Federal Register / Vol. 72, No. 82 / Monday, April 30, 2007 / Rules and Regulations
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Federal Register / Vol. 72, No. 82 / Monday, April 30, 2007 / Rules and Regulations
Issued in Kansas City, Missouri, on April
20, 2007.
Charles L. Smalley,
Acting Manager, Small Airplane Directorate,
Aircraft Certification Service.
[FR Doc. E7–8071 Filed 4–27–07; 8:45 am]
BILLING CODE 4910–13–P
DEPARTMENT OF ENERGY
Federal Energy Regulatory
Commission
18 CFR Part 38
[Docket No. RM05–5–003; Order No. 676–
B]
Standards for Business Practices and
Communication Protocols for Public
Utilities
Issued April 19, 2007.
AGENCY: Federal Energy Regulatory
Commission, DOE.
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ACTION: Final rule.
SUMMARY: The Federal Energy
Regulatory Commission is amending its
regulations under the Federal Power Act
to incorporate by reference revisions to
the Coordinate Interchange business
practice standards (WEQ–004) adopted
by the Wholesale Electric Quadrant
(WEQ) of the North American Energy
Standards Board (NAESB) on June 22,
2006. These standards identify the
processes and communications
necessary to coordinate energy transfers
that cross boundaries between entities
responsible for balancing load and
generation.
Incorporating these revised standards
by reference into the Commission’s
regulations will ensure that the
Coordinate Interchange business
practice standards incorporated by
reference in the Commission’s
regulations are compatible with the
North American Electric Reliability
Council’s Interchange Scheduling and
Coordination Reliability Standards that
the Commission approved as mandatory
and enforceable Reliability Standards in
Order No. 693.
DATES: This Final Rule will become
effective May 30, 2007. The
incorporation of the standard is
approved by the Director of the Federal
Register on May 30, 2007.
Implementation of the standards is
required the later of the date on which
the NERC standards become mandatory
or the effective date of this rule.
FOR FURTHER INFORMATION CONTACT:
Patricia Schaub (technical issues),
Office of Energy Markets and
Reliability, Federal Energy Regulatory
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Commission, 888 First Street, NE.,
Washington, DC 20426, (202) 502–
6816.
Kay Morice (technical issues), Office of
Energy Markets and Reliability,
Federal Energy Regulatory
Commission, 888 First Street, NE.,
Washington, DC 20426, (202) 502–
6507.
Gary D. Cohen (legal issues), Office of
the General Counsel, Federal Energy
Regulatory Commission, 888 First
Street, NE., Washington, DC 20426,
(202) 502–8321.
SUPPLEMENTARY INFORMATION:
Before Commissioners: Joseph T.
Kelliher, Chairman; Suedeen G. Kelly,
Marc Spitzer, Philip D. Moeller, and
Jon Wellinghoff.
1. The Federal Energy Regulatory
Commission (Commission) is amending
its regulations under the Federal Power
Act (FPA) 1 to incorporate by reference
revisions to the Coordinate Interchange
business practice standards (WEQ–004)
adopted by the Wholesale Electric
Quadrant (WEQ) of the North American
Energy Standards Board (NAESB) on
June 22, 2006. These standards identify
the processes and communications
necessary to coordinate energy transfers
that cross boundaries between entities
responsible for balancing load and
generation.
I. Background
2. NAESB is a non-profit standards
development organization established in
January 2002 that serves as an industry
forum for the development and
promotion of business practice
standards that promote an efficient
marketplace for wholesale and retail
natural gas and electricity. Since 1995,
NAESB and its predecessor, the Gas
Industry Standards Board, have been
accredited members of the American
National Standards Institute (ANSI),
complying with ANSI’s requirements
that its standards reflect a consensus of
the affected industries.
