Robert Michael Dow jr

What was filed

185
investments
1
positions
1
gifts
0
agreements
1
debts
5
reimbursements
0
income
1
spouse income

Named parties

Arthur J. Schimatt Foundation
Office of the President, Louisiana State University
Chase Bank
American Law Institute
Duke University Law School
Kansas University Law School
New York University Law School
State of Ilinms = income as Associate Judge for 12th Judicial Circuit of Hhinois

As filed

GCG 529 Fund #2

Northern Trust Bank accounts — Interest

Northern Trust Bank IRA (CD) — Interest

First Community Bank accounts — Interest

Prudential Individual Retirement Annuity

AST Academic Strategies Asset Allocation — None — Sold (part)

AST Academic Strategies Asset Allocation — Buy (add'l)

AST Academic Strategies Asset Allocation — Sold (part)

AST Academic Strategies Asset Allocation — Buy (add'l)

AST Academic Strategies Asset Allocation — Sold (part)

AST Academic Strategies Asset Allocation — Buy (add'l)

AST Academic Strategies Asset Allocation — Sold (part)

AST Prudential Growth Allocation Portfolio — None — Sold (part)

AST Prudential Growth Allocation Portfolio — Buy (add'l)

AST Prudential Growth Allocation Portfolio — Sold (part)

AST Prudential Growth Allocation Portfolio — Buy (add'l)

AST Prudential Growth Allocation Portfolio — Sold (part)

AST Prudential Growth Allocation Portfolio — Buy (add'l)

AST Prudential Growth Allocation Portfolio — Sold (part)

AST Bond Portfolio 2028 — None — Buy (add'l)

AST Bond Portfolio 2028 — Sold (part)

AST Bond Portfolio 2028 — Buy (add'l)

AST Bond Portfolio 2028 — Sold (part)

AST Bond Portfolio 2028 — Buy (add'l)

AST Bond Portfolio 2028 — Sold (part)

AST Bond Portfolio 2028 — Buy (add'l)

AST Bond Portfolio 2028 — Sold (part)

AST Capital Growth Asset Allocation Portfolio — None — Sold (part)

AST Capital Growth Asset Allocation Portfolio — Buy (add'l)

AST Capital Growth Asset Allocation Portfolio — Sold (part)

AST Capital Growth Asset Allocation Portfolio — Buy (add'l)

AST Capital Growth Asset Allocation Portfolio — Sold (part)

AST Capital Growth Asset Allocation Portfolio — Buy (add'l)

AST Capital Growth Asset Allocation Portfolio — Sold (part)

S10. — Sold (part)

AST Franklin Templeton Founding Funds Plus Portfolio (Y)

AST Schroders Global Tactical Portfolio — None — Sold (part)

AST Schroders Global Tactical Portfolio — Buy (add'l)

AST Schroders Global Tactical Portfolio — Sold (part)

AST Schroders Global Tactical Portfolio — Buy (add'l)

AST Schroders Global Tactical Portfolio — Sold (part)

AST Schroders Global Tactical Portfolio — Buy (add'l)

AST Schroders Global Tactical Portfolio — Sold (part)

AST Schroders Global Tactical Portfolio — Sold

AST RCM World Trends Portfolio — None — Sold (part)

AST RCM World Trends Portfolio — Buy (add'l)

AST RCM World Trends Portfolio — Sold (part)

AST RCM World Trends Portfolio — Buy (add'l)

AST RCM World Trends Portfolio — Sold (part)

AST RCM World Trends Portfolio — Buy (add'l)

AST RCM World Trends Portfolio — Sold (part)

AST Schroders Multi-Asset World Strategies Portfolio (Y)

Harris Bank accounts — Interest

GOOG Mutual Fund

American Funds Euro Pacific Growth — Int/Div

American Funds Fundamental Investors — Int/Div

American Funds Small Cap World Fund — Int/Div

American Funds Bond Fund of America — Int/Div

American Funds Growth Fund of America — Int/Div

GOOG 529 Fund #1

EuroPacific Growth Fund S29A — Int/Div

American Funds New Economy Fund — Int/Div

AMCAP Fund -- S29A — Int/Div

American Balanced Fund -- 529A — Int/Div

Capital Income Builder — 529A — Int/Div

American Funds Capital World G/1 529A — Int/Div

American Funds Growth Fund of America 20M — Int/Div

GOG 529 Fund #3

New Perspective Fund S29A — Int/Div

American Funds Fundamental Investors <20A — Int/Div

GOOG S29 Fund #4

American Funds SmallCap World Fund $29A — Int/Div

American Funds Capital Income Builder S20A — Int/Div

1D Ameritrade (HSA Bank) — None

Sauk Valley Community Bank Common Stock — Int/Div

Buffalo International Fund © guy — Int/Div — Buy (add'l)

Buffalo International Fund © guy — Sold (part)

