Respondents Brief — Gerard A. Sheridan, Petitioner v. Manuel de Jesus Ortega Melendres, et al.
Supreme Court briefMar 28, 2018
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No. 17-1041
d
IN THE
Supreme Court of the United States
GERARD SHERIDAN,
Petitioner,
—v.—
MANUEL DE JESUS ORTEGA MELENDRES, et al.,
Respondents.
ON PETITION FOR A WRIT OF CERTIORARI TO THE UNITED STATES
COURT OF APPEALS FOR THE NINTH CIRCUIT
BRIEF IN OPPOSITION
Cecillia D. Wang
Kathleen E. Brody
Counsel of Record
Brenda Muñoz Furnish
ACLU FOUNDATION OF ARIZONA Katrina L. Eiland
AMERICAN CIVIL LIBERTIES
3707 N. 7th Street, Suite 235
UNION FOUNDATION
Phoenix, AZ 85014
39 Drumm Street
Stanley Young
San Francisco, California 94111
COVINGTON & BURLING LLP
(415) 343-0782
333 Twin Dolphin Drive,
cwang@aclu.org
Suite 700
Redwood Shores, CA 94065
Attorneys for Respondents
(Counsel continued on inside cover)
David D. Cole
AMERICAN CIVIL LIBERTIES
UNION FOUNDATION
915 15th Street NW
Washington, DC 20005
Andre I. Segura
ACLU FOUNDATION OF TEXAS
1500 McGowen Street,
Suite 250
Houston, TX 77004
Anne Lai
401 E. Peltason, Suite 3500
Irvine, CA 92697
Julia A. Gomez
MEXICAN AMERICAN
LEGAL DEFENSE AND
EDUCATIONAL FUND
634 South Spring Street,
11th Floor
Los Angeles, CA 90014
COUNTERSTATEMENT OF QUESTIONS
PRESENTED
1.
Whether the court of appeals correctly
determined that the appeal by Petitioner, an
individual high-ranking law enforcement official who
was held in contempt of court, became moot once he
retired, because he no longer bore any obligation or
liability under the court’s contempt orders.
2.
Whether the court of appeals correctly
held that, under 42 U.S.C. § 1988, an appellant who
is no longer liable for compliance with a contempt
remedy may nonetheless be liable for a prevailing
party’s attorneys’ fees if the appellant appeals from
the judgment, thereby forcing the prevailing party to
defend its victory.
i
CORPORATE DISCLOSURE STATEMENT
In accordance with United States Supreme
Court Rule 29.6, Respondents make the following
disclosures:
1)
Respondent Somos
America Coalition does not
corporation.
America/We Are
have a parent
2)
No publicly held company owns ten
percent or more of the stock of Respondent Somos
America/We Are America Coalition.
ii
TABLE OF CONTENTS
COUNTERSTATEMENT OF QUESTIONS
PRESENTED .......................................................... i
CORPORATE DISCLOSURE STATEMENT ............ ii
TABLE OF AUTHORITIES ....................................... v
STATEMENT OF THE CASE .................................... 1
I. Introduction ...................................................... 1
II. Prior Proceedings in the Underlying Civil
Rights Lawsuit ................................................. 2
III. Contempt Proceedings Below ......................... 4
IV. Criminal Contempt Referral and Arizona
Peace Officer Standards and Training
Board Investigation.......................................... 7
V. Proceedings in the Court of Appeals ............... 8
A. The Court of Appeals’ Dismissal of
Sheridan’s Appeal as Moot ......................... 8
B. The Court of Appeals’ Approval of
Attorneys’ Fees Incurred in Defending
Relief for the Plaintiff Class ..................... 12
REASONS FOR DENYING THE PETITION ......... 13
I. THE NINTH CIRCUIT’S MOOTNESS
RULING CORRECTLY APPLIED
SETTLED AND UNIFORM LAW. ................ 13
II. BECAUSE PETITIONER RELIES ON
NEW FACTS RAISED FOR THE FIRST
TIME ON HIS PETITION FOR
REHEARING, THIS CASE DOES NOT
WARRANT THIS COURT’S REVIEW. ......... 23
iii
III. THE NINTH CIRCUIT’S RULING ON
ATTORNEYS’ FEES CORRECTLY
APPLIED SETTLED AND UNIFORM
LAW. ............................................................... 25
IV. THIS CASE PRESENTS UNIQUE FACTS
AND NO IMPORTANT LEGAL ISSUE
WARRANTING THE COURT’S REVIEW. ... 28
CONCLUSION.......................................................... 30
iv
TABLE OF AUTHORITIES
Cases
Armster v. U.S. Dist. Court for Cent. Dist. of Cal.,
806 F.2d 1347 (9th Cir. 1986) .............................. 24
Brat v. Personhuballah,
883 F.3d 475 (4th Cir. 2018) …………………. 26, 27
Charles v. Daley,
846 F.2d 1057 (7th Cir. 1988)…………………25, 28
Cutter v. Wilkinson,
544 U.S. 709 (2005) .............................................. 24
Danos v. Jones,
652 F.3d 577 (5th Cir. 2011) ................................ 19
Foretich v. United States,
351 F.3d 1198 (D.C. Cir. 2003)....................... 18, 21
Geier v. Richardson,
871 F.2d 1310 (6th Cir. 1989) .................. 26, 27, 28
Gully v. Nat’l Credit Union Admin. Bd.,
341 F.3d 155 (2d Cir. 2003) ............................ 21, 22
In re Grand Jury Subpoena Duces Tecum,
91–02922, 955 F.2d 670 (11th Cir. 1992) ............. 14
Indep. Fed’n of Flight
Attendants v. Zipes,
491 U.S. 754 (1989) ........................................ 26, 27
Jackson v. California Dep’t of Mental Health,
399 F.3d 1069 (9th Cir. 2005) ........................ 15, 19
Johnson v. City of Aiken,
278 F.3d 333 (4th Cir. 2002) ................................ 28
Kentucky v. Graham
473 U.S. 159 (1985) ................................... 25, 27, 28
v
Lawn v. U.S.,
355 U.S. 339 (1958) .............................................. 24
Lebron v. Rumsfeld,
670 F.3d 540 (4th Cir. 2012) .......................... 19, 23
Leu v. Int’l Boundary Comm’n,
605 F.3d 693 (9th Cir. 2010) .......................... 11, 16
Maricopa Cty. v. Melendres,
136 S. Ct. 799 (2016) .............................................. 3
McBryde v. Comm. to Review Circuit Council
Conduct & Disability Orders of Judicial
Conference of U.S.,
264 F.3d 52 (D.C. Cir. 2003).......................... passim
McClellan v. Carland,
217 U.S. 268 (1910) .............................................. 24
McWilliams v. Dunn,
137 S. Ct. 1790 (2017) .......................................... 24
Melendres v. Arpaio,
989 F. Supp. 2d 822 (D. Ariz. 2013) ....................... 3
Melendres v. Arpaio,
No. CV-07-02513, 2013 WL 5498218
(D. Ariz. Oct. 2, 2013) .............................................. 3
Melendres v. Arpaio,
No. CV-07-2513, 2016 WL 2783715
(D. Ariz. May 13, 2016) ........................................... 3
Melendres v. Arpaio,
No. CV-07-2513, 2016 WL 3996453
(D. Ariz. July 26, 2016)............................................ 3
Melendres v. Arpaio,
695 F.3d 990 (9th Cir. 2012) ................................... 3
Melendres v. Arpaio,
784 F.3d 1254 (9th Cir. 2015) ................................. 3
vi
Nat. Res. Def. Council v. Gutierrez,
457 F.3d 904 (9th Cir. 2006) .......................... 15, 16
OBB Personenverkehr AG v. Sachs,
136 S. Ct. 390 (2015) ............................................ 24
Ortega-Melendres v. Arpaio,
836 F. Supp. 2d 959 (D. Ariz. 2011) ....................... 3
Sandidge v. State of Wash.,
813 F.2d 1025 (9th Cir. 1987) .............................. 16
Spencer v. Kemna,
523 U.S. 1 (1998) ........................................... passim
St. Pierre v. United States,
319 U.S. 41 (1943) ................................................ 18
Union of Prof’l Airmen v. Alaska Aeronautical
Indus., Inc.,
625 F.2d 881, 884 (9th Cir. 1980) ............ 10, 14, 15
United States v. Probber,
170 F.3d 345 (2d Cir. 1999) .................................. 19
Statutes
18 U.S.C. § 401 ............................................................ 7
42 U.S.C. § 1988 ................................................. passim
Other Authorities
Federal Rule of Appellate Procedure 27 .................. 10
vii
STATEMENT OF THE CASE
I.
