510. Rather than pay the Tribes
“lump sum consideration” for the lands, the delegate
continued, the Tribes would make “the surplus lands[]
of [the] reservation open to settlement” and, in turn,
would receive “the proceeds of the sale of the land” to
10
the extent that the federal government was able to sell
plots to individual settlers. JA510-16. That approach
was consistent with contemporaneous surplus land
acts, which “did no more than open the way for nonIndian settlers to own land on the reservation,”
Seymour, 368 U.S. at 356, without “diminish[ing] the
reservation’s boundaries,” Parker, 136 S. Ct. at 1080.
Following these discussions, Congress passed the
1905 Act at issue here.3 The 1905 Act contained no
sum-certain payment to the Tribes and no language
restoring lands to the public domain. See App.252-66.
Instead, the Act provided that the Tribes would “cede,
grant, and relinquish to the United States, all right,
title, and interest which they may have to all the lands
embraced within the said reservation” (approximately
1.5 million acres), except lands south of the Big Wind
River and west of the Popo Agie River (approximately
800,000 acres). App.252-53. The government would
“act as trustee for said Indians to dispose of said lands
and … pay over to them the proceeds received from the
sale thereof only as received,”App.263, with certain
amounts to be allocated for “an irrigation system,”
“live stock,” a “school fund,” and other purposes,
App.256-57. The 1905 Act emphasizes, however, that
the government was not bound “to purchase any
portion of the lands … or to guarantee to find
purchasers.” App.263.
The 1905 Act included other relevant provisions.
One proviso discusses the rights of a prominent
mineral leaseholder on the Reservation named Asmus
3 Federal negotiators never obtained Northern Arapaho
consent for the 1904 agreement. App.79 n.6.
11
Boysen, whose lease from the Tribes included a clause
providing that it “shall terminate” in “the event of the
extinguishment … of the Indian title to the lands
covered.” H.R. Rep. No. 58-3700, pt. 2, at 3 (1905).
After a debate about the effect of the 1905 Act on the
leasehold and assurances that the Act would not
terminate the lease, Congress included a proviso
expressly stating that the Act would not “impair the
rights” of Boysen. App.262. In addition, the 1905 Act
included a provision allowing tribal members who had
selected allotments on the opened lands to “have the
same allotted and confirmed to him or her,” thereby
ensuring the Tribes could maintain a physical
presence on the opened lands. App.253. Furthermore,
the 1905 Act omitted certain provisions Congress
routinely used in other statutes diminishing Indian
reservations, such as a “school lands provision”
reserving sections of the land for common schools. See
Yankton, 522 U.S. at 349-50.
The individual land sales to settlers envisioned by
the 1905 Act largely failed to materialize. Fewer than
200,000 of the nearly 1.5 million acres opened by the
1905 Act were sold, and the Tribes received only
modest proceeds, far less than the $600,000 and
$750,000 offered and rejected for a lump-sum sale.
App.180. Today, more than 75 percent of the land
covered by the 1905 Act is land held in trust by the
United States for the benefit of the Tribes and their
members. App.180.
C. The EPA Proceedings
The Clean Air Act authorizes EPA to treat Indian
tribes like states in managing certain air-quality
programs in areas under tribal jurisdiction. See 42
12
U.S.C. §7601(d); 40 C.F.R. Part 49. To qualify,
interested tribes must submit applications to EPA
describing the areas over which they claim
jurisdiction. App.7.
In 2008, the Northern Arapaho and Eastern
Shoshone filed an application with EPA concerning all
lands encompassed by the 1868 Treaty minus those
permanently relinquished in the 1874 Lander
Purchase and the 1897 Thermopolis Purchase. App.7.
The state of Wyoming and the Wyoming Farm Bureau
Federation—respondents here—objected, contending
that the 1905 Act diminished the Reservation. App.8.
In 2009, EPA sought an independent analysis
from the Interior Department (“Interior”). In a
detailed
opinion
letter,
Interior
found
no
diminishment. See App.201-51. As Interior’s opinion
explained, “[u]nlike the Lander Purchase and the
Thermopolis Purchase, the language of the 1905 Act,
its legislative history, and the circumstances
surrounding its enactment do not reveal clear
congressional intent to diminish and alter the exterior
boundaries of the Wind River Reservation.” App.251.
EPA agreed with Interior in its own exhaustive
83-page legal analysis. See App.65-200. Beginning
with the 1905 Act’s text, EPA similarly observed that,
“particularly in comparison with the 1874 Lander and
1897 Thermopolis Purchases Acts, … the operative
language does not evince clear Congressional intent to
also alter and diminish the Reservation boundaries,
nor was it necessary to do so in order to achieve the
Act’s main purpose of opening the lands to
settlement.” App.115-16. EPA emphasized that the
“1905 Act did not provide for a fixed sum certain
13
payment to the Tribes in exchange for the lands,” but
instead “predicated payment to the Tribes on
prospective sales to homesteaders, and the United
States expressly declined to commit to conduct any
such sales.” App.116. EPA thought it unlikely that
Congress intended “to immediately reduce the
Reservation by more than half without any guarantee
that the Tribes would ever receive compensation in
consideration for those lands.” App.116. EPA noted
that the United States had previously taken the
position that the 1905 Act did not evince clear intent
to diminish. App.117; see In re Gen. Adjudication of
All Rights to Use Water in the Big Horn River Sys. (Big
Horn I), 753 P.2d 76 (Wyo. 1988).
