DENIED IN PART; DISMISSED

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DENIED IN PART; DISMISSED

FOR LACK OF JURISDICTION IN PART:

March 17, 2015

CBCA 2693

1-A CONSTRUCTION & FIRE, LLP,

Appellant,

v.

DEPARTMENT OF AGRICULTURE,

Respondent.

Patricia A. Maier, Senior Partner of 1-A Construction & Fire, LLP, Hermiston, OR,

appearing for Appellant.

Mary E. Sajna, Office of the General Counsel, Department of Agriculture, Portland,

OR, counsel for Respondent.

Before Board Judges GOODMAN, DRUMMOND, and LESTER.

LESTER, Board Judge.

Appellant, 1-A Construction & Fire, LLP (1-A Construction), appeals the final

decision by a contracting officer for the United States Forest Service (USFS) terminating for

default 1-A Construction’s contract for water system upgrades at five locations in the

Umatilla National Forest. In its notice of appeal, 1-A Construction also asks the Board to

award it monetary damages for various cost increases for which it blames the USFS, and, in

turn, the USFS asks the Board to award it excess reprocurement costs associated with

CBCA 2693

2

completing the work that was required under 1-A Construction’s contract. For the reasons

explained below, in response to the parties’ request for a decision on the record under CBCA

Rule 19, 48 CFR 6101.19 (2014),1 we sustain the USFS’s termination for default, but we

dismiss for lack of jurisdiction both 1-A Construction’s request for monetary damages and

the USFS’s request for excess reprocurement costs.

Findings of Fact

I.

The Terms of 1-A Construction’s Contract

On May 28, 2010, the USFS awarded a fixed-price construction contract, contract no.

AG-0489-C-10-0304 (the contract), to 1-A Construction for “upgrades to small water

systems at five locations throughout the Umatilla National Forest,” at a total price of

$262,939.03. Appeal File (AF) at 35, 41, 114. The five project sites, each of which was

remotely located in the Blue Mountains of eastern Oregon, were (1) the Fremont Work

Center, within the North Fork John Day Ranger District of the Umatilla National Forest;

(2) the Umatilla Forks Campground, in the Walla Walla Ranger District; (3) the Woodward

Campground, also in the Walla Walla Ranger District; (4) the Ditch Creek Cabin

Campground, in the Heppner Ranger District; and (5) the Bull Prairie Campground, also in

the Heppner Ranger District. Id. at 41-42, 114-15, 303-04.

In describing the contract work, the USFS represented that the existing water systems

at the project sites “were built as long as 40 years ago and now have pressure, and sanitary

deficiencies.” AF at 41, 114. The contract provided that the contract awardee would have

to modify or entirely replace the “[s]upply, storage, and distribution systems . . . as needed

to address these issues.” Id. The work was to include, but was not limited to, (1) installation

of three utility buildings, which would house a triple pressure tank system, a single pressure

tank system, and a gravity fed system; (2) replacement of two 10,000-gallon steel water

storage tanks with new fiberglass plastic reinforced tanks; (3) replacement and/or installation

of approximately 6360 feet of water line; (4) installation of power, control, and telephone

lines; and (5) installation of fourteen hydrant assemblies. Id. The contractor was required

to “furnish the necessary personnel, material, equipment, services and facilities (except as

otherwise provided), to perform the Statement of Work/Specifications” set forth in the

contract. Id. at 42 (incorporating language from 48 CFR 452.211-72).

1

Although the parties originally filed cross-motions for summary relief under CBCA

Rule 8(g), they subsequently converted those motions to a request for a decision on the

record under Rule 19.

CBCA 2693

3

The project specifications for the contract indicated that the contractor would “have

full use of premises for construction operations, including use of Project site, during [the]

construction period.” AF at 115 (section 5.4.A). Nevertheless, the specifications expressly

warned the awardee that, because of the elevation of the project sites, heavy snowfall and

cold temperatures could affect them:

The elevation of the sites range from approximately 2700-5200 feet above

mean sea level. The construction sites may experience heavy snowfall and

cold temperatures, with snow on the ground typically from mid-September

through June.

Id. at 115 (section 5.3.A). The specifications further provided that, because the five project

sites would “be open to the public throughout the project,” the contractor had to ensure that

construction sites were “isolated for safety” and that “utility outages [were] according to the

Project Specifications for minimal impact.” Id. at 55 (section H-12).

The contract required 1-A Construction to submit to the contracting officer at the

outset of contract performance a schedule for performing the project. The contract

incorporated by reference the clause at FAR 52.236-15, “Schedules for Construction

Contracts (APR 1984),” AF at 57, which provides that the awardee must submit within five

days after work commences or another period of time that the contracting officer identifies

a “practicable schedule” for the contracting officer’s approval showing the manner in which

the contractor proposes to perform the work, as well as “the dates on which the Contractor

contemplates starting and completing the several salient features of the work (including

acquiring materials, plant, and equipment).” 48 CFR 52.236-15(a). The schedule was to “be

in the form of a progress chart of suitable scale to indicate approximately the percentage of

work scheduled for completion by any given date during the period.” Id. The contract

provided that the contractor’s failure to comply with the schedule submission requirement

“shall be grounds for a determination by the Contracting Officer that the Contractor is not

prosecuting the work with sufficient diligence to ensure completion” of the contract “within

the time specified in the contract,” following which the contracting officer might terminate

the contract for default. 48 CFR 52.236-15(c).2

The “Schedule for Construction Contracts” clause also required 1-A Construction,

throughout contract performance, to enter its actual progress on the approved schedule chart

on a regular basis. 48 CFR 52.236-15(b). It provided that, “[i]f, in the opinion of the

2

The contract also incorporated the clause titled “Default (Fixed-Price Construction)

(APR 1984)” at 48 CFR 52.249-10. AF at 58.

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4

Contracting Officer, the Contractor falls behind the approved schedule, the Contractor shall

take steps necessary to improve its progress, including those that may be required by the

Contracting Officer, without additional cost to the Government.” Id.

The contract required numerous submittals for Government approval, including a

quality control plan, product data for various contract deliveries (including water storage

tanks, well pumps, utility boxes, and other items), and a cast-in-place concrete design mix.

AF at 352-53. Although the submittals were due at varying times, each submittal was

typically due prior to the start of the work covered by the submittal or, if the submittal

applied to final inspection issues, fifteen days prior to final inspection. Id. The Government

then was to have fourteen days to approve each pre-work submittal and fifteen days to

approve final inspection submittals. Id. at 121, 352-53.

The contract required the awardee to start performance within thirty calendar days

after receiving a notice to proceed (NTP) and to complete performance within 430 calendar

days of the NTP. AF at 34 (block 11), 46 (clause F.2). The contract expressly indicated that

work was not “estimated to begin” until August 1, 2010. Id. at 46.

II.

The Build-Up to Issuance of the Notice to Proceed

At the post-award conference on June 16, 2010, the contracting officer indicated,

consistent with the contract language, that “[c]ontract time will not be suspended for

unproductive periods due to normally expected events, such as . . . winter weather and fire

closures” and that “[a]llowances have been made in the contract to accommodate these

unproductive periods.” AF at 349. He also expressly identified the need for 1-A

Construction to provide a proposed performance schedule within five days after work starts,

“indicating the order in which work is to be performed, and starting and completion dates of

significant segments of the work.” Id. at 339. He indicated the need to “chart actual progress

on a copy of the proposed progress schedule and furnish copies to the [contracting officer’s

representative] upon request.” Id. If the contractor were to fall behind schedule, the

contracting officer represented, 1-A Construction would have to take steps to increase

progress, subject to the Government’s right to terminate the contract for default if the

contractor failed to do so. Id. The contracting officer also asked that 1-A Construction

provide a tentative schedule for the USFS’s review prior to issuance of the NTP, and 1-A

Construction indicated that it would do so. Id. at 349, 356.

1-A Construction stated during the post-award conference that it would start “as soon

as the ground dries out” and that “the only time issue will be getting materials ordered.” AF

at 356. 1-A Construction also mentioned that work “may shut down for 30 days or so during

CBCA 2693

5

the fire season” so that 1-A Construction could “work fires” under other contracts and so that

it could work on two smaller projects. Id.

Over the course of the next several weeks, 1-A Construction and the USFS engaged

in a series of questions, answers, and clarifications about the project drawings and

specifications, about whether certain approaches would satisfy the specifications, and about

1-A Construction’s required submittals, ordering of supplies, and efforts to obtain bonding.

AF at 374-78, 386-415. Although it was discovered that water and power line length

estimates through the Woodward and Fremont sites in the specifications had been developed

from outdated information, the parties executed bilateral modification no. 1, increasing the

contract price by $15,075 and resolving the issue before the incorrect length estimates

impacted 1-A Construction’s work. Id. at 449-51. During that period, 1-A Construction

informed the USFS that it intended to do “some potholing,” or preliminary digging, at the

Woodward site during the next week, which, it represented, would “enable [it] to provide a

more accurate schedule.” Id. at 372. The USFS operations engineer told 1-A Construction

in response that “we need to get a notice to proceed together and agree on a date” for its

issuance and that the USFS would “need some notice” before any potholing so that the

agency “can organize [its] inspection of this contract even if it’s just potholing.” Id. He also

reminded the contractor that the majority of the work could not begin until the submittal

process was completed and that the 430-day contract performance period “includes

anticipated shutdowns for Winter, which could range from November/December to May/June

depending on the sites that remain after this field season.” Id. at 371.

On August 3, 2010, 1-A Construction informed the USFS that, following discussions

with the Umatilla Electric Co-op, it “will plan on August 23” as a start date at the Woodward

site. AF at 400. In response, on August 4, 2010, the USFS representative expressly informed

1-A Construction that the USFS would need 1-A Construction’s proposed construction

performance schedule and submittals before work commenced, in sufficient time for the

USFS to review them. Id. Nevertheless, he asked whether, as a means of best

accommodating 1-A Construction’s needs, 1-A Construction wanted an effective date for its

NTP earlier than August 23. Id. Then, on August 6, 2010, the USFS issued a work order

requesting submittals, including manufacturers’ literature, to indicate the exact model, size,

and color of some of the products that 1-A Construction was proposing to supply. Id. at 406.

In that work order, the USFS indicated that “[a] Notice to Proceed will be issued upon reciept

[sic] of a construction schedule.” Id.

On August 12, 2010, 1-A Construction provided the USFS with a schedule for work

during a four-week period from July 30 through September 1, 2010, indicating an intent to

pour a building slab at the Woodward site prior to issuance of the NTP and to perform some

cement work at the Ditch Creek and Umatilla Forks sites soon thereafter. AF at 416-17. The

CBCA 2693

6

USFS responded on August 17, 2010, through work order 11, in which it approved the

contractor’s initial work schedule but reiterated the need for a complete project schedule for

the performance of all contract work:

The Contractor’s initial work schedule has provided sufficient starting

information for Woodward and the Forest Service will continue to be flexible,

however, a comprehensive schedule including anticipated start, duration, and

completion dates for all sites is still needed. A notice to proceed will be issued

when this is received.

Id. at 428 (emphasis added). Two days later, the USFS verbally encouraged 1-A

Construction’s construction superintendent “to set a schedule.” Id. at 430.

Despite the absence of a full construction project schedule, the USFS issued, and 1-A

Construction received, the NTP on August 23, 2010. AF at 437.

III.

Contract Performance During the Fall of 2010

1-A Construction did not wait for issuance of the NTP to start performing. By

August 19, 2010, four days before the NTP had issued, it had already begun potholing at the

Woodward site. AF at 430. It worked sporadically at Woodward throughout the fall and

then, beginning on November 1, 2010, expanded its work efforts to the Umatilla Forks site

before shutting down for the season at both sites because of the onset of winter weather. Id.

at 571. Although 1-A Construction seems to suggest in its briefing that the USFS somehow

directed it to start work at these two sites, the record makes clear that 1-A Construction chose

which sites to work and when.

Throughout the fall of 2010, 1-A Construction plainly demonstrated difficulties

understanding its performance obligations. As an example, early in its excavation work at

the Woodward site, 1-A Construction broke through some roadway surface, and, in response

to the USFS inspector’s question about a plan for backfilling and resurfacing that roadway,

became defensive and indicated that it did not intend to resurface the road, AF at 459, even

though, pursuant to section 00301 of the project specifications, it was required to make

“[r]oad repair where trenches [that the contractor excavated] bisect roads.” Id. at 104

¶ 1.5(D)(p). Although the USFS said that it would allow 1-A Construction to use gravel to

cover the roadway surface rather than to repave it, 1-A Construction continued to refuse any

responsibility for restoration. Id. at 668. After three months of inaction, the contracting

officer informed the contractor that, if it truly believed that it was not responsible for the

resurfacing, it still was required to comply with the contracting officer’s direction, but then

could submit a claim. Id.; see 48 CFR 52.233-1(i) (Disputes clause requiring contractor to

CBCA 2693

7

proceed diligently with performance and to comply with any direction of the contracting

officer pending resolution of any dispute). Yet 1-A Construction continued to object.

