Bruce A. Harwood

Common AMLP - ALERIAN MLP ETF — Int/Div — Buy (add'l)

Common AMLP - ALERIAN MLP ETF — Buy (add'l)

AQMIX - AQR MANAGED FUTURES STRATEGY I FUND — None — Buy (add'l)

AQMIX - AQR MANAGED FUTURES STRATEGY I FUND — Buy (add'l)

BGCIX - BLACKROCK GLOBAL L/S CREDIT I FUND — Int/Div — Buy (add'l)

BGCIX - BLACKROCK GLOBAL L/S CREDIT I FUND — Buy (add'l)

CMNIX - CALAMOS MARKET NEUTRAL INC 1 FUND — Int/Div — Buy (add'l)

CMNIX - CALAMOS MARKET NEUTRAL INC 1 FUND — Buy (add'l)

Common CVX - CHEVRON CORP — Int/Div

IQHX - 1Q ALPHA HEDGE STRAT INST FUND — None — Buy (add'l)

Common TIP - ISHARES BARCLAYS TIPS BD ED — Int/Div

EEM - ISHARES MSCI EMERGING MARKETS ETF — Int/Div

Common SCZ - ISHARES TR MSCI SMALL CAP — Int/Div

Common MERFX - MERGER FUND — Int/Div — Buy (add'l)

Common - STPZ - PIMCO 1-5 YEAR US TIPS INDEX FUND — Int/Div — Buy (add'l)

PALPX - PIMCO ALL ASSET P FUND — Int/Div

PCRPX - PIMCO COMMOD REAL RET STRATP FUND — Int/Div — Buy (add'l)

Common RWX - SPDR DJ WILSHIRE INTL REAL EST — Int/Div — Buy (add'l)

Common TFI - SPDR NUVEEN BBG BARCLAYS MUNB ETF - — Int/Div

Common SHM - SPDR NUVEEN BARCLAYS SHRT TERM — Int/Div

Common VEA - VANGUARD FTSE DEVELOPED MARKETS ETF — Int/Div — Buy (add'l)

Common VWO - VANGUARD FTSE EMERGING MARKETS E — Int/Div

Common VUG - VANGUARD GROWTH FTF — Int/Div

Common VNQ «- VANGUARD REIT ETF — Int/Div

Common BSV «- VANGUARD SHORT TERM BND — Int/Div — Buy (add'l)

Common VBK - VANGUARD SM CAP GROWTH ETF — Int/Div

Common VBR - VANGUARD SM VALUE ETF — Int/Div

Common BND - VANGUARD TOTAL BOND MARKET — Int/Div — Buy (add'l)

Common VTV « VANGUARD VALUE ETF INDEX — Int/Div

Morgan Stanley Bank N.A. Money Market Account (Bank Deposit Program) — Interest

CITIZENS BANK - deposit accounts — Interest

Common BENGUET CORP — None

Common ENERGIZER HOLDINGS INC (Custodian) — Int/Div

Common BOEING COMPANY (Custodian) — None

Trust #1 (H)

CITIZENS BANK - bank accunt — Interest — Sold (part)

Trust #3 (H)

CITIZENS BANK - bank account — Interest

NBT Bank f/k/a HAMPSHIRE FIRST BANK - bank account — Interest

Trust #4 (H)

NBT BANK f/k/a HAMPSHIRE FIRST BANK - bank account — Interest — Sold (part)

Trust #5 (H)

NBT Bank f/k/a HAMPSHIRE FIRST BANK - bank account — Interest — Sold (part)

Trust 6(H)

NBT BANK /k/a HAMPSHIRE FIRST BANK - bank account — Interest

Common PRINCIPAL FINANCIAL GROUP INC — Int/Div

Director, American Bankruptcy Institute

Trustee, Trust £1 (family member sole beneficiary)

Trustee, Trust #2 (family member sole beneficiary)

Trustee, Trust #3 (family member sole beneficiary)

Trustee, Trust #4 (family member sole beneficiary)

Trustee, Trust #5 (family member sole beneficiary)

Trustee, Trust #6 (family member sole beneficiary)

Reimbursement — American Bankruptcy Institute — April 20-23, 2017 — Washington, DC — Educational semimar and board of directors meeting — Transportation, Lodging, Meals

Reimbursement — American Bankruptcy d Institute — July 20-23, 2017 — Newport, RI — Educational semmar — Transportation, Lodging, Meals

Reimbursement — National Conference of Bankruptcy Judges — October 7-11, 2017 — Las Vegas, NV — Educational semimar and annual meeting — Transportaion, Lodging

Reimbursement — American Bankruptcy Institute — November 30 - December 3.2017 — Palm Springs, CA — Educational semmar and board of directors meeting — Transportation, Lodging, Meals

Part VII, Line 12: The ticker symbol for EEM - ISHARES MSCI EMERGING MARKETS ETF was listed incorrectly as "EEN" on Part VII, Line 20 of my 2016

report as "EEN." It is the sume fund.