Thomas Poole Griesa

Citibank (Checking Account) — Interest

AT&T(T) — Int/Div

Alcatel-Lucent (ALU) — None — Sold

Ameren (AEE) — Int/Div

Comcast (CMCSA) — Int/Div

Exelon (EXC) — Int/Div

Great Plains Energy (GXP) — Int/Div

Southern Co. (SO) — Int/Div

Western Asset NY Municipals — Int/Div — Sold

IRA for T.P. Griesa: Bond Fund of America — Interest

NEW YORK NY SUBSER I-1 (CUSIP H64966G-54-5) — Interest

NEW YORK NY SUBSER H-1 (CUSIP H64966H-GW 4) — Interest

NEW YORK ST DORM AUTH ST PERS INCOME (CUSIP 649902.LM-3) — Interest

NEW YORK STTWY AUTH GEN REV SER H FSA-CR (CUSIP 650009-WE-9) — Interest

NEW YORK NY CITY MUN WTR FIN AUTH WTR (CUSIP 64972F-XL-5) — Interest

NEW YORK NY CITY TRANSITIONAL FIN (CUSIP 6497 1Q-CU-5) — Interest

NEW YORK ST TWY AUTH ST PERS INCOME TAX (CUSIP 650028-LC-5) — Interest

Citibank Bank Deposit Program — Interest

NEW YORK NY SUBSER D-1-AMBAC TOCRS-BNY (CUSIP 64966G-7X-3) — Interest

INVESTORS QUALITY TAX EXEMPT TR (CUSIP 461 T2E-42.T) — Int/Div

NEW YORK NY ETC FDG-SER B (64966HD3 1) — Interest

NEW YORK NY PREREFUNDED-SER D (649661 136) — Interest

NEW YORK NY ETC PREREFUNDED 2016 (64966MDX4) — Interest

NEW YORK NY UNREFUNDED (649661 144) — Interest

NEW YORK ST URBAN DEV CORP REV (65003153A4) — Interest

NEW YORK ST ENVIRONMENTAL FACS (649R5YG VE) — Interest

NEW YORK ST URBAN DEV CORP REV RFDG-ST (650035D88) — Interest

METROPOLITAN TRANSN AUTH N'Y REV (59259Y0QX0) — Interest

NEW YORK ST ENVIRONMENTAL FACS (64985YHMS) — Interest

NEW YORK ST URBAN DEV CORP REV (6500353K2) — Interest

NEW YORK ST TWY AUTH ST PERS INCOME TAX (650028T7CT) — Interest

NEW YORK NY ETC UNREFUNDED (64966MAJS) — Interest

FT UNIT 5045 MUN INCOME SELECT CLOSED SER 63 (30284W 150) — Int/Div — Matured

FT UNIT 5314 EUROPEAN DEEP VALUE (30285V 799) — Int/Div — Matured

FT UNIT 5448 INT RATE HEDGE PORT (30286E788) — Int/Div

FT UNIT 5641 US REV PORTFOLIO SER 4 SEMI (30287C260) — Int/Div

1 UNIT 5727 INTL CAP STRENGTH PORT (30287N266) — Int/Div

FT UNIT 6249 MUN INCOME SELECT CLOSED (303001230) — Int/Div

PUTNAM U.S. GOVERNMENT INCOME (PGSIX) — Int/Div — Buy

Asset Trust 21 (H)

AT&T Ine — Int/Div — Sold (part)

WPX Energy Inc — None

CSX Corp. — Int/Div

Comcast Corp. — Int/Div

Franklin Resources Inc — Int/Div

Glatfelter P H Co. — Int/Div

Great Plains Energy Inc — Int/Div

Hershey Co — Int/Div

Host Hotels & Resorts Inc — Int/Div

Kansas City Southern Inds — Int/Div

Kellogg Co — Int/Div

Kimberly Clark Corp. — Int/Div

Monsanto Co. — Int/Div

Neenah Paper Inc — Int/Div

News Corp. Class A — Int/Div

Principal Financial Group Inc — Int/Div

Starwood Hotels & Resorts — Int/Div — with line 88)

Time Wamer Inc — Int/Div

Time Wamer Cable — Int/Div — with line 86)

US Bancorp — Int/Div

Union Pacific Corp. — Int/Div — Sold (part)

Williams Cos Inc — Int/Div

WEC Energy Group Inc — Int/Div

Franklin Real Estate Securities — Int/Div — Sold (part)

Vanguard Information Technology ETF — Int/Div

Twenty-First Century Fox Inc — Int/Div

Time Inc — Int/Div

Halyard Health Inc — None

Centerpomt Energy Inc — Int/Div

Microsoft Corp. — Int/Div

Mondelez Int! Inc — Int/Div

Hewlett Packard — Int/Div — Sold

Intel Corp. — Int/Div

Amencan Funds EuroPacific Growth Fund — Int/Div

Templeton Developing Markets Fund — Int/Div

Columbia Marsico Fund — None — Sold

Oppenheimer Developing Markets Fund — Int/Div

Verizon Communications Inc — Int/Div

Thornburg Intemational Value Fund — Int/Div

JP Morgan Chase & Co — Int/Div

Kraft Heinz Co — Int/Div

Johnson & Johnson — Int/Div

US Treasury Inflation Index Notes — Interest

SPDR Gold Trust — None

Pepco Holdings Inc — None — Sold

Charter Communications Inc. (spimoff from Line 58) — None

ILG Inc — Int/Div

Marriott Intl Inc. (spinoff from Line 56) — Int/Div

The items listed on Lines 21-31, 33-37, 85 and 87 m Part VII of this report were acquired prior to the current reporting period and were madvertently omitted from

Previous reports,

The items listed on Lines 10-14, 16, 21, 24, 31, 37, and 93 in Part VII of the amended 2015 report were disposed of prior to the current reporting period, and the

transactions were inadvertently omitted from previous reports.