Introduction
Petitioner Gerard Sheridan (“Petitioner” or
“Sheridan”) was held in contempt of court while he
was Chief Deputy of the Maricopa County Sheriff’s
Office (“MCSO”), the highest-ranking official in the
office after the Sheriff.
The civil contempt
proceedings took place after protracted civil rights
litigation in which Respondents, the Plaintiff Class
below,1 prevailed in proving that MCSO’s policies
and practices under then-Sheriff Joseph Arpaio
violated the Fourth and Fourteenth Amendment
rights of Latinos by subjecting them to a practice of
unconstitutional and discriminatory traffic stops.
Following a lengthy contempt trial, the district court
found that Sheridan had committed two separate
instances of contempt by intentionally and knowingly
violating the court’s preliminary injunction and posttrial order to collect and preserve traffic stop
recordings that the defendants had failed to turn
over before trial, in violation of their pretrial
discovery obligations. The district court also found
that there were systemic defects in MCSO’s policies
and practices that enabled Petitioner to evade
accountability for violating the court’s orders, and
subsequently ordered injunctive relief as a remedy
for the contempt and to prevent a recurrence of these
violations.
Petitioner joined then-Sheriff Arpaio and
Joseph Sousa, another MCSO official who had been
1 Respondents Manuel de Jesus Ortega Melendres, et al., were
Plaintiffs-Appellees below and are referred to herein as
“Plaintiffs,” “the Plaintiff Class,” or “Respondents.”
1
held in contempt, in appealing from the contempt
judgment. Notably, however, the appellants did not
attack the accuracy of the district court’s findings;
indeed, prior to the contempt trial Arpaio and
Petitioner had admitted most of the underlying facts
and primarily disputed whether their contempt had
been willful or merely negligent.
Petitioner
subsequently retired from MCSO, after which he no
longer had any responsibility or liability under any of
the court’s contempt orders.
After Arpaio was
succeeded in office by Sheriff Paul Penzone, Penzone
in his official capacity as the new sheriff and the
third official withdrew their appeals, but Petitioner
carried on.
Because Petitioner had no responsibilities or
liabilities under the district court’s contempt orders
following his retirement, the Ninth Circuit dismissed
his appeal as moot in an unpublished, nonprecedential order. The Ninth Circuit also ruled that
because Petitioner had forced Plaintiffs to defend the
remedy they had obtained below, Plaintiffs were
entitled to an award of attorneys’ fees and costs for
the appeal as the prevailing party under 42 U.S.C. §
1988.
II.
Prior Proceedings in the Underlying
Civil Rights Lawsuit
The petition concerns remedial measures
imposed as part of a decade-long civil rights
litigation challenging unconstitutional policing
practices in Maricopa County, Arizona. Respondents
filed the lawsuit in 2007 against then-Sheriff Joseph
Arpaio (the “Sheriff” or “Arpaio”) in his official
capacity, the Maricopa County Sheriff’s Office
(“MCSO”), and Maricopa County. The amended
2
complaint alleged that the defendants were
systematically violating the Fourth and Fourteenth
Amendment rights of Plaintiff Class members by
targeting them for traffic stops because they are
Latino, and detaining them without reasonable
suspicion of criminal activity. ER 938-68.2
Over more than ten years, Respondents
prevailed in two bench trials and secured four
injunctions. See Ortega-Melendres v. Arpaio, 836 F.
Supp. 2d 959, 992 (D. Ariz. 2011) (preliminary
injunction order prohibiting MCSO from detaining
people based solely on suspicion of being in the
United States without lawful status), aff’d, 695 F.3d
990 (9th Cir. 2012); Melendres v. Arpaio, 989 F.
Supp. 2d 822 (D. Ariz. 2013) (finding defendants’
policies and practices violated the Fourth and
Fourteenth Amendment rights of the Plaintiff Class
and issuing permanent injunction), aff’d, 784 F.3d
1254 (9th Cir. 2015); Melendres v. Arpaio, No. CV-0702513, 2013 WL 5498218 (D. Ariz. Oct. 2, 2013)
(supplemental permanent injunction appointing
monitor and imposing additional reforms), aff’d, 784
F.3d 1254 (9th Cir. 2015);3 Melendres v. Arpaio, No.
CV-07-2513, 2016 WL 2783715 (D. Ariz. May 13,
2016) (findings of fact following bench trial on civil
contempt); Melendres v. Arpaio, No. CV-07-2513,
2016 WL 3996453 (D. Ariz. July 26, 2016) (second
supplemental
injunction
following
contempt
proceedings).
“ER” refers to Appellants’ Excerpts of Record filed in the
appeal below, Melendres v. Arpaio, No. 16-16663 (9th Cir. Dec.
27, 2016), Doc. 12-1 to12-5.
3 This Court denied Maricopa County’s petition for a writ of
certiorari in Maricopa Cty. v. Melendres, 136 S. Ct. 799 (2016).
2
3
III.
