David S. Cayer

NASDAQFTR(Y)

ING DIRECT (Y)

ETR:FME — Int/Div

NYSE:VZ — Int/Div

NYSESEE — Int/Div

NYSEXOM(Y)

NYSEWMT(X) — Int/Div

FIFTH THIRD (X) — Interest

TRLST #1 — Int/Div

WELLS FARGO DEPOST ACCT

EATON VANCE NC MUNI FUNDS — Buy (add'l)

EATON VANCE NC MUNI FUNDS — Sold (part)

EATON VANCE NC MUNI FUNDS — Sold (part)

EATON VANCE NC MUNI FUNDS — Sold (part)

GOLDMAN SACHS TR GS SHORT DURATION — Buy

GOLDMAN SACHS TR GS SHORT DURATION — Sold (part)

NUVEEN LIMITED TERM MUNICIPAL BOND FUND — Buy

NUVEEN NC MUNI BOND — Buy

RIDGEWORTH SEIX HIGH YIELD BOND FUND — Buy

RIDGEWORTH SEIX HIGH YIELD BOND FUND — Buy (add'l)

T ROWE PRICE TAX-FREE HIGH YIELD FUND — Buy (add'l)

T ROWE PRICE TAX-FREE HIGH YIELD FUND — Sold (part)

T ROWE PRICE TAX-FREE HIGH YIELD FUND — Sold (part)

T ROWE PRICE TAX-FREE HIGH YIELD FUND — Sold (part)

VANGUARD INFLATION PROTECTED SECURITIES — Sold (part)

VANGUARD INFLATION PROTECTED SECURITIES — Sold (part)

DREYFUS EMERGING MARKETS DEBT LOCAL CURRENCY — Buy

DREYFUS EMERGING MARKETS DEBT LOCAL CURRENCY — Buy (add'l)

LAUDUS MONDRAIN INT'L FIXED INCOME FUND — Buy (add'l)

LAUDUS MONDRAIN INT'L FIXED INCOME FUND — Sold (part)

LAUDUS MONDRAIN INT'L FIXED INCOME FUND — Sold (part)

PIMCO EMERGING MARKETS BOND — Buy (add'l)

PIMCO EMERGING MARKETS BOND — Sold (part)

PIMCO EMERGING MARKETS BOND — Sold (part)

PIMCO FOREIGN BOND FUND — Buy

PIMCO FOREIGN BOND FUND — Buy (add'l)

GOLDMAN SACHS GROWTH OPPORTUNITY FUND INST. — Buy

GOLDMAN SACHS GROWTH OPPORTUNITY FUND INST. — Buy (add'l)

HARBOR CAPITAL APPRECIATION FUND — Buy

HARBOR CAPITAL APPRECIATION FUND — Buy (add'l)

ISHARES RUSSELL 2000 INDEX — Buy (add'l)

ISHARES RUSSELL 2000 INDEX — Sold (part)

ISHARES RUSSELL 2000 INDEX — Sold (part)

ISHARES S&P 500 INDEX — Buy

ISHARES S&P 500 INDEX — Buy (add'l)

ISHARES S&P 500 INDEX — Sold (part)

ISHARES RUSSELL MIDCAP INDEX — Sold (part)

ISHARES RUSSELL MIDCAP INDEX — Sold (part)

JP MORGAN MID CAP VALUE FUND- CLASS — Buy

S10. — Buy (add'l)

KEELEY SMALL CAP VALUE FUND CLASS — Buy

KEELEY SMALL CAP VALUE FUND CLASS — Buy (add'l)

MAINSTAY EPOCH US EQUITY FUND — Buy

MAINSTAY EPOCH US EQUITY FUND — Buy (add'l)

MFS VALUE FUND<CLASS — Buy

MFS VALUE FUND<CLASS — Buy (add'l)

TCW SMALL CAP GROWTH FUND CLASS — Buy

TCW SMALL CAP GROWTH FUND CLASS — Buy (add'l)

VANGUARD INSTITUTIONAL INDEX FUND — Sold (part)

VANGUARD INSTITUTIONAL INDEX FUND — Sold (part)

VANGUARD INSTITUTIONAL INDEX FUND — Sold (part)

ARTISAN INT'L FUND — Buy

ARTISAN INT'L FUND — Buy (add'l)

DODGE & COX INTL STOCK — Buy (add'l)

DODGE & COX INTL STOCK — Sold (part)

DODGE & COX INTL STOCK — Sold (part)

OPPENHEIMER DEVELOPING MKT — Buy

OPPENHEIMER DEVELOPING MKT — Buy (add'l)

VANGUARD EMERGING MARKETS — Buy (add'l)

VANGUARD EMERGING MARKETS — Sold (part)

VANGUARD EMERGING MARKETS — Sold (part)

DIAMOND HILL LONG-SHORT FUND — Buy

DIAMOND HILL LONG-SHORT FUND — Buy (add'l)

HUSSMAN STRATEGIC GROWTH FUND — Buy

HUSSMAN STRATEGIC GROWTH FUND — Buy (add'l)

MERGER FD SH BEN INT — Buy

MERGER FD SH BEN INT — Buy (add'l)

CREDIT SUISSE COMMODITY RETURN — Buy

CREDIT SUISSE COMMODITY RETURN — Buy (add'l)

ING REAL ESTATE FUND — Sold (part)

ING REAL ESTATE FUND — Sold (part)

ING REAL ESTATE FUND — Sold (part)

MORGAN STANLEY INSTITUTIONAL FUND — Sold (part)

MORGAN STANLEY INSTITUTIONAL FUND — Sold (part)

PIMCO COMMODITY REALRETURN — Sold (part)

PIMCO COMMODITY REALRETURN — Buy (add'l)

PIMCO COMMODITY REALRETURN — Sold (part)

PIMCO COMMODITY REALRETURN — Sold (part)

SPDR DJ WILSHIRE INTERNATIONAL REAL ESTATE — Buy

SPDR DJ WILSHIRE INTERNATIONAL REAL ESTATE — Buy (add'l)

SPDR DOW JONES REITETF — Buy

SPDR DOW JONES REITETF — Sold (part)

SPDR DOW JONES REITETF — Sold (part)

VANGUARD REIT VIPER — Buy

VANGUARD REIT VIPER — Buy (add'l)

IRA #1 — Int/Div

AMER BALANCED FD

INVESTMENT CO. AMERICA

Agreement — 2011 — N.C. CONSOLIDATED JUDICIAL RETIREMENT SYSTEM. NO CONTROL

Reimbursement — REGENT UNIVERSITY LAW SCHOOL — Feb. 11-13, 2011 — Virginia Beach, VA — MOOT COURT PARTICIPANT — AIRFARE. LODGING, AND MEALS

Reimbursement — LIBERTY UNIVERSITY LAW SCHOOL — Sept. 24-25, 2011 — Lynchburg, VA — MOOT COURT PARTICIPANT — AIRFARE. LODGING. AND MEALS

Income — 2011 — CONSOLIDATED JUDICIAL RETIREMENT SYSTEM OF N.C RETIREMENT — S$65.500.00