Suzanne H. Bauknight

LPL Financial Tradl IRA (H)

Cash - Goldman Sachs — Interest

PIMCO Income Cl A — Int/Div — Buy (add'l)

PIMCO Income Cl A — Sold (part)

American Funds American Balanced CI F1 — Int/Div — Sold (part)

Capital Income Builder C1 Fi — Int/Div — Buy (add'l)

nvesco Interm Mun Income — Int/Div — Buy (add'l)

Invesco Equally Weighted S&P 500 C1 A — Int/Div — Sold (part)

Invesco Equally Weighted S&P 500 C1 A — Sold (part)

Ishares Russell Mid Cap Growth ETF — Int/Div — Sold (part)

Lord Abbett Short Duration Income C1 A — Int/Div — Buy (add'l)

Oppenheimer Intl Growth Cl A — Int/Div — Buy (add'l)

Oppenheimer Developing Markets Cl A — Int/Div — Sold (part)

Powershares QQQ ETF — Int/Div — Sold (part)

Powershares QQQ ETF — Sold (part)

Prudential Global Real Estate C1 A — Int/Div — Sold

Prudential Jennison MLP C1 A — Int/Div — Buy (add'l)

Prudential Jennison MLP C1 A — Sold

Ridgeworth SEIX Floating Rate High Income C1 A (renamed Virtus SEIX) — Int/Div — Buy (add'l)

Ridgeworth SEIX Floating Rate High Income C1 A (renamed Virtus SEIX) — Sold

Wisdomtree Mid Cap Divident 1511 — Int/Div — Sold (part)

Pimco All Asset All Authority C1 A — Int/Div — Buy (add'l)

Invesco Int'l Growth C1 A — Int/Div — Buy

Powershares 1-30 Laddered Treasury ETF — Int/Div — Buy

Ishares Core S&P Small Cap ETF — Int/Div — Buy

Sierra Strategic Income CL — Int/Div — Buy

Sierra Core Retirement Income Cl A — Int/Div — Buy

Global X MLP & Energy Infrastructure — None — Buy

LPL Financial ROTH IRA 22 (H)

Cash - Goldman Sachs — Interest

Ishares Core S&P Total US Stock Market ETF — Int/Div

Blackrock Strategic Income Opptys lavestors Cl A — Int/Div

Pimco All Asset All Authority C1 A — Int/Div

Holston Methodist Fed'l CU (Cash Accounts) — Interest

529 College: Rhode Island Hi Ed SVG CBF Age Aggressive Growth — Int/Div

LPL Financial ROTH IRA 21(H)

Cash - Goldman Sachs — Interest

Oppenheimer Developimg Markets Cl A — Int/Div — Sold (part)

PIMCO Income C1 A — Int/Div — Buy (add'l)

Prudential Global Real Estate C1 A — Int/Div — Sold

Ishares Russell Mid Cap Growth ETF — Int/Div

Invesco Interm Term Mun Income C1 A — Int/Div — Buy (add'l)

Lord Abbett Short Duration Income C1 A — Int/Div — Buy (add'l)

Oppenheimer Int'l Growth C1 A — Int/Div — Sold (part)

Prudential Invt 18 Jennison MLP C1 A — Int/Div — Buy (add'l)

Prudential Invt 18 Jennison MLP C1 A — Sold

Pimco All Asset All Authority C1 A — Int/Div — Buy (add'l)

Ridgeworth SEIX Floating Rate High Income C1 A (renamed Virtus SEIX) — Int/Div — Buy (add'l)

Ridgeworth SEIX Floating Rate High Income C1 A (renamed Virtus SEIX) — Sold

Powershares QQQ ETF — Int/Div — Sold (part)

Wisdomtree Mid Cap Divident 1511 — Int/Div

Invesco Equally Weighted S&P 500 C1 A — Int/Div — Sold (part)

American Funds Amencan Balanced Cl A — Int/Div — Buy (add'l)

Capital Income Builder Cl FI — Int/Div — Sold (part)

Invesco Int'l Growth C1 A — Int/Div — Buy

Powershares 1-30 Laddered Treasury ETF — Int/Div — Buy

Ishares Core S&P Small Cap — Int/Div — Buy

Sierra Core Retirement C1 A — Int/Div — Buy

Sierma Strategic Income C1 A — Int/Div — Buy

Global X MLP & Energy Infrastructure — None — Buy

LPL Fmancial (Cash Account) — Interest

Employee (adjunct professor), University of Tennessee College of Law, Knoxville, TN

Chur, Admimstrative Board, Powell United Methodist Church, Powell, TN

Chair, Next Generation Committee, National Conference of Bankruptcy Judges

Liability — Bard College at Simon's Rock — Tuition, Room & Board

Reimbursement — Tennessee Bar Association — 42817-43017 — Gatlinburg, TN — seminar faculty — lodging, meals, trunsportation

Reimbursement — National Conference of Bankruptcy Judges — ISNT -316/17 — Charleston, SC — professional assocution meeting — lodgmg

Reimbursement — Mud-South Commercial Law Institute — 1172917 - 12/1117 — Nashville, TN — sermnar faculty — lodgmg, meals, tuition

Income — 1112017 — University of Tennessee College of Law - teaching — $3,300.00

Spouse's income — 2017 — Powell Umited Methodist Church