Contempt Proceedings Below
This petition arises from a civil contempt
proceeding, which came about as a result of post-trial
revelations that the Sheriff, Petitioner, and other
MCSO officials had repeatedly violated the district
court’s preliminary injunction order, had flouted
their pre-trial discovery obligations to turn over
recordings of traffic stops and, when those discovery
violations came to light long after trial, then violated
the district court’s post-trial order regarding the
collection and preservation of the recordings. ER
570-96. The contempt proceedings also followed
repeated instances in which Petitioner, the Sheriff,
and other MCSO officials disparaged the district
court’s orders to MCSO’s rank-and-file deputies.
Petitioner, for example, appeared on a video
recording calling the court’s orders “ludicrous” and
“crap” while briefing MCSO deputies prior to a law
enforcement operation. ER 132.
On that record, Plaintiffs moved for an order
to show cause as to why Petitioner and other MCSO
officials should not be held in civil contempt. Dist.
Ct. Doc. 843.4 On February 12, 2015, the district
court issued an order identifying three possible
grounds of civil contempt: 1) failure to comply with
the district court’s preliminary injunction, 2)
violation of pretrial discovery obligations including
failure to issue document preservation notices and to
collect relevant video and audio recordings of traffic
stops, and 3) violation of the court’s separate order to
preserve relevant video and audio recordings of
4 Citations herein denoted “Dist. Ct. Doc.” are to docket in the
district court case, 07-cv-02513-PHX-GMS (D. Ariz.).
4
traffic stops after the discovery violations came to
light. ER 595.
Petitioner and Sheriff Arpaio admitted the
allegations in the order to show cause,
“acknowledg[ing] . . . that they have violated the
Court’s orders” and “consent[ing] to a finding of civil
contempt against them.” Dist. Ct. Doc. 948 at 1-2.
The district court concluded that a hearing remained
necessary to determine whether their conduct was
intentional and knowing, as such a determination
was relevant to the appropriate remedies. Dist. Ct.
Doc. 1007.
On May 13, 2016, following 21 days of
evidentiary hearings, the district court issued 162
pages of findings of fact, which detailed the conduct
of Petitioner and other MSCO officials. ER 68-229.
The district court found that Petitioner had admitted
to civil contempt for violating the court’s orders, and
had in fact intentionally and knowingly failed to
abide by the court’s preliminary injunction, as well
as the court’s post-trial order to collect and preserve
evidence responsive to Plaintiffs’ discovery requests.
ER 83-87, 107-10. Many of the district court’s
findings as to Petitioner related to his violation of the
court’s May 2014 post-trial evidence-preservation
order. The district court had ordered Petitioner, who
was present in the courtroom that day, to formulate
and obtain the Monitor’s approval of a plan to quietly
gather and preserve the evidence, in a manner
calculated to prevent its destruction or concealment
by MCSO deputies. ER 107-08. Sheridan affirmed
that he would personally ensure that the court’s
order was carried out. ER 108. However, on the
same day the court issued its oral order, Sheridan
directed another commander to send a mass email to
5
a large number of personnel requesting the evidence,
in violation of the district court’s direction that the
evidence be gathered “quietly,” without disclosing his
action to the Monitor, and while still engaged in
discussions with the Monitor about how best to carry
out the court’s order. ER 108-110.
The district court further found that Petitioner
had “demonstrated a persistent disregard” for its
orders, ER 70, and that Petitioner and other officials
manipulated MCSO’s internal affairs and discipline
process to avoid accountability for their violations of
court orders, ER 49, 70, 160, 166-67, 193-96.
Notably, Sheridan admitted the accuracy of
these allegations to his conduct before the
evidentiary hearing and has not contested—either in
the instant petition or in the court of appeals below,
9th Cir. Doc. 11—any of the district court’s findings
of fact. The only ground Petitioner submitted to the
Ninth Circuit to support his demand for vacatur of
the district court’s orders was that the district court
should have been recused. Id. at 43-57. Petitioner
has apparently abandoned his recusal argument in
his petition to this Court.
On July 26, 2016, after extensive briefing on
remedies, the district court issued the Second
Supplemental Injunction based on its equitable
remedial authority. ER 1-67. The district court
noted that “[h]ad [it] had access to the evidence
withheld by the MCSO and the evidence to which it
led, the Court would have entered injunctive relief
much broader in scope” following the original trial.
ER 3.
Among other remedies, the injunction
included reforms to MCSO’s internal affairs policies
and practices, which the court found suffered from
6
serious deficiencies that had allowed MCSO officials,
including Petitioner, to conceal and avoid
responsibility for violating the constitutional rights
of the Plaintiff Class. See e.g., ER 6.
The district court also ordered the creation of a
victim compensation fund by Maricopa County to
remedy MCSO’s contempt in violating the
preliminary injunction, which prohibited MCSO
deputies from detaining Plaintiff Class members
without suspicion of criminal activity. ER 305. The
district court declined to require Petitioner or other
individual contemnors to pay any compensation in
their individual capacities, noting that, instead,
victim compensation “is guaranteed” by the County.
ER 307.
Thus, none of the court’s contempt remedies
apply to Petitioner, or to any other contemnors, in an
individual capacity. See ER 1-67, 305-18. And
because of his retirement from MCSO, Petitioner is
no longer subject to any legal obligations or liabilities
under the district court’s orders.
IV.
Criminal Contempt Referral and
Arizona Peace Officer Standards and
Training Board Investigation.
The district court subsequently referred the
Sheriff and Petitioner pursuant to 18 U.S.C. § 401
and Federal Rule of Criminal Procedure 42 for “a
determination of whether [they] should be held in
criminal contempt.” ER 273, 274. The court did not
make any finding that Petitioner had in fact engaged
in criminal conduct. The judge to whom the matter
was referred issued an order to show cause as to
Arpaio only and later dismissed Petitioner from the
criminal contempt proceedings on statute-of7
limitations grounds. See United States v. Arpaio, No.
2:16-cr-01012 (D. Ariz. Dec. 13, 2016), Doc. No. 60.5
Following the criminal contempt referral, the
Arizona Peace Officer Standards and Training Board
(“AZPOST”)
initiated
an
investigation
into
Petitioner’s conduct to evaluate the propriety of any
disciplinary action against him. Dist. Ct. Doc. 2009,
2009-1.
To Respondents’ knowledge, that
independent investigation is ongoing.
V.
Proceedings in the Court of Appeals
A. The Court of Appeals’ Dismissal of
Sheridan’s Appeal as Moot
On September 16, 2016, Sheriff Arpaio,
Petitioner, and Joseph Sousa filed an appeal from
the Second Supplemental Injunction.
In their
opening brief, they maintained that certain
injunctive relief measures imposed on the Sheriff and
Maricopa County by the Second Supplemental
Injunction exceeded the district court’s authority.
9th Cir. Doc. 11 at 3.6 They sought an order
requiring recusal and reassignment of the case below
to a different district judge and a new courtappointed monitor. Id. And they sought vacatur of
the entire Second Supplemental Injunction and the
district court’s findings of fact, based solely upon
their recusal theory. Id. at 43-59. They did not
otherwise challenge the validity or accuracy of any of
the district court’s findings of fact. Id.