The USFS continually found deficiencies in 1-A Construction’s work. The USFS

inspector noticed gashes in large trees caused by the construction work at the Woodward site,

AF at 460, 463-65, and later found unapproved work and other damage to trees at that site.

Id. at 471-79. 1-A Construction poured concrete at the Woodward site prior to inspection,

in violation of the contract requirements. Id. at 471, 489. It broke a hydrant line after

ignoring a suggestion from the USFS inspector that could have avoided it, saturating an

excavated trench. Id. at 508. When 1-A Construction started building a framed structure at

the Umatilla Forks site, it left gaps around door frames so that the structure’s interior was not

adequately protected from the impending winter weather. Id. at 714. When questioned about

possible problems or deficiencies, the 1-A Construction on-site project manager often

became defensive or argumentative and sometimes simply refused to comply with the

specifications. See id. at 617; Affidavit of Robert Williams ¶ 9.

The USFS also continued to try to obtain a comprehensive project construction

schedule from 1-A Construction throughout the fall, to no avail. In early September, the

USFS operations engineer sent 1-A Construction a work order that printed out the language

of FAR 52.236-15 and its requirements for a full construction schedule. AF at 467-69. In

response, 1-A Construction provided a single-page outline on September 26, 2010, that said

nothing more than that it intended to do some particular work at Woodward on September 27,

that it would finish work at Umatilla Forks (where it had, at most, conducted some potholing)

by October 2010, and that it would complete work at Bull Prairie (where it had not yet

performed any work) by November 2010. Id. at 506. Yet it failed to perform any work at

Woodward on September 27, contrary to the representation in its schedule outline, id. at 508;

it did not begin any work at Umatilla Forks until November 2010; and it did not perform any

Bull Prairie work in the fall at all. In lieu of a comprehensive schedule, 1-A Construction

continually gave the USFS short updates about what it hoped would be coming up in the next

few days, followed by changes in plans or a simple failure to work on the days that it had

indicated. See, e.g., id. at 462, 485, 490, 495, 505, 508. Further, there were weeks during

the fall when no work was performed. See, e.g., id. at 490, 508, 619-21. The USFS asked

1-A Construction for a meeting, which occurred on November 18, 2010, during which the

USFS discussed problems in communications between the USFS and 1-A Construction, the

need for timely submittals from 1-A Construction, and the need for a comprehensive project

schedule. Id. at 648-51. No comprehensive schedule followed.

By the end of November, heavy snow accumulation and below freezing temperatures

made further activity at the Woodward and Umatilla Forks sites impracticable until the

spring. AF at 663. Although the number of days that 1-A Construction actually worked on

CBCA 2693

8

this contract during the fall of 2010 is unclear from the record, the contractor did not

complete either of the two sites that it opened that fall before winter weather set in. In

reviewing the status of work at the two sites, the USFS determined that, accounting for

rework necessary to correct deficiencies, it would take about ten days, “working efficiently

and weather permitting,” to complete work at Woodward. Id. at 622. At the Umatilla Forks

site, the USFS found a significant amount of necessary work remaining and problems with

some of the work that had been done. Id. at 707-12. By the time that winter weather shut

down work, 1-A Construction had not yet started any work at the Fremont, Bull Prairie, or

Ditch Creek sites.

In reviewing the problems that the USFS had encountered with 1-A Construction’s

work during the fall, the USFS contracting officer considered terminating the contract,

having received a recommendation from the USFS operations engineer that the contract “is

headed down a bad path.” AF at 664. However, the contracting officer decided that, without

a performance schedule from the contractor, it was not possible to find that 1-A Construction

was truly behind schedule, even though he had serious concerns. Williams Affidavit ¶ 13.

Despite the deficiencies that needed to be corrected, he decided that the risk of continuing

with the contract was a better option than a default termination. Id. In lieu of termination,

the USFS, on December 7, 2010, issued another work order, again directing 1-A

Construction to provide a comprehensive construction schedule:

The Forest Service will continue to be flexible as unanticipated time conflicts

arise, however, the Contractor shall provide a comprehensive construction

schedule including anticipated start, duration, and completion dates for all

sites. The Forest Service will provide an example Schedule upon request.

AF at 680 (emphasis added).

IV.

The Spring of 2011

As expected (in light of the contract’s representations about the typical severity of

winter weather), 1-A Construction did not work the sites during the winter. Williams

Affidavit ¶ 14. However, in March 2011, 1-A Construction asked the USFS inspector about

the degree of specificity that the anticipated construction schedule needed to have. AF at

788. Despite representing that it would soon provide a comprehensive week-by-week

schedule, id., it did not provide one. Williams Affidavit ¶ 14. Instead, on March 30, 2011,

it provided the USFS with another schedule outline indicating completion at Umatilla Forks

in April 2011, work at Woodward from early to late June 2011, Bull Prairie work beginning

in March and ending in June 2011, completion of Ditch Creek work by late July 2011, and

Fremont work beginning in March and ending no later than August 2011. AF at 790-91.

CBCA 2693

9

On April 12, 2011, following an e-mail message from 1-A Construction indicating

that it hoped to return to the Umatilla Forks site within a few days, AF at 804, the USFS

inspector informed 1-A Construction that Umatilla Forks was “clear, dry, ready for work.”

Id. at 809. The USFS also notified 1-A Construction on May 5, 2011, that the Bull Prairie

site was dry enough for work. Id. at 824, 834. No work began.

On May 31, 2011, 1-A Construction told the USFS inspector by e-mail message that

the Fremont site now appeared “in really good shape.” AF at 852. Yet, as of that date, the

contractor had still not commenced work at that or any of the other sites. Instead, it told the

USFS inspector that it hoped “soon” to commence work at Umatilla Forks, id. at 853,

desiring to wait until it “warm[s] up good because we need solid ground for the tanks,” id.,

with a start at Bull Prairie the week of June 13 “if Umatilla Forks is done by then.” Id. at

852. It also mentioned that it “was not sure about finishing up Woodward,” but might have

to “wait until July for it dry out, and the same for Ditch Creek,” but “nothing set in stone.”

Id. It did not provide any more detail or any comprehensive schedule. The USFS inspector

told 1-A Construction in response that the Fremont site would soon be open to the public for

the summer, but that the USFS could cancel cabin rentals there if and when needed for 1-A

Construction to “complete its work efficiently.” Id.

At the end of May 2011, the USFS contracting officer retired from federal service, and

a new contracting officer was assigned. AF at 855; Williams Affidavit ¶ 16.

V.

The Summer of 2011

1-A Construction finally started work at the Umatilla Forks site sometime around

June 20, 2011. AF at 870. But work apparently did not last long, and, on July 11, 2011, 1-A

Construction sent an e-mail message to the USFS inspector indicating that the company had

ordered materials for Umatilla Forks and would recommence work there after the materials

arrived, which it anticipated would be in another week or so. Id. at 908. The USFS inspector

summarized her subsequent July 12, 2011, conversation with 1-A Construction about its plan

for performing the contract work:

Equipment is being mobilized to Bull Prairie to remove the tank this Thursday.

I asked if Umatilla Forks will be farther along by the time we move into Bull

Prairie and Pat said this could happen if parts and their second crew come

available. I then asked about Woodward and if Joe will be completing the

wiring and plumbing. Pat responded that Joe would like to finish the electrical

at Woodward and then as soon as Bull Prairie and Umatilla Forks are done

they will be back to Woodward. Once all three sites are complete, Pat says

CBCA 2693

10

they will send two crews to Fremont and Ditch Creek to complete

simultaneously.

Id.

By this point in time, with very little work having been performed at any of the sites

since November 2010, and with only four months of contract time remaining, the newly

assigned contracting officer was very concerned about 1-A Construction’s ability to perform

the contract work. By e-mail message dated July 14, 2011, he told 1-A Construction of his

concern about its lack of progress and said that he would not allow any work at the Fremont

and Ditch Creek sites to commence until 1-A Construction had completed the first three sites

or had worked out an arrangement with him. AF at 925. He asked for a detailed schedule

for the remainder of contract performance to show how 1-A Construction could complete all

five project sites:

[Y]ou currently have three sites (Woodward, Umatilla Forks and Bull Prairie)

opened up and all are in various stages of completion. This is creating

problems for the Forest Service as the use of these sites by the public is

currently not allowed with the exception of potentially Bull Prairie. In fact at

a minimum there are pipes that are uncapped and trenches open that are not

clearly marked or barricaded, which is really a safety hazard, and creates a

liability for not only the Government but also your company. As I understand

it a couple of the sites just need a few more days of work and they could be

completed and cleaned up. The Government will not allow any new work to

begin at any of the other sites until the three that are currently being worked

on are completed or an agreement has been reached with the Contracting

Officer. To assure all work will be completed by Oct. 27, 2011 please provide

a detailed schedule, which clearly describes in detail your plans for completion

of the contract.

Id. (emphasis added).

In response, 1-A Construction told the contracting officer that its immediate plan was

“to complete Woodward, Bull Prairie, and UF as soon as possible before we move onto either

Ditch Creek or Fremont.” AF at 924. By July 14, 2011, it had commenced excavation at the

Bull Prairie site, id. at 920, and the USFS acknowledged on July 20, 2011, that, with the

exception of some minor final checklist items, the Bull Prairie site was complete. Id. at 941.

That same day, 1-A Construction told the USFS that it planned to finish at Umatilla Forks

by July 25, 2011, and that it was going to start work at Woodward on July 21 with an

estimated completion two weeks later. Id. at 940.

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Further, despite the contracting officer’s statement regarding restrictions on

commencing work at Fremont or Ditch Creek, the record makes clear that the USFS was

willing to work with 1-A Construction to get the project completed. By e-mail message

dated August 4, 2011, the USFS inspector suggested that, if 1-A Construction finished with

Woodward the following week, as 1-A Construction had told her it might, it should consider

having the crew start at Fremont next. AF at 992. The USFS inspector even went so far as

to draft a sample comprehensive schedule for the remaining project work at the four

remaining sites for 1-A Construction’s review and consideration. Id. at 992-93.

Nevertheless, even though having essentially finished work at Bull Prairie, 1-A

Construction continued leaving Umatilla Forks and Woodward unfinished. The record

documents management problems at both sites, AF at 1016, and continuing deficiencies in

1-A Construction’s work. See, e.g., id. at 1041-42, 1075. There were also many days in

August and September 2011 when no work was performed on the contract, id. at 1041, 1067,

1087, most likely because, as 1-A Construction later acknowledged, it had taken on several

other jobs (including installing a tank at a travel center, installing a water system extension

for a municipality, and four firefighting details), which it performed in August and

September 2011, to assist with its cash flow, leaving it with no available crews for this

contract. Id. at 1087, 1099, 1115, 1247, 1255. In any event, by August 17, 2011, 1-A

Construction acknowledged to the USFS that it was behind on the schedule – with neither

Woodward nor Umatilla Forks finished – and that it was going to delay starting work at

Fremont until August 29. Id. at 1044. It did not meet this deadline, and, by mid-September,

it indicated that it did not know when it would start at Fremont. Id. at 1087.

VI.

The Fall of 2011

By September 20, 2011, 1-A Construction had still not finished the Umatilla Forks or

Woodward sites, and it had still not started on-site work at Fremont or Ditch Creek (although

it had built a structure at its shop for transport to the Ditch Creek property). AF at 1099.

After hearing that 1-A Construction now anticipated starting at Fremont on October 3, the

USFS inspector requested “an updated schedule showing work dates for Fremont, and Ditch

Creek as well as the finish work at Umatilla Forks and Woodward to insure that [the USFS]

folks are available as needed.” Id. 1-A Construction responded with a general comment that

it hoped to finish work at Woodward the next week, to set a tank at Fremont by October 7,

and to start work at Ditch Creek. Id.

On September 27, 2011, the contracting officer issued a notice of noncompliance,

indicating his concern about the progress of the project. AF at 1101-03. He stated that,

“with 7.00% of the Contract time remaining, approximately 40% of the work has yet to be

completed.” Id. at 1101. He informed the contractor that he needed “a practicable schedule

CBCA 2693

12

showing the order in which the Contractor proposes to perform the remaining work at all

sites, and the dates on which the Contractor contemplates starting and completing.” Id. at

1102. He further indicated that the contractor “shall submit a schedule prior to the start of

work at Fremont” and that he would withhold approval of progress payments until the

schedule was submitted. Id. “Should the work of this Contract not be completed by

October 27, 2011,” he said, “the Contractor will be working in default.” Id.

In response, 1-A Construction provided the USFS inspector with potential start dates

for Fremont and Ditch Creek, while stating that it hoped to finish work at Woodward and

Umatilla Forks by October 3. AF at 1107. The USFS inspector responded by e-mail

message on September 28, 2011, stating that those dates needed to be “firmed up in the

construction schedule we have requested.” Id. at 1115. She suggested that 1-A Construction

could “update the sample schedule” that she had previously provided “or one of your own,”

but that the USFS needed the schedule by September 30, 2011. Id. at 1115-16. 1-A

Construction then complained that it had been set back by weather and fires in the area, but

the contracting officer responded in an e-mail message that he found those excuses

unpersuasive. Id. at 1115.

