Laura K. Grandy

2014Annual

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Pull out the substance of this filing.

Parts of this filing are redacted in the source. Gaps below are the filing's, not ours.

What was filed

  • 377

    investments

  • 0

    positions

  • 0

    gifts

  • 1

    agreements

  • 4

    debts

  • 2

    reimbursements

  • 1

    income

  • 0

    spouse income

Named parties

  • Note mm Part VII
  • Note in Part VII
  • Note mn Part VII
  • Bank of Springfield
  • FCB - Swansca
  • First Bunk
  • Southern [llinois (BASIL) Professional Organization
  • National Conference of Bankruptcy Judges
  • Mathis Marifian & Richter LTD

As filed

Northwestern Mutual Varible Annuity

Intemational Equity Franklin Tpl — Int/Div

Small Cap Growth Wellington — Int/Div

Russell Non-US — Int/Div

Domestic Equity Delaware Mgmt — Int/Div

Focused Appreciation Janus — Int/Div

Equity Income T Rowe Price — Int/Div

Northwestern Mutual 65 Life Insurance Policy — Int/Div

Northwestern Mutual Variable ComplLife Insurance Policy — Int/Div

Large Cap Blend Fiduciary Mgmt — Int/Div

Large Cap Core Stock Fayez Sarofim — Int/Div

Mid Cap Core Stock WM Blair Co — Int/Div

Small Cap Value T Rowe Price — Int/Div

Intemational Equity Franklin Tmpl — Int/Div

Intemational Growth Janus — Int/Div

Select Bond Wells Capital Mgmt — Int/Div

Russell Core Bond — Int/Div

Long Term US Govt Bond Pimeo — Int/Div

High Yield Bond Federated INC — Int/Div

Russell Global Real Estate — Int/Div

Money Market Black Rock — Int/Div

Northwestern Mutual 65 Life Insurance Policy — Note mm Part VII

Raymond James Morgan Keegan Trust U/A DTD 7/02/98

Cash/Money Market Series 2 term — Int/Div

Apple Inc (AAPL) — Int/Div

First Eagle Global Fund A (SGENX) — Int/Div

First Eagle US Value Fund A (FEVAX) — Int/Div

Federated Kaufmann Large Cap C (KLOCX) — Int/Div

Freeport McMorgan Copper and Gold Class B (FCX) — Int/Div

1 Capital Strength Ser 2 Cash — Interest

Ivy Core Equity Fund (WCEAX) — Int/Div

Raymond James Morgan Keegan

Apple Inc (AAPL) — Int/Div

Federated Kaufmann Large Cap A (KLCAX) — Int/Div

First Eagle Global Fund A (SGENX) — Int/Div

Riverfront Long Term Growth (RLTCX) — Int/Div — Sold

Furmanite Corporation (FRM) — Int/Div

First Trust Technology Dividend Portfolio Series FE — Int/Div

First Trust Energy Select Portfolio Senes 48 — Int/Div — Sold

Fundamental Investors Fund Class A (ANCFX) — Int/Div

Putnam Capital Spectrum Fund Class ¢ (PVSCX) — Int/Div

Federated Strategic Value (SVAAX) — Int/Div — Buy

Lord Abbett Growth (LGLCX) — Int/Div — Buy

First Trust Europen Deep Value Ser 3 — Int/Div — Buy

Amencan Funds Europacific (AEGFX) — Int/Div — Buy (add'l)

AF American Mutual F2 (AMRFX) — Int/Div

Artisan International (ARTIX) — Int/Div

Champlain Mid Cap Fund (CIPMX) — Int/Div — Sold (part)

Perkins Mid Cap Value A (JDPAX) — Int/Div — Sold

JP Morgan US Large Cap Core Plus JLpPSx) — Int/Div — Sold (part)

MFS Research Fund Class A (MFRFX) — Int/Div — Sold (part)

Nuveen Winslow Large Cap Growth INULIX) — Int/Div — Sold

Trowe Price Smallcap Value Adv (PASVX) — Int/Div — Sold (part)

JP Morgan Core Bond Fund A (PGBOX) — Int/Div

Pimco Unconstrained Bond Fund (PUCPX) — Interest — Sold

Legg Mason Clearbridge Equity (SOPAX) — Int/Div

Looms Sayles Growth Fund (LSGRX) — Int/Div — Sold (part)