5 Arpaio was convicted of criminal contempt after trial, but the
President pardoned him prior to sentencing.
6 Docket citations herein denoted “9th Cir. Doc.” are to the
docket in the appeal below, Melendres et al. v. Arpaio, No. 1616663 (9th Cir.).
8
However, by the time his appeal was pending,7
Sheridan had retired from MCSO. Dist. Ct. Doc.
1987 at 4 n.2. Meanwhile, on November 6, 2016,
Sheriff Arpaio lost his re-election bid, and on
January 1, 2017, Sheriff Paul Penzone took office.
On February 9, 2017, Sheriff Penzone filed a notice of
substitution for Arpaio in the Ninth Circuit,
removing Arpaio from the appeal. 9th Cir. Doc. 23,
25. On April 26, 2017, the Court granted Sheriff
Penzone’s unopposed motion to withdraw his appeal,
leaving only Petitioner and Sousa as appellants. 9th
Cir. Doc. 29.
Sousa, who also had retired from MCSO,
subsequently moved for his own withdrawal from the
appeal, which the court of appeals granted on May
25, 2017. 9th Cir. Doc. 33, 34. Sousa also withdrew
from motions pending before the district court that
raised similar recusal issues. Dist. Ct. Doc. 2044.
Sousa cited a lack of standing based on his
retirement as the reason for withdrawal. Id. at 2.
After Sousa’s dismissal, Petitioner remained the only
appellant before the Ninth Circuit.
Like Sousa, Petitioner, also retired, no longer
had any role in MCSO’s implementation of the
remedial measures. Nor could Petitioner face any
employee discipline after his retirement, even if
internal investigations or investigations conducted
by the independent authorities appointed by the
district court revealed any misconduct on his part.
9th Cir. Doc. 50 at 12. And Petitioner was not held
liable for payment of compensation to contempt
The date of Sheridan’s retirement does not appear in the
record.
7
9
victims. ER 307. Thus, the Ninth Circuit could
grant no possible relief that would actually affect
Petitioner’s legal rights or liabilities. Plaintiffs and
the United States (as Plaintiff-Intervenor-Appellee)
therefore moved separately for dismissal of
Petitioner’s appeal pursuant to Federal Rule of
Appellate Procedure 27. 9th Cir. Doc. 38-1, 48-1. In
his responses, Petitioner conceded that, as a former
MCSO employee, he was not subject to any financial
liability or other legal obligations under the Second
Supplemental Injunction. See 9th Cir. Doc. 50, 52.
He vaguely referred to possible injury to his
reputation, but provided no allegations and pointed
to no evidence of any direct, concrete, and
redressable harms resulting from the district court’s
contempt findings or associated injunctive relief. 9th
Cir. Doc. 50 at 8-13, 52 at 7-10.
On August 3, 2017, in an unpublished, nonprecedential order, the court of appeals dismissed
Petitioner’s appeal as moot, finding that he had
incurred no personal liability as a result of the
district court’s civil contempt finding and that, as a
former employee, his interest in the injunctive relief
was mooted by his retirement. See App. 7a-8a (citing
Union of Prof’l Airmen v. Alaska Aeronautical Indus.,
Inc., 625 F.2d 881, 884 (9th Cir. 1980)).
Petitioner
averred
various
“collateral
consequences” in an attempt to defeat mootness, all
of which the court found wanting. It reasoned that
absent any legal effect from the underlying orders,
Petitioner’s
unsubstantiated
assertions
of
reputational harm were, standing alone, “insufficient
to save his appeal from mootness.” App. 8a. It
rejected Petitioner’s argument that the district
court’s criminal contempt referral presented a
10
cognizable harm, as the referral had already been
dismissed as to Petitioner. Id. It concluded that any
harm that might result from AZPOST’s independent
investigation was not redressable because the
investigation’s
resolution
depended
“on
the
unfettered choices made by independent actors not
before the courts.” Id. (quoting Leu v. Int’l Boundary
Comm’n, 605 F.3d 693, 695 (9th Cir. 2010)) (internal
quotation marks omitted). And it dismissed as
entirely
speculative
Petitioner’s
unsupported
assertions that the district court’s actions interfered
with his ability to procure employment. Id.
Petitioner filed a petition for panel rehearing
on September 18, 2017. 9th Cir. Doc. 58. With the
petition, he submitted a new declaration on his own
behalf, asserting for the first time that he was
interested in future employment. See Appendix E.
Sheridan asserted that in dismissing his appeal as
moot, the panel had “overlooked critical facts” that
established various collateral injuries, even though
those “facts” were not before the court of appeals
when it dismissed his appeal, because he did not
submit them until he filed his petition for rehearing.
9th Cir. Doc. 58 at 3. In his petition for certiorari,
Petitioner misleadingly asserts that his “reputational
harm is well-documented in the record, and is not in
any way disputed.” Pet. 21. In reality, his only
proffer of reputational harm was provided after
dismissal of his appeal and was not properly in the
record.
The court of appeals ordered the United States
as Plaintiff-Intervenor to respond to Sheridan’s
petition for rehearing. The United States submitted
a response arguing that Sheridan’s declaration was
not properly in the record and that the petition did
11
not identify any facts or points of law that the court
of appeals overlooked or misapprehended. 9th Cir.
Doc. 64. The panel voted unanimously to deny the
petition for panel rehearing and, accordingly, denied
the petition on October 27, 2017. App. 11a.
B. The Court of Appeals’ Approval of
Attorneys’
Fees
Incurred
in
Defending Relief for the Plaintiff
Class
After securing dismissal of Petitioner’s appeal,
Respondents filed an application for attorneys’ fees
for the successful defense of Petitioner’s challenge to
the injunctive relief. 9th Cir. Doc. 67. The court of
appeals granted the application, concluding that
Respondents were the prevailing party “within the
meaning of section 1988 in every sense,” having
obtained an injunction in the district court and an
order dismissing Sheridan’s appeal. App. 3a.
The court of appeals rejected Petitioner’s
argument that he could not be held liable for any fee
award because he did not incur liability in his
personal capacity in the underlying lawsuit. The
Ninth Circuit held that the case Sheridan cited, in
which an immune nonparty government entity was
held not to be liable for a prevailing party’s fees
incurred in securing a judgment against government
employees in their personal capacities, was
distinguishable under the circumstances. App. 3a4a. It observed that, in this case, Sheridan was an
active participant in the litigation—disobeying the
district court’s orders, including the preliminary
injunction, and then “actively insert[ing] himself into
the litigation by appealing” the district court’s relief
12
benefiting the Plaintiff Class—and therefore could be
liable for fees on that appeal. App. 4a.
