Jane A. Restani

Invesco Mid Cap — Int/Div

MFS - Core Equity — Int/Div

Pimco Total Retum — Int/Div

Lord Abbet Tax Free — Interest

Stonington Gen Ob. Bond — Interest

Wells Fargo (Evergreen) Asst. All — Int/Div

CT STHLTH EDL Bonds — Interest

U.S. Savings Bonds — Interest — Sold (part)

Blackrock-National Municipal — Interest

Nuveen Muni Funds — Int/Div

First County Bank Stamford Cash Accounts — Int/Div

Hudson Savings and Checking Accounts — Interest

U.S. Treasury (Legacy) — Interest

Frunklin Tax Free CT — Interest

CT Stute Bonds — Interest — Sold (part)

Vanguard Windsor Il — Int/Div

CT ST Sp. Tax Bond — Interest — Sold

Invesco Van Kampen Com — Int/Div

Invesco Muni Bond Fund (AIM) — Int/Div

MFS Total Return Fund — Int/Div

Putnam Geo Put Fund — Int/Div

Putnam Mum Inc. Fund — Int/Div

AllianceBemestem Gr. & Inc. Fund — Int/Div

MFS Mum Ltd Fund — Int/Div

Willington CT Bond — Interest

Morgan Stanley (Cash) — Int/Div

Ashford CT Bond — Interest

IShares MSC EAFE Index — Int/Div

Shares TR Russell MidCap Index — Int/Div

IShares Russ! 1000 Value Index — Int/Div

IShares Russell 1000 Growth Index — Int/Div

IShares Russell 2000 Index — Int/Div

Connecticut SPL Oblig Tax Bds — Interest

Invesco Charter Fund (AIM) — Int/Div

Stratford Conn — Interest — Matured

Blackrock Muniholdings Insured — Interest

Metropolitan Transport Auth — Interest — Sold (part)

Dormitory Auth City Uny — Interest

AllianceBerstemn Large Cap (Exchange Reserve Fund) — Interest

New York City Transistion Auth — Interest

Prime Fund Cap Reserves Class - Cash Account — Interest

Morgan Stanley AAS Tax Free Trust Money Fund — Interest

Wells Fargo — Int/Div — Sold

Invesco Equally Weighted S&P 500 Fund — Int/Div

University of Connecticut Bond Maturity 1/15/13 — Interest

Invesco Diversified Dividend Fund — Int/Div

Alliance Bernstem Growth Fund — Int/Div

Baron Growth Fund — Int/Div

Blackrock Equity Dividend Fund — Int/Div

Rovce Premier Fund Inv Class — Int/Div

Wells Fargo Advantage Emerging Mkts — Int/Div

Henderson International Opportunities Fd — Int/Div

Mamstay Large Cap Growth Fund — Int/Div

PIMCO Foreign Bond (Unhedged) Fund — Int/Div

Citibank. N.A. (cash) — Interest — Buy

Vice Chair, Adirondack Mountain Club

Reimbursement — John Marshall Law School — November 15 - November 16, 2012 — Chicago, lhinois — Dominic DiCarlo USCIT Lecture — Transportation, meals, and lodging

Spouse's income — 2012 — CITY UNIVERSITY OF NEW YORK - Salary

Part VII

Line #1 - Although 2011 indicated sold, this security was only partially sold. Additionally, the name of the fund has changed (from Invesco Capital Dev, Fund).

Line #4 - Lord Abbett Tax Free increased in value to the next level of valuation due to close proximity to next range in the prior year and the related unrealized

gain during 2012. There were no additional purchases of these mvestments in 2012.

Line #18 - Although 2011 indicated sold, this security was only partially sold. Additionally, the name of the fund has changed (from Invesco Van Kampen Com).

Line #26 - Name change from Smith Bamey Money Market Fund/Western Asset Connecticut. Additionally, 4 portion of the previous year's cash balance is now

imveseted in another money market fund which was established in 2011 (see line 442)

Line #29 - IShares TR Russell MidCap Index increased in value to the next level of valuation due to close proximity to next range in the prior year and the related

unreilized gain during 2012. There were no additional purchases of these investments in 2012.

Line #s 65 and 66 (On 2011 Report) - Connecticut State Bonds and Connecticut State Health Bonds have been reported gross (mult. positions) over the past several

years. Both purchase and sale transactions occurred in 2011. Therefore, the lines showing the additional buys have been removed from 2011 and added to lines