James A. Beaty jr

2017Final

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What was filed

  • 42

    investments

  • 0

    positions

  • 1

    gifts

  • 0

    agreements

  • 0

    debts

  • 0

    reimbursements

  • 1

    income

  • 0

    spouse income

Named parties

  • Law Clerk Committee
  • NC Judicial retirement Vested Benet it

As filed

Duke Enegy, Common Stock — Int/Div — Buy (add'l)

Memill Lynch/Bankof America Spouse Retirement Account (H)

Cash — Interest

Money Account/Bankof America NA RASP — Interest

Various Mutual Funds: ConsumerDiscretionary (XLY) — Int/Div

HealthCareSelect SPDR (XLV) — Int/Div

IShares MSCI EAFE (EFA Europe Australia Far Fast — Int/Div

IShares IBOXX $ (LOD)Bonds — Int/Div

IShares TIPS Bonds (TIP) — Int/Div

IShares 3-7 year Treasury Bonds (1E1) — Int/Div

IShares MBS ETF (MBB) — Int/Div

IShares IBOXXS High Yield Bonds (HYG) — Int/Div

IShares INC CORE MSCI Emerging Mkts (TEMG) — Int/Div

Materials Select Sector (XLB) — Int/Div — Buy

PowerShares EM Sovereign Bonds (XLB) — Ine

PowerSharesPreferred (PGX) — Int/Div

Real Estate Select (XLRE) — Int/Div

Sector SPRD Consumrs Stpl (XLP) — Int/Div — Buy

Sector SPDR Energy (XLE) — Int/Div

Sector SPDR Industral (XLJ) — Int/Div

Sector SPDR Uthtes (XLL) — Int/Div

SPDR S&P Insurance ETF (KIE) — Int/Div

Vaneck Vectors JP Morgan EM Local Currency (EMLC) — Int/Div — Buy

Vanguard Financials ETF (VFH) — Int/Div — Buy

Vanguard Information Tech ETF (VGT) — Int/Div — Buy

Vanguard Telecomm SRVCS (VOX) — Int/Div — Sold

Vanguard Intermediate Term Bond ETF (BIV) — Int/Div

Vanguard Short Term Bond ETF (BSV) — Int/Div

IShares NASDAQ BioTech (1BB) — Int/Div — Buy

Equitable Variable - Alliance Common Stock Fund — Int/Div

AXA Bquiable Incentive Life-Moderate Common Fund — Int/Div

Bank of America Savings Account — Interest

Vacant Real Estate Forsyth NC/ Parcel — None

Vacant Real Estate Forsyth NC/ Parcel 2 — None

Vacant Real Estate/Union SC — None

NewBridge( First National Bank) Checking — Interest

Wells Fargo Bank Checking — Interest

Wells Fargo Bank Money Market — Interest

Allegacy Federal Credit Union Accounts — Interest

Allegacy Federal Credit Union Certificate of Deposit — Interest

Lowes Stock — Int/Div

United Technologies (UTX) — Int/Div — Buy

Gift — Law Clerk Committee — Donation for Judge's Portrant and Public Reception for Portrait Unveiling — $8211.02

Income — 2017 — NC Judicial retirement Vested Benet it — $32,131.68

Section V. GIFTS: In 2015, a Portrait Artist was commissioned to paint an official court portrait. The estimated delivery date was May 2016. In the early Spring

of 2017, a former Jaw clerk formed a committee to determine the former clerks’ interest in assisting with the cost of the portrait. At no time were the amounts

donated nor the identity of the contributors disclosed. The cost of the portrait and custom frame exceeded the amount the committee leader had been able to

raise, but no onc outside of the clerks was solicited for contributions. Given that the original intent was to donate the portrait to the Court, the amount that was

contributed was redirected to taking care of the cost of the public reception on March 31, 2017 for the portrait unveiling and other related expenses. A cashier's

check listing Emily E. Erixson, as the Remitter, dated April 24, 2017, in the amount of $8211.02, noting that it was for the Portrait Dedication was delivered as a

gift on May 2017. The actual amount had not been known until the check arrived. On April 12, 2017, the official portrait was accepted by Court with the approval

of the Director of the Administrative Office of the Courts.

Section VIL INVESTMENTS AND TRUSTS: The entry at item number 41 identified as Lowes Stock, is not a new item. It had been listed on the mitial Annual

Report filed on May 5, 2017, but was inadvertently omitted from the Amended report filed on August 30, 2017.

The entry at item number 42, identified as United Technologies, is new item that was purchased as noted on January 26, 2018,

This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.

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