John Joseph Tharp jr

AT&T (common stock) — Int/Div

Chemours (X) — Int/Div — Donated

Dow DuPont {common stock) — Int/Div

General Electric (common stock) — Int/Div

1BM (common stock) — Int/Div — Sold (part)

JP Morgan Chase Bank Accounts — Interest

Mermill Lynch Bank Deposit Program — Interest

Northwestern Mutual Insurance Policies {Whole Life) — Int/Div

Phizer (common stock) — Int/Div

United Pacific Life Ins. (Universal Life: no control) (nka Genworth) — Int/Div

US. Savings Bonds — None

Vanguard Dividend Growth Fund — Int/Div

Vanguard Energy Fund — Int/Div

Vanguard Federal Money Market Fund (X) — Int./y

Vanguard Information Tech ETF — Int/Div

Vanguard Mid-Cap ETF — Int/Div

Vanguard Tax Exempt Money Market Fund (xX) — Int/Div

Vanguard Long-Term Tax Exempt Bond Fund — Int/Div

Vanguard S&P 500 Index Fund — Int/Div

IRA #1 (H)

Vanguard Total International Stock Index Fund — Int/Div

Vanguard Total Stock Market Index Fund — Int/Div

Vanguard Total Bond Market Index Fund — Int/Div

IRA #2 (H)

Vanguard Total International Stock Index Fund — Int/Div

Vanguard Total Stock Market Index Fund — Int/Div

Vanguard Total Bond Market Index Fund — Int/Div

IRA 43 (H)

Fidelity Magellan Fund — Int/Div

IRA #3 (H)

Vanguard 500 Index Fund — Int/Div

IRA ES (H)

CIVIX - MFO Causeway Cap Mgmt Tr Intl Value FD Inst C1 — Int/Div — Buy (add'l)

DFCEX - MFO DFA Invt. Dimensions Group Inc Emerging Mkts — Int/Div — Buy (add'l)

DFEVX - MFO DFA Emerging Markets Value — Int/Div — Buy (add'l)

DFITX - MFO DFA Invt Dimensions Group Ine Intl Real Estate — Int/Div

DFREX - MFO DFA Invt Dimensions Group Inc. Real Estate — Int/Div

GUNR - MFC Flexshares TR Momingstar Global Upstream NRIF — Int/Div

HLMIX - MFO Harding Loevner FDS Inc. Intl Equity Portfolio — Int/Div — Buy (add'l)

NMFIX MFB Northern Multimanager — Int/Div

NOMIX - MFB Northern Mid Cap Index Fund — Int/Div

NORXX - MFB Northern Funds Money Market Fund (Y)

NOSIX - MFB Northern Funds Stock Index Fund — Int/Div

NSIDX - MFB Northern Funds Small Cap Index Fund — Int/Div

PHIYX - MFO Pimco Funds Pac lnvt Mgmt Ser HY Inst] CL — Int/Div — Sold

TDTF - MFC Flexshares Tr IBOXX 5 Yr Tet Duration TIPS Indx — Int/Div — Sold

QDF MFC Flexshares Trust Quality — Int/Div

NHFIX MFB Northen High Yield Fixed Income — Int/Div — Buy

BHYIX Black Rock Federal High Yield Bond — Int/Div — Buy

NOGXX Northern US Govt Money Market — Int./hv

IRA #6 (H)

Fidelity Blue Chip Growth — Int/Div

Fidelity Independence — Int/Div

IRAZT(H)

Fidelity Independence — Int/Div

Trust #1 (H)

Trust #2 (H)

Allstate (common) — Int/Div

American Electric Power (common) — Int/Div

Anadarko Petroleum (common) — Int/Div

AT&T (common) — Int/Div

Blackrock Global Allocation € — Int/Div

BP Amoco (ADR) — Int/Div

Chemours — Int/Div

Conoco Phillips (common) — Int/Div

DowDuPont (common) — Int/Div

Duke Energy (common) — Int/Div

Exxon (common) — Int/Div

Fortune Brands Home & Security (common) — Int/Div

Hershey (common) — Int/Div

ISHARES Russell Mid Cap Er — Int/Div

ISHARES S&P Growth ETF (IVW) — Int/Div

Ivy Asset Strategy — Int/Div

JP Morgan Chase Cash Accounts — Int/Div

JP Morgan Tr US Small Co. C1 C — Int/Div

JP Morgan Tr Il Large Cap Growth (formerly JP Morgan Dynamic Growth) — Int/Div

Lincoln National Group (common) — Int/Div

Merck (common) — Int/Div

Monsanto (common) — Int/Div

Pfizer (common) — Int/Div

Phillips 66 (common) — Int/Div

Sterling Cap FDS Mid Value FD {OVECX) — Int/Div

Walgreen's Boots Alliance (common) — Int/Div

Enbndge Inc. (common) (formerly Spectra Energy) — Int/Div

Trust #3 (H)