On September 30, 2011, 1-A Construction provided the contracting officer with a list

of reasons for delays on the project, including inaccurate drawings, inaccurate material

descriptions, extreme weather issues, interference at the Bull Prairie site by district personnel,

and a delayed payment of one invoice, all of which created excusable delays. AF at 1114.

It then stated the following about a schedule for completing the work:

We needed more trained manpower to complete Fremont and Ditch Creek

timely. As of today, we are certain we can begin or complete the tank setting

at Fremont by the end of next week. I cannot give you an exact start date, but

by the end of the week, then the following weeks.

Id. (emphasis added). 1-A Construction added that, because it did not know for certain what

its workers would find underground on a portion of the project, it could not provide anything

other than a “loose schedule” and could not “at this moment tell you that the guys are going

to be on site with equipment Tuesday or Wednesday.” Id. at 1112. It stated that, if the USFS

“has a suggestion as to how” to complete a thorough schedule, “I am more than willing to

do as you request.” Id.

By e-mail message dated October 3, 2011, the USFS contracting officer informed 1-A

Construction of his concern about the “very serious situation on our hands.” AF at 1129.

He indicated that, as of that date, 1-A Construction had completed only sixty percent of the

work and had not even started work at two of the five contract sites, but that ninety-five

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13

percent of the contract time had already expired. Id. He complained that, over the course

of the project, “we received [an] email describing the things that were occurring that day or

week but not once has the contractor provided a detailed progress schedule as requested

numerous times as well as required by contract clause FAR 52.236-15.” Id. He insisted that

1-A Construction provide a detailed construction plan for the remaining work and that, until

it did, it could not start new work at the two remaining sites, Fremont and Ditch Creek. The

contracting officer feared that, without an actual and realistic plan, 1-A Construction would

not be able to finish work there before the winter weather forced it to abandon the sites,

which the USFS would then have to pay to be reworked in the spring after snows melted:

Based on the percentage of time used and work completed it is apparent that

there is most likely no way the work will be completed by October 27, 2011.

The Government does not want to end up in the same situation as the Fall of

2010 [when] the contractor opened up a site and then had to leave it over the

winter [due] to snow. Therefore the Government will not allow starting any

new work at Ditch Creek or Fremont until a detailed progress schedule that

contains a plan that will convince the Government the work can be completed

by no later than October 27, 2011 is provided by the contractor and approved

by the Contracting Officer.

Id.

The following day, on October 4, 2011, the USFS contracting officer issued a cure

notice to 1-A Construction, stating that, within ten days after receipt, 1-A Construction had

to provide “a detailed plan of work, rates of planned progress, and other details that show

clearly how the contract will be completed and is in conformance with contract

specifications.” AF at 1131. He recognized that, in prior communications, 1-A Construction

had expressed its belief that there were excusable delays, as defined in 48 CFR 52.212-4(f),

justifying a time extension beyond the existing October 27, 2011, contract performance

deadline, but that he had never seen any documentation that clearly supported a time

extension request. Id. at 1130. He rejected 1-A Construction’s assertion that the snow lasted

longer than usual during the prior winter, stating that 1-A Construction “never provided any

documentation that supports that having snow in the mountains of Eastern Oregon in May

would be unusual.” Id. He further stated that, even though 1-A Construction blamed delays

on its need to send its employees to extinguish fires, “[w]orking on fires” under separate

contracts “for the Forest Service does not allow a contractor to have additional contract time”

under this contract. Id. Because he considered 1-A Construction’s failure to perform the

work as endangering performance of the contract, he represented that “the Government may

terminate for default under the terms and conditions of the Default Clause, 52.249-10,” if the

condition is not cured within ten days after receipt of the cure notice. Id. at 1130-31. He

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14

again reiterated that, until he approved a construction plan, “no more work is to occur on

Ditch Creek or Fremont,” but stated that “the work on the ground, by the end of this cure

period, must clearly show you have acceptable quality of work performed.” Id. at 1131

(emphasis in original). “Your full compliance with this CURE NOTICE,” he represented,

“is imperative if you wish to avoid termination for default.” Id.

While the cure notice was being issued, 1-A Construction was communicating with

the USFS on-site inspector, who was attempting to convince 1-A Construction to complete

the remaining work at the Woodward and Umatilla Forks sites, given that “we don’t have far

to go” at either site. AF at 1140; see id. at 1137, 1141. 1-A Construction responded that it

was “not objecting to finishing Woodward,” but that it did not completely understand what

the USFS wanted it to do. Id. at 1138.

1-A Construction formally responded to the cure notice on October 6, 2011, providing

a proposed daily schedule for work on the Fremont, Ditch Creek, and Woodward/Umatilla

Forks sites beginning October 10, 2011, that would purportedly allow completion of

Woodward and Umatilla Forks on October 14, 2011, and of the Fremont and Ditch Creek

sites on October 29, 2011, two days after the existing contract deadline. AF at 1178-79. The

proposed schedule was fairly vague, proposing, for example, to “[c]ontinue piping” at

Fremont for ten straight days without further explanation. Id. at 1179. 1-A Construction

blamed weather for having delayed its work at Woodward and flooding for delays at Umatilla

Forks, and it asserted an additional sixteen hours of delay at Woodward “due to a Logger

contracted by the [USFS] to remove logs in Woodward” and another sixteen hours to “do a

road cleanup . . . which was paid by a [USFS] credit card.” Id. at 1178. In support of its

weather-delay position, it attached weather information, including monthly rainfall and

snowfall amounts, for a weather station at Pendleton, Oregon, from October 2008 through

October 11, 2011. Id. at 1181-89. It also stated that it did not agree with the USFS

inspector’s decision that it should perform further clean up at the Woodward and Umatilla

Forks sites. AF at 1179. 1-A Construction further requested a ten-day contract extension,

while reserving the right to request additional extensions. Id. at 1180.

On October 9, 2011, the contracting officer rejected 1-A Construction’s proposed

schedule as unacceptable, stating that it “lacks the intensity and detail of the major

components of the remaining, and most complex, water systems.” AF at 1194. He detailed

specific tasks that 1-A Construction needed to perform at each of the four remaining

construction sites, as well as missing submittals for Woodward and Umatilla Forks, and

informed 1-A Construction that it must submit a more detailed schedule that would

“demonstrate performance to complete the minimum” tasks that he had identified. Id. at

1194-95. He also indicated that “[a]t this time the Government does not plan to modify the

contract and add additional time.” Id. at 1194. In an e-mail message that accompanied the

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15

contracting officer’s letter, the USFS inspector reiterated that the agency still “want[s] the

first three sites [Woodward, Umatilla Forks, and Bull Prairie] to be 100% completed before

any additional work begins at the other locations,” except that 1-A Construction could

potentially move forward with pouring concrete at the Ditch Creek site. Id. at 1196.

1-A Construction responded with a more detailed daily schedule proposal on

October 10, 2011. See AF at 1198-1202. In this new schedule, 1-A Construction proposed

final walk-throughs at Woodward and Umatilla Forks on October 13, 2011. Id. at 1199. As

in its October 6 proposal, it indicated that it would begin work at Fremont and Ditch Creek

on October 10, 2011, but now stated that it would not complete work at those sites until

November 4, 2011 (instead of October 29, 2011). Id. It also asked for a contract extension

to and including November 4. Id. at 1202.

Later on October 12, 2011, 1-A Construction informed the USFS inspector that, even

though it had not yet received a response to its October 10 proposed schedule, it was

following the schedule. AF at 1228. On the afternoon of October 13, 2011, 1-A

Construction faxed to the USFS inspector a submittal for a concrete pour scheduled for the

next day at Ditch Creek and said that it needed the USFS to turn that submittal around that

day, id. at 1234, even though, under the contract, the USFS was to have fourteen days to

review it. Id. at 121, 352. Within hours, the USFS responded that the concrete mix design

did not meet specifications. Id. at 1236. Over the next several days, 1-A Construction

performed various tasks and communicated with the USFS, but the record does not reflect

that it was performing tasks in accordance with the October 10, 2011, schedule that it had

submitted. Further, by e-mail message dated October 14, 2011, 1-A Construction requested

an extension of sixty work days. Id. at 1244.

On October 17, 2011, the contracting officer met with 1-A Construction to review the

work remaining and indicated that only sixty percent of the contract work was complete. AF

at 1247. Although 1-A Construction was adamant that the two remaining sites were less

complex than Woodward, the contracting officer disagreed and indicated that, based upon

1-A Construction’s response to the cure letter, he did not feel that it could be successful and

intended to terminate for default if the work was not completed by October 27. Id.

Nevertheless, he encouraged 1-A Construction to complete its work at the Woodward and

Umatilla Forks sites and to finish pouring concrete and setting the building at Ditch Creek

as a means of mitigating the reprocurement costs that it might have to pay to the Government.

Id.

In response that same day, 1-A Construction complained that the problems on this

contract were the USFS’s fault. AF at 1255. It asserted that 1-A Construction was given

extra work through change orders but without sufficient extra time to complete them, that the

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16

Government had precluded 1-A Construction from working at Fremont, and that the USFS’s

“dated boiler plated” specifications and drawings were defective. Id. It said that 1-A

Construction had just completed two other significant jobs in the past five weeks, with two

crews, showing that it ought to be able to finish the remaining work on this contract quickly.

Id. “The facts of the matter are,” it said, “‘[i]f the government would not have directed our

work, the work could have been completed based on our own work history and the crews we

have working.” Id. It asked for permission to go to Fremont and Ditch Creek to perform all

of the remaining contract work there.

The USFS conducted a final inspection, at the contractor’s request, at the Woodward

and Umatilla Forks sites. AF at 1276. On October 19, 2011, it provided 1-A Construction

with a two-page list of deficiencies at those sites that needed correction. Id. at 1277-78. 1-A

Construction reported on October 27, 2011, that both Woodward and Umatilla Forks were

“completed per the contract with extras.” Id. at 1323. Nevertheless, at subsequent site visits,

the USFS discovered incomplete finishing work at both sites that would have to be corrected,

id. at 1727-33, and it found that the Ditch Creek site, where 1-A Construction had poured a

concrete slab and installed the structure that it had built at its shop, was “a mess,” with a

large area of land torn up, damaged trees, exposed ground and water/drain lines, and piles

of dumped rocks. Id. at 1717.

By the required contract completion date, 1-A Construction had finished one site (Bull

Prairie); claimed to have finished two more sites (Woodward and Umatilla Forks) at which

the USFS found multiple deficiencies in the work; and had plainly not finished the last two

(Ditch Creek and Fremont). By final decision dated November 4, 2011, the contracting

officer terminated 1-A Construction’s contract for default, indicating that the contractor had

failed to complete the contract within 430 days after issuance of the NTP, or October 27,

2011, as required by the contract. AF at 1725 (citing FAR 52.249-10).

This appeal followed. In its notice of appeal, 1-A Construction not only challenged

the termination decision, but also sought $8533.96 in damages for extra work that it allegedly

performed – an amount that it has increased to more than $300,000 in its briefing. The

USFS, in turn, has requested recovery of excess reprocurement costs.

Discussion

I.

Standard of Review

The parties have elected to submit this case for a decision on the record without a

hearing under Rule 19 of the Board’s rules.

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17

Pursuant to Rule 19, the parties are entitled to include in the written record (1) any

relevant documents or other tangible things they wish the Board to admit into evidence;

(2) affidavits, depositions, and other discovery materials that set forth relevant evidence; and

(3) briefs or memoranda of law that explain each party’s positions and defenses. See 48 CFR

6101.19. Based upon those submitted materials, the Board is entitled to make findings of

fact, even if such findings require “credibility determinations on a cold [paper] record,

without the benefit of questioning the persons involved,” and can decide issues of law based

upon those factual findings. Bryant Co., GSBCA 6299, 83-1 BCA ¶ 16,487, at 81,967.

Submission on the written record “does not relieve the parties from the necessity of

proving the facts supporting their allegations or defenses.” Ravenna Arsenal, Inc., ASBCA

17802, 74-2 BCA ¶ 10,937, at 52,064 (discussing Armed Services Board of Contract

Appeals’ rule comparable to CBCA Rule 19). “While [the Board] can make inferences from

th[e] evidence and either accept or deny the probative value of documents, statements or

other extrinsic evidence, in order for us to find for a party, that party’s evidence must

establish,” by a preponderance of the evidence, “that it is entitled to relief.” Schoenfeld

Associates, Inc., VABCA 2104, et al., 87-1 BCA ¶ 19,648, at 99,472. “A party . . . acts at

its peril, in a Rule [19] procedure, where it fails to provide the Board sufficient factual

information, supported by affidavits or probative documentary evidence.” Sefco

Constructors, VABCA 2747, et al., 93-1 BCA ¶ 25,458, at 126,802 (1992).

