Lisa Margaret Smith

Chase Cash accounts (X) — None

Fidelity NY Municipal Money Market Fund — Int/Div

Fidelity IRA (Puritan Fund) — Int/Div

Fidelity IRA (Fidelity Fund) — Int/Div

Fidelity IRA (Cash Reserves) — Int/Div

Webster Bank, Wilton CT -- Checking Account — None

Fidelity Growth and Income Fund — Int/Div

Fidelity Dividend Growth Fund — Int/Div

HSBC IRA (T. Rowe Price Dividend Growth Fund) — Int/Div

HSBC, White Plains. NY — None

Cisco Systems Common Stock — Int/Div

Century Link Communications Common Stock — Int/Div

Walt Disney Common Stock — Int/Div

Nassau Co. N.Y. Indl. Dev. Agency Bonds — None — Matured

Municipal Assistance Corp. For City of Trov, N.Y. Bonds — None

Long Island Power Auth. Bonds — None

Southeast Bank CD — Interest — Buy

Southeast Bank CD — Interest — Matured

Stifel Nicolaus IRA money market — Interest

Stifel Nicolaus mvestment account money market — Interest

Stifel Nicolaus Custodial Acc't for minor child #1 (cash account) — Interest

Stifel Nicolaus Custodial Acc't for minor child #2 (cash account) — Interest

General Electric common stock — Int/Div

Citigroup common stock — Int/Div

Phizer common stock — Int/Div

Fidelity Unique Coll. Inv. Plan 201% — None

NY College Savgs Prgrm A/C Mod Age Based Option:Mod Growth — None

Capital One Financial Corp Common Stock — Int/Div

Freeport McMoran Copper & Gold, Inc Common Stock — None

Invesco Intermediate Term Muni Income Fund Class Y — Int/Div — Buy (add'l) — Inv't a/c

Invesco Intermediate Term Muni Income Fund Class Y — Int/Div — Sold (part) — Inv't a/c

Invesco Intermediate Term Muni Income Fund Class Y — Int/Div — Sold (part) — Inv't a/c

Artisan Funds Mid Cap Value - Investor Class — Int/Div — Buy (add'l) — Inv't ac

Artisan Funds Mid Cap Value-- Advisor Class — Int/Div — Buy (add'l) — Inv't alc

Artisan Funds Mid Cap Value - Investor Class — Int/Div — Sold (part) — Inv't alc

Blackrock Equity Dividend Fund — Int/Div — Buy (add'l) — Inv't a/c

Blackrock Equity Dividend Fund — Int/Div — Buy (add'l) — Inv't a/c

Blackrock Equity Dividend Fund — Int/Div — Buy (add'l) — Inv't a/c

Columbia Contrarian Core — Int/Div — Buy (add'l) — Inv't alc

Columbia Contrarian Core — Int/Div — Sold (part) — Inv't alc

Columbia Contrarian Core — Int/Div — Sold (part) — Inv't a/c

American Beacon Intemational Equity — Int/Div — Buy — Inv't a/c

Dodge & Cox International Stock Fund — Int/Div — Buy (add'l) — Inv't ac

Dodge & Cox International Stock Fund — Int/Div — Sold (part) — Inv't alc

Dodge & Cox Intemational Stock Fund — Int/Div — Sold — Inv't a/c

Fidelity Advisor New Insights Inst] C1 — Int/Div — Buy (add'l) — Inv't a/c

Fidelity Advisor New Insights Inst] C1 — Int/Div — Sold (part) — Inv't ac

Fidelity Advisor New Insights Inst] C1 — Int/Div — Sold (part) — Inv't a/c

Fidelity Advisor New Insights Inst] C1 — Int/Div — Sold (part) — Inv't a/c

Heartland Value Plus Inst] C11 — Int/Div — Buy (add'l) — Inv't a/c

Heartland Value Plus Inst] C11 — Int/Div — Sold (part) — Inv't ac

Heartland Value Plus Inst] C11 — Int/Div — Sold (part) — Inv't a/c

Heartland Value Plus Inst] C11 — Int/Div — Sold — Inv't a/c

Henderson International Oppty — Int/Div — Buy

Nationwide Geneva Mid Cap Gr Inst] Sve Class — Distribution — Buy (add'l) — Inv't alc

Nationwide Geneva Mid Cap Gr Inst] Sve Class — istrnibution — Sold (part) — Inv't a/c

Nationwide Geneva Mid Cap Gr Inst] Sve Class — Distribution — Sold (part) — Inv't a/c

MFS Intl Growth — Int/Div — Buy (add'l) — Inv't a/c

MFS Intl Growth — Int/Div — Sold (part) — Inv't alc

MFS Intl Growth — Int/Div — Sold (part) — Inv't alc

Oppenheimer Developing Markets C1 Y — Int/Div — Buy (add'l) — Inv't a/c

Oppenheimer Developing Markets C1 Y — Int/Div — Sold (part) — Inv't a/c

Oppenheimer Developing Markets C1'Y — Int/Div — Sold (part) — Inv't alc

Oppenheimer Developing Markets C1'Y — Int/Div — Sold (part) — Inv't alc

Oak Ridge Small Cap Growth Fund — Distribution — Buy (add'l) — Inv't a/c

Oak Ridge Small Cap Growth Fund — Distribution — Sold (part) — Inv't a/c

Oak Ridge Small Cap Growth Fund — Distribution — Sold (part) — Inv't a/c

Pimco High Yield — Int/Div — Buy — Inv't alc

Wells Fargo Small Cap Value — Int/Div — Buy — Inv't ac

Amencan Beacon Intemational Equity — Int/Div — Buy — of Sufel IRA

American Beacon Intemational Equity — Int/Div — Sold (part) — of Sufel IRA

Artisan Funds Mid Cap Value - Investor Class — Int/Div — Buy (add'l) — of Sttel IRA