3M (common) — Int/Div

Allstate (common) — Int/Div

Bank of America (common) — Int/Div

DowDuPont (common) (formerly Dow Chemical) — Int/Div

Exelon (common) — Int/Div

Exxon (common) — Int/Div

IBM (common) — Int/Div

JP Morgan Chase (common) — Int/Div

JP Morgan Chase Cash Account — Int/Div

Lincoln National Corp. (common) — Int/Div

Pfizer (common) — Int/Div

Sherwm Williams (common) — Int/Div

Trust #4 (H)

3M (common) — Int/Div

Exxon Mobil (common) — Int/Div

McDonald's (common) — Int/Div

JP Morgan Chase Cash Account — Int/Div

Trust #5 (H)

JP Morgan Chase Cash Account — Interest

25% of Moles Family Partnership (H)

NOTEX-Northern Funds Tax Exept Fund — Int/Div

NSIDX-Nosthern Funds Sall Cap Index Fund — Int/Div

NOSIX-Northern Funds Stock Index Fund — Int/Div

NOMIX-Northern Mid Cap Index Fund — Int/Div

TDTF-Flexshares TR IBOXX § yr Tgt TIPS Index Fd — Int/Div

DVY-IShares Tr Dow Jones Select Divid Index Fd — Int/Div

GUNR-Flexshares TR Morningstar Global Upstream Nat Resldx — Int/Div

DFCEX-Invt Dimensions Group Emerging Mkts Core Eq Prt — Int/Div

DFITX-Invt Dimensions Group Int'l Real Estate Secs Ptf — Int/Div

HLMIX-Harding Loevner Funds Inc Int] Equity Prt — Int/Div

CIVIX-Causeway Cap Mgmt Tr Int'l Value Fd — Int/Div

DFREX-Invt Dimensions Group Real Estate Secs Prt — Int/Div

DFEVX-Emerging Markets Value Fd — Int/Div

NMFIX MFB Northern Multi-Manager — Int/Div

MFR Northern Fds Cash Accounts — Int/Div

BHYIX Blackrock Fed High Yield Bond Portfolio — Int/Div

QDF MFC Flexshares Trust Quality Div — Int/Div

MFB Northern US Govt Money Mkt Fund (Cash Account) — Int/Div

Trust #6 (H)

Farm land, Christian County, Illinois — istmbution

JP Morgan Chase Cash Account — Distribution

Trust #7 (H)

IShares Russell MidCap Index Fund (IWR) — Int/Div — Sold (part)

IShares Russell MidCap Index Fund (IWR) — Sold

IShares MSC EAFE Index Fund (EFA) — Int/Div — Buy (add'l)

IShares MSC EAFE Index Fund (EFA) — Buy (add'l)

JPM Tax Free Bond Fd #1374, NKA JPM Interim Tax Free Bond Fd — Int/Div — Buy (add'l)

Condominium Unit {real estate), Sarasota County, Florida — Rent

Hart. Cap. Appr. Fd (ITHIX), NKA Hart Cap. Appr .-F (HCAFX) — Int/Div

JPM Cap Core Plus (JLPSX) NKA JPM L/ Cap Core -R6 (JLPYX) — Int/Div

Neuberger Berman Multi Cap Opportunities Fd (NMULX) — Int/Div

Spdr S&P S00 ETF Trust (SPY) — Int/Div — Buy (add'l)

MFS Intl Value Fd-1 (MINIX) NKA MFS Intl Value -R6 (MINJX) — Int/Div

Capital Private Client SVCS Cap Non-US Equities (CNUSX) — Int/Div

JPM Glbl R/E Fund (JEITX) NKA JPM Global RE Fd JEIYX) — Int/Div

JP Morgan Tax Free Inst! Sweep Fund (HR40) — Interest

Met West T/R CL I (MWTIX) NKA Met West T/R BD-PLN — Int/Div

Brown Adv Japan Alpha (BAFJX) — Int/Div — Sold

John Hancock Str Inc 1 (JIPIX) NKA JH 11 Str, Inc, Op R6 — Int/Div

AMG Mgr Pictet Intl (APCTX) NKA AMG Mgr Pic Intl (APCZX) — Int/Div

Ishares Inc MSCI Japan New (EWI) — Int/Div — Buy (add'l)

Ishares Inc MSCI Japan New (EWI) — Sold (part)

Vanguard Intm Trm Inc G Adm (VFIDX) — Int/Div — Sold

NB Hi In B INS (NHLIX) NKA NB High Ine Boad R6 (NRHIX) — Int/Div — Sold (part)

iShares JP Morgan EM Bond Fund (EMB) — Int/Div — Sold (part)

JP Morgan Cash Account — Interest

Dodge & Cox Income Fd (DODIX) — Int/Div — Buy

Ishares Core MSC1 EAFE ETF (1IEFA) — Int/Div — Buy

Ishares Core MSC1 EAFE ETF (1IEFA) — Buy (add'l)

Ishares Core MSC1 EAFE ETF (1IEFA) — Buy (add'l)

