Laura K. Grandy

Northwestern Mutual Varible Annuity — Int/Div — Buy

Northwestern Mutual 65 Life Insurance Policy — Int/Div

Northwestern Mutual Variable CompLaite Insurance Policy — Int/Div

Northwestern Mutual 65 Life Insurance Policy — Int/Div

Morgan Keegan Trust U/A DTD 7/02/98

IRA Morgan Keegan - American Funds (AFPGX) — Int/Div — Sold

IRA Morgan Keegan- American Funds (ANEFX) — Int/Div — Sold

IRA Morgan Keegan - Amenican Funds (AWSHX) — Int/Div — Sold

Federated Kaufffman Fund Fund (KAUCX) — Int/Div — Sold

First Eagle Global Fund A (SGENX) — Int/Div — Buy (add'l)

Hartford Growth Opportumnes ( (HGOCX) — Int/Div — Sold

Franklin Mutual Shares Class A (TESIX) — Int/Div — Sold

Amencan Funds Balanced A (ABALX) — Int/Div — Sold

American Funds Balanced B (BALCX) — Int/Div — Sold

American Funds Capital Income Builder A (CAIBX) — Int/Div — Sold

American Funds Income Fund of American A (AMECX) — Int/Div — Sold

Franklin Gold and Prec Metals C (FRGOX) — None — Buy (add'l)

Hartford Global All Asset Fund ( (HLACX) — Int/Div — Buy

lvy Asset Strategy Fund CL A (WASAX) — Int/Div — Buy

Federated Kaufmann Large Cap C (KLOCX) — Int/Div — Buy

Morgan Keegan — Note part VII

Apple Inc (AAPL) — Int/Div

American Funds Europacific Growth A (AFPGX) — Int/Div — Sold

Federated Kaufmann Large Cap A (KLCAX) — Int/Div

First Eagle Global Fund A (SGENX) — Int/Div

Goldman Sachs Satellite Strategies PTF Class A (GXSAX) — Int/Div — Sold

American Funds Growth Fund of America AAGTHX) — Int/Div — Sold

American Funds New Economy A (ANEFX) — Int/Div — Sold

American Funds New Perspective A (ANWPX) — Int/Div

American Funds Smallcap World A (SMCWX) — Int/Div — Sold

Federated Clover Value A (VFCAX) — Int/Div — Sold

Ivy Global Natural Resources A (IGNAX) — Int/Div

Regions FDIC — Interest

Transamerica Asset Allocation Moderate Growth A (IMLAX) — Int/Div — Buy

lvy Asset Strategy Fund CL A (SGENX) — Int/Div — Buy

Dodge & Coxx Income (DODIX) — None — Buy

Dodge & Coxx Income (DODIX) — Buy (add'l)

Invesco Intemational Growth A (AEX) — Int/Div — Buy

Invesco Intemational Growth A (AEX) — Buy (add'l)

Blackrock US Opportunities Institutional Class (BMCIX) — Int/Div — Buy

Blackrock US Opportunities Institutional Class (BMCIX) — Buy (add'l)

DGHM All Cap Value Investor (DGHMX) — Int/Div — Buy

DGHM All Cap Value Investor (DGHMX) — Buy (add'l)

Federated Strategic Value IS (SVAIX) — Int/Div — Buy

Federated Strategic Value IS (SVAIX) — Sold (part)

Principal Inv Largecap Growth Instit (PGLIX) — Int/Div — Buy

Principal Inv Largecap Growth Instit (PGLIX) — Sold (part)

Thomburg International Value Fund Class HITGVIX) — Int/Div — Buy

Thomburg International Value Fund Class HITGVIX) — Sold (part)

FPA Cresent Fund (FPACCX) — Int/Div — Buy

Hatteras Long Short Debt (HFINX) — None — Buy

Hatteras Long Short Debt (HFINX) — Sold (part)