Artisan Funds Mid Cap Value - Advisor Class — Int/Div — Sold (part) — of Stufel IRA

Artisan Funds Mid Cap Value - Investor Class — Int/Div — Sold (part) — of Sufel IRA

Artisan Funds Mid Cap Value - Advisor Class — Int/Div — Sold (part) — of Sufel IRA

Blackrock Equity Dividend Fund — Int/Div — Sold (part) — of Suite] IRA

Blackrock Equity Dividend Fund — Int/Div — Buy (add'l) — of Sufel IRA

Blackrock Equity Dividend Fund — Int/Div — Buy (add'l) — of Sufel IRA

Columbia Contrarian Core Fund Class Z — Int/Div — Sold (part) — of Sufel IRA

Columbia Contrarian Core Fund Class Z — Int/Div — Buy (add'l) — of Stitel IRA

Columbia Contrarian Core Fund Class Z — Int/Div — Buy (add'l) — of Sufel IRA

Fidelity Advisor New Insight Mutual Fund Institutional Class — Int/Div — Sold (part) — of Stufel IRA

Fidelity Advisor New Insight Mutual Fund Institutional Class — Int/Div — Sold (part) — of Stifel IRA

hidehity Advisor New Insight Mutual Fund Institutional Class — Int/Div — Sold (part) — of Sutfel IRA

Fidelity Advisor New Insight Mutual Fund Institutional Class — Int/Div — Sold (part) — of Sufel IRA

Oppenheimer Developing Markets Class Y — Int/Div — Sold (part) — of Stifel IRA

Oppenheimer Developing Markets Class Y — Int/Div — Sold (part) — of Sufel IRA

Oppenheimer Developing Markets Class Y — Int/Div — Sold (part) — of Stifel IRA

Oppenheimer Developing Markets Class Y — Int/Div — Sold (part) — of Stifel IRA

Dodge & Cox Intl Stock Fund — Int/Div — Buy (add'l) — of Sutel IRA

Dodge & Cox Intl Stock Fund — Int/Div — Sold (part) — of Sufel IRA

Dodge & Cox Int! Stock Fund — Int/Div — Sold — of Stifel IRA

Harbor Fund Bond Fund — Int/Div — Buy (add'l) — of Stifel IRA

Harbor Fund Bond Fund — Int/Div — Buy (add'l) — of Sutel IRA

Harbor Fund Bond Fund — Int/Div — Sold (part) — of Sufel IRA

Heartland Value Plus Instl C11 — Int/Div — Buy (add'l) — of Sufel IRA

Heartland Value Plus Instl C11 — Int/Div — Sold (part) — of Stifel IRA

Heartland Value Plus Instl C11 — Int/Div — Sold — of Stitel IRA

Henderson International Oppty — Int/Div — Buy — of Sufel IRA

Henderson International Oppty — Int/Div — Sold (part) — of Sufel IRA

Nationwide Mutual New Geneva Mid Cap Growth Inst] Sve Class — Distribution — Buy — of Sufel IRA

Nationwide Mutual New Geneva Mid Cap Growth Inst] Sve Class — Distribution — Sold (part) — of Suite] IRA

MFS Intl Growth Fd C11 — Int/Div — Buy (add'l) — of Sufel IRA

MFS Intl Growth Fd C11 — Int/Div — Sold (part) — of Sufel IRA

MFS Intl Growth Fd C11 — Int/Div — Sold (part) — of Sufel IRA

MFS Intl Growth Fd C11 — Int/Div — Sold (part) — of Sufel IRA

Pimxo Fads Hi YI CI P — Int/Div — Buy — of Sufel IRA

Oak Ridge Small Cap Growth Fund Class Y — Distribution — Buy (add'l) — of Sufel IRA

Oak Ridge Small Cap Growth Fund Class Y — Distribution — Sold (part) — of Stufel IRA

Oak Ridge Small Cap Growth Fund Class Y — Distribution — Sold (part) — of Sutel IRA

Wells Fargo Govt Securities Admin Class — Int/Div — Buy (add'l) — of Sufel IRA

Wells Fargo Govt Securities Admin Class — Int/Div — Buy (add'l) — of Sufel IRA

Wells Fargo Special Small Cap Value — Int/Div — Buy — of Sufel IRA

Inherited IRA (H) — Inhented IRA

Stifel Insured Bank Program — Interest — Inhented IRA

Frontier Commumications (FTR) — Int/Div — Sold — Inhented IRA

Vernzon(VZ) — Int/Div — Inhented IRA

Franklin Income Fund. Class C (FCISX) — Int/Div — Inhented IRA

John Hancock Income Fund, C1 A UHFIX) — Int/Div — Sold (part) — Inhented IRA

Stifel Individual Brokerage Acct (H) — Individual Account

Stifel Insured Bank Program — Interest — Individual Account

Franklin NY Tax Free Income, Cl A (FNYTX) — Int/Div — Individual Account

Custodian, On behalf of mmor child #1'% Stafel Nicolaus Investment Account

Custodian, On behalf of mmor child #2°s Sufel Nicolaus Investment Account

Custodian, On behalf of minor child #2's New York's College Savings Program

Spouse's income — 2016 — Wages from Ridgefield Hardware Co. Ridgefield, CT

1. Lines 32-34, 72-74:

For Artisan Mid Cap Value fund, shares of the ‘mvestor’ cluss were exchanged for shares of the ‘advisor’ class on 5/10/16.

2, Lines 57-59, 102-105: The MFS Ser Tr X Intl Growth Fund is now known only as the MFS Intl Growth Fund.