Templeton Global Bond Fund (TGBAX) — Int/Div

Wells Fargo Advantage Int. (WFVDX) — Int/Div

AQR Diversified Arbitrage N (ADANX) — Int/Div

Neugerger Berman Income Bond (NHIAX) — Int/Div — Sold (part)

Loomis Sayles Income Fund C1 A INEFZX) — Int/Div

Virus Emerging Markets Oppt Fund (HIEMX) — Int/Div — Buy (add'l)

Dodge & Cox Income Fund (DODIX) — Int/Div — Buy (add'l)

Pimco Total Return Fund (PTTPX) — Int/Div — Sold

John Hancock Disciplined Value (JVMIX) — Int/Div — Buy

First Trust ETF 11 Consumer Staples Alphadex (FXG) — Int/Div — Sold

Metropolitan West Rtn Bond (MWTIX) — Int/Div — Buy

Prudential Absolute (PADZX) — Int/Div — Buy

Ishares TR Barclvs (SHY) — Int/Div — Sold

First Trust S&P Reit Index Fund (FRI) — Int/Div

First Traded Exchange Traded Small Cap (FY) — Int/Div — Sold

First Trust Exchange Traded Europe (FEP) — Int/Div — Sold

First Trust Exchange Traded Dev MKTS (FEMS) — Int/Div — Sold

First Trust ETF HH INDLS PRO (FXR) — Int/Div — Sold

Ishares 1 <10Y TR BD (IEF) — Interest

First Trust S & P Remt Index Fund (FRI) — Interest

First Trust ETF HH(FXD) — Int/Div — Buy

First Trust ETF HH(FXD) — Sold

First Trust Exchange Japan (FIP) — Int/Div — Buy

First Trust Exchange Japan (FIP) — Sold

First Trust Exchange Germany (FGM) — Int/Div — Buy

First Trust Exchange Germany (FGM) — Sold

shares Msci Swenden (EWD) — Int/Div — Buy

shares Msci Swenden (EWD) — Sold

Ishares MSC Nether] (EWN) — Int/Div — Buy

Ishares MSC Nether] (EWN) — Sold

Ishares MSC Span CP (EWP) — Int/Div — Buy

Ishares MSC Span CP (EWP) — Sold

Ishares MSC France (EWQ) — Int/Div — Buy

Ishares MSC France (EWQ) — Sold

Ishares TR MSC Denmark (EDEN) — Int/Div — Buy

shares TR MSC Finlnd (EFNL) — Int/Div — Buy

shares TR MSC Finlnd (EFNL) — Sold

Ishares MSC Ttalepd (EW) — Int/Div — Buy

Ishares MSC Ttalepd (EW) — Sold

First Trust ETF 1 Technology (FXL) — Int/Div — Buy

First Trust ETF 1 Technology (FXL) — Sold (part)