REASONS FOR DENYING THE PETITION
The petition should be denied. Petitioner has
identified no decision from any court that is in
conflict with the Ninth Circuit’s conclusion that his
appeal was moot because he bore no continuing
liability or obligation under the district court’s
orders. The court’s non-precedential order is a
straightforward application of well-settled mootness
principles, resulting in a fact-specific conclusion that
does not warrant this Court’s review. In addition,
the petition should be rejected because it relies on
extra-record facts belatedly asserted in a declaration
filed with the petition for rehearing, and that did not
form any part of the decision as to which Petitioner
seeks review. There is likewise no split of authority
on the question of liability for attorneys’ fees on
appeal where, as here, a nonparty contemnor, found
to have violated the constitutional rights of the
plaintiff class, injects himself into a lawsuit by
appealing from the prevailing party’s judgment,
forcing the prevailing party to defend its victory.
Finally, the unique posture of the case means that
resolution of either issue is unlikely to affect other
litigants.
I.
THE NINTH CIRCUIT’S MOOTNESS
RULING
CORRECTLY
APPLIED
SETTLED AND UNIFORM LAW.
Petitioner asserts that the decision below
created a circuit split. But there is no conflict. The
court of appeals correctly applied settled and uniform
law on mootness to hold that an appeal becomes
moot if the decision appealed from no longer has any
13
legal effect on the appellant. Petitioner claims a split
in circuit authority on the significance of asserted
reputational injury, but the courts are also uniform
in this regard, holding, as did the court here, that
secondary effects on an individual’s reputation
cannot save an appeal where the challenged action
no longer has any tangible legal consequences for the
appellant. See, e.g., Spencer v. Kemna, 523 U.S. 1,
14-16, 16 n.8 (1998); McBryde v. Comm. to Review
Circuit Council Conduct & Disability Orders of
Judicial Conference of U.S., 264 F.3d 52, 57 (D.C.
Cir. 2003). Accordingly, there is no split in the
circuits, and Petitioner’s disagreement is with the
application of well-settled law.
1. The court of appeals correctly concluded that
Petitioner’s appeal was moot once he retired from
MCSO, because he no longer had any legal
obligations flowing from the civil contempt orders
that he challenged on appeal. Petitioner was held in
contempt only in his official capacity as an individual
high-ranking employee of the defendant. Although
he was bound originally by the injunction “insofar as
it imposed obligations on the Maricopa County
Sheriff’s Office,” the court of appeals correctly
concluded that “his subsequent retirement mooted
that interest.” App. 7a.
In so holding, the Ninth Circuit applied the
settled principle that a nonparty’s standing to appeal
from a civil contempt order is restricted to
circumstances in which the nonparty is required to
comply with coercive remedies or to pay
compensation. See App. 7a-8a (citing Union of Prof’l
Airmen, 625 F.2d at 884); see also In re Grand Jury
Subpoena Duces Tecum, 91–02922, 955 F.2d 670, 672
(11th Cir. 1992) (holding that for “purely coercive
14
civil contempt, a contemnor’s compliance . . . moots”
any challenge to the “contempt adjudication”). In
Union of Professional Airmen, for example, a
nonparty corporate president’s appeal of a civil
contempt order was moot where both he and the
corporate entity were found to be in civil contempt
and ordered to pay a coercive fine, but the corporate
entity had paid the entirety of the fine. 625 F.2d at
882-84. Like the nonparty appellant in Union of
Professional Airmen, Sheridan’s retirement “relieved
[him] . . . of any liability under the contempt order”
and consequently he had “no interest in” securing
relief from it. Id. at 884. The court of appeals also
concluded that Sheridan did not have standing in the
first instance “to ‘seek appellate excision of the
district court’s ruling’ that he committed civil
contempt.’” App. 8a (quoting Nat. Res. Def. Council
v. Gutierrez, 457 F.3d 904, 906 (9th Cir. 2006)). That
is because a litigant does not have standing to
“challenge the district court’s legal rulings in the
abstract,” untethered from any cognizable stake in
the ordered relief.
Id.
Accordingly, Sheridan
retained no live interest in the appeal. He cites no
case from this Court or any other that holds
otherwise.
2. The Ninth Circuit also applied settled law
in rejecting Sheridan’s argument that his appeal
remained live because of the contempt orders’ alleged
collateral consequences.
The court carefully
analyzed whether Sheridan had any “concrete and
continuing injury” arising from the court’s contempt
relief, but found that he did not.
Jackson v.
California Dep’t of Mental Health, 399 F.3d 1069,
1073 (9th Cir. 2005) (quoting Spencer, 523 U.S. at 7)
(internal quotation marks omitted).
15
Sheridan cited a referral for criminal contempt
proceedings,
an
investigation
by
AZPOST,
unsubstantiated harm to his reputation, and possible
interference
with
employment
as collateral
consequences of the civil contempt orders. The court
of appeals correctly rejected each asserted harm. See
App. 8a. The district court’s criminal contempt
referral carried no legal consequences, as Sheridan
had been dismissed from those proceedings on
statute-of-limitations grounds. Id. The AZPOST
investigation was “an independent investigation
whose resolution ‘depends on the unfettered choices
made by independent actors not before the courts.’”
Id. (quoting Leu, 605 F.3d at 694). And Sheridan’s
asserted reputational injury was at most a secondary
effect of an order with no continuing legal
consequences. Any reputational harms were not
concrete, fairly traceable to the district court’s
orders, or redressable by a ruling in his favor.
Sheridan admitted to contempt and did not challenge
the accuracy of the court’s findings. And under
settled law, he had no standing to seek vacatur of the
district court’s contempt findings in the abstract,
unconnected to any interest in reversing the
resulting injunction. See Nat. Res. Def. Council, 457
F.3d at 906. Thus, to the extent the district court’s
contempt findings were the source of Sheridan’s
reputational harm, the injury was not redressable
through his appeal.
Finally, Sheridan’s suggestion that the
contempt orders could interfere with his efforts to
obtain future employment was entirely speculative,
as he had failed to identify “even one such job” for
which he had actually applied. App. 8a (quoting
Sandidge v. State of Wash., 813 F.2d 1025, 1026 (9th
16
Cir. 1987)) (finding that “speculative claims of
hardship” are insufficient to demonstrate “that an
opportunity to provide meaningful relief still exists”);
see also Spencer, 523 U.S. at 10-11 (observing that it
is a “long-settled principle that standing cannot be
inferred argumentatively from averments in the
pleadings, but rather must affirmatively appear in
the record, and that it is the burden of the party who
seeks the exercise of jurisdiction in his favor, clearly
to allege facts demonstrating that he is a proper
party to invoke judicial resolution of the dispute”)
(internal quotation marks omitted).
3. The court of appeals’ dismissal order is
fully consistent with this Court’s and other circuits’
precedents, which uniformly require that, to avoid
dismissal based on mootness where an order no
longer imposes any legal obligations, a party must
identify a concrete collateral injury that is fairly
traceable to the challenged action and redressable by
a ruling in its favor. See Spencer, 523 U.S. at 14-16.
