Alan Bond Johnson

SPARTAN INTL INDEX FID ADV CLASS — Int — Buy

IRUST# pms

CHASE BANK ACCOUNT — Int/Div

CHASE BANK ACCOUNT — Int/Div

CHASE INVESTMENT SERVICES MONEY MARKET ACCT. — Int/Div

2 I EEE REVOCABLE TRUST!

AMERICAN NATIONAL BANK — Interest

WELLS FARGO — Interest

AMERICAN NATIONAL BANK sm [ — Interest

TRUST #3 mmm RUST

FIDELITY BROKERAGE ACCT MONEY MARKET ACCT. — Int/Div

BARCLAYS BANK PLC IPATH ETN 12.6-36 — None

CALAMOS GROWTH & INCOME CL A — Int/Div — Buy (add'l)

CALAMOS GROWTH & INCOME CL A — Buy (add'l)

CALAMOS GROWTH & INCOMECL A — Buy (add'l)

CALAMOS GROWTH & INCOME CL — Ine — Sold

DODGE & COX INTL STOCK — Int/Div

FIDELITY ADVISOR NEW INSIGHTS — Int/Div

ISHARES FTSE EPRA/NAREIT GLOBAL REAL ESTATE — Int/Div — Buy

IPATH DJ-UBS COMMOD IDX TR — Int/Div

JPMORGAN USRE CLASS A(X) — Int/Div — Sold

LOOMIS SAYLES BD INGTL — Int/Div

LOOMIS SAYLES BOND RETAIL SHARES — Int/Div — Buy (add'l)

LOOMIS SAYLES BOND RETAIL SHARES — Buy (add'l)

LOOMIS SAYLES BOND RETAIL SHARES — Buy (add'l)

MERGER FUND — Int/Div — Buy (add'l)

MERGER FUND — Buy (add'l)

MERGER FUND — Buy (add'l)

MERGER FUND — Buy (add'l)

DFA US CORE EQUITY II — Int/Div — Buy

PIMCO ALL ASSET All AUTHORITY INST CL — Int/Div

PIMCO ALL ASSET AUTHORITY CLD — Int/Div — Buy (add'l)

PIMCO ALL ASSET AUTHORITY CLD — Buy (add'l)

PIMCO ALL ASSET AUTHORITY CLD — Buy (add'l)

PIMCO ALL ASSET AUTHORITY CLD — Buy (add'l)

PIMCO ALL ASSET AUTHORITY CLD — Buy (add'l)

PIMCO ALL ASSET AUTHORITY CLD — Buy (add'l)

PIMCO ALL ASSET AUTHORITY CLD — Buy (add'l)

PIMCO TOTAL RETURN ADMIN SHS — Int/Div — Buy (add'l)

SPIMCO TOTAL RETURN ADMIN SHS — Buy (add'l)

PIMCO TOTAL RETURN ADMIN SHS — Buy (add'l)

PIMCO TOTAL RETURN ADMIN SHS — Buy (add'l)

PIMCO TOTAL RETURN ADMIN SHS — Buy (add'l)

SPIMCO TOTAL RETURN ADMIN SHS — Buy (add'l)

PIMCO TOTAL RETURN ADMIN SHS — Buy (add'l)

PIMCO TOTAL RETURN ADMIN SHS — Buy (add'l)

PIMCO EMERG MKTS CURRENCY — Int/Div — Sold

PIMCO EMERG MKTS CURRENCY — Int/Div — Buy (add'l)

PIMCO EMERG MKTS CURRENCY — Buy (add'l)

PIMCO EMERG MKTS CURRENCE — Sold

PIMCO REAL RETURN BOND INSTL (1X) — Int./hv — Buy (add'l)

PIMCO TOT RET INSTL — Int/Div — Buy (add'l)

PIMCO COMMODITY REAL RET STRAT ADMIN CL — Int/Div — Buy

PIMCO COMMODITY REAL RET STRAT ADMIN CL — Buy (add'l)

PIMCO COMMODITY REAL RET STRAT ADMIN CL — Buy (add'l)

PIMCO COMMODITY REAL RET STRAT ADMIN CL — Buy (add'l)

PIMCO EMERGING LOCAL BOND FD INSTCL — Int/Div — Buy

PIMCO EMERGING LOCAL BOND FUND ADMIN SH — hy — Buy

PIMCO EMERGING LOCAL BOND FUND ADMIN SH — Buy (add'l)

PIMCO REAL RETURN ADMIN CLASS — Int/Div — Buy

SPARTAN EMERGING MKT INDEX FUND — Int/Div — Buy

VANGUARD ALL-WLD EX-US — Int/Div

VANGUARD INDEX FDS VANGUARD REIT ETF — Int/Div

VANGUARD UTILITIES ETF (IX) — Int/Div — Sold

VANGUARD MSCI EMERGING — hy

VANGUARD GLOBAL REAL — Int/Div

GATEWAY FUND — Int/Div — Buy (add'l)

GATEWAY FUND — Buy (add'l)

GATEWAY FUND — Buy (add'l)

MATTHEWS ASIA DIVIDEND — Int/Div

PWRSHRS RAFI LS 1000 — Int/Div

PWRSHRS RAFI LS 1500 — Int/Div

NEW YORK LIFE INS WHOLE LIFE — Int/Div

WYOMING DEFERRED COMP

OPPENHEIMER GLOBAL — Int/Div — Sold (part) — DIST

TT ROWE PRICE NEW HORIZON — Int/Div — Sold (part) — DIST

ARTISAN MID CAP FUND — Int/Div — Sold (part) — DIST

WYOMING STATE RET. SYSTEM BEN ACCT (IX) — Int/Div — DIST

XCEL ENERGY msm — Int/Div

AXA EQUITABLE LIFE INS COMPANY — Interest

UNITED STATES AUTO ASSOC — Interest

TRUST 44 -

BARCLAYS BANK PLCD IPATH ETN (xX) — Int/Div

DODGE & COX INTERNATL STOCK FUND — Int/Div

AMERICAN CAPITAL WORLD GRWTH & INC — Int/Div

AMERICAN NEW WORLD CLASS Fi — Int/Div

BRIDGEWAY ULTRA SMALL CO MARKET — Int/Div — Sold (part)