Trust #8 (H)

JPMORGAN CASH ACCOUNT — Interest

SPDR SOO ETF TR (SPY) — Int/Div — Buy (add'l)

ISHARES TR RUSSEL MIDCAP INDEX FUND (IWR) — Int/Div — Sold (part)

ISHARES TR RUSSEL MIDCAP INDEX FUND (IWR) — Sold

JPM TX FREE (FUND 1374) NKA JPM Interim T/F R6(JITZX) — Int/Div

MFS Intl Val Fd (MINIX) KNA MFS Intl Val Fd R6 (MINJX) — Int/Div

PRIMECAP ODYSSEY FUNDS ODYSSEY STK FD (POSKX) — Int/Div

Hartf Cap. Appr. (TTHX) KNA Har Cap.Appr. F (HCAFX) — Int/Div

NB EQUITY --FDS MULCAP OPP INS FUND (NMULX) — Int/Div

ISHARES MSCI EAFE INDX FD (EFA) — Int/Div — Buy (add'l)

JPM Glob R/E Idx Fd (JEITX) NKA JPM Glob R/E R6(JEIYX) — Int/Div

Doubleline Total Ret Bond-1 (DBLTX) — Int/Div — Buy (add'l)

JH 11 Str Inc-1 (JIPEX) NKA JH 11 Str Inc Opp R6 — Int/Div

AMG Mgr Piclntl (ACPTX) NKA AMG Mgr Pic Int Z (APCZX) — Int/Div

Dodge & Cox Intl Stock Fd (DODFX) — Int/Div

iShares Inc MSCI Japan New (EW) — Int/Div — Sold (part)

Vanguard Intm Trm Inv G Adm (VFIDX) — Int/Div — Sold

NB Hi In B-Ins (NHILX} NKA NB Hi Inc. Bond R6 (NRHIX) — Int/Div — Sold (part)

iShares JP Morgan EM Bond Fund (EMB) — Int/Div — Sold (part)

Ishares Core MSCI EAFE ETF (1EFA) — Int/Div — Buy

Dodge & Cox Income Fd (DODIX) — Int/Div — Buy

JPM Shri-Int Muni Bad - (JIMIX) — Int/Div — Buy

Co-Trustee, Trust £1 (family trust; no reportable assets because did not create the trust and have no beneficial interest in the trust)

Liability — United Pacific Life — Loan #1

Liability — United Pacific Lite — Loan #2

Liability — JP Morgan Chase — Credit Card

Spouse's income — 2017 — Janus & Associates, salary

Additional Information Concerning Part VII, Investments and Trusts:

PN is the sole beneficiary of Trusts #2-#5 and has a 25% beneficial interest in Trusts #6 through #8. | have reported only the value of JENS

beneficial interest in these trusts,

Line 3: Dow Chemical merged with DuPont on 8/31/17 to form DowDuPont.

Line 42: Cash was transferred from NORXX MFB Northern Money Market Fund to NOGXX Northern US Gove. Money Market Fund. Value is reported on Line

50.

Line 56: Trust #1 has no reportable assets. | did not create the Trust and am not a beneficiary.

Line 65: Dow Chemical merged with DuPont on 8/31/17 to form DowDuPont, Dow and DuPont were previously reported assets of this Trust (#2); combined

income and value is reported on Line 65.

Line 75: JP Morgan Tr | Dynamic Growth merged into JP Morgan Tr 11 Large Cap Growth,

Line 83: Enbridge Inc. acquired Spectra Energy on 2/27/17,

Line 88: Dow Chemical merged with DuPont on 8/31/17 to form DowDuPont.

Line 132: JP Morgan Tax Free Bond Fund #1374) was converted to shares of JP Morgan Interim Tax Bree Bond Fund R6.

Line 133: Reported figure is gross rental income.

Lines 134 and 165: Hartford Capital Appreciation (THIX) was converted to Hartford Mut Fds Inc. Cap Appreciation -F (HCAFX).

Line 135: JP Morgan Cap Core plus (JILPSX) was converted to shares of JP Morgan US L/C Core PL - R6 (JLPY X).

Lines 138 and 163: MFS Intl Value Fund (MINIX) was converted to shares of MFS Intl Value - R6 (MINJX).

Lines 140 and 168: JP Morgan Global Res Enh Index Fund (JEITX) was converted to JP Morgan Global Res Enh Index (JEIYX).

Line 142: Metropolitan West funds (MWTIX) was converted to Metropolitan West T/R BD-PLN.

Lines 144 and 170: John Hancock Strategic Income Fund (JIPIX) was converted to shares of JH 11 Strategic Inc Opportunity R6.

Lines 145 and 171: AMG Managers Pictet Int'l (APCTX) was converted to shares of AMG Managers Pictet Intl (APCZX).

Line 149 and 175: Neuberger Berman High Income B INS (NHLIX) was converted to shares of NB High Income Bond - R6 (NRHIX).