“A claimant’s failure to present affidavits of sufficiently clear and probative

documentary evidence will almost surely result in denial of its appeal.” Renette Johnson,

VABCA 5470, 98-2 BCA ¶ 30,060, at 148,731. Further, “the mere allegation in an affidavit

without additional explanatory facts or outside substantiation will not necessarily be

sufficient to carry the burden of proof.” Schoenfeld, 87-1 BCA at 99,472. Instead, to

evaluate the reliability of conclusory statements in affidavits, the Board will consider several

factors in determining whether the moving party’s position is more reliable than its

adversary’s:

In determining the reliability of conclusory statements, we look at whether

there is other corroborative evidence supporting the statement, whether the

other facts and circumstances surrounding the allegations make the allegations

more believable than not, and to what extent the parties’ version of the events

and conclusions differ or can be reconciled. In weighing these elements,

however, the moving party’s position must be more reliable than its adversary

in order for us to find in its favor.

Id. In this case, the Government has presented several detailed affidavits in support of its

arguments, but 1-A Construction has presented none.

CBCA 2693

II.

18

The Absence of Counsel

CBCA Rule 5(a) expressly permits partnerships and corporations to proceed without

hiring an attorney. 1-A Construction, which is registered with the Oregon Secretary of State

Corporate Division as a domestic limited liability partnership under chapter 67 of the Oregon

Revised Statutes, elected to have one of the partnership’s senior partners, rather than an

attorney, represent it in this case. The absence of counsel is evident here from pleadings that

often contain very cryptic allegations about causes for delay, recurrently without any citation

to support in the evidentiary record. Further, appellant’s legal arguments are sometimes

made in a single sentence, without adequate (or any) development, explanation, context, or

citation.

Generally, “[w]e give greater procedural latitude to pro se appellants than we give to

parties represented by lawyers.” Greenlee Construction, Inc. v. General Services

Administration, CBCA 416, 07-1 BCA ¶ 33,514, at 166,062. Although it is questionable

whether a partnership like 1-A Construction should receive the same leniency provided a pro

se individual,3 we have applied that latitude here, “mak[ing] inferences” about the arguments

being raised “based upon ambiguous or procedurally errant filings.” Dildy v. United States,

No. 12-624T, 2013 WL 676088, at *2 (Fed. Cl. Feb. 26, 2013). Nevertheless, “this more

lenient standard for interpreting pleadings does not change a pro se litigant’s burden of proof

or our weighing of the factual record.” House of Joy Transitional Programs v. Social

Security Administration, CBCA 2535, 12-1 BCA ¶ 34,991, at 171,975. We are not “obliged

to scour the record, seek out uncited facts that might favor [appellant’s] position, speculate

3

Technically, a corporation or partnership appearing without an attorney is not

appearing pro se. To appear “pro se” means to appear “[f]or oneself” or “on one’s own

behalf.” Black’s Law Dictionary 1416 (10th ed. 2014). Accordingly, to appear pro se, “[a]

person must be litigating an interest personal to him” and cannot, at least in federal court,

“appear on another person’s behalf in the other’s cause.” Iannaccone v. Law, 142 F.3d 553,

558 (2d Cir. 1998). A senior partner representing a limited liability partnership – or an

officer representing a corporation – is technically not litigating his or her personal interests,

but the interests of a collective partnership or corporate entity, from whose debts the

individual partners and/or shareholders, at least to some extent, have shielded themselves.

See S. Stern & Co. v. United States, 331 F.2d 310, 313 (C.C.P.A. 1963) (individual partner

is separate from and does not represent the interests of the entire partnership); Eagle

Associates v. Bank of Montreal, 926 F.2d 1305, 1309-10 (2d Cir. 1991) (“when one partner

appears on behalf of the partnership, he is representing more than just himself”). As a result,

it is not entirely accurate to call a partnership being represented without a lawyer a pro se

appellant.

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19

about facts not in the record, and articulate [appellant’s] arguments and evidentiary

objections for [it], essentially taking up the torch for [appellant] and acting as [its] de facto

counsel.” Quinn v. Deustche Bank National Trust Co., No. 13-0115, 2014 WL 1410430, at

*9 (S.D. Ala. Apr. 11, 2014). Yet, in this case, “we have strained our proper role in

adversary proceedings to the limit, searching this lengthy record to see if [appellant] has a

cause of action somewhere displayed,” Ruderer v. United States, 412 F.2d 1285, 1292 (Ct.

Cl. 1969), or, for purposes of this appeal, a viable basis for challenging the agency’s default

termination. As we will explain below, despite our exhaustive review of the record in this

case, we have found none.

III.

The Standards Applicable to Default Termination Challenges

A.

The Government’s Initial Burden

A contractor’s unexcused present or prospective failure to perform its contractual

obligations to the Government on time constitutes a contractual default. 48 CFR 49.401(a).

When faced with such a default, the contracting officer has broad discretion in deciding

whether to terminate the contract for cause. Consolidated Industries, Inc. v. United States,

195 F.3d 1341, 1343 (Fed. Cir. 1999). Nevertheless, default termination “is a remedy to

which the Government should not lightly resort.” Decker & Co. v. West, 76 F.3d 1573, 1580

(Fed. Cir. 1996). It is a “drastic sanction” that “should be imposed (or sustained) only for

good grounds and on solid evidence.” Lisbon Contractors, Inc. v. United States, 828 F.2d

759, 765 (Fed. Cir. 1987) (quoting J.D. Hedin Construction Co. v. United States, 408 F.2d

424, 431 (Ct. Cl. 1969)). “[W]hether the default termination is proper depends upon the facts

and circumstances of each case.” Olson Plumbing & Heating Co. v. United States, 602 F.2d

950, 955 (Ct. Cl. 1979).

There are two different grounds for default that are relevant to this case. First is 1-A

Construction’s failure to complete contract performance by October 27, 2011, the deadline

established in the contract. Failure to complete contract work by the contractual deadline is

a well-settled ground for a default termination. Consolidated Industries, 195 F.3d at 1344;

Churchill Chemical Corp. v. United States, 602 F.2d 358, 362 (Ct. Cl. 1979); 48 CFR

52.249-10(a). Generally, “the existence of a contract deadline itself establishes that time is

of the essence.” Empire Energy Management Systems, Inc. v. Roche, 362 F.3d 1343, 1354

(Fed. Cir. 2004) (citing DeVito v. United States, 413 F.2d 1147, 1154 (Ct. Cl. 1969) (“Time

is of the essence in any contract containing fixed dates for performance.”)). “In undertaking

a contract, the contractor promises to perform according to the contract specifications,”

including delivery and completion deadlines, “and the Government has the right to insist on

contractor performance in compliance with them.” Jet Construction Co. v. United States,

531 F.2d 538, 543 (Ct. Cl. 1976). Upon non-delivery by the contractual due date, the

CBCA 2693

20

Government, barring valid excuses from the contractor, has an immediate right to terminate

for default. General Cutlery v. General Services Administration, GSBCA 13154, 96-1 BCA

¶ 27,957, at 139,651 (1995); System Development Corp., VABCA 1976, et al., 87-2 BCA

¶ 19,946, at 100,950. When the contractor challenges the termination, the Government bears

the initial burden of establishing a prima facie case that the contractor failed timely to deliver

and was, therefore, technically in default. Alton Iron Works, Inc., GSBCA 6532, et al., 83-1

BCA ¶ 16,175, at 80,382 (1982); see Abcon Associates, Inc. v. United States, 49 Fed. Cl. 678,

686 (2001), aff’d, 52 F. App’x 510 (Fed. Cir. 2002); Empire Energy Management Systems,

Inc., ASBCA 46741, 03-1 BCA ¶ 32,079, at 158,553 (2002), aff’d, 362 F.3d 1343 (Fed. Cir.

2004).

Alternatively, if the contract completion date has not yet passed, the Government may

terminate a contract for default based upon the contractor’s failure to make progress or to

prosecute the work in a manner so as to ensure timely completion. A failure to make

progress or to prosecute the work “is obviously something different from failure to deliver,

or else the default clause would not provide separately for both.” Universal Fiberglass Corp.

v. United States, 537 F.2d 393, 398 (Ct. Cl. 1976). Such terminations are “appropriate if a

demonstrated lack of diligence indicate[s] that the Government [cannot] be assured of timely

completion.” Discount Co. v. United States, 554 F.2d 435, 441 (Ct. Cl. 1977). Although it

“does not require absolute impossibility of performance or a contractor’s complete

repudiation or abandonment,” it requires more than mere “concerns” about the contractor’s

ability to meet the future completion deadline. McDonnell Douglas Corp. v. United States,

323 F.3d 1006, 1015 (Fed. Cir. 2003), vacated and remanded on other grounds sub nom.

General Dynamics Corp. v. United States, 561 U.S. 1057 (2011). Specifically, if the

contracting officer reasonably believes “that there [is] ‘no reasonable likelihood that the

[contractor] c[an] perform the entire contract effort within the time remaining for contract

performance,’” he is entitled to terminate the contract for failure to make progress or to

prosecute the work. Lisbon Contractors, 828 F.2d at 765 (quoting RFI Shield-Rooms,

ASBCA 17374, et al., 77-2 BCA ¶ 12,714, at 61,735). Nonetheless, tribunals will only

uphold such default terminations if the contracting officer “has carefully examined the

contractor’s ability to complete the remaining work before the contract completion date.”

Hannon Electric Co. v. United States, 31 Fed. Cl. 135, 143 (1994), aff’d, 52 F.3d 343 (Fed.

Cir. 1995) (table). In undertaking that examination, “the contracting officer may consider,

among other things, the contractor’s failure to meet its own representations concerning the

progress of the work and the contractor’s performance history.” Global Construction, Inc.

v. Department of Veterans Affairs, CBCA 1198, 10-1 BCA ¶ 34,363, at 169,699 (citations

omitted). The Government bears the burden of proving that the contractor’s actions actually

endangered performance. Lisbon Contractors, 828 F.2d at 765; Hannon Electric, 31 Fed.

Cl. at 143.

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21

With regard to progress failures, “[w]hen the government has reasonable grounds to

believe that the contractor may not be able to perform the contract on a timely basis, the

government may issue a cure notice as a precursor to a possible termination of the contract

for default.” Danzig v. AEC Corp., 224 F.3d 1333, 1337 (Fed. Cir. 2000). “A ‘cure notice’

identifies a deficiency in the contractor’s performance that the Government considers to

endanger performance of the contract, and warns the contractor that the contract may be

terminated for default if the problem is not ‘cured’ or addressed, within a specified period

of time.” Decker & Co., 76 F.3d at 1576 n.2. Although the Government is required to issue

a cure notice before default terminating a supply or services contract for lack of progress, see

48 CFR 49.402-3(d), 52.249-8(a)(2), it does not have an obligation to do so before

terminating a construction contract incorporating the termination clause at 48 CFR

52.249-10. Professional Services Supplier, Inc. v. United States, 45 Fed. Cl. 808, 810-12

(2000); B.V. Construction, Inc., ASBCA 47766, et al., 04-1 BCA ¶ 32,604, at 161,363 n.2.

Nevertheless, once the contracting officer elects to issue a cure notice relating to a

construction contract, “the contractor has an obligation to take steps to demonstrate or give

assurances that progress is being made toward a timely completion of the contract, or to

explain that the reasons for any prospective delay in completion of the contract are not the

responsibility of the contractor.” AEC Corp., 224 F.3d at 1337; see McDonnell Douglas

Corp. v. United States, 567 F.3d 1340, 1350 (Fed. Cir. 2009) (after cure notice is issued,

burden is on the contractor to advise the Government how it will complete the contract on

time, according to contract requirements), vacated and remanded on other grounds sub nom.

General Dynamics Corp. v. United States, 561 U.S. 1057 (2011). If the contractor fails to

respond to the cure notice with adequate assurances of timely completion, the contracting

officer is entitled to terminate for default. Hannon Electric, 31 Fed. Cl. at 143.

B.

The Contractor’s Burden After the Government Establishes Default

Once the Government establishes the existence of default, the burden shifts to the

contractor to prove that there were excusable delays under the terms of the default provision

of the contract that render the termination inappropriate, Sauer Inc. v. Danzig, 224 F.3d 1340,

1345 (Fed. Cir. 2000), or that it was making sufficient progress on the contract such that

timely contract completion was not endangered. McDonnell Douglas, 567 F.3d at 1353.

To establish excusable delay, the contractor must show, by a preponderance of the

evidence, “that the delay resulted from ‘unforeseeable causes beyond the control and without

the fault or negligence of the Contractor.’” Sauer, 224 F.3d at 1345 (quoting 48 CFR

52.249-10(b)(1)); see Fluor Intercontinental, Inc. v. Department of State, CBCA 59074, 13

BCA ¶ 35,334, at 173,446 (“An excusable delay must arise from unforeseeable causes

beyond the control and without the fault or negligence of the contractor.”). Examples of such

delays include, but are not limited to, acts of God, acts of the Government in either its

CBCA 2693

22

sovereign or contractual capacity, floods, fires, epidemics, and unusually severe weather. 48

CFR 52.249-10(b)(1).

