Michael R. Wilner

Brokerage Acct #

BMO INTERM TAX FREE BOND FUND — Distribution

SCHWAB CA TAX FREE BOND FUND — istnibution

VANGUARD CA INTERM TERM TAX FREE — Distribution

BROWN ADVISORY GROWTH FUND — Distribution

DIAMOND HILL SMALL CAP — Distribution

HODGES SMALL CAP FUND — istrnibution

PARNASSUS CORE EQUITY FUND — Distribution

PRINCIPAL EQUITY INCOME FUND — Distribution

ISHARES MSCI VALUE ETF — Distribution — Sold

ISHARES RUSSELL 1000 VALUE ETF — Distribution

ISHARES S&P S00 GROWTH ETF — Distribution

ISHARES RUSSELL 1000 GROWTH ETF — Distribution

ISHARES RUSSELL 2000 GROWTH ETF — Distribution

ISHARES MSC EAFE SMALL CAP ETF — Distribution

ISHARES NATL MUNI BOND ETF — Distribution

SCHWAB SHORT TERM US TREASURY ETF — istrnibution

SCHWAB US DIVIDEND EQUITY ETF — Distribution

SCHWAB US MIDCAP ETF — istmbution

SCHWAB EMERGING MARKETS ETF — Distribution — Buy

SCHWAB INTL EQUITY ETF — Distribution — Buy

SCHWAB INTL EQUITY ETF — Buy (add'l)

SCHWAB INTL SMALL CAP ETF — Distribution

SCHWAB US LARGE CAP ETF — Distribution

SCHWAB US SMALL CAPETF — Distribution — Sold

VANGARD FISE EMERGING MARKETS ETF — Distribution — Sold

VANGUARD FTSE DEVELOPED MARKETS ETF — Distribution — Sold

POWERSHARES EMRG MKTS SOVRGN DBT ETF — istmbution

SCHWAB FUNDAMENTAL INL LARGE COM ETF — istmbution — Sold

SPDR MSC ACWI EX-US ETF — Distribution — Sold

SPDR S&P 600 SMALL CAP ETF — Distribution — Buy

Brokerage Acct #2

BMO INTERM TAX FREE BOND FUND — Distribution

SCHWAB CA TAX FREE BOND FUND — Iistnbution

BROWN ADVISORY GROWTH FUND — Distribution

HODGES SMALL CAP FUND — istnbution

LAUDUS US LARGE CAP GROWTH FUND — Distribution

PARNASSUS CORE EQUITY FUND — Distribution

PRINCIPAL EQUITY INCOME FUND — Distribution

SCHWAB SHORT TERM US TREASURY ETF — istnbution

SCHWAB AGGR BOND ETF — Distribution

SCHWAB US DIVIDEND EQUITY ETF — Distribution

SCHWABUSTIPSETF — Distribution

SCHWAB EMERGING MARKETS ETF — istmbution — Sold (part)

SCHWAB INTL EQUITY ETF — Distribution — Buy (add'l)

SCHWAB US LARGE CAP ETF — Distribution — Buy (add'l)

SCHWAB US SMALL CAPETF — Distribution — Buy (add'l)

SPDR MSC ACWI EX-US ETF — Distribution

VANGUARD FTSE DEVELOPED MARKETS ETF — Distribution

ISHARES CALIFORNIA MUNI BOND ETF — Distribution — Buy

ISHARES NATIONAL MUNI ETF — istnibution — Buy

SCHWAB FUNDA EMG MKTS LARGE FTF IV — Distribution — Buy

Brokerage Acct #3

BMO INTERM TAX FREE BOND FUND — Distribution

SCHWAB CA TAX FREE BOND FUND — Distribution

BROWN ADVISORY GROWTH FUND — Distribution

JANUS VENTURE FUND — Distribution

LAUDUS US LARGE CAP GROWTH FUND — Distribution

PARNASSUS CORE EQUITY FUND — Distribution

PRINCIPAL EQUITY INCOME FUND — Distribution

UNDISCOVERED MANAGERS VALUE FUND — Distribution

ISHARES CALIF AMT FREE MUNI ETF — Distribution — Buy (add'l)

