Mark Raymond Hornak

2013Annual

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What was filed

  • 94

    investments

  • 1

    positions

  • 0

    gifts

  • 3

    agreements

  • 2

    debts

  • 6

    reimbursements

  • 0

    income

  • 0

    spouse income

Named parties

  • The Pittsburgh Foundation
  • Bank of America
  • Citibank
  • New York (NY) Intellectual } Property Law Association
  • Allegheny County (PA)
  • University of Toledo School } of Law
  • American & Intemational Law
  • Practising Law Institute

As filed

PNC Bank Checking Account #1 — Interest

PNC Bank Checking Account #2 — None

PNC Bank Checking Account #3 — Interest

PNC Bank Checking Account #4 — Interest

PNC Bank Statement Savings Account #1 — Interest

Amencan Century Select Investors Fund — Int/Div — Sold (part)

Pittsburgh Firefighters Federal Credit Union Cash Account — Interest

HJ Heinz Common Stock — Int/Div — Redeemed

General Electric Common Stock — Int/Div

US Series EE Savings Bonds — Interest — Sold (part)

US Series EE Savings Bonds — Sold (part)

US Series Savings Bonds — Interest — Sold (part)

US Series Savings Bonds — Sold (part)

US Series Savings Bonds — Sold (part)

Buchanan Ingersoll & Rooney PC Pension Plan — Distribution — Distnbuted

Buchanan Ingersoll & Rooney PC Profit Sharing Plan — istnbution — Sold (part)

Buchanan Ingersoll & Rooney PC Cash Balance Pension Plan — Interest — Distributed

Estate #1 — Iistnbution

American Century Prime Money Market Fund — Int/Div

PNC Bank Money Market Account 21 — Interest

Pacific Life Univ, Life Insurance Policy-no cash value(Y) — Int/Div — Expired

TIAA-CREF Universal Life Insurance Policy (X) — Int/Div — Buy

Rollover IRA #1 (X) — hy — Open

New Mexico Fin Authority Revolving FD Taxable Bonds, Series B-2 — Buy

Little Miami (OH) Jt. Fire/Rescue Dist Taxable Bonds — Buy

Hildago County (TX) CTFS Bonds, Series B — Buy

American Mutual Fund, Class F-2 — Buy

American Mutual Fund, Class F-2 — Buy (add'l)

FPA Crescent Portfoho fund — Buy

FPA Crescent Portfoho fund — Buy (add'l)

FPA Crescent Portfoho fund — Buy (add'l)

Int). Growth and Income Fund, Class F-2 — Buy

Int). Growth and Income Fund, Class F-2 — Buy (add'l)

Int). Growth and Income Fund, Class F-2 — Buy (add'l)

John Hancock Regional Bank Class A Fund — Buy

John Hancock Regional Bank Class A Fund — Buy (add'l)

John Hancock Regional Bank Class A Fund — Buy (add'l)

Longleaf Partmers Fund — Buy

Longleaf Partmers Fund — Buy (add'l)

Longleaf Partmers Fund — Buy (add'l)

Loomis Sayles Bond Fund Retail Class — Buy

Loomis Sayles Bond Fund Retail Class — Buy (add'l)

New World Fund Class F-2 — Buy

New World Fund Class F-2 — Buy (add'l)

New World Fund Class F-2 — Buy (add'l)

PIMCO All Asset All Authority Fund — Buy

PIMCO All Asset All Authority Fund — Buy (add'l)

PIMCO All Asset All Authority Fund — Buy (add'l)

PIMCO Total Return Fund, Institutional Class — Buy

PIMCO Total Return Fund, Institutional Class — Sold (part)

PIMCO Total Return Fund, Institutional Class — Sold (part)

PIMCO Total Return Fund, Institutional Class — Sold (part)

PIMCO Total Return Fund, Institutional Class — Sold (part)

PIMCO Total Return Fund, Institutional Class — Sold (part)

Primecap Odyssey Stock Fund — Buy

Primecap Odyssey Stock Fund — Buy (add'l)

Primecap Odyssey Stock Fund — Buy (add'l)

T Rowe Price Institutional Floating Rate Fund — Buy

T Rowe Price New Asia Fund — Buy

Tweedy Browne Global Value Fund — Buy

Tweedy Browne Global Value Fund — Buy (add'l)

Tweedy Browne Global Value Fund — Buy (add'l)

Vanguard Value Index Trust Fund — Buy

Vanguard Value Index Trust Fund — Buy (add'l)

Vanguard Value Index Trust Fund — Buy (add'l)

Massachussetts State Housing Fin. Agency Bounds. Taxable Series C — Buy

American Mutual Fund Class F-2 — Buy

T Rowe Price European Stock Fund — Buy

T Rowe Price European Stock Fund — Buy (add'l)

T Rowe Price Institutional Floating Rate Fund — Buy

T Rowe Price Institutional Floating Rate Fund — Buy (add'l)

T Rowe Price New Asia Fund — Buy

T Rowe Price New Asia Fund — Buy (add'l)