The petitioner in Spencer, as here, asserted that his
appeal was not moot, even though the order appealed
from no longer imposed any legal liabilities, because
it might adversely affect him in the future. Id.
Spencer rejected that contention, and held that
although the challenged court order (a parole
revocation) carried some moral stigma, the asserted
collateral harms must be concrete and flow from the
order “as a matter of law” in order to save an appeal
from mootness. Id. at 8-9. Responding to the
petitioner’s assertion that the parole revocation order
might be used against him if he were ever a
defendant in a criminal case again, the Court found
that the asserted harm was not only speculative, but
that it was “at least as likely that the conduct
17
underlying the revocation, rather than the revocation
[order] itself . . . would be used” against him. Id. at
16. The court of appeals’ ruling here follows directly
from Spencer.
The Ninth Circuit’s order is also consistent
with this Court’s decision in St. Pierre v. United
States, 319 U.S. 41 (1943), which held that, once the
petitioner served a sentence for criminal contempt,
his appeal was moot: the underlying injury of
imprisonment was not redressable, because even
reversing the contempt judgment could not “undo
what has been done or restore to petitioner the
penalty of the term of imprisonment which he has
served” and no further legal penalties or disabilities
could be imposed on him as a result of the contempt
judgment.
Id. at 42-43.
Rejecting petitioner’s
invocation of continuing stigma stemming from the
contempt finding, the Court concluded that, without
more, “the moral stigma of a judgment which no
longer affects legal rights does not present a case or
controversy for appellate review.” Id. at 43 (emphasis
added). Just so here, once Sheridan retired, the
contempt injunction had no legal consequences for
him, and a mere desire to vindicate his reputation
was not sufficient to save the appeal from mootness.
The Ninth Circuit’s decision is also consistent
with the decisions of other lower courts, which all
recognize that a claim of reputational injury, without
more, is insufficient to rescue an otherwise moot
appeal. See, e.g., McBryde, 264 F.3d at 57 (“[W]hen
injury to reputation is alleged as a secondary effect of
an otherwise moot action, [courts] have required that
‘some tangible, concrete effect’ remain, susceptible to
judicial correction.”); Foretich v. United States, 351
F.3d 1198, 1212-13 (D.C. Cir. 2003) (“[W]here
18
reputational injury is the lingering effect of an
otherwise moot aspect of a lawsuit . . . the injury
cannot satisfy the requirements of Article III.”);
accord Jackson, 399 F.3d at 1075 (finding that, by
itself, “reputation is not a sufficient interest to avoid
mootness”); Danos v. Jones, 652 F.3d 577, 584 (5th
Cir. 2011) (reputational harm that is “merely the
secondary effect of an injury that is otherwise moot”
does not rescue controversy from mootness) (internal
quotation marks omitted); Lebron v. Rumsfeld, 670
F.3d 540, 562 (4th Cir. 2012) (citing McBryde to
conclude
that
enemy
combatant’s
alleged
reputational harm was insufficient to save appeal
from mootness where detention as enemy combatant
had ended); United States v. Probber, 170 F.3d 345,
349 (2d Cir. 1999) (“Spencer rejected the notion that
the possibility of vindicating a reputational interest
of the sort asserted here was sufficient to avoid
mootness.”).
Petitioner is simply incorrect in asserting that
the Ninth Circuit’s 2005 opinion in Jackson, cited by
the court below, is at odds with the other circuits.
Jackson, like all the foregoing cases, holds that
collateral consequences can save an appeal from
dismissal on mootness grounds only if they are
“significant enough to satisfy the injury in fact
requirement for standing, and a decision invalidating
the [challenged] order would remedy those
continuing effects.” 399 F.3d at 1073. On that
standard, lower courts uniformly hold that a desire
to vindicate reputation, without more, is “not a
sufficient interest to avoid mootness.” Id. at 1075.
Sheridan’s objection appears to be that Jackson does
not recite the precise language found in the D.C.
Circuit’s decision in McBryde, but there is no
19
talismanic significance to that phrasing; both circuits
find reputational interest alone insufficient to avoid
mootness where the individual no longer faces
tangible legal consequences.
4. Petitioner attempts to fabricate a circuit split
by erroneously conflating two distinct circumstances:
(1) reputational harm that, under the circumstances,
constitutes a direct injury-in-fact from a still-live
controversy; and (2) moral stigma or reputational
harm that is a secondary byproduct of an action that
otherwise has no legal effect on the appellant. The
former supports a live claim; the latter does not. In
this case, the Ninth Circuit correctly found that the
order Sheridan appealed from no longer had any
cognizable legal effect on him in light of his
retirement, and therefore the only reputational harm
he cited was secondary in nature and insufficient,
standing alone, to save his otherwise moot appeal.
App. 8a.
Sheridan’s cited authorities actually highlight
this distinction.
In McBryde, the D.C. Circuit
considered various sanctions imposed on a sitting
district judge, including suspension from case
assignments for a limited period of time, and an
official, ongoing public reprimand posted on the
court’s website. McBryde, 264 F.3d at 54-55. The
court held that the appeal was moot as to the
suspension provisions because they had expired by
the time the appeal was heard. Any lingering
reputational harm from these suspensions was a
secondary effect and was not redressable. Id. at 55.
By contrast, the court held that the appeal on the
reprimand provision was still live because the Fifth
Circuit continued to post reports on the appellant’s
misconduct on the court website as a continuing
20
sanction, constituting a direct and ongoing harm to
the sitting judge’s reputation. Id. at 57. Here,
Sheridan faced no ongoing legal consequences upon
his retirement from MCSO, and therefore no longer
has any legal stake in the appeal. Any reputational
effects are merely secondary, as were the
reputational
effects
of
McBryde’s
expired
suspensions.
The D.C. Circuit drew the same distinction in
Foretich, dismissing as moot an appeal from a court
order denying the appellant visitation rights with his
child, based on findings that he was a child molester.
The court held that the appeal was moot because the
appellant’s child had turned 18 and the visitation
order therefore no longer had any legal effect. 351
F.3d at 1212-13.
The court rejected Foretich’s
argument that the order still caused him
reputational injury, noting that any such harm was
“merely the secondary effect of an injury [the bar on
visitation with his child] that is otherwise moot.” Id.
at 1212. Reinforcing the distinction between such
secondary effects and live claims based on an act
causing direct and ongoing cognizable injuries, the
D.C. Circuit held that the appellant did have
standing to raise his constitutional challenge under
the Bill of Attainder Clause to an act of Congress
that declared him to be a child predator, since the act
caused a direct injury and presented a live
controversy. Id. at 1214.
