Andrew Patrick Gordon

Trust #1

Wells Fargo Advisors LLC (Cash Accounts) — Interest

Wells Fargo (Cash Accounts) — Interest

Charles Schwab (Cash Accounts) — Interest

Microsoft Comp. stock — Int/Div

Walt Disney stock — Int/Div

Middlesex, NJ IMPT UTL RV 5.08%C]1 SER BGUAR AMBAC JAN99 0X) — Interest — Redeemed

Franklin Templeton Age-Based 529 - Age 13.16 — None

iShares MSCI ETF EAFE Minimum Volatility — Int/Div

Pimco Exhchange Traded Fund Intermediate Municipal Bond Exchange — Interest — Buy (add'l)

Pimco Exhchange Traded Fund Intermediate Municipal Bond Exchange — Buy (add'l)

Pimco Exhchange Traded Fund Investment Grade Corp. Bond Index E — Interest — Sold (part)

Pimco Exhchange Traded Fund Investment Grade Corp. Bond Index E — Sold

Vanguard Short Term Tax Exempt Fund Investor SHR — Int/Div

Vanguard Small Cap Growth — None — Sold (part)

Vanguard Small Cap Growth — Sold

Vanguard Small Cap Value — None — Sold (part)

Vanguard Small Cap Value — Sold (part)

Vanguard Small Cap Value — Sold

Middlesex CO IMPT A 0% UTIL COMB DUE 09/01/16 PERTH AMBOY (Y)

Aflac Inc — Int/Div — Buy (add'l)

Aflac Inc — Sold (part)

Apple — None — Buy (add'l)

Apple — Sold (part)

Best Buy — Int/Div — Sold (part)

Best Buy — Sold (part)

Best Buy — Sold

Celgene Corp — None — Sold (part)

Cognizant Tech Solutions Class A — None — Sold (part)

Cognizant Tech Solutions Class A — Sold (part)

CVS Health Corp — Int/Div — Sold (part)

CVS Health Corp — Sold (part)

CVS Health Corp — Buy (add'l)

CVS Health Corp — Buy (add'l)

EGShares Emerging Markets Consu ETF — Int/Div — Buy (add'l)

EGShares Emerging Markets Consu ETF — Sold (part)

EGShares Emerging Markets Consu ETF — Sold (part)

Fifth Third Bankcorp — Int/Div — Buy (add'l)

Fifth Third Bankcorp — Sold (part)

Fifth Third Bankcorp — Sold

Google Inc — None — Sold (part)

Google Inc — Sold (part)

Guggenheim Bulletshares 2018 Corp Bond ETF — Interest — Sold

Guggenheim Bulletshares 2020 Corp Bond FTF — Interest — Sold (part)

Guggenheim Bulletshares 2019 Corp Bond ETF — Interest — Sold

Guggenheim S&P S00 Equalwei Tech ETF — Int/Div

Guggenheim S&P 500 Equalwei Con 111 — Int/Div — Sold (part)

Guggenheim S&P S00 Equalwei Eng ETE — Int/Div — Buy (add'l)

Guggenheim S&P 500 Equalwei Fin ETF — Int/Div — Buy (add'l)

Guggenheim S&P 500 Equalwei HC ETF — Int/Div

Guggenheim S&P 500 Equalwei ETF — Int/Div

IShares MSCI Mexico Capped ETF — Int/Div — Buy

IShares MSCI Mexico Capped ETF — Sold (part)

IShares MSC Philippines ETF — Int/Div — Sold (part)

Shares MSCI Switzerland Capped ETF — None — Buy (add'l)

Shares MSCI Switzerland Capped ETF — Sold

IShares MSCI United Kingdom ETF — None — Buy (add'l)

IShares MSCI United Kingdom ETF — Sold

IShares National AMT Freemuni ETF — Interest — Buy (add'l)

IShares National AMT Freemuni ETF — Buy (add'l)

Johnson & Johnson — Int/Div — Sold (part)

Johnson & Johnson — Sold

Lam Research Corp — Int/Div — Sold (part)

Lam Research Corp — Sold (part)

Marathon Petroleum Corp — Int/Div — Sold (part)

Marathon Petroleum Corp — Sold

Oracle Corp. — Int/Div — Sold (part)

Priceline Group — None — Sold (part)

Priceline Group — Sold (part)

Powershares ETF FTSE RAFI US 1500SML MID — None — Buy (add'l)

Powershares ETF FTSE RAFI US 1500SML MID — Sold

Qualcom Inc — Int/Div — Buy (add'l)

Qualcom Inc — Sold (part)

Qualcom Inc — Sold (part)

Starbucks Corp — Int/Div — Sold (part)

Starbucks Corp — Sold (part)

United Healthgroup Inc — Int/Div — Sold (part)

Valero Energy Corp — Int/Div — Sold (part)

Valero Energy Corp — Sold (part)

Wal-Mart Stores Ing — Int/Div — Buy (add'l)

Wal-Mart Stores Ing — Sold (part)

Wal-Mart Stores Ing — Sold

Wisdomtree Europe HEDGEDEQTY ETF — None — Buy (add'l)

Wisdomtree Europe HEDGEDEQTY ETF — Sold

First Trust North American Energy ETF — Int/Div — Buy (add'l)

First Trust North American Energy ETF — Sold (part)

IShares Res Real Estate — Int/Div — Sold (part)

Dicks Sporting Goods — Int/Div — Sold (part)