Yet, to relieve itself from the consequences of having failed (or of an anticipated

failure) to complete work within the time period allowed by the contract, the contractor

cannot merely show that there were excusable delays. Such delays affect the contracting

officer’s right to terminate for default only if the delay impacted “overall contract

completion” and precluded timely contract performance. Sauer, 224 F.3d at 1345 (citing Mel

Williamson, Inc. v. United States, 229 Ct. Cl. 846, 850–51 (1982) (contractor must establish

that unforeseeable event “caused delay in the overall contract performance”)); see Robert P.

Jones Co., AGBCA 391, 76-1 BCA ¶ 11,824, at 56,457 (“contractor is entitled to only so

much time extension as the excusable cause actually delayed performance”). Accordingly,

the contractor must prove by a preponderance of the evidence “the extent to which

completion of the contract work as a whole was delayed” by excusable delays. Santa Fe,

Inc., VABCA 1943, et al., 84-2 BCA ¶ 17,341, at 86,410 (quoting Wilner Construction Co.,

VACAB 1421, 80-2 BCA ¶ 14,529, at 71,628). To do so, the contractor must demonstrate

how the delay, or delays, affected activities on the contract’s critical path and impacted the

contractor’s ability to finish the contract on time. Sauer, 224 F.3d at 1345.

IV.

The Government’s Default Termination Was Justified

A.

The Government Met its Initial Burden of Proving Default

The USFS contracting officer based the default termination decision at issue here on

1-A Construction’s failure to complete performance by the contractual deadline of

October 27, 2011. 1-A Construction does not contest that it did not complete its work by that

deadline, and, as previously discussed, such a failure is a well-settled ground for a default

termination. Consolidated Industries, 195 F.3d at 1344. Accordingly, the Government has

satisfied its initial burden of proving default.

The USFS has also met its initial burden of establishing its alternative ground for

termination: the contractor’s failure to make progress on the contract. Although the

contracting officer based his termination decision on failure to complete on time, it is wellsettled that a default termination can be sustained “if justified by circumstances at the time

of termination, regardless of whether the Government originally removed the contractor for

another reason.” Kelso v. Kirk Brothers Mechanical Contractors, Inc., 16 F.3d 1173, 1175

(Fed. Cir. 1994). In this particular case, the record makes clear that, although terminating

for a technical failure to meet the contract completion deadline, the contracting officer had

evaluated 1-A Construction’s progress and ability to perform and based many of his

decisions upon that analysis. Throughout the summer and fall of 2011, the contracting

CBCA 2693

23

officer justifiably had great concerns about the progress of contract performance: he had no

comprehensive schedule from 1-A Construction for this project and, despite repeated efforts

by the USFS, could not get 1-A Construction to provide one; 1-A Construction had failed to

meet even the general deadlines contained in the schedule outline that it had delivered in

March 2011; 1-A Construction would make representations about the short-term work that

it intended to perform, but then would not do it; 1-A Construction was having its crews work

on unrelated contracts, leaving no crews to work at any of the five project sites for this

contract for extended periods of time; the contracting officer’s staff was finding various

workmanship problems on the limited amount of work that was being done; and 1-A

Construction would become defensive and argumentative, rather than responsive, if questions

about contract work were raised. By October 4, 2011, with only twenty-three days of the

original 430-day contract performance period remaining, 1-A Construction had performed

only sixty percent of the contract work and had yet to start work at two of the five project

sites. Although 1-A Construction argues that it had performed some building structure

assembly work at its shop and that the contracting officer’s assumptions about the percentage

of work completed were therefore too low, the record is clear that, regardless of the specific

percentage, there was still a great deal of work unperformed. In such circumstances, the

contracting officer was more than fully justified in issuing a cure notice on October 4, 2011,

demanding a day-by-day schedule showing how 1-A Construction could complete this job

satisfactorily by the contract deadline of October 27, 2011.4

1-A Construction’s response to the cure notice was insufficient to preclude default

termination. Initially, 1-A Construction responded with a schedule with very little detail,

indicating that it would start on-site work at both the Fremont and Ditch Creek sites on

October 10 and finish both on October 29, two days after the contract completion deadline.

After the contracting officer insisted upon a more detailed and realistic plan, 1-A

Construction submitted slightly more detail, but revised the completion date for Fremont and

Ditch Creek to November 4, which it would meet by utilizing two separate crews. Then, on

October 14, 2011, it requested an extension of sixty work days, to and including late

December 2011. Through its schedules and extension requests, the contractor plainly

acknowledged its inability to complete the contract by its deadline, justifying a progress

failure determination.

Further, the contracting officer was well within his rights to question the very

optimistic schedule that 1-A Construction had proposed and not simply to accept the

4

As previously noted, the particular termination clause at issue here, FAR 52.249-10,

does not require a cure notice before termination for failure to make progress, Professional

Services, 45 Fed. Cl. at 810-12, but the USFS contracting officer elected to issue one.

CBCA 2693

24

contractor’s assertions at face value. In RFI Shield-Rooms, ASBCA 17374, et al., 77-2 BCA

¶ 12,714, the ASBCA considered a contractor’s “unduly optimistic” forecast in response to

a cure notice, finding that “[n]othing which transpired before termination could possibly have

engendered that degree of optimism.” Id. at 61,736. The ASBCA recognized that, in

essence, “what must be proved” by the Government to justify a progress failure termination

“is that at the time of termination action the contracting officer had a reasonable, valid basis

for concluding, on the basis of the entire record, that there was no reasonable likelihood that

appellant could perform the entire contract effort within the time remaining for contract

performance.” Id. at 61,735 (emphasis added). The contractor’s cure notice response is only

one piece of that record, and the contracting officer is not required simply to assume that all

representations there are true. Where “[f]rom beginning to end appellant’s performance

failed to indicate any sense of urgency or of full understanding of the contractual

requirements or any semblance of a coordinated, planned endeavor,” a contractor’s overly

rosy and unrealistic cure notice response will not suffice to provide the type of “adequate

assurance” that the contracting officer needs to continue contract performance. Id. at 61,736;

see AIW-Alton, Inc., ASBCA 45032, 96-1 BCA ¶ 28,232, at 140,979 (contracting officer,

when evaluating a contractor’s ability to perform, is entitled to consider the contractor’s

“history of broken promises under th[e] contract,” along with “the absence of persuasive

demonstration by appellant to the contracting officer at the time that it could meet the

[contract completion] date”); Emsco Screen Pipe Co. of Texas, ASBCA 11917, et al., 69-1

BCA ¶ 7710, at 35,792 (“there was no basis for any conclusion other than that [the

contractor’s] past failure to make progress was a prologue to a continuing incapacity of an

increasingly serious character”).

Here, when the cure notice was issued, 1-A Construction was struggling to complete

the three sites that it had started, even though it had been working for over 400 days, and the

idea that it would be able to start and finish two additional sites in less than three weeks was

wholly inconsistent with its past performance. 1-A Construction argues that, “to show that

the schedule could have been met,” it established in its cure notice response that it “was

going to work 8 people,” which allegedly would have allowed it to complete work a few days

after the contract’s required completion date. Appellant Motion at 26. Even without

considering 1-A Construction’s concession in its cure notice responses that it would not

perform on time, see DeVito, 413 F.2d at 1154 (“Time is of the essence in any contract

containing fixed dates for performance.”), the contracting officer acted reasonably in

discounting 1-A Construction’s representations. The contractor had previously informed the

USFS in a construction schedule outline on March 30, 2011, that it was going to put two

crews in place at two different sites; again proposed using two crews in May 2011; and

represented that it would have “three guys free to work” after June 10, 2011, AF at 853. But

it had always failed to follow through on these representations. 1-A Construction had

repeatedly made representations about when it expected to complete work at various sites or

CBCA 2693

25

to complete various milestones, only to miss them by significant margins. In fact, 1-A

Construction had previously represented – in its March 30, 2011, schedule outline – that it

would take six to seven weeks to perform the Fremont work and four weeks at Ditch Creek,

a representation that was inconsistent with its new truncated schedule proposal. Further, the

USFS has submitted evidence that the Fremont and Ditch Creek sites were the most difficult

technically because of the electrical interfacing that each site would require, see Affidavit

of Dave Ammons ¶ 5, making 1-A Construction’s representations about the speed at which

those sites could be completed even more suspect. The record makes clear that, after

evaluating 1-A Construction’s cure notice response, the contracting officer reasonably lacked

any confidence in the contractor’s ability to finish the contract either by the contract

completion deadline or any time soon thereafter.

1-A Construction argues that, when a contractor has substantially completed its work,

the Government cannot terminate a contract. It also appears to argue that, because it

represented in its cure notice response that it would complete its work only a few days after

the contract completion deadline, the USFS abused its discretion by not allowing it to finish

the job. Appellant’s Response Brief at 14; see UB Corp., GSBCA 7701-COM, et al., 86-2

BCA ¶ 18,831, at 94,895 (“The idea of substantial performance is that a contract should not

be terminated for default just as the contractor is on the verge of completing it.”). We need

not evaluate the viability of the doctrines that 1-A Construction has asked us to consider

because, in this case, neither would affect the outcome. Although 1-A Construction had

completed or almost completed three project sites when it wrote its cure notice responses, it

had not started the other two (except for a concrete pour and structure placement at Ditch

Creek), precluding any argument that it had “substantially completed” its contract work. In

addition, the contracting officer, as discussed above, reasonably found 1-A Construction’s

predictions of contract completion overly optimistic, particularly in light of 1-A

Construction’s performance history. Because 1-A Construction’s representations were

unrealistic, there is no need to evaluate whether, had its representations been reasonable, the

contracting officer would have to have considered granting a short time extension.

B.

Appellant Has Not Overcome the Government’s Showing

1.

No Showing that Excusable Delays Affected Timely Completion

As previously discussed, once the Government establishes the existence of default,

the contractor bears the burden not only to show that there were excusable delays during

contract performance, but also that those excusable delays impacted “overall contract

completion” and precluded timely contract performance. Sauer, 224 F.3d at 1345. The

reason for requiring an impact upon the contract completion deadline is simple: an excusable

delay is relevant to the contractor’s ultimate ability to perform on time only if the delay

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26

caused, or contributed to, the contractor’s inability to perform. If, for example, the contractor

in this case were to show that an excusable weather delay precluded it from working on one

of the five project sites in a particular month, but it turns out that the contractor had not

planned to work at that site during that month, the weather issue plainly was not the cause

of, and is irrelevant to, the contractor’s actual performance problems. The contractor should

not be able to use the fortuitous timing of irrelevant events to avoid the consequences of its

own performance failures. Instead, the contractor has the burden of presenting a viable

cause-and-effect analysis: the cause (that is, the excusable delay) must affect the ultimate

contract completion date. See, e.g., Advanced Engineering & Planning Corp., ASBCA

53366, et al., 05-1 BCA ¶ 32,806, at 162,323 (2004) (requiring “causal connection between

the alleged delaying events and the delays to the project”); Gerald Miller Construction Co.,

IBCA 2292, 91-2 BCA ¶ 23,829, at 119,417 (requiring “proof of a cause and effect

relationship” in establishing impact of delay); Polote Corp., PSBCA 1297, et al., 87-1 BCA

¶ 19,490, at 98,497 (1986) (requiring proof of cause-and-effect for defective specifications

damages). See generally Law v. United States, 195 Ct. Cl. 370, 384 (1971) (“[T]he mere fact

that defendant took four weeks, or four months, or even longer, is in itself meaningless. The

length of time is meaningful only in relation to the effect it had on the project operations.”).

1-A Construction asserts that its delays in performing the contract are excused because

of numerous events, including severe weather, defective drawings and specifications, and

others. But it has made no effort to submit any kind of schedule analysis showing how

specific delays impacted overall contract completion. Instead, it simply tosses out a series

of reasons for delay and then suggests that, with more time, it could have finished the job.

“[A] contractor cannot demonstrate excusable delay based upon a ‘total time theory.’” Catel,

Inc. v. United States, No. 05-1113C, 2012 WL 3104366, at *34 (Fed. Cl. July 30, 2012)

(citing Morganti National, Inc. v. United States, 49 Fed. Cl. 110, 134 (2001), aff’d, 36 F.

App’x 452 (Fed. Cir. 2002) (table)). Under the “total time theory,” the contractor “simply

takes the original and extended completion dates, computes therefrom the intervening time

or overrun, points to a host of individual delay incidents for which defendant was allegedly

responsible and which ‘contributed’ to the overall extended time, and then leaps to the

conclusion that the entire overrun time was attributable to defendant.” Law, 195 Ct. Cl. at

382. Because the theory improperly “assumes that the government is responsible for all of

the delay,” Morganti National, 49 Fed. Cl. at 134, it “is insufficient to meet the contractor’s

burden to prove that government-caused delay actually delayed the overall completion of the

project.” Fireman’s Fund Insurance Co. v. United States, 92 Fed. Cl. 598, 669 n.88 (2010).