First Trust ETF 1 Technology (FXL) — Buy

First TR Exchange Alpha Fund (FNK) — Int/Div — Buy

First TR Exchange Alpha Fund (FNK) — Sold

Ishares MSCI ISR CAP ETF (EIS) — Int/Div — Buy

Ishares TR Ireland (EIRL) — Int/Div — Buy

Ishares TR Ireland (EIRL) — Sold

Ishares MSC India (INDA) — Int/Div — Buy

First Trust ETF Energy (FXN) — Int/Div — Buy

First Trust ETF Energy (FXN) — Sold

Global Argenta (ARGT) — Int/Div — Buy

Global Argenta (ARGT) — Sold

First Trust Large Cap Opprt (FTC) — Int/Div — Buy

First Trust Taiwan (FTW) — Int/Div — Buy

First Trust Hong Kong (FHK) — Int/Div — Buy

First Trust Hong Kong (FHK) — Sold

First Trust Alpha (FCAN) — Int/Div — Buy

Ishares TR MSC Phillips (EPHE) — Int/Div — Buy

First Trust Consumer Staples (FXG) — Int/Div — Buy

First Trust Consumer Staples (FXG) — Sold

Ishares TR MSCI Indonia (EIDO) — Int/Div — Buy

First Trust Utilities (FXL) — Int/Div — Buy

shares MSCI STH AFR (EZA) — Int/Div — Buy

First Trust Health (FXH) — Int/Div

Raymond James Morgan Keegan

Cash/Money Market — Interest

Blackrock Global A (MDLOX) — Int/Div

Blackrock Global B (MBLOX) — Int/Div

Lord Abbett Bond (LBNDX) — Int/Div

Pineywoods, Swansea, Hllinois (2001 $110,000) — None — Note in Part VII

McFessel Drive, Fairview Heights, IL (2005, $55,000) — Rent

MMRG Bldg , Belleville, Illinois (2003. $370,000) — Rent

Memill Lynch

Cash/Money Market — Interest

FIA Card Services Money Market Account — Interest

Abbvie Inc Shs (ABBV) — Int/Div — Buy (add'l)

Abbvie Inc Shs (ABBV) — Buy (add'l)

Ares Capital Corp (ARCC) — Int/Div — Sold (part)

Ares Capital Corp (ARCC) — Sold (part)

Ares Capital Corp (ARCC) — Sold (part)

Ares Capital Corp (ARCC) — Sold

Automatic Data Proc (ADP) — Int/Div — Buy (add'l)

Altria Group Inc (MO) — Int/Div — Sold

Atlas Pipeline Prtnrs LP (APL) — Int/Div — Sold

Baron Partmers Fund CL (BPTIX) — Int/Div — Sold (part)

Baron Partmers Fund CL (BPTIX) — Sold

Chevron Corp (CVX) — Int/Div — Sold (part)

Chevron Corp (CVX) — Sold

Comcast Corp New CL A (CMCSA) — Int/Div — Buy (add'l)

Comcast Corp New CL A (CMCSA) — Buy (add'l)

Comcast Corp New CL A (CMCSA) — Sold (part)

Covidien PLC SHS New (COV) — Int/Div — Buy

Covidien PLC SHS New (COV) — Sold

Diageo PLC SPSD ADR NEW (DEO) — Int/Div — Sold

Danaher Corp DEL COM (DHR) — Int/Div — Buy

Danaher Corp DEL COM (DHR) — Buy (add'l)

Dicks Sporting Goods Inc (DKS) — Int/Div — Buy

Dicks Sporting Goods Inc (DKS) — Buy (add'l)

Dicks Sporting Goods Inc (DKS) — Buy (add'l)

Dicks Sporting Goods Inc (DKS) — Sold (part)

Dicks Sporting Goods Inc (DKS) — Sold

Disney (Walt) Co COM (DIS) — Int/Div — Buy

Enterprise Prdts LP (EPD) — Int/Div — Buy

Eastman Chemical Co (EMN) — Int/Div — Buy

Eastman Chemical Co (EMN) — Buy (add'l)

Eastman Chemical Co (EMN) — Buy (add'l)

Eastman Chemical Co (EMN) — Sold

Energy Transfer Pts LP (ETP) — Int/Div — Buy (add'l)

Energy Transfer Pts LP (ETP) — Buy (add'l)

Energy Transfer Pts LP (ETP) — Buy (add'l)

Express Scripts Inc COM (ESRX) — Int/Div — Sold (part)

Express Scripts Inc COM (ESRX) — Sold

Exterran Partners LP (EXLP) — Int/Div — Sold

Federated Intemational (FGFLX) — Int/Div — Buy

Federated Intemational (FGFLX) — Sold (part)

Federated Intemational (FGFLX) — Sold

Federated Muni High (FMOAX) — Int/Div — Buy

Federated Muni High (FMOAX) — Sold

Franklin Incom Fd Adv (FRIAX) — Int/Div

Gamestop Corp New (GME) — Int/Div — Buy

Gamestop Corp New (GME) — Buy (add'l)

Gamestop Corp New (GME) — Sold

Greenbrier Cos Inc (GBX) — Int/Div — Buy

Greenbrier Cos Inc (GBX) — Buy (add'l)

Greenbrier Cos Inc (GBX) — Buy (add'l)

Greenbrier Cos Inc (GBX) — Buy (add'l)

Henderson European (HFEIX) — Int/Div — Buy

Henderson European (HFEIX) — Sold

Henderson Global Equity (HFQIX) — Int/Div — Sold (part)

