Dale L. Somers

2013Annual

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Pull out the substance of this filing.

What was filed

  • 63

    investments

  • 0

    positions

  • 0

    gifts

  • 0

    agreements

  • 0

    debts

  • 0

    reimbursements

  • 0

    income

  • 1

    spouse income

Named parties

  • Note in Part VII
  • Note in part VII
  • Note mn part VII
  • Washburn University ( Admimstration)

As filed

Harbor Bond

BID Somers Family LLC — Distribution — Note in Part VII

CM. Life Insurance Company — Interest

CM. Life Insurance Company — Interest

CM, Life Insurance Company — Interest

Fidelity Management Trust Company - IRA Account — Int/Div — Note in Part VII

Harbor Bond Fund — Sold

Claymore Securities Defined Portfolios

Vanguard GNMA Fund

Fidelity Cash Reserves

Fidelity Contrafund — Sold

Templeton Global Bond Fund

Fidelity Focused High Inc — Sold (part)

Fidelity Focused High Inc — Sold

Lazard Emerging Mkt — Sold

Royce Premier Fund — Sold (part)

Royce Premier Fund — Sold

SPDR Gold Tr Gold — Sold

Fidelity GNMA Bond

Harbor Bond Adm

Eaton Vance Altanta Cap Smid — Sold (part)

Wells Fargo Advantage Growth — Sold (part)

Ishares S&P Midcap 400 Growth — Sold (part)

Ishares Core S&P Midcap ETF — Buy

Ishares Core S&P Midcap ETF — Buy (add'l)

FMI Large Cap Fund

TCW Core Fixed Income — Sold (part)

TCW Core Fixed Income — Buy (add'l)

Doubleline Total Rt Bond Fd

Bbh Core Select Retail Class

Metropolitan West Total Return — Buy (add'l)

PIMCO Fundamental Index — Sold (part)

Fidelity New Markets Inc

Fidelity High Income — Buy

Eaton Vance Floating Rate — Buy

Oakmark Int] Fund — Buy

Wasatch Intl Growth — Buy

American Century Value — Buy

Aberdeen Emerging Mrkts — Buy

Fidelity Management Trust Company - IRA Account — Int/Div — Note in part VII

Fidelity Cash Reserves

Metropolitan West Total Return — Buy

Fidelity Management Trust Company - Non IRA Acct — Note in part VII

Johuson County Kansas Un Sch Dist No 2334.0% Y1/16 — Interest

Overland Park KS Go Intl lmpt Bd 9/1/20 4% — Interest

Fidelity Tax Exempt Money Market — Int/Div

Fidelity Advisor New Insights — None — Sold

Royce Premier Fund — None — Sold

SPDR Gold Tr Gold — None — Sold

Lenexa Kuns Go Ref Bds Ser. 20 9/1/18 3.25% — Interest

Templeton Global Bond — Int/Div

Wasatch International Growth — None

Eaton Vance Floating Rate — Int/Div — Buy

American Century Value — Int/Div — Buy

Ishares Russell 1000 Value — Int/Div — Buy

Fidelity Management Trust Company - Non IRA Acct — Note in part VII

Fudehlity Tax Exempt Money Market — Int/Div

Eaton Vance Atlanta Cap Smid — None

Wells Fargo Advantage Growth — None — Sold

Ishares S&P Midcap 400 Growth — Int/Div

Doubline Total Return Bond Fund — Int/Div

ING - State of KS Def Comp Plan — Int/Div — Note mn part VII

Vanguard T. Retirement 2025

Spouse's income — 2013 — Washburn University ( Admimstration)

Part VIII -

A. Item #1 BJD Somers Family LLC - 1am a member. | am not an officer or board member and | have no managerial responsibilities,

B. Items listed in #6 through #38 are all assets of Fidelity Management Trust Company IRA account identified in #5 above.

C. Items listed in #40 through #42 are all assets of Fidelity Management Trust Company IRA account identified in #39 above.

D. Items listed in #44 through #55 are all assets of Fidelity Management Trust Company non-IRA account identified in #43 above,

E. Items listed in #57 through #61 are all assets of Fidelity Management Trust Company non-IRA account identified mn #56 above.

F. Item #63 is the asset of ING-State of Kansas Deferred Compensation Plan identified in #62 above,

G. Item #6 on the 2012 report (U.S. Treasury Inflation Protection Notes) indicated a partial sale, it should huve been indiciated as a sale, the transaction codes

would not have changed on the prior report.

This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.

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Dale L. Somers | Frix