ISHARES NATL MUNI BOND ETF — Distribution — Buy (add'l)

SCHWAB SHORT TERM US TREASURY ETF — Distribution

SCHWAB AGGR BOND ETF — Distribution

SCHWAB US DIVIDEND EQUITY ETF — Distribution

SCHWABUSTIPS ETF — Iistnbution

SCHWAB EMERGING MARKETS ETF — Distribution — Buy (add'l)

SCHWAB INTL EQUITY ETF — istmbution — Buy (add'l)

SCHWAB INTL EQUITY ETF — Buy (add'l)

SCHWAB US LARGE CAP ETF — Distribution — Buy (add'l)

SCHWAB USSMALL CAPETF — Distribution — Sold (part)

SCHWAB USSMALL CAPETF — Buy (add'l)

SCHWAB FUNDA EMG MKTS LARGE COM ETF — Distribution

SPDR MSC ACW! EX-US ETF — Iistnbution — Sold

SPDR S&P 600 SMALL CAP GROWTH ETF — Distribution — Buy

Brokerage Acct #4

SCHWAB CA TAX FREE BOND FUND — Distribution

BROWN ADVISORY GROWTH FUND — Distribution

HODGES SMALL CAP FUND — Distribution

JANUS VENTURE FUND — istmbution

PARNASSUS CORE EQUITY FUND — Distribution

PRINCIPAL EQUITY INCOME FUND — Distribution — Sold (part)

UNDISCOVERED MANAGERS VALUE FUND — Distribution

SCHWAB AGGR BOND ETF — istmbution

SCHWAB US DIVIDEND EQUITY ETF — Distribution

SCHWABUS TIPS ETF — Distribution

SCHWAB EMERGING MARKETS ETF — Distribution — Buy (add'l)

SCHWAB EMERGING MARKETS ETF — Buy (add'l)

SCHWAB INTL EQUITY ETF — istnbution — Buy (add'l)

SCHWAB INTL EQUITY ETF — Buy (add'l)

SCHWAB INTL EQUITY ETF — Buy (add'l)

SCHWAB INTL EQUITY ETF — Buy (add'l)

SCHWAB US LARGE CAP ETF — Distribution — Buy (add'l)

SCHWAB US SMALL CAPETF — istnbution — Buy (add'l)

SPDR MSC ACWI EX-US ETF — Distribution — Sold

VANGUARD FTSE EMERGING MARKETS ETF — Distribution — Sold

POWERSHARES INTL DIVIDEND ETF — Distribution — Sold

ISHARES CALIFORNIA MUNI BOND FTF — Distribution — Buy

ISHARES CALIFORNIA MUNI BOND FTF — Buy (add'l)

Brokerage Acct # §

ACADIAN EMERGING MARKETS FUND — Distribution

BROWN ADVISORY GROWTH FUND — Distribution

HARBOR INTERNATIONAL FUND — Distribution

HODGES SMALL CAP FUND — Distribution

JANUS VENTURE FUND — Distribution

MOTLEY FOOL GREAT AMERICAN FUND — Distribution

OAKMARK INTL FUND — Distribution

PRINCIPAL EQUITY INCOME FUND — Distribution

UNDISCOVERED MANAGERS VALUE FUND — Distribution

POWERSHARES INTL DIVIDEND ACHIEVERS ETF — Distribution

SCHWAB US DIVIDEND EQUITY ETF — Distribution

SCHWAB EMERGING MARKETS ETF — Distribution

SCHWAB INTL EQUITY ETF — istmbution

SCHWAB US LARGE CAP ETF — Distribution

SCHWAB US SMALL CAPETF — Distribution

PROSHARES RUSSELL 2000 DVD GRWRS ETF — Distribution — Buy

Brokerage Acct 26

BAIRD CORE PLUS BOND FUND — Iistnbution

PIMCO TOTAL RETURN FUND — Distribution

BROWN ADVISORY GROWTH FUND — istnbution

HARBOR INTERNATIONAL FUND — Distribution

HODGES SMALL CAP FUND — Iistnbution

PARNASSUS CORE EQUITY FUND — Distribution — Sold

PRINCIPAL EQUITY INCOME FUND — istmbution

POWERSHARES HIGH YIELD BOND ETF — Distribution

SCHWAB AGGR BOND ETF — Iistnbution — Buy (add'l)