Henderson Global Equity (HFQIX) — Sold

Himax Technologies Adr (HIMX) — Int/Div — Sold (part)

Himax Technologies Adr (HIMX) — Sold

Honeywell Intl lnc Del (HON) — Int/Div — Buy (add'l)

Ishares Nasdaq Biotech (IBB) — Int/Div — Sold

shares Intl Select (IDV) — Int/Div

Numina Inc Com (ILMN) — Int/Div — Buy

Kansas City Southern (KSL) — Int/Div

Kinder Morgan (KMI) — Int/Div — Buy

Kraft Foods Inc VA CL A (KRFT) — Int/Div — Buy (add'l)

Kraft Foods Inc VA CL A (KRFT) — Sold (part)

Kraft Foods Inc VA CL A (KRFT) — Sold (part)

Lord Abbett Bond (LBDFX) — Int/Div — Buy

Lord Abbett Bond (LBDFX) — Sold

Lord Abbett Growth (LGLFX) — Int/Div — Buy

Lord Abbett Growth (LGLFX) — Sold (part)

Lord Abbett Growth (LGLFX) — Sold

Lord Abbett Short (LDLFX) — Int/Div — Buy

Lord Abbett Short (LDLFX) — Sold

Looms Sayles Growth (LSGRX) — Int/Div — Buy

Mondelez International Inc (MDLZ) — Int/Div — Sold (part)

Mondelez International Inc (MDLZ) — Sold (part)

NXP Semiconductors NV (NXP) — Int/Div — Buy

NXP Semiconductors NV (NXP) — Buy (add'l)

NXP Semiconductors NV (NXP) — Buy (add'l)

Orexigen Therap Inc (OREX) — Int/Div — Sold

The Oakmark INTL Fund (OAKIX) — Int/Div — Sold

Pacira Pharmaceuticals (PCRX) — Int/Div — Buy

Pacira Pharmaceuticals (PCRX) — Buy (add'l)

Pacira Pharmaceuticals (PCRX) — Buy (add'l)

Pfizer Inc (PFE) — Int/Div — Sold

Putnam Capital (PVSYK) — Int/Div — Buy

Putnam Diversified (PDVYX) — Int/Div — prt)

Powershares DW A Consumer (PSL) — Int/Div — Buy

Roberthalf Intl Inc Com (RHI) — Int/Div — Buy

Sirus XM Holdings Inc (SIR1) — Int/Div — Sold (part)

Sirus XM Holdings Inc (SIR1) — Sold (part)

Sirus XM Holdings Inc (SIR1) — Sold

Splunk luc (SPLK) — Int/Div — Buy

Splunk luc (SPLK) — Buy (add'l)

Splunk luc (SPLK) — Buy (add'l)

St Jude Medical INC (ST) — Int/Div — Buy

St Jude Medical INC (ST) — Buy (add'l)

St Jude Medical INC (ST) — Sold

Starwood Ppty TR (STWD) — Int/Div — Buy

Starwood Ppty TR (STWD) — Buy (add'l)

Starwood Ppty TR (STWD) — Buy (add'l)

Starwood Ppty TR (STWD) — Sold (part)

Suncor Energy Inc New (SU) — Int/Div

Skyworks Solutions (SWKS) — Int/Div — Buy

Three D Systems New (DDD) — Int/Div — Sold

Twenty First Century (FOX) — Int/Div — Sold

Time Wamer (TWX) — Int/Div — Buy

Under Armour Inc (UA) — Int/Div — Buy (add'l)

United Techs Corp (UTX) — Int/Div — Sold

Wisdomtree Invis Inc (WETF) — Int/Div — Sold (part)

Wisdomtree Invis Inc (WETF) — Sold

Wisdomtree Trust Japan (DXJ) — Int/Div — Sold

Wisdomtree Emerging Mrkt (DEM) — Int/Div — Sold

Yum Brands Inc (YUM) — Int/Div — Sold

TCW Emerging (TGEIX) — Int/Div — Buy

TCW Emerging (TGEIX) — Sold

SPDR Dow Jones (DIA) — Int/Div — Buy

SPDR Dow Jones (DIA) — Sold (part)