To prove that an excusable delay actually impacted timely contract completion, 1-A

Construction was required to identify the “critical path” of contract performance and

demonstrate how excusable delays, by affecting activities on the contract’s “critical path,”

actually impacted the contractor’s ability to finish the contract on time. Sauer, 224 F.3d at

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27

1345. “A ‘critical path’ is a way of grouping interrelated activities in a construction project,”

and a “delay to an activity that is on the ‘critical path’ usually results in a corresponding

delay to the completion of the project.” Wilner v. United States, 24 F.3d 1397, 1399 n.5

(Fed. Cir. 1994) (en banc). “[O]nly construction work on the critical path [has] an impact

upon the time in which the project was completed.” Id. (quoting G.M. Shupe, Inc. v. United

States, 5 Cl. Ct. 662, 728 (1984)). To show how the critical path of contract performance

evolved over the life of the contract and how excusable delays impacted that path, a

contractor, at a minimum, needs a reasonable “as planned” schedule and an “as built”

schedule, which it can incorporate into an analysis to show “the interdependence of any one

or more of the work items with any other work items” as the project progressed. Mega

Construction Co. v. United States, 29 Fed. Cl. 396, 428 (1993).

Here, 1-A Construction never had an “as planned” schedule, either formal or informal.

Without that, 1-A Construction has no basis for showing what work it reasonably should

have anticipated performing in the fall of 2010, before winter weather was likely to shut

down performance, or how much work it reasonably should have planned to perform in 2011

after the winter season. It cannot show how long it reasonably expected winter weather to

last or how any severe weather actually affected its plans. Because it cannot show what it

planned to do before allegedly defective specifications delayed it, it cannot show the extent

to which (or if) those defects actually caused a delay beyond the work performance period

originally anticipated. It cannot show how many crews it anticipated having on site at any

particular time, whether those crews were sufficient to meet the contract deadlines, how long

it anticipated work at each site would take, what activities would take more time than others,

or when it expected to perform particular work at any site. Without such information, it

cannot show that any excusable delay actually impacted its ultimate contract completion. See

Kiewit-Turner, A Joint Venture v. Department of Veterans Affairs, CBCA 3450, 15-1 BCA

¶ 35,820, at 175,176 (2014) (difference between costs of construction under initial plans and

costs under final plans cannot be determined where no initial plans existed).

Although 1-A Construction asserts that there were numerous critical path delays, the

biggest of which was an alleged 365-day delay in getting approval of a pump for the Ditch

Creek site, Appellant’s Motion at 23-25, its argument shows its misunderstanding of the

term “critical path.” Even if there were a 365-day delay at Ditch Creek for which the

Government was wholly responsible (a position for which we can find no support in the

record), 1-A Construction provides nothing to show how that delay impacted its ability to

perform at any of the other four project sites, not to mention its ability to perform other

required work at Ditch Creek. Similarly, 1-A Construction takes what it claims were thirtyfour days of Government-caused delay at Fremont, thirty-six at Ditch Creek, twenty-eight

at Woodward, fifteen at Umatilla Forks, and twenty-six at Bull Prairie, and it adds them

together to claim a total of 136 excusable critical path delay days. Id. Yet, to show that a

CBCA 2693

28

fifteen-day delay at Umatilla Forks constituted a delay to the critical path of contract

performance, the contractor has to establish the interrelationship between the delayed activity

and the remaining project activities, both at Umatilla Forks and the other four project sites,

and how the delay to the single Umatilla Forks activity impacted its ability to complete other

work at all of the project sites. See Mega Construction, 29 Fed. Cl. at 428. Without any kind

of “as planned” schedule that it incorporates into a critical path analysis, it cannot meet that

burden.

2.

No Showing of Excusable Delays

Even if 1-A Construction could prove that the delays it identified impacted contract

completion, we cannot find any justification in the record to support 1-A Construction’s

allegations that those delays are excusable:

The Contracting Officer’s Direction Not to Work at Fremont or Ditch Creek. 1-A

Construction’s most compelling excusable delay allegation relates to the contracting officer’s

direction in July 2011, and again in early October 2011, not to perform any work at the

Fremont and Ditch Creek sites pending receipt of a comprehensive construction schedule.

Nevertheless, in the circumstances here, it is clear that the contracting officer’s direction was

not the cause of 1-A Construction’s inability to complete its work. The record establishes

that, despite the contracting officer’s July 2011 representation, access to Fremont and Ditch

Creek was not denied, and 1-A Construction did not defer work at those two sites because

of it. Rather, as 1-A Construction indicated, as of July 2011, it did not plan to work the

Fremont and Ditch Creek sites until it had finished Bull Prairie, Woodward, and Umatilla

Forks, and, by August 2011, it was anticipating starting work at Fremont by August 29. In

fact, the USFS inspector was actively encouraging 1-A Construction to work at Fremont. By

mid-September, it had not yet started work at Fremont – not because the contracting officer

had precluded it from doing so, but because it had moved its crews to other contracts that it

had accepted as a means of increasing its cash flow. By October 4, 2011, when the

contracting officer again told 1-A Construction not to start work at Fremont or Ditch Creek

until the parties had agreed on a realistic schedule for continued performance, it was clear

that 1-A Construction could not perform in a timely manner. To the extent that the

contracting officer’s direction had any effect on the manner in which 1-A Construction

performed, it did not ultimately make any difference: absent the contracting officer’s

direction, 1-A Construction still would not have finished its contract obligations by October

CBCA 2693

29

27, 2011, or at any reasonable time thereafter. The contracting officer’s direction not to start

work at Fremont and Ditch Creek was not the cause of 1-A Construction’s default.5

Unusually Severe Weather. 1-A Construction asserts that weather was a constant

problem that precluded it from performing on time. However, the USFS expressly indicated

in the contract itself that, because “elevation of the sites range from approximately 27005200 feet above mean sea level,” the “construction sites may experience heavy snowfall and

cold temperatures, with snow on the ground typically from mid-September through June.”

AF at 115. Because the contract expressly called the awardee’s attention to this weather

issue, 1-A Construction “was required in bidding on the job to take into account the

uncertainty of the weather.” Cape Ann Granite Co. v. United States, 100 Ct. Cl. 53, 72

(1943). Further, even without the contract’s express warning, a contractor cannot rely upon

bad weather to excuse non-performance unless that weather is unusually severe for the

specific location at issue. “Unusually severe weather is weather that is abnormal compared

to past weather at the same location for the same time of year,” and “[w]eather is not

unusually severe if it was foreseeable.” Trinity Resources, AGBCA 80-187-1, 83-1 BCA

¶ 16,505, at 82,019; see Ryll International, LLC v. Department of Transportation, CBCA

1143, 11-2 BCA ¶ 34,809, at 171,306 (“Unusually severe weather is determined based on a

comparison of the conditions experienced by the contractor and the weather conditions of

prior years.”). “A mere variation from average does not establish the fact that weather was

unusually severe since variations in the weather are to be expected.” Yumang, O’Connell &

Associates, AGBCA 83-171-1, 84-2 BCA ¶ 17,313, at 86,281. Here, the record makes clear

that the project sites were generally available, with an absence of snow, for periods of time

longer than those estimated in the contract. Although 1-A Construction represented to the

USFS that there was snow at Woodward and Ditch Creek in July 2011, AF at 1133, there is

5

In addition, the contracting officer was well within his rights under the Suspension

of Work clause at 48 CFR 52.242-14, which was incorporated into this contract, AF at 46,

to suspend 1-A Construction’s work at Fremont and Ditch Creek, subject to the contractor’s

right to compensation for any unreasonable period of suspension, following 1-A

Construction’s failure to provide a realistic and comprehensive construction schedule. The

contract obligated 1-A Construction to provide such a schedule near the outset of contract

performance, subject to termination for default if it failed to do so, see 48 CFR 52.236-15,

and, despite repeated efforts by the Government to obtain one, 1-A Construction simply

would not provide one. We find nothing unreasonable about the contracting officer’s

demand for a schedule – showing that 1-A Construction could, in fact, finish the job – as a

condition of continued performance. To the contrary, the contracting officer evidenced

extraordinary restraint in allowing performance to continue for as long as he did despite 1-A

Construction’s repeated failures to provide a comprehensive schedule.

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30

no evidence in the record to support this assertion. 1-A Construction also cites to a weather

report for a site other than the project sites at issue, as well as some YouTube videos

purporting to show snow in the project area sites between December 2010 and April 2011.

None of this evidence shows anything unusual about the winter weather “for the particular

work location and the time of year.” Id. Accordingly, 1-A Construction cannot rely upon

unusually severe weather to excuse timely performance.

Delayed Issuance of the Notice to Proceed. 1-A Construction complains that the NTP,

which was issued on August 23, 2010, should have been issued by late June and that the

delay in its issuance reduced the available on-site work time before winter weather closures.

Appellant’s Motion at 6. Yet, the solicitation in this case expressly indicated that work was

not “estimated to begin” until approximately August 1, 2010. AF at 46. Although that

language “did not bind the government to deliver a notice to proceed by any particular date,”

M.A. Mortenson Co. v. United States, 843 F.2d 1360, 1362 (Fed. Cir. 1988), it gave 1-A

Construction reasonable notice not to anticipate the NTP in June. Further, the record is clear

that 1-A Construction actually requested the August 23, 2010, issuance date and that the

USFS accommodated that request. In fact, the contracting officer even suggested an earlier

date, asking, “Do you want the notice to proceed dated for August 23rd or an earlier date?”

AF at 400. In any event, 1-A Construction failed to protest or even complain about the

alleged NTP delay at the time (when the Government could have taken action to eliminate

the delay) or at any time before filing this appeal, thereby waiving its objection. See LingTemco-Vought, Inc. v. United States, 475 F.2d 630, 637-39 (Ct. Cl. 1973); Calfon

Construction, Inc. v. United States, 18 Cl. Ct. 426, 439-42 (1989), aff’d, 923 F.2d 872 (Fed.

Cir. 1991).

The USFS’s Alleged Direction as to the Order of Work. 1-A Construction asserts that

the USFS directed the order in which it had to perform work, forcing it to start with

Woodward and then Umatilla Forks, and that it would have been able successfully to

complete all work if only it had been allowed to order work in the manner that it wanted.

The contemporaneous documents of record make very clear that it was 1-A Construction, not

the USFS, that decided to start at Woodward, then move to Umatilla Forks, and so on.

Defective Specifications. 1-A Construction blames delays on the Goverment’s alleged

defective drawings and specifications, asserting that they contained errors (“such as bad part

numbers or model numbers, etc.”), omissions, and inconsistencies. Appellant’s Motion at

9-10. In support, it cites a laundry list of problems that it found in the drawings and

specifications. Id. But anything that 1-A Construction has identified is either (1) a relatively

minor issue that the USFS quickly addressed and corrected, or (2) a problem not in the

specifications themselves, but with product approval submittals by 1-A Construction that

sometimes proposed items that were not fully compliant with the specifications. Throughout

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31

the performance of this contract, there were only six contract modifications, all of them

bilateral, totaling less than $20,000, the largest of which added length to water and power

lines at the Woodward and Fremont sites within days of NTP issuance. AF at 449-51; see

AF at 491-92, 594-615, 677-78, 751, 897-89 (modifications adding insulation to the new

pump house buildings for $750, changing the applicable wage determination, switching

drinking fountain fixtures and a water tank for $2818.30, permitting the USFS to pay 1-A

Construction for a tank not yet delivered to the project site, and changing to the manner of

installation of a tank float valve at Bull Prairie at no cost). Each of these bilateral contract

modifications created an accord and satisfaction as to the changes covered by the

modifications, barring 1-A Construction from now relying on the specification issues

underlying the modifications as a basis for claiming excusable delay. See Consolidated

Industries, Inc. v. United States, 195 F.3d 1341, 1344 (Fed. Cir. 1999) (barring contractor

from relying upon delays identified in bilateral modifications as excuses in response to

default termination). Even without that accord and satisfaction, 1-A Construction has

identified no significant defects that could reasonably have caused it anything beyond a

minimal non-critical delay. The contractor that finished the work which 1-A Construction

had left undone was able to complete the work based upon the drawings and specifications

from 1-A Construction’s contract, and it had no problems with them, indicating that they

were not defective. Ammons Affidavit ¶¶ 3, 5. From our searching review of the record,

we have not located any viable support for 1-A Construction’s defective specifications

allegations.

1-A Construction also complains that the drawings and specifications were

incomplete, improperly “expecting [the] contractor to design through submittals.”

Appellant’s Motion at 9. Yet, that was exactly what the contract anticipated that the

contractor would do. Where specifications “merely set forth an objective without specifying

the method of obtaining the objective,” they constitute performance specifications, White v.