EPA further concluded that “the circumstances
surrounding the 1905 Act … do not support a finding
of clear Congressional intent that the Act would
permanently sever and alter the exterior boundaries
of the Reservation.” App.119. For example, EPA
noted that the federal delegate who met with the
Tribes “repeatedly referred to the bill as opening the
Reservation to settlement by non-Indians, and did not
speak in terms of altering the 1868 Treaty terms with
respect to the exterior boundaries of the Reservation.”
App.120. EPA likewise observed that the 1905 Act
expressly protected the rights of leaseholder Boysen,
App.129-34, and it concluded from its review of the
legislative history that the “prevailing view” within
Congress was that the “1905 Act would retain a Tribal
trust interest in the opened lands and that those lands
would not be returned to the public domain,” App.133.
In addition, EPA thought Congress’ “explicit deletion”
of the school lands provision, App.137, “indicate[d]
Congress’ understanding that the opened area would
14
retain its Reservation character,” App.135. Finally,
EPA concluded that events subsequent to the 1905 Act
did not clearly demonstrate that the Reservation had
been diminished. App.147-99.
In light of its analysis, EPA approved the Tribes’
application claiming jurisdiction over the lands in the
1905 Act. App.59.
D. The Tenth Circuit’s Decision
Respondents petitioned for review of EPA’s
boundary determination. See 42 U.S.C. §7607(b)(1).
In a sharply divided opinion, the Tenth Circuit
vacated EPA’s determination and concluded that the
1905 Act had diminished the Wind River Reservation.
The majority acknowledged that Congress must
“clearly express[]” its intent to diminish, and
diminishment “‘will not be lightly inferred.’” App.9.
The majority nevertheless concluded the 1905 Act
cleared that high bar. The majority first noted that
the 1905 Act’s language provided that the Tribes
would “cede, grant, and relinquish to the United
States, all right, title, and interest” in the land in
dispute. App.12. The majority deemed this language
“’precisely suited’ to diminishment,” App.12, and
“[t]he lack of a sum certain payment and the inclusion
of a trusteeship provision do not compel a different
conclusion,” App.21. According to the majority, sumcertain language was unnecessary because the 1905
Act included a “hybrid payment scheme,” in “which
different amounts derived from the proceeds of sales
of the ceded lands are allocated to specific funds,” such
as for the purchase of livestock.
App.17-18.
Furthermore, the majority continued, the absence of
any language restoring the disputed lands to the
15
public domain was irrelevant, because “whether lands
became ‘public lands’ … is ‘logically separate’ from
diminishment.” App.20. At bottom, the majority
concluded, “Congress’s use of the words ‘cede, grant,
and relinquish’ can only indicate one thing—a
diminished reservation.” App.16.
Next, the majority examined the historical
context surrounding the 1905 Act’s passage. The
majority acknowledged that only “‘unequivocal
evidence derived from the surrounding circumstances
may support the conclusion that a reservation has
been diminished.’” App.21. But the court never
identified any such “unequivocal evidence,” and
believed that it “need not search for” it, “for the statute
contains express language of cession.” App.21. The
majority did mention congressional efforts to diminish
the Wind River Reservation in 1891 and afterwards
and related statements. The majority conceded that
none of the statements concerned the 1905 Act, but it
deemed the unenacted 1891 proposal a “predicate” for
the 1905 Act. App.29. Drawing an analogy to Rosebud
Sioux Tribe v. Kneip, the majority suggested that
“Congress’s consistent attempts at the turn of the
century to purchase the disputed land compel the
conclusion that this intent continued through the
passage of the 1905 Act.” App.29-31. The majority
acknowledged that the Boysen provision and the
school lands provision “may cut against … a finding of
diminishment,” but it reasoned those provisions could
not “defeat” a finding of diminishment. App.30 n.14.
Finally, the majority examined the history
following the enactment of the 1905 Act. The court
was “unable to discern clear congressional intent from
16
the subsequent treatment” and thus found “little
evidentiary value” in it. App.32.
Judge Lucero dissented, deeming the majority’s
opinion “a new low-water mark in diminishment
jurisprudence.” App.41. Judge Lucero first observed
that the 1905 Act did not provide the Tribes with a
lump-sum payment or “restore the lands at issue to
the public domain.” App.41-43. Instead, “the lands at
issue here were held in trust under the Act” and
therefore “remained Indian lands,” as this Court had
concluded in 1920 when interpreting a similar statute.
App.43 (citing Ash Sheep, 252 U.S. 159). In light of
the absence of either sum-certain or public-domain
language, Judge Lucero continued, “we could easily
interpret the language of cession contained in the 1905
Act as merely opening portions of the Wind River
Reservation to settlement,” as the Eighth Circuit
concluded when addressing a materially identical
statute. App.44-45 (citing Grey Bear, 828 F.2d 1286).