SPDR Dow Jones (DIA) — Sold

Whitewave Foods Co (WWAV) — Int/Div — Buy

Whitewave Foods Co (WWAV) — Buy (add'l)

Whitewave Foods Co (WWAV) — Buy (add'l)

Kinder Morgan Energy Partners LP — Int/Div — Note mn Part VII

Energy Transfer PTNRS LP — Ine — Note in Part VII

Bank of America - Merrill Lynch Wealth Management

Money Manager Checking Sweep Acct — Interest

ING Groep NV. PFD (1GK) — Int/Div — Sold

Bank of America NA Market CD (MAT) — Interest — Sold

AXA Equitable Life INS CO Accumulator 04 — Int/Div

Altra Group Inc (MO) — Int/Div — Sold

Apple Inc (AAPL) — Int/Div

First TRS & P REIT Index (FRI) — Int/Div — Sold

Home Depot Inc (HD) — Int/Div — Sold

IVY Municipal High Income (WYMHX) — Int/Div — Sold

Pepsico Inc (PEP) — Int/Div — Sold

Plizer Inc (PFE) — Int/Div — Sold

Regions Finl Corp (RF) — hy — Sold

Salesforce Com Inc (CRM) — Int/Div — Sold

Alliancebernstein High (ABTYX) — Int/Div — Sold

Invesco Van Kampen High (ACTDX) — Int/Div — Sold

Oppenheimer Amt Free (OMFYX) — Int/Div — Sold

Alibaba Group Holdings (BABA) — Int/Div — Buy

Amaxon Com Inc (AMZN) — Int/Div — Buy

Amaxon Com Inc (AMZN) — Buy (add'l)

Amaxon Com Inc (AMZN) — Buy (add'l)

Amaxon Com Inc (AMZN) — Sold

Caterpillar INC DEL (CAT) — Int/Div — Buy

Caterpillar INC DEL (CAT) — a

Caterpillar INC DEL (CAT) — Buy (add'l)

Caterpillar INC DEL (CAT) — Sold

Celgene Corp Com (CELG) — Int/Div — Buy

Centurylink INC Shs (CTL) — Int/Div — Buy

Centurylink INC Shs (CTL) — Buy (add'l)

Centurylink INC Shs (CTL) — Buy (add'l)

Cisco Systems Inc (CSCO) — Int/Div — Buy

Cisco Systems Inc (CSCO) — Sold

Chipotle Mexican Grill (CMG) — Int/Div — Buy

Chipotle Mexican Grill (CMG) — Buy (add'l)

Chipotle Mexican Grill (CMG) — Sold

Citigroup INC (C) — Int/Div — Buy

Citigroup INC (C) — Buy (add'l)

Citigroup INC (C) — Sold

Continental Resources (CLR) — Int/Div — Buy

Continental Resources (CLR) — Buy

Continental Resources (CLR) — Sold

Davita Healthcare Partners (DV A) — Int/Div — Buy

Davita Healthcare Partners (DV A) — Buy (add'l)

Davita Healthcare Partners (DV A) — Buy (add'l)

Exxon Mobil Corp (XOM) — Int/Div — Buy

Exxon Mobil Corp (XOM) — Sold

Gilead Sciences INC (GILD) — Int/Div — Buy

Gilead Sciences INC (GILD) — Buy (add'l)

Gilead Sciences INC (GILD) — Sold

Google Ine (GOOGL) — Int/Div — Buy

Google Ine (GOOGL) — Buy (add'l)

RIT) — Buy (add'l)

RIT) — Buy (add'l)

RIT) — Sold

Google Inc SHS C (GOOG) — Int/Div — Buy

Google Inc SHS C (GOOG) — Buy (add'l)

Google Inc SHS C (GOOG) — Buy (add'l)

Google Inc SHS C (GOOG) — Buy (add'l)

Hewlett Packard (HPQ) — Int/Div — Buy

Hewlett Packard (HPQ) — Buy (add'l)

Hewlett Packard (HPQ) — Buy (add'l)

Hewlett Packard (HPQ) — Buy (add'l)

Mastercard (MA) — Int/Div — Buy

Mastercard (MA) — Buy (add'l)