Buffalo Balanced (Flexible Income) Fund — Int/Div — Buy (add'l)

Buffalo Balanced (Flexible Income) Fund — Buy (add'l)

Buffalo Balanced (Flexible Income) Fund — Sold (part)

Buffalo Balanced (Flexible Income) Fund — Buy (add'l)

Buffalo Balanced (Flexible Income) Fund — Sold (part)

Buffalo Small Cap Fund — Int/Div — Buy (add'l)

Buffalo Small Cap Fund — Sold (part)

Buffalo Science & Tech (Discovery) Fund — Int/Div — Buy (add'l)

Buffalo Science & Tech (Discovery) Fund — Sold (part)

Buffalo Large Cap Fund — Int/Div — Buy (add'l)

Buffalo Large Cap Fund — Sold (part)

Buffalo USA Growth Fund — Int/Div — Buy (add'l)

Buffalo USA Growth Fund — Sold (part)

Northern Inst. Tax -Exempt — None

Bailey & Glasser 401k Profit Sharing Plan (I (Y)

Goldman Sachs Growth Opp C1 10 (Y)

Prud Jenn Natural Resources A (Y)

Oppenhemmer Developing Markets A (Y)

American Funds Cap Wid Gr Inc R3(Y)

Nuveen Small Cap Index A (Y)

Securian Rollover IRA Account

Federated Prime Cash Oblig Sve — Interest

Invesco Convertible Sec Fund — Int/Div

Dodge & Cox Intl Fund — Int/Div — Sold (part)

Goldman Sachs Mid-Cap Value Fund — None — Buy (add'l)

Goldman Sachs Mid-Cap Value Fund — Sold (part)

Harbor Int] Fund — Int/Div — Buy (add'l)

Harbor Int] Fund — Sold (part)

Homestead Value Fund — Int/Div — Buy (add'l)

Homestead Value Fund — Buy (add'l)

JP Morgan Small-Cap Growth Fund — Int/Div — Buy (add'l)

JP Morgan Small-Cap Growth Fund — Buy (add'l)

JP Morgan Small-Cap Growth Fund — Sold (part)

Loomis Sayles Strat Income Fund — Int/Div

MFS Intl New Discovery Fund — None — Sold (part)

Northern Small Cap Value Fund — Int/Div — Buy (add'l)

Northern Small Cap Value Fund — Sold (part)

Oppenheimer Developing Markets — Int/Div

Primecap Odyssey Growth Fund — Int/Div

Principal High Yield Fund Class P — Int/Div

Prudential Global Real Estate Fund — Int/Div — Sold (part)

Prudential Global Real Estate Fund — Buy (add'l)

T Rowe Price Blue Chip Growth — Int/Div — Buy (add'l)

Templeton Global Bond Fund Advisor — Int/Div — Sold (part)

Templeton Global Bond Fund Advisor — Buy (add'l)

Van Eck Global Hard Assets Fund — None — Sold (part)

AQR (X) — Int/Div — Buy

AQR (X) — Buy (add'l)

Columbia Commodity (X) — Buy

Victory (X) — Int/Div — Buy

Sequella, Inc — None

IRX Therapeutics, Inc — None

Director, Arthur J. Schimatt Foundation

Gift — Office of the President, Louisiana State University — Football game tickets and souvenirs — $450.00

Liability — Chase Bank — credit card

Reimbursement — Future of Aggregate Litigation — HE pr) TY Ti

Reimbursement — American Law Institute — 5/15/16 to 5/18/16 — Washmgton, DX — Attend ALT Annual Meeting — transportation, meals, lodging

Reimbursement — Duke University Law School — 16160 IVT 16 — San Diego, CA — Attend Conference on Class Action Litigation — transportation, meals, lodging

Reimbursement — Kansas University Law School — 107131610 1V14/16 — Lawrence, KS — Attend Symposium on Class Action Litigation — trunsportabion, meals, lodging

Reimbursement — New York University Law School — 1221/1610 12/2/16 — New York, NY — Attend Conference on Class Action Litigation — transportation, meals, lodging

Spouse's income — 2016 — State of Ilinms = income as Associate Judge for 12th Judicial Circuit of Hhinois

Part VII:

1. Lines 4, 80, 86, 92, 95, 98, and 152 arc headers for various funds — the individual holdings of each fund, values, and transactions are reported in the lines below

each header.

2. For line 101, the HSA account with TD Ameritrade (HSA Bank) has a zero balance and will be closed during 2016.

3. For lines 5-77, the trades between the various Prudential accounts take place to keep 4 guaranteed minimum value in the account.

4. For lines 53, 78, and 146-151, the (Y) indicates an asset that was closed mn 2015 and thus no longer needs to be reported in 2016.

5. For lines 179, 182, and 183, the (X) indicates new assets acquired (and thus now reportable) in 2016.