SCHWAB US TIPSETF — Distribution

SCHWAB EMERGING MARKETS ETF — Distribution

SCHWAB INTL EQUITY ETF — Distribution — Buy (add'l)

SCHWAB US LARGE CAP ETF — Distribution

SCHWAB US SMALL CAPETF — istnbution

SPDR BARCLAYS EX-US TREASURY ETF — istnbution

SCHWAB US BROAD MARKET ETF — Distribution — Buy

Brokerage #7

ISHARES AMT BOND ETF — Distribution

VANGUARD TOTAL STOCK MARKET ETF — istmbution

VANGUARD FTSE EMERGING MARKETS ETF — Distribution — Buy

VANGUARD ENERGY ETF — Distribution

VANGUARD FTSE DEVELOPED MARKETS ETF — Distribution — Buy

ISHARES CORE MSCI EMERGING MARKETS — istnbution

SELECT SECTOR SPDR ENERGY TRUST — Distribution

SCHWAB INTL EQUITY ETF — Iistnbution

SCHWAB US BROAD MARKET ETF — Distribution

SCHWAB US DIVIDEND EQUITY ETF — Distribution

SPDR NUVEEN BARCLAYS MUNI BOND ETF — Distribution — Buy

VANGUARD DIVIDEND APPRECIATION ETF — Distribution — Buy

Brokerage # 8

SCHWAB US REITETF — Distribution

ISHARES GOLD ETF — Distribution — Sold

ETFS PHYSICAL PRECIOUS MTL BSKT FTF — Distribution — Buy

ISHARES HIGH YIELD CORPORATE BOND ETF — Distribution

MARKET VECTORS EMERGING MARKET ETF — Distribution

SCHWAB EMERGING MARKETS ETF — istnibution

SCHWAB FUNDAMENTAL EMERGING MARKETS ETF — Distribution

SCHWAB FUNDAMENTAL INTL LARGE CAP ETF — Distribution

SCHWAB FUNDAMENTAL INTL SMALL CAP ETF — Distribution

SCHWAB FUNDAMENTAL US LARGE CAP ETF — istrnibution

SCHWAB FUNDAMENTAL US SMALL CAPETF — Distribution

SCHWAB INTERNATIONAL ETF — Iistnbution

SCHWAB INTERNATIONAL SMALL CAP ETF — Distribution

SCHWAB US LARGE CAP ETF — Distribution

SCHWAB USC SMALL CAPETF — Distribution

SPDR CALIF MUNI ETF — Distribution — Sold

VANGUARD GLOBAL EXUS REAL ESTATE ETF — Distribution

VANGUARD TOTAL INTERNATIONAL BOND ETF — istmbution — Sold

SPDR BARCLAYS HIGH YIELD BOND ETF — Distribution — Buy

VANGUARD EMERGING MKT GOV BND ETF IV — Distribution — Buy

ISHARES CORE MSCI EMERGING ETF — Distribution — Buy

Schwab Checking / Brokerage Sweep Accts — Int/Div

Citibank Checking / Savings Accts — Int/Div

Capital One Bank Savings Acct — Int/Div

529 Account #1 New York Col Savings Prog Cons/Mod Growth (no control) — istnbution — Sold (part)

529 Account #1 New York Col Savings Prog Cons/Mod Growth (no control) — Sold (part)

529 Account #2 Wealthfront Dividend Stock and Bond Portfolio — Distribution — Buy

Board Member, Federal Bar Association, Los Angeles Chapter

Executive Committee Member, Judge Paul Michel Intellectual Property American Inn of Court