Judge Lucero thus faulted the majority for “reach[ing]
a conclusion squarely opposite to one of our sibling
circuits, creating a needless circuit split.” App.45.
Judge Lucero next explained that the
“surrounding circumstances” did not support
diminishment, let alone “unequivocally.” App.46. For
example, “[b]y striking the provision” regarding school
lands, “Congress recognized that Wyoming could [not]
take … lands on the reservation.” App.48. Likewise,
the Boysen provision demonstrated “that the opened
areas would retain their reservation status.” App.49.
And Judge Lucero rejected the majority’s reliance on
the unenacted proposals from the 1890s, because
those failed negotiations took place “nearly a
17
generation prior to the passage of the 1905 Act.”
App.50. “At best,” Judge Lucero concluded, “the
historical record is mixed regarding Congress’ intent,”
and therefore “it is insufficient to overcome ambiguity
in the statutory text.” App.52.
Judge Lucero did agree with the majority on one
issue: “the post-Act record is so muddled it does not
provide evidence of clear congressional intent.”
App.53. Accordingly, in the absence of clear evidence
of Congress’ intent to diminish, Judge Lucero
concluded “the 1905 Act did not diminish the Wind
River Reservation.” App.55.
Both Tribes filed petitions for rehearing en banc.
The court denied the petitions after modifying the
majority and dissenting opinions.
REASONS FOR GRANTING THE PETITION
The Tenth Circuit’s decision strips the Northern
Arapaho and Eastern Shoshone Tribes of a substantial
portion of their sovereign homeland—a devastating
holding that conflicts with this Court’s precedent, a
published Eighth Circuit decision, and the judgments
of two federal agencies. By any measure, the Tenth
Circuit’s highly consequential and deeply flawed
holding warrants this Court’s review.
The Tenth Circuit’s decision hinges on the notion
that the phrase “cede, grant, and relinquish”
unaccompanied by sum-certain or public-domain
language is “precisely suited” to and “can only indicate
… diminishment. App.12; App.16. That proposition
is irreconcilable with this Court’s precedents. This
Court has never held that “cession” language alone
supports diminishment. On the contrary, this Court
has found diminishment under prong one of the Solem
18
framework only when the relevant statute provided a
sum-certain payment in exchange for reservation
lands or included language that restores reservation
lands to the public domain. See Yankton, 522 U.S. at
344; Hagen, 510 U.S. at 412; Decoteau, 420 U.S. at
445. Indeed, the only case finding diminishment in
the absence of sum-certain or public-domain language,
see Rosebud, 430 U.S. at 615, did so on the basis of
unequivocal
legislative
history
supporting
diminishment under prong two, see Solem, 465 U.S. at
469 n.10. That is plainly not the case here, as the
panel not only failed to find such unequivocal history,
but disclaimed the need even to look for it.
The decision below thus represents an
unprecedented departure from 100 years of
diminishment jurisprudence, including the many
cases underscoring that the absence of sum-certain
transfers and the presence of the sort of pay-as-you-go
language included in the 1905 Act is indicative of
congressional intent merely to open reservation lands
to settlement, and not a reflection of Congress’ intent
to extinguish tribal sovereignty over long-held sacred
lands secured to the Tribe by prior treaty. It is
therefore no surprise that the decision below has
“create[d] a needless circuit split” with the Eighth
Circuit, which found no diminishment after
scrutinizing materially indistinguishable statutory
text. See Grey Bear, 828 F.2d at 1290.
The Tenth Circuit’s bottom-line conclusion is
deeply flawed. If the Court had not given talismanic
status to the word “cede,” it would have recognized
multiple textual indications that Congress did not
intend to diminish the Reservation. Both the Boysen
19
proviso and the absence of school-land provisions are
inconsistent with a clear intent to diminish. And the
most striking textual feature of the 1905 Act is its
contrast with two earlier acts that plainly diminished
the Wind River Reservation using language—
referencing sums certain, the public domain, or both—
that actually is perfectly suited for diminishment. As
this Court emphasized in Parker, such a “change in
language” is significant. 136 S. Ct. at 1079-80. But
the Tenth Circuit barely mentioned Parker, even
though it closely resembles this case and is this
Court’s last word on diminishment. The decision
below mistakenly strips the Tribes of their sovereign
territory and fully merits this Court’s review.
I.
The Tenth Circuit’s Decision Conflicts With
Precedent From This Court And The Eighth
Circuit.
A. The operative language of the 1905 Act
provides that the Tribes “hereby cede, grant, and
relinquish to the United States, all right, title, and
interest which they may have to all the lands
embraced within said reservation,” except for roughly
800,000 acres in the southwestern part of the
reservation.
App.252.
In return, the federal
government offered no lump-sum payment, but would
serve as “trustee” for the Tribes, sell individual plots
of the land to settlers, and pay the Tribes “the
proceeds received from the sale[s].” App.263. Those
proceeds, if they materialized, would then be
channeled to specific causes, including the creation of
“an irrigation system,” the purchase of “live stock,”
and the development a “school fund.” App.256-57.
The statute underscored that the United States was
20
not guaranteeing that sales would occur or that any
minimum level of proceeds would be transferred.