Edsall Construction Co., 296 F.3d 1081, 1084 (Fed. Cir. 2002), which “leave it to the

contractor to determine how to achieve th[e] results” that are to be obtained. Stuyvesant

Dredging Co. v. United States, 834 F.2d 1576, 1582 (Fed. Cir. 1987); see Walsh/Davis Joint

Venture v. General Services Administration, CBCA 1460, 11-2 BCA ¶ 34,775, at 171,130

(quoting P.R. Burke Corp. v. United States, 277 F.3d 1346, 1357 (Fed. Cir. 2002)). Many

of 1-A Construction’s complaints relate to the USFS’s submittal responses, which sometimes

expressed the USFS’s concerns that the submittals did not seem to satisfy the performance

requirements of the specifications, and the reevaluation and resubmission that 1-A

Construction would have to undertake after a submittal rejection. That 1-A Construction

sometimes had trouble responding to the performance requirements of the specifications does

not mean that the specifications were defective. It means only that 1-A Construction did not

completely understand the requirements of its contract.

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32

The USFS’s Allegedly Slow Responses to Submittals. 1-A Construction asserts that

the USFS inordinately delayed responding to its submittals, with it sometimes taking months

to get a submittal approved. The record completely conflicts with 1-A Construction’s

assertion. Under the terms of the contract, the USFS had fourteen days to approve each prework submittal and fifteen days to approve any final inspection submittals. AF at 121,

352-53. The USFS was generally very swift in reviewing 1-A Construction’s submittals,

particularly in 2011 when it would often turn submittals around in a day as a means of trying

to get the project moving. 1-A Construction’s real complaint is that the USFS did not always

approve submittals and sometimes returned them for reevaluation and resubmission when the

USFS found that proposed products did not satisfy the requirements of the project

specifications. If there were times when the USFS took more than its allotted fourteen days

to review a submittal, 1-A Construction has not established that it actually impacted timely

contract completion.

Fires. 1-A Construction also claims that fires delayed its ability timely to complete

its work. Although fire is a recognized basis for excusing timely performance under the

Default clause, 48 CFR 52.249-10(b)(1), 1-A Construction’s allegations have nothing to do

with fires at any of the project sites that it had to work. Instead, 1-A Construction voluntarily

entered into separate firefighting contracts while it was working on the contract at issue in

this case, leaving it with no crews available to work this contract. The “fire” delay that the

Default clause excuses is one that is “beyond the control and without the fault or negligence

of the Contractor.” Id. The direct cause of 1-A Construction’s lack of available crews was

its decision to accept other contract work when it lacked the capacity to do so while

performing work under this contract, which is not a cause “beyond the control” of the

contractor. 1-A Construction cannot rely on fires to excuse its untimely performance.

Floods. 1-A Construction also alleges flooding as an excusable delay, citing to a

YouTube video purporting to show some flooding at some point near the Umatilla Forks

project site. Appellant’s Response Brief at 5. In response to the USFS’s challenge to the

existence of any flooding, 1-A Construction asks that we “watch the video, as it looks like

a flood to us and it was near Umatilla Forks campground.” Id. 1-A Construction has not

identified any impact from flooding on its ability to work at that project site. The alleged

flooding has to cause a delay in completing the contract work for it to constitute an excuse

to a default termination, 48 CFR 52.249-10(b)(1), something that 1-A Construction has not

shown.

Other Alleged Excusable Delays. In its pleadings, 1-A Construction has identified

several other alleged delays, but without any real development of its allegations. It alleges

that the USFS “did not share their superior knowledge of their design” with 1-A

Construction, see Appellant’s Statement of Material Facts ¶ 11; that 1-A Construction was

CBCA 2693

33

delayed sixteen hours by a third-party logger at Woodward, see id. ¶ 32; that it was delayed

by “Bull Prairie District personnel interference,” id. ¶ 30; that the USFS denied it effective

access to an unidentified project site by not shutting off water for a period of time because

of campers, Appellant’s Response Brief at 9; and that there were differing site conditions that

1-A Construction would have discovered had it been allowed a pre-bid site visit, id. at 10.

Even a pro se appellant must develop and prove its case, based upon actual evidence.

“[A]lthough we make some allowances for ‘the [pro se] plaintiff’s failure to cite proper legal

authority, his confusion of various legal theories, his poor syntax and sentence construction,

or his unfamiliarity with pleading requirements,’ the [tribunal] cannot take on the

responsibility of serving as the litigant’s attorney in constructing arguments and searching

the record.” Garrett v. Selby Connor Maddux & Janner, 425 F.3d 836, 840 (10th Cir. 2005)

(quoting Hall v. Bellmon, 935 F.2d 1106, 1110 (10th Cir. 1991)). The allegations and the

record here are simply too sparse to allow us to find that 1-A Construction has met its burden

of proving the existence of any of these excusable delays.6

3.

No Showing of Ability to Timely Perform

As an alternative to establishing that there were excusable delays affecting contract

completion, a contractor can overcome a default termination for failure to make progress by

showing that its actual progress was sufficient to avoid actually endangering timely contract

completion. McDonnell Douglas, 567 F.3d at 1353. For the reasons previously discussed,

1-A Construction did not rebut the Government’s showing to the contrary.

V.

1-A Construction’s Other Bases for Challenging The Default Termination

A.

Failure to Report to the Small Business Administration

1-A Construction argues that the default termination is procedurally defective because

the USFS “was required to notify the [Small Business Administration (SBA)] of the

termination of this woman owned small business” prior to termination and that it failed to

6

1-A Construction also alleges that the USFS interfered with its work by allowing

cabins at the Fremont site to be rented. Appellant’s Statement of Material Facts ¶ 18. Yet,

the contract expressly informed 1-A Construction that all sites would be open to the public

during contract performance, AF at 55, and the USFS inspector expressly informed 1-A

Construction that, while the Fremont site would be open to the public during the summer, the

USFS could cancel any cabin rentals there if and when needed for 1-A Construction to

“complete its work efficiently.” AF at 852. Because 1-A Construction never worked at

Fremont and never asked the USFS to cancel rentals, it has no basis for this complaint.

CBCA 2693

34

do so. Appellant’s Motion at 20; see Appellant’s Reply at 6. 1-A Construction is mistaken

about the USFS’s termination authority. Although procuring agencies are to involve the SBA

in default termination decisions under contracts awarded pursuant to the 8(a) subcontracting

program, see, e.g., 13 CFR 124.518(a); Small Business Administration (Mills Enterprises,

Inc.), AGBCA 76-165, 77-2 BCA ¶ 12,657, at 61,360, this contract was not awarded through

that program. Instead, the USFS awarded this contract directly to 1-A Construction under

the auspices of the American Recovery and Reinvestment Act of 2009 (ARRA), Pub. L. No.

111-5, 123 Stat. 115, and 1-A Construction has identified nothing in that statute, its

implementing regulations, or the language of the contract itself that requires referral of

default termination decisions to the SBA. It is true that the SBA, in providing policy

guidance to agencies about the ARRA, “strongly encouraged” agencies “to take advantage

of authorized small business contracting programs to create opportunities for small

businesses,” see SBA’s Updated Implementing Guidance for the American Recovery and

Reinvestment Act of 2009 ¶ 1.6 (Apr. 3, 2009),7 but that guidance did not preclude agencies

from making contract awards to small businesses outside those specialized programs.

Because “the discretion to set aside or not set aside a given procurement for award under

Section 8(a) inheres in the procuring agency, not SBA,” Ray & Ray’s Carpet & Linoleum,

Inc., GSBCA 5666, 83-1 BCA ¶ 16,184, at 80,415 (1982),8 1-A Construction has no basis

for complaining about the USFS’s election or the lack of SBA involvement in this contract.9

Its assertion that the default termination decision is defective because the SBA did not review

and approve it is meritless.

7

The Executive Office of the President distributed that SBA guidance to the heads

of all federal agencies on April 3, 2009.

8

Although the SBA Administrator might appeal a procuring agency contracting

officer’s decision not to utilize a specialized small business program for a particular

procurement, such appeals are heard and decided within the procuring agency. See, e.g., 15

U.S.C. § 637(a)(1)(A); 13 CFR 124.505; id. 126.610, .611; id. 127.508, .509.

9

Even if 1-A Construction believed that its contract should have been subject to the

provisions of a specialized small business program, that alleged defect was obvious to

offerors during the procurement process. 1-A Construction waived any complaint about the

manner in which its contract was awarded by failing to protest that issue to the contracting

officer before submitting its offer. See Fortec Constructors v. United States, 760 F.2d 1288,

1291 (Fed. Cir. 1985) (discussing waiver of solicitation defects); Evergreen Forest

Management, Inc., AGBCA 84-299-1, 88-3 BCA ¶ 20,950, at 105,873 (same).

CBCA 2693

B.

35

Allegations of Agency Bad Faith

1-A Construction repeatedly argues that the replacement contracting officer acted in

bad faith toward it, Appellant’s Motion at 29-30, which we assume it raises as a basis for

challenging the validity of the default termination. A contracting officer’s bad faith in

administering or terminating a contract can constitute a potential basis for overturning a

default termination. Libertatia Associates, Inc. v. United States, 46 Fed. Cl. 702, 706 (2002);

Schmalz Construction, Ltd., AGBCA 86-207-1, et al., 91-3 BCA ¶ 24,183, at 120,963. Such

bad faith could include a course of government conduct that was “designedly oppressive,”

Struck Construction Co. v. United States, 96 Ct. Cl. 186, 222 (1942); that initiated a

“conspiracy to get rid of” a contractor, V.I.C. Enterprises, Inc. v. Department of Veterans

Affairs, CBCA 1598, 09-2 BCA ¶ 34,284, at 169,364 (quoting Am-Pro Protective Agency,

Inc. v. United States, 281 F.3d 1234, 1240 (Fed. Cir. 2002)); or that showed “a pattern of

animus on the part of particular individuals,” North Star Alaska Housing Corp. v. United

States, 76 Fed. Cl. 158, 189 (2007). Nevertheless, in considering any bad faith allegation,

we must “start out with the presumption that the official acted in good faith.” Knotts v.

United States, 121 F. Supp. 630, 631 (Ct. Cl. 1954), quoted in Am-Pro Protective Agency,

281 F.3d at 1239; see ALK Services, Inc. v. Department of Veterans Affairs, CBCA 1789, et

al., 13 BCA ¶ 35,260, at 173,075 (“government officials are presumed to act conscientiously

and in good faith in the discharge of their duties”). “[I]t requires ‘well nigh irrefragable

proof’ to induce [a tribunal] to abandon the presumption of good faith dealing.” Kalvar

Corp. v. United States, 543 F.2d 1298, 1301-02 (Ct. Cl. 1976). That “‘irrefragable proof’ has

been equated with evidence that the Government had a specific intent to injure the

contractor,” HKH Capitol Hotel Corp., ASBCA 47575, 98-1 BCA ¶ 29,548, at 146,472, an

intent that must be shown by clear and convincing evidence. Galen Medical Associates, Inc.

v. United States, 369 F.3d 1324, 1330 (Fed. Cir. 2004). As the Court of Appeals for the

Federal Circuit has recognized, “showing a government official acted in bad faith is intended

to be very difficult.” Am-Pro Protective Agency, 281 F.3d at 1240.

1-A Construction’s allegations of bad faith are generally based upon supposition and

suspicion. 1-A Construction complains that the contracting officer issued a change request

requiring it to move three boulders, Appellant’s Motion at 21, but it does not explain why,

if it thought the work was not covered by its contract, it could not have submitted a claim for

compensation.10 It further asserts that the contracting officer did not timely process an

10

As support for its bad faith allegation, 1-A Construction cites to Exhibit 17.0.13

from the appendix to its motion. That document is titled “Change Request No. 028,” and 1-A

Construction asserts that it is a July 30, 2011, change order request for moving the three

boulders. Appellant’s Motion at 21. It is one of several documents in 1-A Construction’s

CBCA 2693

36

invoice from a subcontractor, misdescribed a 2010 letter as a “cure notice” when it was not,

ordered it to use a non-compliant suction valve, and ordered another change, most without

any citation to the record. Id. at 20-22. Nothing in these allegations, much less in the record

itself, indicates, much less establishes, that the contracting officer had a specific intent to

injure 1-A Construction.

1-A Construction’s most specific bad faith argument relates to the contracting

officer’s direction in July 2011 that 1-A Construction could not start work at Fremont or

Ditch Creek until it had finished work at the three other project sites. Yet, the record is clear

that the contracting officer gave that direction to protect the Government’s interests, not to

injure 1-A Construction. Earlier in the year, the USFS had paid for rework necessary

because of 1-A Construction’s prior failure to provide adequate protection of uncompleted

work before the winter snows at the Woodward site. By July, given 1-A Construction’s slow

progress in performing at the first three project sites and its failure to complete work at any

of them with only three months of contract time remaining, the contracting officer

(notwithstanding that 1-A Construction would essentially complete the Bull Prairie work in

August) was justifiably concerned about 1-A Construction’s ability satisfactorily to complete

three open projects if, at the same time, it was going to start two more. Given 1-A

Construction’s performance history, he justifiably feared that the contractor could not finish

two new projects in less than three months, would be in contract default, and would leave

unfinished work open to the elements through another winter. There is nothing in the record

to suggest that the contracting officer was trying to injure 1-A Construction, rather than to

protect the USFS. The record does not show governmental bad faith.