3. NAESB’s standards include
business practices that streamline the
transactional processes of the natural
gas and electric industries, as well as
communication protocols and related
standards designed to improve the
efficiency of communication within
each industry. NAESB supports all four
quadrants of the gas and electric
industries—wholesale gas, wholesale
electric, retail gas, and retail electric. All
participants in the gas and electric
industries are eligible to join NAESB
and participate in standards
development.
1 16 U.S.C. 791a, et seq.
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4. NAESB’s procedures are designed
to ensure that all industry members can
have input into the development of a
standard, whether or not they are
members of NAESB, and each standard
NAESB adopts is supported by a
consensus of the relevant industry
segments.
5. The Coordinate Interchange
business practice standards (WEQ–004)
facilitate the transfer of electric energy
between entities responsible for
balancing load and generation
(Balancing Authorities). The term
‘‘Interchange’’ in this context refers to
energy transfers across boundaries
between Balancing Authorities. The
Coordinate Interchange business
practice standards identify the processes
needed to facilitate interchange
transactions, and specify the
arrangements and data to be
communicated to the entity responsible
for authorizing implementation of
interchange transactions (Interchange
Authority).
6. The revised Coordinate Interchange
business practice standards (WEQ–004)
being adopted in this Final Rule replace
the earlier version of these standards
previously incorporated by reference in
the Commission’s regulations in Order
No. 676.2 The standards that the
Commission incorporated by reference
into regulations in Order No. 676 were
designed to be consistent with the
Version 0 reliability standards of the
North American Electric Reliability
Council (NERC) dealing with Coordinate
Interchange.
7. In April, August, and November
2006, NERC filed proposed reliability
standards for Commission approval
under section 215 of the FPA, including
Version 1 and Version 2 standards
governing Interchange Scheduling and
Coordination (INT Reliability
Standards).
8. On June 22, 2006, the WEQ
membership ratified revised Coordinate
Interchange standards to keep the
WEQ’s Coordinate Interchange business
practices consistent with the applicable
NERC INT Reliability Standards. On
November 16, 2006, NAESB filed its
revised Coordinate Interchange
standards with the Commission.
9. On February 20, 2007, the
Commission issued a notice of proposed
rulemaking to assure that the
Commission’s business practice
standards and reliability standards on
Coordinate Interchange would continue
2 Standards for Business Practices and
Communication Protocols for Public Utilities, Order
No. 676, 71 FR 26199 (May 4, 2006), FERC Stats.
& Regs., Regulations Preambles ¶ 31,216 (Apr. 25,
2006), reh’g denied, Order No. 676–A, 116 FERC
¶ 61,255 (2006).
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to be consistent.3 The Coordinate
Interchange NOPR proposed that the
Commission incorporate by reference
the revised Coordinate Interchange
business practice standards (WEQ–004)
adopted by the WEQ on June 22, 2006.
10. In addition, the Coordinate
Interchange NOPR noted that NAESB’s
standards correspond to NERC’s Version
1 INT Reliability Standards, and invited
comment on whether NERC’s Version 2
INT Reliability Standards necessitate
any additional business practice
standards beyond those discussed in the
NOPR.
11. The WEQ revised its Coordinate
Interchange business practice standards
for three main reasons: (1) To
incorporate business practice standards
that had previously been included by
NERC in its proposed reliability
standards; (2) to modify the definitions
and standards to better integrate with
NERC’s corresponding reliability
standards; and (3) to eliminate an
appendix and update standards to
reflect current operating conditions in
the Eastern and Western
Interconnections, and within the
Electric Reliability Council of Texas
(ERCOT).
12. On March 16, 2007, the
Commission approved NERC’s INT
Reliability Standards as mandatory and
enforceable reliability standards in
Order No. 693.4
13. On March 28, 2007, the New York
Independent System Operator, Inc.
(NYISO) filed comments in response to
the Coordinate Interchange NOPR
expressing its general support for
NAESB’s revisions to the WEQ–004
Standard and stating that it has no
objection to incorporating the revised
standards into the NYISO’s Open
Access Transmission Tariff (OATT) and
Market Administration and Control
Area Services Tariff (Services Tariff).