Hatteras Long Short Equity (HLSIX) — None — Buy

Hatteras Long Short Equity (HLSIX) — Buy (add'l)

lvy Asset Strategy Fund CL A (WASAX) — Int/Div — Buy

lvy Asset Strategy Fund CL A (WASAX) — Buy (add'l)

Mutual Hedge Frontier Legends 1 IMHFIX) — None — Buy

Osterweis Strategic Income (OSTIX) — Int/Div — Buy

Osterweis Strategic Income (OSTIX) — Sold (part)

Ishares GS Investop Corp Bond (LQD) — Int/Div — Buy

Ishares GS Investop Corp Bond (LQD) — Buy (add'l)

First Trust Amex Biotech Index Fund (FBT) — None — Buy

First Trust Amex Biotech Index Fund (FBT) — Sold (part)

First Trust Large Cap Core Alpha Dex Fund (FEX) — Int/Div — Buy

First Trust Large Cap Core Alpha Dex Fund (FEX) — Sold (part)

Ishares MSC Chile Index Fund (ECH) — Int/Div — Buy

Ishares MSCI South Korea (EWY) — Int/Div — Buy

Ishares MSCI South Korea (EWY) — Buy (add'l)

Ishares MSC Japan Ind Fund (EWJ) — Int/Div — Buy

Ishares MSC Japan Ind Fund (EWJ) — Buy (add'l)

Ishares Trust S&P Fund Index (IVY) — Int/Div — Buy

Ishares Technology Sector IDX Trust Dow Jones US Fund (IYW) — Int/Div — Buy

shares MSC! Indus Invstbl (EIDO) — Int/Div — Buy

shares MSC! Indus Invstbl (EIDO) — Buy (add'l)

Rydex S&P Pure Growth (RPG) — Int/Div — Buy

Rydex S&P Pure Growth (RPG) — Sold (part)

SPDR SE TR SPDR S&P Retail ETF (XRT) — Int/Div — Buy

SPDR SE TR SPDR S&P Retail ETF (XRT) — Sold (part)

Vanguard Emerging Markets (VWO) — Int/Div — Buy

Vanguard Emerging Markets (VWO) — Buy (add'l)

Vanguard Midcap Growth (VOT) — Int/Div — Buy

Vanguard Midcap Growth (VOT) — Buy (add'l)

Greenhaven Continvous Commody Index Fund (GCC) — Int/Div — Buy

Greenhaven Continvous Commody Index Fund (GCC) — Sold

Ishares Trust Lehman 7 « 10 Year (IEF) — Int/Div — Buy

Ishares Trust Lehman 7 « 10 Year (IEF) — Sold

Ishares TR DJ US Real Estate Index Fund {IYR) — Int/Div — Buy

Ishares TR DJ US Real Estate Index Fund {IYR) — Sold (part)

DB Powershares Commodity Index (DBC) — Int/Div — Buy

DB Powershares Commodity Index (DBC) — Buy (add'l)

DB Powershares Commodity Index (DBC) — Sold

FPA New Income Inc (FPNIX) — Int/Div — Buy

FPA New Income Inc (FPNIX) — Sold

Eaton Vance Atlanta Cap SMID Cap Fund HN (FISMX) — Int/Div — Buy

Eaton Vance Atlanta Cap SMID Cap Fund HN (FISMX) — Sold

Memill Lynch IRA

Cash/Money Market — Interest

Blackrock Global A (MDLOX) — Int/Div

Blockrock Global B (MBLOX) — Int/Div

Loomis Sayles lnvt Grade Bond Cls A (LIGRX) — Int/Div — Sold

Loomis Sayles Income Fund C1 A INEFZX) — Int/Div — Buy

Lord Abbett Bond (LBNDX) — Int/Div — Buy

Mathis Marifian & Richter LTD Stock — Distribution — Note in Part VII

Mike & Cheryl Faust, personal loan - note receivable — None — Note mn Part VII

GLK DEV. personal loan - note receivable — Distribution — Sold — Note in Part VII