In the Tenth Circuit’s view, this statutory text
“aligns with the type of language this Court has called
‘precisely suited’ to diminishment.” App.12 (quoting
Yankton, 522 U.S. at 344).
The Tenth Circuit
reasoned that “Congress’s use of the words ‘cede,
grant, and relinquish’ can only indicate … a
diminished reservation.” App.16 (emphasis added).
That attribution of dispositive significance to
language of cession, unaccompanied by sum-certain or
public-domain references, is quite plainly wrong. The
view has no support in this Court’s diminishment
jurisprudence and conflicts with the whole line of this
Court’s cases. This Court has concluded that an Act
of Congress diminished the boundaries of an Indian
reservation only when (1) the statutory text
guaranteed the tribe a sum-certain payment in
exchange for reservation lands; (2) the statutory text
made clear that the reservation lands would be
restored to the public domain; or (3) there is
unequivocal evidence supporting diminishment in the
contemporaneous legislative and historical record.
Indeed, the very case cited by the Tenth Circuit to
support the notion that the 1905 Act is “precisely
suited” to diminishment refutes it. In South Dakota v.
Yankton Sioux, this Court examined a 1904 statute
providing that a tribe would “cede, sell, relinquish,
and convey” certain lands to the United States in
exchange for “a fixed payment of $600,000.” 522 U.S.
at 344. The Court concluded that “[t]his ‘cession’ and
‘sum certain’ language is ‘precisely suited’ to
terminating reservation status” and thus that the
21
Yankton Sioux reservation had been diminished. Id.
(emphasis added). Likewise, in DeCoteau v. District
County Court, the Court examined an 1891 statute
providing that a tribe would “cede, sell, relinquish,
and convey to the United States” certain lands in
exchange for a “sum certain” payment of $2.50 per
acre transferred to the United States. 420 U.S. at 445,
448. The Court explained that the negotiations
preceding the agreement “show plainly that the
Indians were willing to convey to the Government, for
a sum certain, all of their interest in all of their
unallotted lands,” and “[t]he Agreement’s language …
was precisely suited to this purpose.” Id. at 445
(emphasis added).
The Court therefore found
diminishment.
The difference between sum-certain language and
the pay-as-you-go language included in the 1905 Act
is critical, because pay-as-you-go language, even when
accompanied by language like “cede” or “relinquish,”
is “precisely suited” to opening a reservation to
settlement to the extent of later hoped-for sales to
settlers, and is actually ill-suited to a definitive and
immediate termination of reservation lands. Indeed,
a number of this Court’s decisions have made clear
that a conditional promise to transfer proceeds from
whatever land sales may occur is inconsistent with
congressional intent to permanently diminish a
reservation.
Most recently, in Parker, the Court examined an
1882 statute that opened reservation lands for
settlement without guaranteeing payment. As the
Court explained, “rather than the Tribe’s receiving a
fixed sum for all of the disputed lands, the Tribe’s
22
profits were entirely dependent upon how many
nonmembers purchased the appraised tracts of land.”
Parker, 136 S. Ct. at 1079. The Court concluded that
“it is clear that the 1882 Act falls into [the] category of
surplus land Acts … that ‘merely opened reservation
land to settlement and provided that the uncertain
future proceeds of settler purchases should be applied
to the Indians’ benefit.’” Id. The same reasoning
applied in Solem v. Bartlett, Seymour v.
Superintendent, and Mattz v. Arnett, 412 U.S. 481
(1973)—all of which involved statutes containing payas-you-go language, none of which was found to
diminish a reservation. See Solem, 465 U.S. at 473
(the “reference to the sale of Indian lands, coupled
with the creation of Indian accounts for proceeds,
suggests that the [government] was simply being
authorized to act as the Tribe’s sales agent”);
DeCoteau, 420 U.S. at 448 (noting that statutes in
Seymour and Mattz could not support diminishment
because they “merely opened reservation land to
settlement and provided that the uncertain future
proceeds of settler purchases should be applied to the
Indians’ benefit”). Needless to say, none of those cases
ever recognized that “hybrid payment scheme[s]”
would render the absence of sum-certain payments
irrelevant, App.17, for a “hybrid payment scheme,”
after all, is merely a “euphemism” for a “conditional
promise to pay,” App.42 (Lucero, J., dissenting).
To be sure, “cession” language may be suggestive
of diminishment—even “strongly suggest[ive],” Solem,
465 U.S. at 470—but contrary to the Tenth Circuit,
absent sum-certain or public-domain language, this
Court has never deemed such language as a
dispositive indicator of an intent to diminish. For
23
example, in Ash Sheep Co. v. United States—one of
this Court’s earliest precedents interpreting a surplus
land act—the Court concluded that disputed portions
of a reservation remained “Indian lands” and did not
become “public lands” (a holding closely related to nondiminishment) even though the tribe “ceded, granted
and relinquished” title to the United States. 252 U.S.
at 164-66 (emphasis added). Likewise, in Rosebud
Sioux Tribe v. Kneip, the Court examined a 1904
statute providing that a tribe would “cede, surrender,
grant, and convey to the United States” certain
portions of their reservation in exchange for the
proceeds from the sale of opened lands, rather than
receive a sum-certain payment. 430 U.S. at 597.