Will County (IL) Sch. Dist. #122 Taxable Bonds Series B — Buy

Penn Hills (PA) Sch. Dist. Bonds Series B — Buy

Akron (OH) CTFS Partn. RFDG Baseball Stadium Proj, Taxable Bonds — Buy

Montgomery County (PA) Taxable Series C Bonds — Buy

Pershing Prime Reserves Money Market Fund — Buy

Pershing Prime Reserves Money Market Fund — Sold (part)

Pershing Prime Reserves Money Market Fund — Sold (part)

Pershing Prime Reserves Money Market Fund — Sold (part)

Pershing Prime Reserves Money Market Fund — Sold (part)

Pershing Prime Reserves Money Market Fund — Sold (part)

Pershing Prime Reserves Money Market Fund — Sold (part)

Pershing Prime Reserves Money Market Fund — Sold (part)

Pershing Prime Reserves Money Market Fund — Buy (add'l)

Pershing Prime Reserves Money Market Fund — Sold (part)

Pershing Prime Reserves Money Market Fund — Sold (part)

Pershing Prime Reserves Money Market Fund — Buy (add'l)

Pershing Prime Reserves Money Market Fund — Buy (add'l)

Pershing Prime Reserves Money Market Fund — Sold (part)

Pershing Prime Reserves Money Market Fund — Sold (part)

Pershing Prime Reserves Money Market Fund — Buy (add'l)

Pershing Prime Reserves Money Market Fund — Sold (part)

Board Member, The Pittsburgh Foundation

Agreement — 2011 — Agreement regarding retirement and withdrawal from the practice of law at the Buchanan Ingersoll & Rooney PC law firm

Agreement — 1989 — Buchanan Ingersoll & Rooney PC Retirement (Pension and Profit Sharing) Plans

Agreement — 2006 — Buchanan Ingersoll & Rooney PC Cash Balance Retirement Plan

Liability — Bank of America — Revolving credit account

Liability — Citibank — Revolving credit account

Reimbursement — New York (NY) Intellectual } Property Law Association — March 2210 24, 2013 — New York, NY — Attend Annual Dinner — Transportation, meals, and lodging

Reimbursement — Conference and CLE program

Reimbursement — Allegheny County (PA) — Annual Academy Retreat and CLE program

Reimbursement — University of Toledo School } of Law — October 23 to 24, 2013 — Toledo, OH — Judge appellate moot court proceedings — Meals

Reimbursement — American & Intemational Law

Reimbursement — Practising Law Institute — November 1410 15, 2013 — New York, NY — Attend and participate im CLE program — Transportation, meals and lodging

Part I, Line 1. I resigned from this position in November, 2013.

Part 11, Line 1--This Agreement relates to my retirement from the practice of law at my prior law firm, All payments due to me pursuant to this Agreement were

made in 2012, but the Agreement remain in force as to the balance of its terms which arguably include reference to a balance remaining in one Retirement Plan,

50 it is listed.

Part 11, Line 2- <This is the date of my first participation in such plans while engaged in the practice of law. They are reported in Part VIL, Lines 15-17 inclusive.

The entire balance in the Pension Plan was rolled into IRA #1 in 2013, and therefore will not be referenced in future reports. The remaining balance in the Profit

Sharing Plan is in the 401k component of thut Plan only. See note below regarding Part VII, Line 16.

Part 11, Line 3--The entire balance in this retirement plan was rolled into IRA #1 in 2013, and this Agreement will therefore not be referenced in future reports.

Part VII, Line 2- -This is a non-interest bearing account

Part VIl--Lines 15 and 17 in whole, and Line 16 in part. The amounts shown were rolled into Rollover IRA #1 as of the dates shown. The Plan listed on Line 16

remains open, as it was rolled over in part. It is a 401(k) Plan. The amounts shown on Lines 15 and 17 were rolled over in their entirety.

Part VII, Line 16- -These retirement funds are administered and managed by third-parties. I retain no control over the investments in them. All assets in, and

contributions to, them relate solely to services performed prior to entering judicial service,

Part VII, Line 18- -Estate #1 1s that of a deceased family member, and haus no assets, other than its status as the plaintiff/claimant in crvil/claims proceedings related

to the decedent's death. The amounts listed as distributions represent payments received by the beneficiary of the Estate, a family member other than me and not a

spouse or dependent child, in settlement of certain of those claims,

Part VII, Line 21- -This insurance policy was provided as part of a group insurance program while 1 was in the private practice of law. Upon my retirement and

withdrawal from the law firm in November 2011, 1 became responsible for this policy, and began paying the premiums directly as of May 1, 2012, the date the

first post-employment premium payment was due. It had no cash surrender value at any point. It had imputed interest crediting in 2013 in the amount category set

forth at line 21, column B( 1), but this did not reduce the premium amount or create any cash surrender value. There was no funding for investment purposes by the

payment of additional premium and this policy did not involve any underlying asset or investment account, All premium amounts paid were for insurance only.

This policy was permitted to lapse (expire) by non-payment of the annual premium due in July, 2013, and it will not be reported in subsequent reports. There was

no gain from that policy or that expiration.

Part VII, Line 22-This insurance policy was purchased new by me as of the date shown in 2013,

This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.

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