Michael Walter Fitzgerald

Bank of America - Cash Accounts — Interest

Brokerage Account #2 (Personal) (H)

Amencan Beacon Bridgeway (BWLYX) — None — Sold

Angel Ouk Flexible INCM (ANFIX) — Int/Div — Sold (part)

Angel Ouk Flexible INCM (ANFIX) — Sold

Artisan Intl Fund Inv (ARTIX) — None — Sold

Dodge & Cox Intl Stock (DODFX) — None — Sold

Fidelity Contra Fund (FONTX) — Int/Div — Sold

FMI Large Cap Fund (FMIHX) — None — Sold

JPMorgan Mid Cap Val (FLMVX) — None — Sold

Oakmark Intl Sm Cap (OAKEX) — None — Sold

Oberweis Intl Oppty Fd Inst (OBIIX) — Int/Div — Buy

Schwab Amt TF MMF (SWFXX) — Int/Div — Sold (part)

Schwab Amt TF MMF (SWFXX) — Buy (add'l)

Schwab Amt TF MMF (SWFXX) — Sold (part)

Schwab Amt TF MMF (SWFXX) — Buy (add'l)

Schwab Amt TF MMF (SWFXX) — Sold (part)

Schwab Amt TF MMF (SWFXX) — Buy (add'l)

Schwab Amt TF MMF (SWFXX) — Sold (part)

Schwab Amt TF MMF (SWFXX) — Buy (add'l)

Schwab Amt TF MMF (SWFXX) — Buy (add'l)

Schwab Amt TF MMF (SWFXX) — Sold (part)

Schwab Amt TF MMF (SWFXX) — Sold (part)

Schwab Amt TF MMF (SWFXX) — Sold (part)

Schwab Amt TF MMF (SWFXX) — Sold (part)

Stone Ridge All Asset Variance Risk Prem Com CLIAVRPX) — None — Buy

Stone Ridge All Asset Variance Risk Prem Com CLIAVRPX) — Sold

Stone Ridge Reinsurance (SRRIX) — None — Sold

Touchstone Small Cap (TSFYX) — None — Sold

Wasatch Frontier Emrg Sm (WAFMX) — None — Sold

Brokerage Account 23 (IRA) (H)

American Beacon Bridgeway Lg Cap Value (BWLYX) — Int/Div

Angel Oak Flexible Incm (ANFIX) — Int/Div — Sold (part)

Artisan Intl Fund (APDIX) — Int/Div — Buy

Artisan Intl Fund Inv (ARTIX) — None — Sold

Ashmore Emre Mkts (EFEIX) — Int/Div

Dodge & Cox Int! Stock Fund (DODFX) — Int/Div

Driehaus Frontier Emrg (DRFRX) — Int/Div — Buy

Fidelity Contra Fund (FONTX) — Int/Div — Sold (part)

FMI Large Cap Fund (FMIHX) — None — Sold

FMI Large Cap Fund Inst (FMIQX) — Int/Div — Buy

FMI Large Cap Fund Inst (FMIQX) — Sold (part)

Glenmede Secured Options (GTSOX) — None — Buy

JPMorgan Mid Cap Value Inst (FLMVX) — Int/Div

Oakmark Intl Small Cap (OAKEX) — None — Sold

Oberweis Intl Oppty Fd lust (OBIIX) — Int/Div — Buy

Schooner Hedged Alt Incm (SHAIX) — Int/Div — Sold

Schwab Govt Money Fund (SWGXX) — None — Buy (add'l)

Schwab Govt Money Fund (SWGXX) — Buy (add'l)

Schwab Govt Money Fund (SWGXX) — Sold (part)

Schwab Govt Money Fund (SWGXX) — Sold (part)

Schwab Govt Money Fund (SWGXX) — Sold (part)

Schwab Govt Money Fund (SWGXX) — Sold (part)

Schwab Govt Money Fund (SWGXX) — Sold (part)

Schwab Govt Money Fund (SWGXX) — Sold (part)

Stone Ridge All Asset Variance Risk Prem (AVRPX) — Int/Div — Buy (add'l)

Stone Ridge Reinsurance Risk Prem Interval (SRRIX) — Int/Div

Touchstone Small Cap Core Fd (TSFYX) — Int/Div

Voya Midcap Oppty Fd 1 (NMCIX) — Int/Div

Wasatch Frontier Emrg Sm (WAFMX) — None — Sold

Wells Fargo Bank - Cash Accounts (X) — None

Brokerage Account #4 (Personal) (H) (X)

Cash Account (X) — None

Vivaldi Multi Strategy Fd CL 1 (OMOIX) (xX) — None

Vivaldi Merger Arbitrage Fd CL (VARBX) (X)} — Int/Div — Sold (part)

Altegris Futures Evolution CL (EVOIX) 1X) — Int/Div — Sold (part)

Van Eck Internat] Investors Gold Fd (INIY XOX) — Int/Div — Buy (add'l)

Stoneridge Reinsurac Risk Prem Interval (SRRIX) (X) — Int/Div

Pimco Income Fund Institutional Fund (PIMIXO(X) — Int/Div — Sold (part)

Pimco Income Fund Institutional Fund (PIMIXO(X) — Buy (add'l)

Thomburg Ltd Term Income Class (TXIIXH(X) — Int/Div — Buy

Sprott Physical Gold Trust Unit common stock 1X) — None

Carter Validus Mission Critical REIT Inc Com (X) — Int/Div

US. Treasury Bd Stripped Prim Pmt (X) — None — Sold

Brokerage Account #5 (IRA) (H) (X)

Fidelity Government Cash Reserves (FDRXX)(X) — None

Vivaldi Multi Strategy Fd CL 1 (OMOIX) (xX) — Int/Div

Vivaldi Merger Arbitrage Fd CL (VARBX)(X) — Int/Div

Altergris Futures Evolution (EVOIX) (X) — Int/Div

Pimeo Income Fund Institutional Fund (PIMIXO U(X) — Int/Div

Stonebridge Reinsurac Risk Prem Interval (SRRIX) (X) — Int/Div

Thomburg Ltd Term Income Class (THX) (X) — Int/Div — Buy

U.S. Treasury Bd Stripped Prin Pmt (X) — None — Sold

Pension Fund (H) (X) — None

FIX Int/Stable Value/Cash, AUL Foxed Account / FIXD(X) — Int/Div

Pioneer Bond Y / PBYA (X) — None

Alger Capp App Portfolio 1-2 / AAL2 (X) — Int/Div

AmerCent MidCap Val Inv / ACKM (X) — Int/Div

Oppenheimer Main St Mid Cap Y / OMMY xX) — Int/Div

Calbert SmCap Fd A / CSCV (X) — Int/Div

MFS Intl New Discovery A / MID2 (X) — None

Dwrector / Officer, Federal Bar Association, Los Angeles Chapter

Gift — Katherine George — Wedding Gift -« Catalina Lodging — $500.00

Liability — Citibank — Revolving credit

Reimbursement — American Bar Association — 32160 33/16 — San Diego, CA — Panchist — Transportation and lodging

Reimbursement — Umversaty of Califor, } Berkeley School of Law — 129/16 — Berkeley, CA — Officiant ar Swearing-in Ceremony — Transportation

Spouse's income — 2016 — NALEO Educational Fund, salary

Spouse's income — 2016 — State of California, In-Home Supportive Services; miscellancous income