Although the Court found diminishment in Rosebud,
it did so based on “unequivocal” evidence of
diminishment in the contemporaneous historical
record—not because of clear and plain statutory text.
See Solem 465 U.S. at 469 n.10 (explaining that the
statutory text in Rosebud failed to “clearly sever[] the
Tribe from its interest in the unalloted open lands,”
and noting that Rosebud found diminishment only
because “the circumstances surrounding the passage”
of the statute “unequivocally demonstrated that
Congress meant … to diminish the Rosebud
Reservation”); Big Horn I, 753 P.2d at 117 (affirming
special master’s decision distinguishing Rosebud);
JA752.
In this case, the contemporaneous historical
record does not include unequivocal evidence of
diminishment, and the Tenth Circuit has effectively
conceded as much. See, e.g., App.30 n.14 (noting that
some
legislative
history
“cut[s]
against”
diminishment”).
24
Nor does the 1905 Act restore any reservation
lands to the public domain, which (outside of those
cases involving sum-certain payments) is the only
other instance in which this Court has been willing to
find that statutory text diminished an Indian
reservation. See Hagen, 510 U.S. at 414. As with the
absence of sum-certain language, the failure to
reference the return of lands to the public domain is
not a triviality or a search for magic words. Just as
the sum-certain language indicates a definitive onetime transfer of sovereignty, a reference to “the
restoration of unallotted reservation lands to the
public domain evidences a congressional intent with
respect to those lands inconsistent with the
continuation of reservation status.” Id. But the
language of cession without sum-certain or publicdomain references is far more consistent with opening
up the reservation for settlement, and certainly does
not effect an unambiguous surrender of sovereignty.
And if this Court’s cases make one principle clear, it is
that only Congress may work a diminishment, and
only if it does so clearly.
In short, the Tenth Circuit’s holding turns on its
novel reasoning that cession language, by itself, “can
only indicate … diminishment.” That unprecedented
determination, which infringed the sovereignty of two
Indian tribes, readily warrants this Court’s review.
B. The pressing need for certiorari is only
underscored by the circuit split with the Eighth
Circuit. In United States v. Grey Bear, the Eighth
Circuit examined a statute whose operative statutory
language provided that a tribe would “cede, surrender,
grant, and convey to the United States” certain
25
portions of reservation land in exchange for “the
proceeds derived from the sale of said lands.” 828 F.2d
at 1290. The Eighth Circuit acknowledged that “such
explicit reference to cession suggests that Congress
intended to divest the reservation of its land.” Id.
(emphasis added). But Grey Bear properly treated
this “suggest[ion]” as just that, and did not convert it
into an unequivocal indicator of diminishment.
Instead, the Eighth Circuit observed that the “Act
does not contain an unconditional commitment by
Congress to pay the tribe for the ceded lands,”
because—as in Parker, Solem, Seymour, Mattz, and
this case—“the tribe was guaranteed reimbursement
only for the lands actually disposed of by the
government.”
Id.
The court then found no
diminishment because the “‘cede, surrender, grant,
and convey’ language of the 1904 Act, standing alone,
does not evince a clear congressional intent to
disestablish the” reservation; rather, the pay-as-yougo language suggested an intent merely to open the
reservation to settlement. Id. (emphasis added). The
Eighth Circuit then went on to consider the second
and third Solem factors, ultimately ruling in favor of
the tribe and against diminishment.
In a footnote, the Tenth Circuit attempted to
distinguish Grey Bear on the ground that the
“legislative history of the act was quite limited, and
the subsequent treatment of the area strongly
indicated Congress did not view the act as
disestablishing the reservation.” App.15 n.7. Those
observations apply equally here and fail to distinguish
Grey Bear. Consistent with the need for diminishment
to come from Congress and be clear, to support
diminishment, the legislative history must be
26
“unequivocal.” Parker, 136 S. Ct. at 1079. Here, the
panel majority not only disclaimed a need to search for
unequivocal legislative history, but actually
acknowledged that some legislative history “cut[s]
against” diminishment. App.30 n.14. Subsequent
history, the least probative factor, must be even more
unequivocal, and here, as in Grey Bear, subsequent
history underscores that settlement efforts were
largely unsuccessful and much of the territory at issue
retains its character as Indian land.
In reality, as this Court underscored in Parker,
the statutory text is the “most probative evidence” of
diminishment. Parker, 136 S. Ct. at 1079. And, as the
Tenth Circuit majority acknowledged, the text of the
1905 Act at issue here is materially identical to that
in Grey Bear. App.15 n.7. The difference in result is
explained not by any material difference in legislative
or subsequent history, but by the Tenth Circuit’s
mistaken view that language of cession, featured in
both the 1905 Act and the Grey Bear statute, has
talismanic import. That view is inconsistent with a
whole line of this Court’s cases and is certainly in
conflict with Grey Bear. Given that this Court has
granted certiorari in diminishment cases even in the
absence of a circuit split, the clean and direct split
between the decision below and Grey Bear plainly
merits this Court’s review.