Merck and Co INC (MRK) — Int/Div — Buy

Merck and Co INC (MRK) — Buy (add'l)

Metlife (MET) — Int/Div — Buy

Metlife (MET) — Buy (add'l)

Metlife (MET) — Buy (add'l)

Nextera Energy INC (NEE) — Int/Div — Buy

Nextera Energy INC (NEE) — Buy (add'l)

Nike INC (NKE) — Int/Div — Buy

Nike INC (NKE) — Buy (add'l)

Nike INC (NKE) — Buy (add'l)

Nucor Coporation (NUE) — Int/Div — Buy

Nucor Coporation (NUE) — Buy (add'l)

RE¥S — Buy (add'l)

NXP Semiconductors (NXP — Int/Div — Buy

NXP Semiconductors (NXP — Buy (add'l)

NXP Semiconductors (NXP — Buy (add'l)

Suncor Energy Inc New (SU) — Int/Div — Buy

Suncor Energy Inc New (SU) — Sold

Salesforce Com Inc (CRM) — Int/Div — Buy

R¥3] — Buy (add'l)

R¥3] — Sold

Under Armour Inc (UA) — Int/Div — Buy

Under Armour Inc (UA) — Sold

Verizon Communication (VZ) — Int/Div — Buy

Adb6 — Sold

Visalnc CIA (V) — Int/Div — Buy

RETH — Buy (add'l)

RETH — Buy (add'l)

Vodafone Grop Ple (VOD) — Int/Div — Buy

Vodafone Grop Ple (VOD) — Sold

Wuxi Pharmatech — Int/Div — Buy

Wuxi Pharmatech — Buy (add'l)

Wuxi Pharmatech — Sold

EGA Bevond Brics ETF (BBRC) — Int/Div — Buy

EGA Bevond Brics ETF (BBRC) — Sold

First TR Small Cap (FYX) — Int/Div — Buy

First TR MID Cap (FNX) — Int/Div — Buy

First TR Large Cap (FEX) — Int/Div — Buy

First TR S&P REIT (FR) — Int/Div — Buy

First TR S&P REIT (FR) — Sold

First TR ISE CLOUD (SKYY) — Int/Div — Buy

Ishares Nasdaq Biotech (IBB) — Int/Div — Buy

Ishares S&P Short Term (SLB) — Int/Div — Buy

shares S&P National (MUB) — Int/Div — Buy

shares MCS! Frontier (FM) — Int/Div — Buy

Ishares RS 2000 (IWO) — Int/Div — Buy

Ishares RS 2000 (IWO) — Sold

SPDR S&P S00 (SPY) — Int/Div — Buy

SPDR S&P S00 (SPY) — Sold

Vanguard Small Cap (VBR) — Int/Div — Buy

Vanguard Small Cap (VBR) — Sold

Vanguard Information (VGT) — Int/Div — Buy

Vanguard Energy ETF (VDE) — Int/Div — Buy

Vanguard Energy ETF (VDE) — Sold

Vanguard Industrial (VIS) — Int/Div — Buy

Vanguard Energy ETF (VDE) — Int/Div — Buy

First Trust Cyclical Strenth Portfolio Series erm — Int/Div — Sold

Agreement — 3/022010 — Mathis Marifian & Richter LTD See Note in Part VII

Liability — Bank of Springfield — Note Payable (Co-signer on Debt)

Liability — FCB - Swansca — Mortgage on building owned by MMRG Building LLC

Liability — First Bunk — Mortgage - Mc Fessel Property

Liability — Bank of Springfield — Mortgage - Pineywood Property

Reimbursement — Southern [llinois (BASIL) Professional Organization — 05/0272014 — Activity

Reimbursement — National Conference of Bankruptcy Judges — 07/17/2014 07182014 — St. Lows, Missourn — Professional Orgamzation Activity — Lodging

Income — 2014 — Mathis Marifian & Richter LTD — S10.166.00

Part 11:

Line | = Payments for percentage of collections of fees for work performed and generated by Judge, prior to departure,

Part VII:

Line 22 Duplicate entry of Line 8

Line 109- Residential Real Property which is currently occuppicd byl No income received.

Line 237/38 - Publicly Traded Partmership that generates interest and dividends.

This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.

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Laura K. Grandy | Frix