The decision below is also consistent with
Gully v. National Credit Union Administration
Board, 341 F.3d 155 (2d Cir. 2003), which simply
concluded that a direct reputational injury inflicted
by a government agency, with ongoing effects, was
sufficient to confer standing. The Second Circuit
21
held that a former credit union manager could appeal
an order of
the National
Credit
Union
Administration Board that found she had breached
her fiduciary duty and her conduct was sufficient to
sustain an order permanently prohibiting her from
employment with credit unions governed by the
Board. Id. at 161. Though the Board’s order did not
formally bar her from future employment, the Second
Circuit found that the order effectively did just that,
and that the Board could not insulate its decision
from review by avoiding a formal bar where its
decision imposed a direct injury by sounding a “death
knell” for the appellant’s future employment. Id. at
162. Here, by contrast, Petitioner faces no ongoing
legal obligations, and complains only about the
speculative secondary effects of the underlying
contempt findings on his reputation. No court has
found such secondary effects, standing alone,
sufficient to maintain a live appeal.
In sum, the instant case is consistent with all
of the decisions cited by Petitioner, because the civil
contempt orders here impose no direct, ongoing
sanction or liability against Petitioner that can be
remedied through appeal, and his asserted
reputational injuries are merely secondary effects of
orders that impose no legal consequences on
Petitioner.
Moreover, Sheridan has admitted to violating
the district court orders, consented to a finding of
civil contempt, and did not specifically contest any of
the underlying findings of fact on appeal.
Accordingly, even if Sheridan’s abstract assertion of
reputational harm could have saved his appeal from
mootness, the dismissal could be affirmed on the
grounds that Sheridan failed to show any
22
incremental harm from the district court’s orders, as
distinct from harm flowing from his own conceded
actions. See Spencer, 523 U.S. at 16; see also Lebron,
670 F.3d at 562 (explaining that “[t]he legally
relevant injury is only the incremental effect of” the
challenged action on the individual’s reputation)
(quoting McBryde, 264 F.3d at 57) (internal
quotation marks omitted).
II.
BECAUSE PETITIONER RELIES ON
NEW FACTS RAISED FOR THE FIRST
TIME ON HIS PETITION FOR
REHEARING, THIS CASE DOES NOT
WARRANT THIS COURT’S REVIEW.
This case is inappropriate for certiorari
because it improperly relies on new facts that
Petitioner belatedly and improperly sought to
introduce in the form of his own declaration
submitted for the first time in connection with his
petition for rehearing in the court of appeals. The
declaration seeks to support Petitioner’s assertions of
secondary reputational harms from the contempt
orders. As explained above, even assuming the
validity of those harms, they do not save his appeal
from mootness. But even if they were relevant, they
could not be considered by this Court because they
were untimely presented to the court of appeals, and
did not form any part of the decision on which
Petitioner seeks review.
The
Ninth
Circuit
properly
rejected
Sheridan’s untimely declaration as a basis for
rehearing. See 9th Cir. Doc. 65. Sheridan had
several prior opportunities to present evidence to
support a continued stake in the controversy—first in
filings before the district court (see Dist. Ct. Doc.
23
1987 (U.S. Mot. to Dismiss) and Doc. 2061), then in
response to Respondents’ and the United States’
motions to dismiss his appeal (see 9th Cir. Doc. 50,
52). He failed to do so. As the Ninth Circuit has
sensibly noted, “[c]onsideration of subsequent factual
occurrences is . . . beyond the scope of a petition for
rehearing.” Armster v. U.S. Dist. Court for Cent.
Dist. of Cal., 806 F.2d 1347, 1356-57 (9th Cir. 1986)
(citation omitted). The purpose of a petition for
rehearing is to correct errors in the decision; it is not
a vehicle to introduce previously undisclosed facts in
hopes of a different outcome.
This Court, too, generally does not consider
new evidence not properly presented to the courts of
appeals. McClellan v. Carland, 217 U.S. 268, 283
(1910) (“We must take the case as it is presented
here upon the stipulated return to the writ of
certiorari on the record as presented to the circuit
court of appeals.”); see also Lawn v. U.S., 355 U.S.
339, 354 (1958) (granting motion to strike evidence
not presented in certified record). Likewise, absent
unusual circumstances, this Court does not entertain
arguments not properly made in lower courts. OBB
Personenverkehr AG v. Sachs, 136 S. Ct. 390, 397
(2015). Because it is a “court of review, not of first
view,” Cutter v. Wilkinson, 544 U.S. 709, 718 n.7
(2005), this Court has consistently refused to resolve
arguments not addressed by lower courts,
McWilliams v. Dunn, 137 S. Ct. 1790, 1801 (2017).
Thus, even if the decision below created a conflict
with other circuits, the petition does not properly
present the issue because it relies on Petitioner’s
untimely, speculative, and untested declaration.
24
III.
THE NINTH CIRCUIT’S RULING ON
ATTORNEYS’
FEES
CORRECTLY
APPLIED SETTLED AND UNIFORM
LAW.
Petitioner argues that the Ninth Circuit’s
decision below misapplies this Court’s decision in
Kentucky v. Graham, 473 U.S. 159 (1985), and
creates a conflict with Fourth Circuit precedent
“regarding whether a litigant is required to be liable
on the merits for a plaintiff’s underlying civil rights
claims before he can be found liable for attorneys’
fees pursuant to 42 U.S.C. § 1988(b).” Pet. 26. In
fact, the Ninth Circuit’s order, awarding fees against
a nonparty contemnor who forced the appellees to
defend the remedy they obtained in the district court
on appeal,8 is fully consistent with Graham, and
presents no conflict with the Fourth Circuit or any
other circuit court. The circuits have been uniform in
concluding that liability for attorneys’ fees on appeal
may be assessed against litigants who force plaintiffs
to defend their civil rights victories on appeal.
The courts of appeals have consistently found
that intervenors or nonparties who actively insert
themselves into a controversy by appealing a
prevailing party’s victory may be liable for the
prevailing party’s attorneys’ fees when they lose.
See, e.g., Charles v. Daley, 846 F.2d 1057, 1059-60,
1070 (7th Cir. 1988) (holding intervenors liable for
attorneys’ fees when they joined a suit to defend a
Although the petition repeatedly characterizes Sheridan’s
appeal as one intended merely to “clear his name,” Pet. 25, he
explicitly sought to vacate the substantial injunctive relief that
Respondents secured for the benefit of the Plaintiff Class. See
9th Cir. Doc. 11.
8
25
state abortion law and appealed after plaintiffs
prevailed in obtaining a preliminary injunction);
Geier v. Richardson, 871 F.2d 1310, 1311, 1315 (6th
Cir. 1989) (awarding fees against the United States,
which intervened and appealed from the parties’
consent decree, because the government forced the
plaintiffs to defend the remedy they obtained, and
therefore “may be fairly charged with the
consequences of its actions”). In both cases, the
appellants were assessed attorneys’ fees even though
they were not liable on the merits in the district
court action.9
9 Independent Federation of Flight Attendants v. Zipes, 491 U.S.
754 (1989), cited by Petitioner in passing, is inapposite, as it
concerned the liability of an “innocent intervenor” for fees under
Title VII. Id. at 764. In Zipes, the district court upheld a
settlement agreement between a class of employees and an
employer, against a challenge by an intervenor collective
bargaining unit (CBU) representing another class of employees.