II. The Tenth Circuit’s Conclusion That The
Wind
River
Reservation
Has
Been
Diminished Is Profoundly Wrong.
This Court’s intervention is further warranted
because the result reached below is as wrong as the
methodology applied. Application of this Court’s
27
three-factor
diminishment
framework
readily
demonstrates that Congress did not clearly and
plainly intend to diminish the Wind River
Reservation.
A. The Statutory Text Does Not Evince the
Requisite Clear and Plain Congressional
Intent to Diminish.
The “first and most important step” in
determining diminishment is analysis of the statutory
text. Parker, 136 S. Ct. at 1080. Parker reaffirmed
the primacy of text, not just because the question is
ultimately one of statutory construction, but because
the diminishment context demands clear action by
Congress.
The reservation at issue here was
established by treaty, and only Congress can abrogate
such treaty commitments and only if it does so clearly.
United States v. Celestine, 215 U.S. 278, 290-91 (1909).
Looking for evidence of clear, unequivocal
congressional intent in places other than statutory
text is a dubious enterprise, as Parker reaffirms.
Parker likewise underscores the importance of
differences in statutory language between earlier
statutes that indisputably worked a diminishment
and later, more equivocal, statutes. Parker thus goes
a long way to making clear that the 1905 Act did not
unequivocally diminish the Wind River Reservation,
and yet the Tenth Circuit barely acknowledged its
existence, even though it is this Court’s most recent
word on diminishment.
In Parker, an Indian tribe agreed in 1854 to “cede”
and “forever relinquish all right and title to” certain
lands to the United States in exchange for a fixed
payment of $840,000. 136 S. Ct. at 1076. In 1865, the
28
tribe again agreed to “cede, sell, and convey”
additional land to the United States in exchange for a
sum-certain of $50,000. Id. at 1077. But then
“Congress took a different tack,” empowering the
Secretary of the Interior in 1882 to “open” additional
reservation lands for “settlement” and to sell
individual plots in a “piecemeal” fashion to settlers.
Id. at 1077-79. “So rather than the Tribe’s receiving a
fixed sum for all of the disputed lands, the Tribe’s
profits were entirely dependent upon how many
nonmembers purchased appraised tracts of land.” Id.
This Court held that the 1882 statute did not
diminish the reservation. In reaching that conclusion,
the Court emphasized the “change in language”
between the 1882 statute and two prior statutes that
“terminated the Tribe’s jurisdiction over their land ‘in
unequivocal terms.’” Id. at 1080. As the Court
explained, there are certain “hallmarks” of
diminishment statutes, such as “language ‘providing
for the total surrender of tribal claims in exchange for
a fixed payment’” or “a statutory provision restoring
portions of a reservation to the ‘public domain.’” Id. at
1079. The 1854 and 1865 statutes included such
hallmarks, because in those statutes the tribe “ceded
the lands and relinquished any claims to them in
exchange for a fixed sum.” Id. at 1080. But the 1882
statute “bore none of these hallmarks,” and because
“Congress legislated against the backdrop” of those
prior statutes, the Court refused to infer a
congressional intent to diminish when Congress
deliberately chose to “speak[] in much different
terms.” Id. at 1079-80.
29
That reasoning perfectly fits this case. The 1874
Lander Purchase Act, which all agree diminished the
Reservation, expressly provided for a sum-certain
payment of $25,000 in exchange for tribal agreement
“to change the southern limit of said reservation.”
App.274-75 (emphasis added). Similarly, the 1897
Thermopolis Purchase Act provided that the Tribes
“hereby cede, convey, transfer, relinquish and
surrender, forever and absolutely all their right, title,
and interest of every kind and character in” the cited
territory, in exchange for a sum-certain payment of
$60,000. App.267-68 (emphasis added). And for good
measure, Congress made explicit that the lands
encompassed by the Thermopolis Purchase would
either be “conveyed unto the State of Wyoming” or
declared “public lands of the United States.” App.272.
The 1905 Act, however, “took a different tack.”
Parker, 136 S. Ct. at 1077. The Tribes agreed to “cede,
grant, and relinquish” the disputed lands to the
United States, but only for the United States to “act as
trustee … to dispose of said lands” and pay the Tribes
“the proceeds received from the sale thereof.” The Act
did not employ either sum-certain or public-domain
language.
As in Parker, Congress’ “change in
language” from two prior statutes unequivocally
diminishing the Reservation undercuts any notion
that Congress sought to diminish the Reservation in
the 1905 Act. See App.251 (Interior reaching same
conclusion); App.115-16 (EPA reaching same
conclusion); see also Seymour, 368 U.S. at 355 (finding
no diminishment in 1906 statute after comparing it to
1892 statute that “restor[ed] the North Half of the
reservation to the public domain”).
30
The problems with the Tenth Circuit’s decision
run deeper still, as other textual provisions strongly
suggest that Congress sought to preserve the
boundaries of the Reservation. As EPA, Interior, and
Judge Lucero observed, the 1905 Act expressly
provided that it would not impair the rights of Asmus
Boysen, whose preexisting lease on the Reservation
“terminate[d]”
“in
the
event
of
the
extinguishment … of the Indian title to the lands
covered.” H.R. Rep. No. 58-3700, pt. 2, at 3 (1905).