NYISO requests, however, that the Final
Rule not upset any existing waivers of
the WEQ–004 Standard the Commission
has already granted to entities. NYISO’s
comments were the only comments filed
in response to the Coordinate
Interchange NOPR.
II. Discussion
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14. In this Final Rule, the Commission
is amending its regulations under the
FPA to incorporate by reference
3 Standards for Business Practices and
Communication Protocols for Public Utilities,
Notice of Proposed Rulemaking, 72 FR 8318 (Feb.
27, 2007), FERC Stats. & Regs. ¶ 32,612 (Feb. 20,
2007) (Coordinate Interchange NOPR).
4 Mandatory Reliability Standards for the BulkPower System, Order No. 693, Final Rule, 72 FR
16416 (April 4, 2007), FERC Stats. & Regs. ¶ 31,242
at P 795 through P 887 (Mar. 16, 2007).
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revisions to the Coordinate Interchange
business practice standards (WEQ–004)
adopted by the Wholesale Electric
Quadrant (WEQ) of the North American
Energy Standards Board (NAESB) on
June 22, 2006.5 These standards update
the business practice standards used by
the electric industry so that they will
dovetail with the reliability standards
the Commission has approved.
Adoption of these revised business
practice standards ensures that public
utilities comply with a consistent set of
standards. To ensure such coordination,
public utilities will be required to
comply with these standards on the
later of the date on which the NERC
standards become mandatory or the
effective date of this rule. We are
pleased with the cooperation and
coordination between NAESB and
NERC. We appreciate the efforts that
these organizations and the industry
have made together to ensure that
reliability standards and business
practice standards work harmoniously.
15. In its revised reliability standards,
NERC deleted certain business practice
requirements with the expectation that
NAESB would include these business
practices in its business practice
standards.6
16. The revised Coordinate
Interchange business practice standards
the WEQ adopted to replace the deleted
NERC standards include:
• WEQ Standards 004–1 and 004–3.1
replace NERC INT–001–0 Requirement
R1.1. The revised WEQ standards
address how requests for Interchange
should be made and who is responsible
for submitting such requests.
• WEQ Standards 004–3, 004–5, 004–
8.1, and 004–8.2 replace NERC’s INT–
001–0 Requirement R3. These standards
establish the timing requirements for
submitting requests for Interchange. The
WEQ’s timing table (Appendix D
referenced in WEQ Standard 004–8.1)
has been revised to better match up with
the timing table in NERC’s INT–005–1.
• WEQ Standard 004–5 replaces
NERC’s INT–001–0 Requirement R4.
This standard addresses the data that
should be included in a request for
5 The specific standards developed by the WEQ
that we are incorporating by reference in this Final
Rule are as follows: Coordinate Interchange (WEQ–
004, June 22, 2006) including Purpose,
Applicability, and Standards 004–0 through 004–
17.2, and 004–A through 004–D.
6 The deleted NERC standards include
Requirements R1.1, R3, R4, and R5 of INT–001–0,
which relate to the timing and content of e-tags, and
Requirement R1.1.3 of INT–003–0, which addresses
ramp starting time and duration. See Mandatory
Reliability Standards for the Bulk Power System,
Notice of Proposed Rulemaking, 71 FR 64,770 (Nov.
3, 2006), FERC Stats. & Regs. ¶ 32,608 at 32,913 &
note 3 (2006).
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Interchange and who is responsible for
ensuring that these data are included in
the request for Interchange.
• WEQ Standard 004–12 replaces
NERC’s INT–001–0 Requirement R5.
This standard requires that parties
involved in an Interchange must have
personnel and facilities on site and
immediately available to receive
notification of changes to the
Interchange.
• WEQ Standards 004–17, 004–17.1,
and 004–17.2 replace NERC’s INT–003–
0 Requirement R1.1.3. These standards
establish the default ramp rates that
apply to an Interchange unless
otherwise agreed to by the parties
involved.