CALAMOS GROWTH & INCOME CL A — Int/Div — Sold (part)

SCALAMOS GROWTH & INCOME CL) — Int/Div — Sold (part)

COHEN $ STEERS INTL REALTY INC CLA) — Int/Div

FIDELITY ADVISOR NEW INSIGHTS CL — Int

FIDELITY CASH CLEARING ACCOUNT xX) — Interest

FIDELITY CORE ACCOUNT — Interest

GATEWAY FUND CLASS A — Int/Div

GATEWAY FUNDCLASS Y — Int/Div

ISHARES TR S&P S00/VALUE INDEX FD — Int/Div — Buy

LOOMIS SAYLES BOND RETAIL SHARES — Int/Div — Buy (add'l)

LOOMIS SAYLES BOND RETAIL SHARES — Sold (part)

MERGER FUND — Int/Div

PIMCO ALL ASSETS ALL AUTHORITY CLD — Int/Div — Buy (add'l)

PIMCO EMERGING MARKETS CY ADMNCL — Int/Div — Sold

PIMCO EMERGING LOCAN BIND FUND ADMIN SH — Int/Div — Buy

PIMCO EMERGING LOCAL BOND FD INSTCL — Int/Div — Buy

POWERSHARES FTSE RAFI US 1000 — Int/Div — Buy (add'l)

SPRTN TOTAL MKT INDX INVESTOR CLASS — Int/Div — Buy

VANGUARD INTL EQUITY INDEX FD INC FTSE — Int/Div

VANGUARD INTL EQUITY INDEX FDS MSC — Int/Div

VANGUARD SECTOR INDEX FDS VANGUARD UTILS — Int./y — Sold

VANGUARD ALL-WLD EX-US SM CP ET — Int/Div

WILLIAM BLAIR INT'L GROWTH — Int/Div

Member, Advisory Board, Cheyenne Regional Medical Center, Home Health Services

Trustee, I'rust #2, See Explanation and Description at Part VII and Part VII

Trustee, Trust #3, See Explanation and Description at Part VII and Part VII

Trustee, Trust #1, See Explanation and Description at Part VII and Part VII

Member, Local Discussion Group, Young Men's Literary Club

Member, Advisory Board, The American Heritage Center of the University of Wyoming

Income — 2013 — Wyoming Judicial Retirement - Monthly — S2.863.00

Income — 2013 — State Employers Retirement - Monthly — $272.00

Spouse's income — 2013 — Lockheed Martin Corp Master Retirement Trust - Monthly

Cheyenne Regional Medical Center is the local hospital organization. The provision of nursing and care services to patients m their homes is one of the services

provided through Cheyenne Regional Medical Center, As part of the concern for the quality of patient care members of the public as well as medical professionals

have been placed on an advisory board, which meets periodically.

Young Mens’ Literary Club is a small organization (less than 50 including honorary and emeriti) that meets weekly during the fall, winter and spring to discuss

current events and review assigned papers. The organization has exsisted for the past 110 years. The Secretary/ Treasurer receives nominal dues for rent of the

meeting room and keeps meeting minutes that are deposited and preserved in the State Archives.

The American Heritage Center of the University of Wyoming functions us a public trust to collect, preserve and make accessible "a clearly defined set of

primary sources and rare books - reflecting the written image, and audio history of Wyoming, the Rocky Mountain region, and selected aspects of the American

past." (From mission statement of AHC) Reporting party was invited to serve a 4 year term.

Trust #1 is a trust

. It contains financial investments listed on schedule VII that | believe are the sole financial interests of the

trust. No portion of the trust is derived from my assets, income or activities or those JIN. During 2010 I became successor trustee of the trust and have

therefore listed on Schedule VII. 1am not un income or principal beneficiary of the trust Su MI. During the reporting

period | did not derive or expect to derive a benefit from the trust.

Trust #2 and Trust #3 were created to implement

estate planning. It is anticipated that additional assets will be placed in the trusts in the future.

Trust #2 holds and controls items listed on schedule VII, bank accounts at American National Bank now ANB Bunk and Wells Fargo National Bank, Part VII,

Trust #3 holds and controls items listed on schedule VIL

Trust #4 is another trust established JR. am not a trustee or beneficiary of this trust, the assets listed are listed due to the

filing of a Jl income tax return in 2012.

Wyoming Deferred Compensation Plan is & program for State Employees to deposit earnings for deferred tax investment. 1 received reports entitled Wyoming

Retirement System 457 Deferred Compensation Plan ¢/o Great West Retirement. There are various options that an employee may use for investment. In 2010,

detailed assets (three mutual funds) were listed in total, however in this report they have been separately listed. Net investment gain is also listed, See following

paragraph regarding 2010 changes that will be forthcoming. In 2010 it became incument upon undersigned to take distributions from this plan and pay tax on the

income. If all goes as directed, & sum will be withdrawn each year and will be taxed.

I reported assets wit consists of the checking account at American National Bank now ANB Bank.

There were also two small reportable assets that were previously not reported, additional shares in Xcel Energy and an AXA Equitable Life Insurance Policy.

The AXA Equitable Life Insurance Company whole life policy has a small cash value, barely over the reportable limit. This policy was originally established

approximately thirty years ago when the law firm I was with converted a group term policy into whole life.