Congress’ decision to clarify that Boysen’s lease rights
were unimpaired underscores that there was no
“extinguishment” of Indian title.
Similarly, the 1905 Act expressly permitted
members of the Tribes to remain on the opened portion
of the Reservation, as the statute provided that tribal
members who had previously selected allotments on
the opened lands could have those allotments
“confirmed to him or her.” App.253. As this Court
explained in Solem in similar circumstances, “[i]t is
difficult to imagine why Congress would have reserved
lands for such purposes if it did not anticipate that the
opened area would remain part of the reservation.”
465 U.S. at 474; see also Parker, 136 S. Ct. at 1077
(noting ability of tribal members to take allotments in
newly-opened territory).
Finally, it is equally difficult to imagine why
Congress would have excluded a school lands
provision in the 1905 Act when it routinely included
such provisions in statutes diminishing Indian
reservations. See Yankton, 522 U.S. at 349-50;
Rosebud, 430 U.S. at 601. As with many states,
Wyoming’s Enabling Act granted it the right to receive
31
certain lands from the federal government in order to
establish public schools. See 26 Stat. 22, 222-23
(1890). But Wyoming disclaimed all right and title to
Indian lands, Wyo. Const. art. XXI, §26, and thus it
had no need to establish schools in areas under tribal
jurisdiction. The absence of a school lands provision
thus is just one more reason supporting the conclusion
that the 1905 Act “did no more than open the way for
non-Indian settlers to own land on the reservation,”
Seymour, 368 U.S. at 356, without “diminish[ing] the
reservation’s boundaries,” Parker, 136 S. Ct. at 1080.
B. The Legislative History
Support Diminishment.
Does
Not
The negotiations and legislative history
surrounding the statute confirm what the 1905 Act’s
text makes clear: no “unequivocal” evidence supports
diminishment. Id. at 1079. The Tenth Circuit never
suggested otherwise. And with good reason, for it is
impossible to read the historical record and reach the
conclusion that Congress unambiguously intended to
diminish the Wind River Reservation. Indeed, the
federal commission that negotiated with the Tribes in
advance of the 1905 Act consistently described the
proposal as merely “open[ing]” “certain p[or]tions of
[the] reservation” to “settlement,” without affecting
the Reservation’s boundaries. JA510-16. And that
explanation is consistent with how many legislators
described the 1905 Act. See, e.g., JA3689 (“In brief,
the bill provides for the opening to homestead
settlement and sale … of about a million and a quarter
acres in the Wind River Reservation in central
western Wyoming.” (statement of Rep. Mondell));
JA3689 (“[A]n agreement has been made with the
32
Indians on this reservation for its opening and this bill
largely follows that agreement.” (statement of Rep.
Fitzgerald)); JA3692 (“[T]his bill involves the opening
to sale and settlement of a reservation embracing
something like 1,000,000 acres.” (statement of Rep.
Hitchcock)). That is hardly unequivocal evidence
supporting diminishment.
The historical evidence regarding the Boysen and
school lands provisions is equally revealing. As to the
former, the legislative history indicates that the
Boysen provision was a “principal point” of debate
before Congress passed the 1905 Act. App.132. One
member raised a concern that Boysen’s leasehold
would be terminated. The Chairman of the House
Committee on Indian Affairs explained that the
concern was misplaced because “these lands are not
restored to the public domain, but are simply
transferred to the Government of the United States as
trustee for these Indians,” and so the termination
clause in Boysen’s lease “does not apply.” App.133. To
avoid any possible confusion, however, Congress
added the Boysen proviso.
As for the absence of a “school lands provision,”
the original bill introduced in 1904 regarding the
Reservation included a school lands provision. See
JA3678. This provision was struck during the House
debate, thus preventing the state from taking land “on
the reservation.” JA3678. As EPA explained in its
analysis, “[t]hese statements in the legislative history
and the explicit deletion of the school lands
provisions … indicate Congress’ understanding that
the opened area would remain Reservation land.”
App.137.
33
The Tenth Circuit recognized in a footnote that
the legislative history surrounding the “inclusion” of
the Boysen provision and “removal” of the school lands
provision “may cut against … diminishment.” App.30
n.14. That should have ended the prong-two debate,
as that concession shows the lack of unequivocal
history supporting diminishment. See Parker, 136 S.
Ct. at 1079.
The panel nevertheless advanced the novel theory
that the “unratified 1891 agreement with the Tribes
served as a predicate for the 1905 Act,” which
“compel[s] the conclusion” that Congress maintained
an intent to diminish the Reservation for the 14-year
stretch between 1891 and 1905. App.29-31. As
support, the majority relied almost exclusively on
Rosebud. In Rosebud, a tribe agreed in 1901 to
relinquish lands to the United States in exchange for
a sum-certain, but Congress never ratified the
agreement. 430 U.S. at 590. Then, in 1904, Congress
enacted a statute in which the tribe transferred land
to the United States in exchange for proceeds derived
from land sales. Id. at 596-97. Among other things,
the Court thought it highly probative that Congress
included a school lands provision in the 1904 statute,
which demonstrated “congressional intent to
disestablish.” Id. at 600-01. The Court therefore
concluded that the intent to diminish the reservation
was “carried forth” from 1901 to 1904. Id. at 587-92.