17. The WEQ also modified the
Coordinate Interchange definitions and
business practice standards to better
coordinate with NERC’s INT Reliability
Standards. This follows the
Commission’s directive in Order No.
676 that, ‘‘[i]n future versions of the
standards, NAESB should use the NERC
definitions relating to reliability.’’ 7 The
modifications include:
• New and revised definitions, such
as changing ‘‘Reliability Authority’’ to
‘‘Reliability Coordinator’’.
• Changes to definitions resulting
from WEQ’s efforts to match the
language used in NERC’s ‘‘Glossary of
Terms Used in Reliability Standards’’
(Glossary) where appropriate. For
example, the WEQ added a definition
for ‘‘Arranged Interchange’’ using the
same language as NERC.
• Changes to definitions, such as the
‘‘Request for Interchange’’ definition,
where the words are not identical, but
are compatible with NERC’s, facilitating
coordination with the NERC INT
Reliability Standards but reflecting the
different responsibilities of the two
organizations.
• Changes to definitions, where NERC
does not have a corresponding
definition in its Glossary, but the WEQ
modified its definitions, such as the
‘‘Approval Entity’’ definition, to reflect
the definition changes previously
discussed.
• Changes to delete definitions no
longer needed in the Coordinate
Interchange business practice standards
or that had been replaced by other
definitions. Deleted definitions include:
‘‘Checkout Process’’; ‘‘Interchange
Transaction’’; ‘‘Interchange Transaction
Tag’’; ‘‘Interconnection’’; ‘‘Market
Operator’’; ‘‘Scheduling Agent’’; and
‘‘Transmission Service Provider’’.
• Changes to the Coordinate
Interchange business practice standards
made to better coordinate with NERC’s
7 Order No. 676 at P 40.
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INT Reliability Standards. The
standards were modified to: (1)
incorporate the revised definitions; (2)
provide greater detail, as in WEQ
Standard 004–3; (3) add new standards
to clarify and better coordinate with
NERC, such as in WEQ Standard 004–
2.2; and (4) delete standards that are no
longer appropriate, such as WEQ
Standard 004–1.2.
18. The Coordinate Interchange
business practices standards were also
modified to reflect the current business
practices of the Eastern and Western
Interconnections and ERCOT. Language
previously included in Appendix A was
moved to Coordinate Interchange
business practice standards 004–3, 004–
3.1, and 004–8.2.
19. NYISO requests that the
Commission not overturn any existing
waivers of the WEQ–004 Standard that
the Commission previously granted to
entities. NYISO states that, in an order
issued on November 16, 2006, the
Commission granted it waivers of
certain NAESB business practice
standards, including certain portions of
the WEQ–004 Standard.8 NYISO points
to the waiver it received of WEQ–004–
8.1 and Appendices A, B and D, to the
extent these components of the WEQ–
004 Standard govern physical
transmission capacity reservations. In
requesting that waiver, the NYISO
explained that such standards would
not be applicable in the locational-based
marginal price (LBMP) market it
operates. NYISO also maintains that
entities should not have to reapply for
waivers they have already obtained.
20. As we stated in Order No. 676,
when parties seek regional or generic
variations of the standards, they should
raise their concerns in the WEQ
standard development process:
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Now that the WEQ is developing these