Dicks Sporting Goods — Sold (part)

Gilead Sciences Ing — Int/Div — Sold (part)

JPMorgan Chase & Co — Int/Div — Sold (part)

JPMorgan Chase & Co — Buy (add'l)

Lazard LTD — Distribution — Sold (part)

Lazard LTD — Sold

Robert Half Int'l — Int/Div — Sold (part)

Robert Half Int'l — Sold

Skyworks Solutions — Int/Div — Sold (part)

T Rowe Price Group — None — Sold (part)

T Rowe Price Group — Sold

IShares ETF bonds SEP 2019 AMT — None — Sold

Shares MSCI Emerging Markets ETT — None — Sold

Shares Res Real Estate Cap ETF (Y)

IShares Er bonds Sep 2020 AMT — Int/Div — Sold (part)

IShares Er bonds Sep 2020 AMT — Buy (add'l)

IShares Er bonds Sep 2020 AMT — Buy (add'l)

Select Sector Industrial SPDR ETF — Int/Div — Buy (add'l)

Select Sector Industrial SPDR ETF — Sold (part)

Select Sector Industrial SPDR ETF — Sold (part)

Select Sector Industrial SPDR ETF — Buy (add'l)

SPDR S&P S00 ETF — None — Sold

SPDR S&P Bank ETF — Int/Div — Sold (part)

Technology Select Sector — Int/Div — Sold (part)

IShares MSC Brazil ETF Brazil Capped — None — Buy (add'l)

IShares MSC Brazil ETF Brazil Capped — Sold

Egshares ETF India Infastructure — None — Buy (add'l)

Egshares ETF India Infastructure — Sold (part)

Egshares ETF India Infastructure — Sold (part)

Schlumberger LTD — Int/Div — Buy

Western Digital Corp. — Int/Div — Buy

Western Digital Corp. — Sold (part)

Advisershares Ranger EQY — None — Buy

Advisershares Ranger EQY — Sold (part)

Advisershares Ranger EQY — Buy (add'l)

Columbia India Consumer ETF — Int/Div — Buy

First Trust Preferred ETF IV — Int/Div — Buy

First Trust Preferred ETF IV — Sold (part)

First Trust UK Alphadex ETF — Int/Div — Buy

First Trust UK Alphadex ETF — Sold (part)

iShares MSC Cap Invest — Int/Div — Buy

iShares MSC Cap Invest — Sold (part)

iShares MSCI Germany ETF — Int/Div — Buy

iShares MSCI Germany ETF — Sold (part)

iShares MSCI Poland ETF — Int/Div — Buy

iShares MSCI Poland ETF — Sold (part)

iShares MSC Sweden ETF — Int/Div — Buy

iShares MSC Sweden ETF — Sold (part)

iShares IBD DC 2022 Terma MNBD ETF — Int/Div — Buy

iShares IBD DC 2022 Terma MNBD ETF — Buy (add'l)

iShares IBD DC 2022 Terma MNBD ETF — Buy (add'l)

Powershares Variable Rate PRF ETF IV — Int/Div — Buy

Powershares Variable Rate PRF ETF IV — Sold (part)

Select STR Financial SPDR ETF — Int/Div — Buy

Select STR Financial SPDR ETF — Buy (add'l)

Vanguard Consumer Staples ETF — Int/Div — Buy

Vanguard Shrt Inf Prot SEC Index ETF — Int/Div — Buy

Vanguard Consumer Discretionary ETF — Int/Div — Buy

Vanguard Consumer Discretionary ETF — Sold

Real Estate Select Sctr Spdr ETF — None — Buy

Real Estate Select Sctr Spdr ETF — Sold

Emerson Electric Company — Int/Div — Buy

Emerson Electric Company — Sold

Guggenheim Bullet 2022 — Int/Div — Buy

Guggenheim S&P 500 Equalweight RL ESTT ETF — None — Buy

Guggenheim S&P 500 Equalweight RL ESTT ETF — Sold

Pimco 1-5 Year US Tips Index ETF — Int/Div — Buy

iShares Bonds Dec. 2019 Term CRP ETF — Int/Div — Buy

iShares [Bonds Dec. 2021 Term CRP ETF — Int/Div — Buy

iShares Bonds Dec. 2023 Term CRP ETF — Int/Div — Buy

Reimbursement — University of Michigan — 11/316-116/16 — Ann Arbor, MI — teaching i class — lodging, meals, airfare

Income — 2016 — National Institute for Trial Advocacy - teaching — $2,700.00

Spouse's income — 2016 — Fath Lutheran Jumor/Semor High School - salary

1) Part VIL, lines | and 2 re Trust #1: | and my brother are co-trustees of a trust that has been segregated into four cash accounts, one for each of me and three of

my siblings. The aggregate amount of those combined cash accounts is reflected in Column C(1). However, most of those funds are not in my separate account,

which would be a Category L.

2) Part VIL, line 20 re Middlesex CO IMP: [ have come to believe that this asset is the sume as the asset referred to as Middlesex NJ in line 7. Thus, it was

incorrectly included in last year's report, and | am deleting it from this year's report.

3) Part VII, line 102 re iShares Res Real Estate Cap ETF: | have come to believe that this asset is the same as the asset referred to as iShares Res Real Estate in line

87. They both have the same ticker symbol. Thus, it was incorrectly included in List year's report, and Tam deleting it from this year's report.