There are numerous material distinctions
between Rosebud and this case.
Here, unlike
Rosebud, Congress never ratified the earlier 1891
agreement, and the Tribes never consented to it. And
unlike the ratified agreement in Rosebud, the 1905
34
Act contains no school lands provision. But the biggest
difference is that unlike the three-year gap in
Rosebud, here there was a fourteen-year chasm
between the failed 1891 negotiations and the 1905 Act.
Equally important, in the middle of that fourteen-year
chasm, Congress enacted the Thermopolis Purchase
Act of 1897, which provides a shining example of the
kind of language that results in unambiguous
diminishment. Thus, Rosebud may be instructive
when the only efforts to dispose of reservation land
occur within a few years and culminate in a single
legislative act. But when Congress has enacted
multiple prior statutes addressing a reservation,
including one subsequent to and closer in time to
earlier negotiations, the difference in language in the
enacted text emphasized in Parker is far more
revealing than any supposed similarity in intent
between 1891 negotiators and 1905 legislators.
C. The Subsequent Treatment of the Land
Further
Counsels
Against
Diminishment.
With neither the statutory text nor the legislative
history of the 1905 Act clearly reflecting an intent to
diminish, only the strongest and most “unequivocal
evidence” of subsequent treatment could support
diminishment. Parker, 136 S. Ct. at 1080. No such
evidence exists, as every decisionmaker involved in
these proceedings has concluded that the subsequent
evidence is at best mixed.
Indeed, much of the post-enactment evidence
militates against diminishment. The effort to open up
lands on the reservation for settlement was hardly a
success. Only a small fraction of the lands identified
35
in the 1905 Act were ever sold to non-Indians, and 75
percent of the land remains tribal trust land today.
App.54 (Lucero, J., dissenting); see also Parker, 136 S.
Ct. at 1081 (emphasizing subsequent history
“particularly in the years immediately following the
opening”). Moreover, “several federal agencies” have
exercised jurisdiction over the disputed lands since
1905. App.36. And, following the 1905 Act, Congress
appropriated funds to the Bureau of Indian Affairs for
irrigation and reclamation projects in the opened
areas, which may explain why the Wyoming
delegation wanted the lands to retain their Indian
character. App.151-55. In addition, the Tenth Circuit
has previously referred to the town of Riverton—the
largest township on the disputed lands—as being
“within the boundaries of the Reservation.” App.36.
Remarkably, this Court, too, has previously indicated
that the Reservation includes the lands at issue here.
See United States v. Mazurie, 419 U.S. 544, 546 (1975)
(referring
to
the
“Wind
River
Reservation[’s] … 2,300,000 acres” that “straddle[]
the Wind River”).
*
*
*
It is difficult to overstate the stakes of this case.
Indian tribes are “separate sovereigns pre-existing the
Constitution.” Santa Clara Pueblo v. Martinez, 436
U.S. 49, 56 (1978), and this Court has described the
lands they inhabit as “sacred,” Cherokee Nation, 30
U.S. (5 Pet.) at 48. Accordingly, this Court has
regularly granted review in diminishment disputes
that threaten to strip Indian tribes of sovereign
territory, even in the absence of a circuit split. See
Parker, 136 S. Ct. 1072; Hagen, 510 U.S. 399; Yankton,
36
522 U.S. 329; Solem, 465 U.S. 463; Rosebud, 430 U.S.
584; Decoteau, 420 U.S. 425; Mattz v. Arnett, 412 U.S.
481; Seymour, 368 U.S. 351; Ash Sheep, 252 U.S. 159.
With the clear split between the Eighth and Tenth
Circuit interpreting materially indistinguishable text,
this case is, a fortiori, deserving of plenary review.
Indeed, Wyoming has conceded that “this case is of
exceptional public importance,” Wyo. En Banc Br.1,
and understandably so. The Northern Arapaho and
Eastern Shoshone have lived on the Wind River
Reservation for approximately 150 years, and the
Reservation is their only sovereign home. A divided
Tenth Circuit has just declared that the Reservation
has been reduced to a mere fraction of its historic size
through an Act of Congress that promised and
provided them practically nothing. That mistaken
judgment deserves this Court’s plenary review.
CONCLUSION
The Court should grant the petition.
Respectfully submitted,
ANDREW W. BALDWIN
BERTHENIA CROCKER
KELLY A. RUDD
BALDWIN,
CROCKER &
RUDD, P.C.
P.O. Box 1229
Lander, WY 82520
PAUL D. CLEMENT
Counsel of Record
GEORGE W. HICKS, JR.
ANDREW C. LAWRENCE
KIRKLAND & ELLIS LLP
655 Fifteenth Street, NW
Washington, DC 20005
(202) 879-5000
paul.clement@kirkland.com
Counsel for Petitioner
February 16, 2018
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.