standards, we prefer that initially all regional
and other generic requests for variances, such
as to accommodate different business
models, be raised during the WEQ standards
development process, and we encourage
participation by all interested persons in that
process. * * * By first submitting the request
to the WEQ during development of the
standard, the request may be resolved during
the WEQ process. Even if the request is not
resolved by the WEQ, the process will help
create a record should the requester seek a
variance or waiver when the standard is
presented to the Commission.9
21. We are very pleased that since the
issuance of Order No. 676, parties have
sought to raise their regional differences
at NAESB, and this effort has resulted
in consideration of these issues in the
8 New York Independent System Operator, Inc.,
117 FERC ¶ 61,197 (2006).
9 Order No. 676 at P 78.
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revised Coordinate Interchange
Standards that we are adopting in this
Final Rule.10 For example, the WEQ–
004 Coordinate Interchange standards
have been significantly revised,
incorporating regional business
practices for the Eastern, Western and
ERCOT regions. NAESB also has voted
to add a voting segment for ISOs/RTOs
so these organizations can have any
variance or other issues related to their
business model addressed through the
NAESB process. Having the industry
determine such variances is preferable
to having these issues raised in
individual waiver requests with the
Commission.
22. Because the Coordinate
Interchange standards for which parties
have previously been granted waivers
have been revised as discussed above,
we find that it will be necessary for all
entities who have received waiver of
any of the Coordinate Interchange
standards to file to request a waiver of
the revised standard. While we
recognize the burden of having parties
reapply for waivers, we cannot rule on
individual waiver requests in a generic
rulemaking proceeding and cannot
determine without a specific waiver
request whether any of the changes
made by NAESB to the coordinate
interchange standards have resolved any
of the issues that gave rise to our grant
of a waiver of the prior standard. As we
stated in Order No. 676, utilities will
not be required to comply with any
standard for which they request waiver
until we act on the waiver request.11
However, small entities that have
obtained waiver of the Order No. 676
standards because they meet the criteria
for small public utility waivers provided
in Order No. 676 need not apply for a
waiver of the revised Coordinate
Interchange standards, because their
waivers were predicated on their status
as small entities, which has not
changed.12
23. Parties seeking waivers of the
requirements of this Order must file a
request on or before the implementation
date for this rule, specifying the exact
provisions of the standards for which
the waiver is sought, and including a
full statement of the reasons the
applicant believes such a waiver would
be appropriate. The request should
cover only the Coordinate Interchange
business practice standards; waivers of
other business practice standards
remain unaffected by this Order.
10 See, supra, discussion in P 18.
11 Order No. 676 at P 102.
12 Order No. 676 at P 85–87.
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III. Implementation Dates and
Procedures
24. Utilities are required to implement
the Coordinate Interchange standards
that we are incorporating by reference in
this Final Rule by the later of the date
when the Reliability Standards that the
Commission approved in Order No. 693
become mandatory or the effective date
of this rule.
25. To reduce the burden on filers, as
we did in Order No. 676, although
public utilities must fully comply with
the requirements of this Final Rule as
soon as it becomes effective, we are not
requiring public utilities immediately to
file revised open access transmission
tariffs (OATTs) incorporating these
changes. When NAESB files the next
version of the WEQ’s electric standards,
if the Commission decides to
incorporate the new version of the
WEQ’s electric standards in its
regulations, public utilities will at that
time be required to file revised OATTs
including these standards.
IV. Notice of Use of Voluntary
Consensus Standards
26. Office of Management and Budget
(OMB) Circular A–119 (section 11)
(February 10, 1998) provides that when
a federal agency issues or revises a
regulation containing a standard, the
agency should publish a statement in
the Final Rule stating whether the
adopted standard is a voluntary
consensus standard or a governmentunique standard. In this rulemaking, the
Commission is incorporating by
reference voluntary consensus standards
developed by the WEQ.
V. Information Collection Statement
27. OMB’s regulations in 5 CFR
1320.11 (2005) require that it approve
certain reporting and recordkeeping
requirements (collections of
information) imposed by an agency.
Upon approval of a collection of
information, OMB assigns an OMB
control number and an expiration date.
Respondents subject to the filing
requirements of this Final Rule will not
be penalized for failing to respond to
this collection of information unless the
collection of information displays a
valid OMB control number.