The plaintiffs then sought fees against the intervenor CBU,
even though the CBU played no role in the Title VII violation.
This Court held that with respect to such “blameless
intervenors,” “district courts should . . . award Title VII
attorney’s fees against losing intervenors only where the
intervenors’ action was frivolous, unreasonable, or without
foundation.” Id. at 761. Brat v. Personhuballah, 883 F.3d 475
(4th Cir. 2018), which cites Zipes and was decided after the
petition was filed in this case, similarly holds only that fees
generally should not be assessed against “blameless”
intervenors. In Brat, the Fourth Circuit declined to award fees
against legislators who intervened to defend their district lines
against a racial gerrymandering challenge and then pursued an
appeal from the district court’s injunction when the defendant
state agency did not. Brat found that the legislator intervenors
were “blameless” (because they were not involved in creating
the racial gerrymander) and therefore applied Zipes. Id. at 481.
In the instant case, Sheridan was anything but blameless. He
was found to have intentionally and knowingly committed
26
Here, Sheridan violated the district court’s
preliminary injunction order protecting the Plaintiff
Class, chose to appeal from the district court’s orders,
sought to vacate a supplemental injunction
protecting the rights of the Plaintiff Class, and
thereby forced Plaintiffs to defend that judgment on
appeal. The Ninth Circuit properly held that he was
liable for attorneys’ fees because he “actively inserted
himself into the litigation by appealing.” App. 4a; see
also Geier, 871 F.2d at 1315 (a party that files an
appeal “may fairly be charged with the consequences
of its actions to overturn” a prevailing party’s
victory).
Sheridan argues that Kentucky v. Graham,
473 U.S. 159 (1985), establishes that a party can be
held responsible for attorneys’ fees under 42 U.S.C.
§1988 only if that party was also found liable on the
merits of the case. Pet. 27. But Graham does not
stand for such a broad rule, and its circumstances
are distinguishable.
In Graham, the plaintiffs
brought a damages action against several state and
local law enforcement officers in their personal
capacity only, 473 U.S. at 161-62, and named the
state as a defendant for the sole purpose of a
potential fee recovery, id. at 162. The Court held
that the state could not be held liable for attorneys’
fees because it had been dismissed as immune, and
plaintiffs prevailed only against an individual officer
in his personal capacity. Id. at 168-69. Graham is
inapposite because the state, the party against which
fees were sought, did nothing to bring fee liability
upon itself.
By contrast, Sheridan, like the
contempt of court, including based on violations of the
preliminary injunction, and thus Zipes and Brat are inapposite.
27
intervenors in Charles and Geier, brought the fee
liability upon himself through his own contempt of
court and subsequent litigation decisions.
Sheridan’s petition likewise mischaracterizes
the Fourth Circuit’s opinion in Johnson v. City of
Aiken, 278 F.3d 333 (4th Cir. 2002). Sheridan
asserts that the court in Johnson found that § 1988
fee liability can only be granted “against a defendant
who is first found to be liable on the merits of a
[plaintiff’s] claim.” Pet. 27. In fact, Johnson merely
examined the reasonableness of a fee award in light
of the circumstances of the case, overturning an
award of more than $98,000 in attorneys’ fees
against an officer who was found liable for only 35
cents in nominal damages, where the fee award was
based on the plaintiffs’ success on a separate state
law claim against a different defendant that resulted
in far more substantial damages. Id. at 337-38.
In sum, Sheridan’s appeal is distinguishable
from Graham and Johnson, and the Ninth Circuit’s
fee award is entirely in line with other circuits’
precedents, because Sheridan “actively inserted
himself into the litigation” by violating the district
court’s orders and then appealing the injunctive
relief for the benefit of the Plaintiff Class. App. 4a.
IV.
THIS CASE PRESENTS UNIQUE
FACTS AND NO IMPORTANT LEGAL
ISSUE WARRANTING THE COURT’S
REVIEW.
Finally, the writ should not issue because the
court of appeals’ unpublished, non-precedential
dismissal order and attorneys’ fees award are
unlikely to affect many other litigants, and present
no important legal question requiring this Court’s
28
resolution. This is an unusual case. Petitioner is a
nonparty who admitted to civil contempt but
nonetheless attempted to appeal a ruling in which he
concededly has no stake, other than alleged collateral
reputational harm, because of his retirement from
the defendant municipal agency.
When the district court below found Petitioner
in contempt, it made the defendant County, not any
individual employees, responsible for costs associated
with the contempt remedies. See ER 307. Petitioner
therefore had no financial stake, and any interest he
had as an official responsible for carrying out the
injunctive relief was mooted when he retired from
MCSO. App. 7a-8a. Petitioner nonetheless chose to
appeal to overturn the district court’s orders, and
only raised a speculative and wholly unsupported
(until his untimely submission of a declaration with
his petition for rehearing) claim of reputational harm
after Plaintiffs and the United States filed separate
motions to dismiss. Compare 9th Cir. Doc. 11 (Pet.’s
Opening Br.) with 9th Cir. Doc. 52 (Pet.’s Opp’n to
Mot. to Dismiss). Even after the two other former
officials in the same position abandoned their
appeals, Petitioner pressed on, attempting to vacate
the injunctive relief Plaintiffs had won—even though
he no longer had a legal stake in the outcome.
As these highly unusual circumstances are
unlikely to recur, the questions presented do not
merit the Court’s time and resources.
29
CONCLUSION
For the reasons stated above, the petition for a
writ of certiorari should be denied.
Respectfully Submitted,
Kathleen E. Brody
Brenda Muñoz Furnish
ACLU FOUNDATION OF
ARIZONA
3707 N. 7th Street,
Suite 235
Phoenix, AZ 85014
Stanley Young
COVINGTON & BURLING
LLP
333 Twin Dolphin Dr.,
Suite 700
Redwood Shores, CA
94065
Cecillia D. Wang
Counsel of Record
Katrina L. Eiland
AMERICAN CIVIL
LIBERTIES UNION
FOUNDATION
39 Drumm Street
San Francisco, CA 94111
(415) 343-0782
cwang@aclu.org
David D.Cole
AMERICAN CIVIL
LIBERTIES UNION
FOUNDATION
15 15th Street NW
Washington, DC 20005
Julia A. Gomez
MEXICAN AMERICAN
Andre I. Segura
ACLU FOUNDATION OF
LEGAL DEFENSE AND
TEXAS
EDUCATIONAL FUND
1500 McGowen Street,
Suite 250
Houston, TX 77004
Anne Lai
401 E. Peltason,
Suite 3500
Irvine, CA 92697
634 South Spring St.,
11th Floor
Los Angeles, CA 90014
30
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.