C.

Promissory Estoppel

1-A Construction also argues that the USFS somehow induced it to perform a contract

with numerous defects and that it is entitled to some relief through the doctrine of promissory

estoppel. Although understanding the basis of 1-A Construction’s argument is difficult, we

need not try to define the basis further because a contractor cannot pursue, before the Board,

appendix whose authenticity the USFS has questioned. The USFS informs us that 1-A

Construction did not submit some of the documents contained in the appellant’s appendix

(including Exhibit 17.0.13) during contract performance, but instead created them for

purposes of settlement negotiations well after the contract at issue here was terminated. In

the extensive record of e-mail messages between the parties from the contract performance

period in the appeal file, there is no mention of this change request. We do not find Exhibit

17.0.13 to be authentic. We need not decide the authenticity of the other questioned

documents because, even if legitimate, they would not affect the result here.

CBCA 2693

37

a cause of action against the Government founded upon promissory estoppel. Embarcadero

Center, Ltd., GSBCA 8526, 89-1 BCA ¶ 21,362, at 107,681 (1988). “[P]romissory estoppel

is essentially an equitable cause of action whereby one who reasonably relies on another’s

promise can subsequently require that person to make good on his promise.” Carter v.

United States, 98 Fed. Cl. 632, 638 (2011). Because it is based on equity, “[a]n obligation

based upon promissory estoppel is a type of contract implied-in-law . . . and cannot be

asserted against the government.” RGW Communications, Inc., ASBCA 54495, et al., 05-2

BCA ¶ 32,972, at 163,338 n.13; see LaMirage, Inc. v. United States, 44 Fed. Cl. 192,

199-201 (1999) (although the extent to which equitable estoppel may be applied against the

government remains open, it is clear that the court lacks jurisdiction to entertain promissory

estoppel claims because they are implied-in-law), aff’d, 232 F.3d 912 (Fed. Cir. 2000).

Alternatively, to the extent that 1-A Construction is attempting to argue that the USFS

improperly induced it to perform its existing contract through misrepresentations – an

argument that could be construed as alleging a breach of contract, over which we would

possess jurisdiction – we find that the facts of this case do not support that argument.

Whatever 1-A Construction’s intentions, the argument is meritless.11

IV.

The Government’s Request for Excess Reprocurement Costs

In its briefing, the Government has detailed the manner in which it attempted to have

1-A Construction’s surety, Lexon Surety Group (Lexon), take over this contract following

the default termination. It has also detailed how, after Lexon declined to complete the

contract, it was forced to reprocure a new contractor to complete the necessary work and that

the USFS incurred significant costs through substantial completion of the job on October 27,

2012 – 365 days after 1-A Construction was supposed to have completed the contract work.

The Government has asked us to affirm 1-A Construction’s liability for the costs that it has

identified in its briefing.

11

1-A Construction also argues that the Board should find that its contract is “void”

because there was no “‘meeting of the minds’ on the subject matter of the contract.”

Appellant’s Motion at 28; see id. at 32. Although we are uncertain as to the remedy that 1-A

Construction believes it would receive through this legal theory, we reject its premise.

Determining whether there was a meeting of the minds is an objective inquiry, based upon

objective evidence, into “the existence of an offer and a reciprocal acceptance.” Anderson

v. United States, 344 F.3d 1343, 1353 (Fed. Cir. 2003). There is no question that the offer

and acceptance of this competitively bid contract, with its detailed statement of work,

drawings, and performance specifications, objectively satisfy the requirements for formation

of a contract.

CBCA 2693

38

There is, alas, one thing missing from the USFS’s discussion of the excess costs that

it allegedly had to incur because of 1-A Construction’s default: a contracting officer’s

decision demanding payment of those costs. There is nothing in the record to indicate that,

after the contracting officer issued his decision terminating the contract for default, he issued

another decision imposing excess reprocurement costs in a sum certain.

As we recently explained in U.S.I.A. Underwater Equipment Sales Corp. v.

Department of Homeland Security, CBCA 2579, 14-1 BCA ¶ 35,503, aff’d, No. 14-1498

(Fed. Cir. March 6, 2015), the Board lacks jurisdiction to entertain a government demand for

excess reprocurement costs unless and until a contracting officer issues a decision, consistent

with the requirements of the Contract Disputes Act (CDA), 41 U.S.C. §§ 7101-7109 (2012),

formally demanding payment of a sum certain from the contractor and notifying the

contractor of its appeal rights:

As noted above, the CDA requires each claim to be the subject of a written

decision by the contracting officer. 41 U.S.C. § 7103(a)(3). The Court of

Appeals for the Federal Circuit has held that “a final decision by the

contracting officer on a claim . . . is a ‘jurisdictional prerequisite’ to further

legal action thereon.” Sharman Co. v. United States, 2 F.3d 1564, 1568 (Fed.

Cir. 1993), overruled on other grounds by Reflectone, Inc. v. Dalton, 60 F.3d

1572 (Fed. Cir. 1995) [en banc]; see also England v. Swanson Group, Inc., 353

F.3d 1375, 1379 (Fed. Cir. 2004). Here, the contracting officer has not issued

a final decision assessing excess reprocurement costs in a sum certain against

the contractor. All that has occurred is that the Government mentioned the

possibility of a future assessment of reprocurement costs of an undetermined

amount. Until the Government issues a final decision assessing excess

reprocurement costs, and [the contractor] appeals the final decision, we do not

possess jurisdiction to entertain the Government’s prospective claim.

Id. at 174,031; see Diamante Contractors, Inc. v. Department of the Interior, CBCA 2017,

11-1 BCA ¶ 34,679, at 170,821-22 (no jurisdiction over appeal of Government’s demand for

excess reprocurement costs without contracting officer’s decision assessing them). Because

there is no indication that the USFS contracting officer ever issued a decision to 1-A

Construction demanding payment of the costs that it now seeks to recover, followed by 1-A

Construction’s appeal of that decision, the Board has no jurisdiction to entertain the USFS’s

request that we award it those costs.

CBCA 2693

V.

39

1-A Construction’s Request for an Affirmative Monetary Recovery

For the very same reasons that we lack jurisdiction over the Government’s excess

reprocurement cost arguments, we have no jurisdiction to entertain 1-A Construction’s

compensation request for extra costs that it allegedly incurred during performance. When

1-A Construction filed this appeal, it challenged the contracting officer’s final decision

terminating 1-A Construction’s contract for default. Nevertheless, in its notice of appeal,

1-A Construction indicated that it was seeking $8533.96 in damages for extra work that it

allegedly performed under the contract, as well as “prompt payment of all future invoices.”

Yet, as of the filing of the notice of appeal, 1-A Construction had not submitted any claim

pursuant to the CDA seeking those damages.

Before the Board can exercise jurisdiction over a contractor’s request for monetary

damages, the contractor must have submitted a written claim to the contracting officer for

a decision. Shaw Environmental, Inc. v. Department of Homeland Security, CBCA 2177, et

al., 13 BCA ¶ 35,188, at 172,667 (2012) (citing 41 U.S.C. §§ 7103(a), 7105(e)(1)(A)). There

are three basic requirements for a valid CDA monetary claim: “(1) the contractor must

submit the demand in writing to the contracting officer, (2) the contractor must submit the

demand as a matter of right, and (3) the demand must include a sum certain.” H.L. Smith,

Inc. v. Dalton, 49 F.3d 1563, 1565 (Fed. Cir. 1995). “The CDA also requires that a claim

indicate to the contracting officer that the contractor is requesting a final decision,” although

this request need not be explicit. M. Maropakis Carpentry, Inc. v. United States, 609 F.3d

1323, 1327 (Fed. Cir. 2010). Because 1-A Construction had not submitted a written claim

before it filed its appeal to this Board seeking payment of the monies it seeks, we lack

jurisdiction to entertain 1-A Construction’s monetary demand. To the extent that we were

to provide 1-A Construction with any leniency because it is proceeding without an attorney,

it could have no effect upon this jurisdictional defect, as “the leniency afforded pro se

litigants with respect to mere formalities does not relieve them of jurisdictional

requirements.” Demes v. United States, 52 Fed. Cl. 365, 368 (2002) (citing Kelley v.

Secretary, United States Department of Labor, 812 F.2d 1378, 1380 (Fed. Cir. 1987)).12

12

Even if we were to view 1-A Construction’s monetary request as a request for

termination for convenience settlement costs that it could receive if the USFS’s default

termination were overturned, the mere conversion of the agency’s default termination to a

convenience termination would not automatically vest us with jurisdiction over 1-A

Construction’s request for such costs. Swanson Group, Inc., ASBCA 52109, 04-1 BCA

¶ 32,603, at 161,324-25. Before we could consider any request for termination settlement

costs, the contractor would still have to submit a termination settlement proposal to the

agency, after which time the proposal would have to ripen into a claim. James M. Ellett

CBCA 2693

40

1-A Construction might argue that we could assume jurisdiction over its monetary

request based upon a letter that it wrote to the USFS during this appeal. On September 23,

2013, 1-A Construction submitted a letter to four individuals – Secretary of Agriculture

Thomas Vilsack, the Deputy Secretary of Agriculture, the Chief of the USFS, and the

Associate Chief of the USFS – complaining about the “wrongful termination” of its contract

and demanding payment of $318,660.73.13 Although the original letter was uncertified, 1-A

Construction resubmitted it on October 28, 2013, with a certification signed by one of 1-A

Construction’s senior partners using the language that the CDA requires for claims in excess

of $100,000. See 41 U.S.C. § 7103(b)(1) (contractor must certify claim if it exceeds

$100,000). That letter does not provide us with jurisdiction over 1-A Construction’s

monetary demand, for three reasons:

First, jurisdiction is established at the time that a notice of appeal is filed. McAllen

Hospitals LP v. Department of Veterans Affairs, CBCA 2774, et al., 14-1 BCA ¶ 35,758, at

174,972. “[P]ost-filing events cannot create jurisdiction.” Id. (quoting Tyler House

Apartments, Ltd. v. United States, 38 Fed. Cl. 1, 17 (1997)). When 1-A Construction filed

its appeal of the contracting officer’s default termination decision, there was no pending

claim and no jurisdictional basis for seeking monetary relief before the Board. Any actions

that 1-A Construction took after filing its case cannot cure that jurisdictional defect.

Second, the letter that 1-A Construction sent does not constitute a valid CDA claim.

It is not directed to and did not seek a decision from the USFS contracting officer, and there

is no evidence in the record showing that it was submitted to the contracting officer. Instead,

the letter was submitted to the Secretary of Agriculture and three other high-level officials

within the Department of Agriculture. The contracting officer not only was omitted from the

addressees on the letter, but also was not one of the six individuals who were formally copied

on the letter. Because it is the contracting officer who must issue the decision on a claim, the

contractor is required to submit the written demand seeking a decision “to the contracting

officer,” H.L. Smith, 49 F.3d at 1565, and ask him to issue a decision. M. Maropakis

Carpentry, Inc. v. United States, 609 F.3d 1323, 1327-28 (Fed. Cir. 2010); see 41 U.S.C.

§ 7103(a). A letter demanding payment of a sum certain that is submitted only to individuals

other than the contracting officer, and does not indicate to the contracting officer that the

Construction Co. v. United States, 93 F.3d 1537, 1543-44 (Fed. Cir. 1996).

13

The record contains no adequate explanation of how 1-A Construction’s monetary

claim increased from $8533.96 in its notice of appeal to over $300,000 eighteen months later,

even though, while this appeal has been pending, 1-A Construction has not performed any

work under the terminated contract.

CBCA 2693

41

contractor is seeking his decision, does not meet the claim submission requirements of the

CDA.

Third, even if the October 23, 2013, letter could be viewed as a valid CDA claim, 1-A

Construction never filed an appeal of the contracting officer’s “deemed denial” of that claim,

precluding us from exercising jurisdiction over it.

For these reasons, we lack jurisdiction to entertain 1-A Construction’s monetary

demands.

Decision

For the foregoing reasons, we sustain the USFS’s termination of 1-A Construction’s

contract for default. Accordingly, we DENY IN PART 1-A Construction’s appeal. 1-A

Construction’s request for monetary damages and the USFS’s request for excess

reprocurement costs are not properly before us, and they are DISMISSED FOR LACK OF

JURISDICTION.

_____________________________

HAROLD D. LESTER, JR.

Board Judge

We concur:

____________________________

ALLAN H. GOODMAN

Board Judge

_____________________________

JEROME M. DRUMMOND

Board Judge

This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.

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DENIED IN PART; DISMISSED | Frix