28. This Final Rule will affect will
affect the following existing data
collection: Standards for Business
Practices and Communication Protocols
for Public Utilities (FERC–717)
29. The following burden estimate is
based on the projected costs for the
industry to implement revisions to the
WEQ’s Coordinate Interchange
standards (WEQ–004). The following
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burden estimates cover compliance with
this rule:
Number of
respondents
Number of responses per
respondent
FERC–717 .......................................................................................................
220
1
8
1760
Totals ........................................................................................................
........................
........................
........................
1760
Data collection
These information collections are
mandatory requirements.
Title: Standards for Business Practices
and Communication Protocols for
Public Utilities (FERC–717) (formerly
Open Access Same Time Information
System).
Action: Proposed collection.
OMB Control No.: 1902–0173.
FERC–717
Respondents: Business or other for
Annualized Capital/Startup
profit, (Public Utilities—Not applicable
Costs .....................................
$264,000 to small businesses.).
Annualized Costs (Operations
Frequency of Responses: One-time
& Maintenance) .....................
N/A implementation (business procedures,
Total Annualized Costs .....
264,000 capital/start-up).
Necessity of the Information: This
rule will upgrade the Commission’s
30. The Commission sought
business practice and communication
comments on the burden of complying
protocols (methods by which computers
with the requirements imposed by these coordinate their communications)
requirements. No comments addressed
governing Coordinate Interchange
the reporting burden were filed.
transactions to complement the NERC
31. The Commission’s regulations
INT Reliability Standards approved by
adopted in this rule are necessary to
the Commission in Order No. 693. The
establish a more efficient and integrated implementation of these standards and
wholesale electric power grid. Requiring regulations is necessary to increase the
such information ensures both a
efficiency of the wholesale electric
common means of communication and
power grid. The standards being
common business practices that provide adopted define procedures for market
entities engaged in the wholesale
participants to request the
transmission of electric power with
implementation of Interchange
timely information and uniform
Transactions or agreements to transfer
business procedures across multiple
energy from a seller to a buyer that
transmission providers. These
crosses one or more Balancing Authority
requirements conform to the
boundaries.
Commission’s goal for efficient
33. The information collection
information collection, communication, requirements of this Final Rule are
and management within the electric
based on the transition from
power industry. The Commission has
transactions being made under the
assured itself, by means of its internal
Commission’s existing business practice
review, that there is specific, objective
standards governing Coordinate
support for the burden estimates
Interchange transactions to conducting
associated with the information
such transactions under the revised
requirements.
Coordinate Interchange standards
(WEQ–004) adopted in this rule. The
32. OMB regulations 14 require it to
implementation of these data
approve certain information collection
requirements will help the Commission
requirements imposed by agency rule.
carry out its responsibilities under the
The Commission is submitting
FPA. The Commission will use the data
notification of this Final Rule to OMB.
in rate proceedings to review rate and
tariff changes by public utilities, for
13 The total annualized costs for the information
general industry oversight, and to
collection is $264,000. This number is reached by
multiplying the total hours to prepare responses
supplement the documentation used
(1760 hours) by an hourly wage estimate of $150
during the Commission’s audit process.
(a composite estimate that includes legal, technical
34. Interested persons may obtain
and support staff rates, $90+$35+$25). $264,000 =
information on the reporting
$150 × 1760.
14 5 CFR 1320.11.
requirements by contacting: Federal
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Total Annual Hours for Collection
(Reporting and Recordkeeping, (if
appropriate)) = 1760.
Information Collection Costs: The
Commission projects the average
annualized cost for all respondents to be
the following:13
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Hours per
response
Total number
of hours
Energy Regulatory Commission, Attn:
Michael Miller, Office of the Executive
Director, 888 First Street, NE.,
Washington, DC 20426, Tel: (202) 502–
8415 / Fax: (202) 273–0873, E-mail:
michael.miller@ferc.gov.
or by contacting: Office of Information
and Regulatory Affairs, Office of
Management and Budget, Washington,
DC 20503, Attention: Desk Officer for
the Federal Energy Regulatory
Commission. (Re: OMB Control Nos.
