Thomas Selby Ellis 3

Sensor — None

Wachovia Bank Accts — Interest

IRA#)

Cambiar Opp Fd — Int/Div — Buy (add'l)

Cambiar Opp Fd — Int/Div — Sold (part)

Goldman Sachs Tr Finl Sq Mmkt — Int/Div — Sold (part)

Goldman Sachs Tr Finl Sq Mmke — Int/Div — Buy (add'l)

Goldman Sachs Tr Finl Sq Mmkt — Int/Div — Sold (part)

Goldman Sachs Tr Finl Sq Mmkt — Int/Div — Buy (add'l)

Goldman Sachs Tr Finl Sq Mmkt — Int/Div — Sold (part)

Goldman Sachs Tr Finl Sq Mmkt — Int/Div — Sold (part)

Goldman Sachs Tr Finl Sq Mmke — Int/Div — Sold (part)

Hotchkiss & Wiley Mid Cap Value — Int/Div — Buy (add'l)

Hotchkiss & Wiley Mid Cap Value — Int/Div — Sold (part)

Legg Mason Value Trust — Int/Div — Sold (part)

Legg Mason Value Trust — Int/Div — Sold (part)

DWS Dreman Sm Cap Value CLS — Int/Div — Sold (part)

DWS Dreman Sm Cap Value CLS — Int/Div — Sold (part)

Artio Int'l Equity Fd CL — Int/Div — Sold (part)

Artio Intl Equity Fd CL — Int/Div — Sold (part)

Security EQ Fd Mid Cap Value Ser CLA — Int/Div — Sold (part)

T Rowe Price Mid Cap Growth Fd — Int/Div — Sold (part)

T Rowe Price Mid Cap Growth Fd — Int/Div — Sold (part)

Touchstone Large Cap Growth Fd CL — Int/Div — Buy (add'l)

Touchstone Large Cap Growth Fd CL — Int/Div — Sold (part)

Wells Fargo Fds Tr Small Cap Growth Fd Admin CL — Int/Div — Sold (part)

Delaware Grp Advisor Fds Inc US Growth Port Inst CL — Int/Div — Sold (part)

Delaware Grp Advisor Fds Inc US Growth Port Instl CL — Int/Div — Sold (part)

John Hancock Classic Value Fd CL — Int/Div — Buy (add'l)

John Hancock Classic Value Fd CL — Int/Div — Buy (add'l)

John Hancock Classic Value Fd CL — Int/Div — Sold (part)

Harbor Int'l Inst] CL — Int/Div — Sold (part)

Harbor Int'l Inst] CL — Int/Div — Sold (part)

Oppenheimer Dev Mkts CL Y — Int/Div — Sold (part)

Morgan Stanley Inst] Fd Tr Mid Cap Growth Port] — Int/Div — Sold (part)

Morgan Stanley Instl Fd Tr Mid Cap Growth Port 1 — Int/Div — Sold (part)

Pimco Fds PAC Int Mgmt Ser Comm Real Ret Strdt Fd Inst! CL — Int/Div — Buy (add'l)

Pimco Fds PAC Int Mgmt Ser Comm Real Ret Strdt Fd Inst] CL — Int/Div — Sold (part)

AIM Global Rea Est FACL Y — Int/Div — Sold (part)

Blair William FDS Intl Growth Fd CL — Int/Div — Sold (part)

Blair William FDS Intl Growth Fd CL — Int/Div — Sold (part)

Dreyfus Appreciation FD Inc — Int/Div — Sold (part)

Dreyfus Appreciation FD Inc — Int/Div — Sold (part)

Dreyfus Appreciation FD Inc — Int/Div — Sold (part)

RS Invt TR Emerging Mkts FD CL Y — Int/Div — Buy (add'l)

RS Invt TR Emerging Mkts FD CL Y — Int/Div — Sold (part)

Sentinel Mut. Fds Small Co CL — Int/Div — Sold (part)

Managers AMG Fds Timessquare Mid Cap Grwith Fd — Int/Div — Buy

Keeley Fds Sm Cap Value Fd — Int/Div — Buy

IRA #2

GS Fil Sq Mmkt Inst] — Int/Div — Sold (part)

GS Finl Sq Mmkt Inst] — Int/Div — Buy (add'l)

GS Fil Sq Mmkt Inst] — Int/Div — Sold (part)

GS Finl Sq Mmkt Inst] — Int/Div — Sold (part)

GS Finl Sq Mmkt Inst — Int/Div — Sold (part)

Touchstone Large Cap Grwth Fd CL — Int/Div — Sold (part)

Managers Times Sq M/C GRW-PR — Int/Div — Sold (part)

John Hancock Classic Value FA CL — Int/Div — Buy (add'l)

Harbor Int] Inst'l CL — Int/Div — Sold (part)

Hotchkiss & Wiley Fds Mid Cap Value Fd CL — Int/Div

Legg Mason Value Tr lnc Nav Value Trust — Int/Div

Security Equity Fd Mid Cap Value Ser CLA — Int/Div

Wells Fargo FDS TR Small Cap Growth Fd Adm — Int/Div

AIM Global Real Estate FD CL Y — Int/Div

Blair Williams Fds Intl Growth Fd CL — Int/Div — Sold (part)

Park Ave Portfolio RS Emerging Mkts Fd CLA — Int/Div — Buy (add'l)

Artio Global Invt Fds Int'l Equaty Fd 11 CL — Int/Div — Sold (part)

PIMCO Fds PAC Invt Mgmt Ser-Comm — Int/Div — Buy (add'l)

PIMCO Fds PAC Invt Mgmt Ser-Comm — Int/Div — Buy (add'l)

Brandywine Blue Fd Inc — Int/Div — Sold (part)

Dreyfus Appreciation Fd Inc — Int/Div — Sold (part)

DWS Value Ser Inc Small Cap Value Fd CL Ss — Int/Div — Buy (add'l)

DWS Value Ser Inc Small Cap Value Fd CL S — Int/Div — Sold (part)

Morgan Stanley Inst] Fd Trust Mid Cap Grwth Port CL — Int/Div — Sold (part)

Oppenheimer Dev Mkts CL Y — Int/Div — Buy (add'l)

Sentinel Mut Fds Small Co CL 1 — Int/Div — Buy (add'l)

Wells Fargo Fds TR Emerging Grwth Fd — Int/Div — Buy

Wells Fargo Fds TR Emerging Grwth Fd — Int/Div — Sold (part)

Keeley Fds Sm Cap Value Fd — Int/Div — Buy

Mainstay Large Cap Grwth Fd — Int/Div — Buy

Cambiar Opp Fd — Int/Div — Buy

Cambiar Opp Fd — Int/Div — Sold (part)

Spouse's income — 2011 — County of Albemarle - salary