12001 $10,000) — None — Note in Part VII

Fairview Heights, IL (2008, $55,000) — None — Note in Part VII

MMRG Bldg , Belleville, Ninos (2003. $370,000) — Rent

Memill Lynch

Cash’Money Market — Interest

FIA Card Services Money Market Account — Interest

Apple Inc (AAPL) — Int/Div — Buy

Altria Group Inc (MO) — Int/Div

Ares Capital Corp (ARCC) — Int/Div

Chevron Comp (CVX) — Int/Div — Sold

Cisco Systems Inc (CSCO) — Int/Div — Sold

Devon Energy Corp New (DVN) — Int/Div — Sold

Dugeo PLC SPSD ADR NEW (DEO) — Int/Div

Emerson Elec Co (EMR) — Int/Div — Sold

Energy Transfer Ptns LP (ETP) — Int/Div

Express Scripts Inc COM (ESRX) — Int/Div

FRAC Southern Umon Co — Distribution

Franklin Temp Hard Curr (ICCHHX) — None — Buy

Health Care Reit Inc Com (HCN) — Int/Div

Ilinms Tool Works Inc (1ITW) — None — Sold

INTL Business Machmes (IBM) — None — Buy

Kansas City Southern (KSU) — Int/Div

Kinder Morgan Energy (KMP) — Int/Div

Kraft Foods Inc VA CL A (KFT) — None — Buy

Market Vectors ETF Gold Miners ETF 1GDX) — None — Sold (part)

Market Vectors ETF GLD (GDX) — None — Sold (part)

Minefinders CP LTD COM (MFN) — Int/Div — Buy

Oracle Corp (ORCCL) — Int/Div

Rackspace Hosting Inc (RAX) — Int/Div — Buy

TCW Emerging (TGEIX) — None

Windstream Corp (WIN) — None

Yum Brands Inc (YUM) — Buy

Kinder Morgan Energy Partners LP — Int/Div — Note in Part VII

Energy Transfer PTNRS LP — Int/Div — Note in Part VII

Bank of America - Mernll Lynch Wealth Management

Money Manager Checking Sweep Acct — Interest

ING Groep N.V. PFD (IGK) — Int/Div

Bank of America NA Market CD (MAT) — Interest

Columbia Life Goal Growth Class A INLGIX) — Int/Div — Sold

Hartford Capital Appreciation CL B (THCAX) — Int/Div — Sold

Columbia Tax Exempt Class A (COLTX) — Interest — Sold (part)

AXA Equitable Life INS CO Accumulator 2004 — Int/Div

Hartford Life Director VII ILA INDV — Int/Div — Sold — Note in Part VII

DWS Strategic High Yield (SHYTX) — None — Buy

Agreement — 3/022010 — Mathis Marifian & Richter LTD See Note in Part VII

Liability — Bank of Springfield — Note Receivable

Liability — FCB - Swansca — Mortgage on building owned by MMRG Building LLC

Liability — First Bunk — Mortgage - Property

Liability — Bank of Springfield — Property Mortgage -

Income — 2011 — Mathis Marifian & Richter LTD — SISK. 104.00

Part 11:

Line | = Payments for percentage of collections of fees for work performed and generated by Judge, prior to departure,

Part VII:

Line 21 - Account name changed from Morgan Keegan - Mathis Marifian Richter & Grandy 401K Self D to Morgan Keegan (Trustee to Trustee transfer)

Line 105 - Name changed from Mathis Marifian Richter & Grandy LTD to Mathis Marifian & Richter LTD

Line 106 - No Income received on Notes Receivable during reporting period.

Line 107 - Note sold at a loss simply to liquidate

Line 108 -

No come received.

Line 109 -

which is currently vacant. No income received.

Line 140/141 - Publicly Traded Partnership that generates interest and dividends

Line 150 - 1035 exchange for Line 1