1902–0096 & 1902–0173) , Tel: (202)
395–4650, E-mail:
omb_submissions@omb.eop.gov.
VI. Environmental Analysis
35. The Commission is required to
prepare an environmental assessment or
an environmental impact statement for
any action that may have a significant
adverse effect on the human
environment.15 As the Commission
stated in the Interchange NOPR, the
Commission has categorically excluded
certain actions from this requirement as
not having a significant effect on the
human environment. Included in this
categorical exclusion are rules that are
clarifying, corrective, or procedural, or
that do not substantially change the
effect of the regulations being
amended.16 The categorical exclusion
also includes information gathering,
analysis, and dissemination.17 The
requirements imposed by this Final
Rule fall within categorical exclusions
in the Commission’s regulations for
rules that are clarifying, corrective, or
procedural, for information gathering,
analysis, and dissemination, and for
sales, exchange, and transportation of
electric power that requires no
construction of facilities.18 As a result,
neither an environmental impact
statement nor an environmental
assessment is required.
15 Regulations Implementing the National
Environmental Policy Act, Order No. 486, 52 FR
47897, FERC Stats. & Regs., Regulations Preambles
1986–1990 ¶ 30,783 (1987).
16 18 CFR 380.4(a)(2)(ii).
17 18 CFR 380.4(a)(5).
18 See 18 CFR 380.4(a)(2)(ii), 380.4(a)(5),
380.4(a)(27).
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VII. Regulatory Flexibility Act
Certification
36. The Regulatory Flexibility Act of
1980 (RFA) 19 generally requires a
description and analysis of any final
rule that will have significant economic
impact on a substantial number of small
entities. The rule adopted here imposes
requirements only on public utilities,
which are not small businesses, and
these requirements are, in fact, designed
to benefit all customers, including small
businesses.
37. The Commission has followed the
provisions of both the RFA and the
Paperwork Reduction Act on potential
impact on small businesses and other
small entities. Specifically, the RFA
directs agencies to consider four
regulatory alternatives to be considered
in a rulemaking to lessen the impact on
small entities: tiering or establishment
of different compliance or reporting
requirements for small entities,
classification, consolidation,
clarification or simplification of
compliance and reporting requirements,
performance rather than design
standards, and exemptions. As the
Commission originally stated in Order
No. 889, the OASIS regulations now
known as ‘‘Standards for Business
Practices and Communication Protocols
for Public Utilities’’ apply only to public
utilities that own, operate, or control
transmission facilities subject to the
Commission’s jurisdiction, and should a
small entity be subject to the
Commission’s jurisdiction, it may file
for waiver of these regulations.20 The
Commission is not modifying its prior
determinations on this issue in this
Final Rule.
38. The procedures the Commission is
following in this Final Rule are in
keeping with exemption provisions of
the RFA. Accordingly, pursuant to
section 605(b) of the RFA,21 the
Commission hereby certifies that the
regulations proposed herein will not
have a significant adverse impact on a
substantial number of small entities.
VIII. Document Availability
pwalker on PROD1PC71 with RULES
39. In addition to publishing the full
text of this document in the Federal
Register, the Commission provides all
interested persons an opportunity to
view and/or print the contents of this
document via the Internet through the
Commission’s Home Page (http://
19 5 U.S.C. 601–612.
20 Small entities that qualified for a waiver from
the requirements of Order Nos. 888 and 889 may
apply for a waiver of the requirement to comply
with the standards incorporated by reference in the
regulations we are adopting in this Final Rule.
21 5 U.S.C. 605(b).
VerDate Aug<31>2005
16:27 Apr 27, 2007
Jkt 211001
www.ferc.gov) and in the Commission’s
Public Reference Room during normal
business hours (8:30 a.m. to 5 p.m.
Eastern time) at 888 First Street, NE.,
Room 2A, Washington, DC 20426.
40. From the Commission’s Home
Page on the Internet, this information is
available in the eLibrary. The full text
of this document is available in the
eLibrary both in PDF and Microsoft
Word format for viewing, printing, and/
or downloading. To access this
document in eLibrary, type ‘‘RM05–5’’
in the docket number field.
41. User assistance is available for
eLibrary and the Commission’s Web site
during the Commission’s normal
business hours. For assistance contact
the Commission’s Online Support
services at
FERCOnlineSupport@ferc.gov or tollfree at (866) 208–3676, or for TTY,
contact (202) 502–8659.
IX. Effective Date and Congressional
Notification
42. This Final Rule will become
effective May 30, 2007. The Commission
has determined with the concurrence of
the Administrator of the Office of
Information and Regulatory Affairs,
Office of Management and Budget, that
this rule is not a major rule within the
meaning of section 251 of the Small
Business Regulatory Enforcement
Fairness Act of 1996.22
List of Subjects
18 CFR Part 38
Conflict of interests, Electric power
plants, Electric utilities, Incorporation
by reference, Reporting and
recordkeeping requirements.
By the Commission.
Philis J. Posey,
Deputy Secretary.
■ In consideration of the foregoing, the
Commission amends Chapter I, Title 18,
part 38 of the Code of Federal
Regulations, as follows:
PART 38—BUSINESS PRACTICE
STANDARDS AND COMMUNICATION
PROTOCOLS FOR PUBLIC UTILITIES
■ 1. The authority citation for part 38
continues to read as follows:
Authority: 16 U.S.C. 791–825r, 2601–2645;
31 U.S.C. 9701; 42 U.S.C. 7101–7352.
■ 2. In § 38.2, paragraph (a)(4) is revised
to read as follows:
§ 38.2 Incorporation by reference of North
American Energy Standards Board
Wholesale Electric Quadrant standards.
(a) * * *
22 See 5 U.S.C. 804(2).
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[FR Doc. E7–7892 Filed 4–27–07; 8:45 am]
BILLING CODE 6717–01–P
RAILROAD RETIREMENT BOARD
20 CFR Part 220
RIN 3220–AB50
Determining Disability
AGENCY: Railroad Retirement Board.
ACTION: Final rule.
SUMMARY: The Board amends its
regulations to index the amount of
earnings used to determine if an
individual is engaged in substantial
gainful activity (SGA) to any increase in
the Social Security national average
wage index, to increase from $200 to
$530 the minimum amount of monthly
earnings to count during a trial work
period and then index that amount to
the Social Security national average
wage index.
DATES: These rules are effective on April
30, 2007.
ADDRESSES: Beatrice Ezerski, Secretary
to the Board, Railroad Retirement Board,
844 N. Rush Street, Chicago, Illinois
60611–2092.
FOR FURTHER INFORMATION CONTACT:
Marguerite P. Dadabo, Assistant General
Counsel, Office of General Counsel,
Railroad Retirement Board, 844 N. Rush
Street, Chicago, Illinois 60611–2092,
(312) 751–4945, TDD (312) 751–4701.
SUPPLEMENTARY INFORMATION: The
Railroad Retirement Act provides for
disability annuities for employees,
widow(er)s, and children of deceased
railroad employees who are unable to
engage in any regular employment
because of a physical or mental
impairment. Regular employment is
defined by reference to the definition of
substantial gainful activity under the
Social Security Act. Sections 220.141
and 220.142 of the Board’s regulations
reflect this definition and define
‘‘substantial gainful activity’’ (SGA) as
work activity that involves doing
significant physical or mental activities
for pay or profit. Work activity is gainful
if it is the kind of work usually done for
pay or profit, whether or not profit is
realized. Section 220.143 sets forth
earnings levels at which the Board
considers a person to be engaged in SGA
regardless of the severity of his or her
impairment. The amount of average
monthly earnings that ordinarily
demonstrates SGA was increased
effective July 1, 1999, when the Board
E:\FR\FM\30APR1.SGM
30APR1
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.