Frederic Block

ALLIANCEBERNSTEIN GLOBAL — Int/Div — Buy

BLACKROCK NY MUNI INC — Int/Div

BLACKROCK MUNIYIELD NY QLT — Int/Div

CALAMOS STRAT TOT RETURN FD — Int/Div

EATON VANCE TX-AD GL DIV GLOBAL DIVINCFD — Int/Div

EATON VANCE TAX DIV INC DIV INC FD — Int/Div

FIA CARD SERVICES NA — Interest

GLOBAL X SUPERDIVI ETF — Int/Div — Buy

GUGGENHEIM S&P S00 PURE — Int/Div — Buy

GUGGENHEIM SPIN-OFF ETF — Int/Div — Buy

INVESTCO SENIOR INC TRUST — Int/Div

ISHARES IBOXXS HIGH YIEL CORP BD FD — Int/Div

ISHARES SELECT DIV ETF — Int/Div — Buy

ISHARES US OIL & GAS EXPL & PRODUC, — Int/Div — Buy

ISHARES DOW JONES US FINL — Int/Div — Buy

ISHARES US CONSUMER SERVICES ETF — Int/Div — Buy

ISHARES US CONSUMER GOODS ETF — Int/Div — Buy

ISHARES US INDUSTRIALS ET — Int/Div — Buy

NFJ DIV INT PREM STRAT AND PREM STRAT FIXaLLIANZGI) — Int/Div

NUVEEN NY INV QUAL MUNI — Int/Div — Sold

NUVEEN NY SEL QUAL MUNI — Int/Div — Sold

NUVEEN QUAL PREF INC 2 — Int/Div — Sold

POWERSHARES S&P 500 — Int/Div — Sold

POWERSHARES ETF TR DYNAMIC MEDIA PROTF — Int/Div — Buy

POWERSHARES EXCHANGE — Int/Div — Buy

POWERSHARES BUYBACK ACHVRS — Int/Div — Buy

SPDRSPDIVID ETF — Int/Div — Sold

WESTERN ASSET HIGH INC OPPT F — Int/Div

WISDOMTREE TRUST JAPAPN HEDGED EQ. FD. — Int/Div — Buy

IRA -F. BLOCK

ALLIANCEBERNSTEIN GLOBAL HIGH — Int/Div — Buy

BLACKROCK EQUTY DIV FDC — Int/Div — Sold

BLACKROCK INTL GROWTH & INCOME TR — Int/Div — Buy

CALMOS STRAT TOT RET RETURN FD — Int/Div

DWA TECH LEADERS PORT PWERSHRS ETF — Int/Div — Sold

EATON VANCE TAX DIV INC DIV INC FD — Int/Div — Buy

EATON VANCE TX-AD GL DIV GL DIV INC FD — Int/Div — Buy

EATON VANCE ENHINCFD NH — Int/Div — Buy

FIRST TRUST US IPO INDEX FD — Int/Div — Buy

FIRST TR NASDOQ 100 EQ — Int/Div — Buy

FIRST TR EXCHANGE TRADED FD DOW JONES IN — Int/Div — Buy

FIDELITY AVB INTERM BD. FD. CLC — Int/Div — Sold

FIRST EAGLE GLOBAL CLC — Int/Div — Sold

FRANKLIN RISING DIV. FD. CL. C — Int/Div — Sold

ISHARES DJ US CONS GOOD SEC INX FD — Int/Div — Buy

ISHARES DJ US CONS GOOD SEC INX FD — Int/Div — Sold

ISHARES DOW JONES INTN SELECT DIV INX FD — Int/Div — Buy

ISHARES DOW JONES INTN SELECT DIV INX FD — Int/Div — Sold

ISHARES NASDAQ BIOTECH ETF — Int/Div — Buy

ISHARES SELECT DIV ETF — Int/Div — Buy

ISHARES US HEATHCATE — Int/Div — Buy

ISHARES S&P 100 INDEX FD — Int/Div — Sold

ISHARES HIGH DIV EQ FD — Int/Div — Sold

ISHARES US FINSER ETF — Int/Div — Buy

ISHARES US FINSER Ev — Int/Div — Sold

ISHARES US HEALTHCARE — Int/Div — Buy

ISHARES US HEALTHCARE — Int/Div — Sold

JP MORGAN INC BUILDER FD CL C — Int/Div — Buy

JP MORGAN INC BUILDER FD CL C — Int/Div — Sold

WELLS FARGO ADVANTAGE MULTI SECTOR INC. FD. — Int/Div

J HANCOCK PREF INC 2 — Int/Div — Sold

FIA CARD SERVICES NA RASP — Interest

LOOMIS SAYLES SR FLOAT RET & FIXDINCFDCL A — Int/Div — Buy

LOOMIS SAYLES VALUEFDCL A — Int/Div — Buy

LOOMIS SAYLESGRFDCLA — Int/Div — Buy

LOOMIS SAYLES STRAT INC FD CLC — Int/Div

LOOMIS SAYLES CORE PLUS BD FD CLA — Int/Div — Sold

LOOMIS SAYLES CORE PLUS BD FD CLA — Int/Div — Sold

LORD ABBETT INFL FOCDFD CLC — Int/Div — Buy

LORD ABBETT INFL FOCDFD CLC — Int/Div — Sold

LORD ABBETT FLOATING RATE FD CL { hud — Int/Div — Buy

LORD ABBETT SHORT DUR. INC. FD. C — Int/Div — Sold

NATIXIS OAKMARK INTNL FD CL A — Int/Div

NATIXISUSMULTICAPEQFDCLA — None — Buy

NATIXIS DIVERSIFIED INC PRTFOLIO A — Int/Div — Sold

NUVEEN BLILD AMER BD FD — Int/Div — Sold

NUVEEN QUAL PREF INC 2 — Int/Div — Sold

PIMCO BUILD AMERICA BD EX TRDED FD — Int/Div — Buy

PIMCO INTL STOCKPLUS AR — Int/Div — Buy

PIMCO INTL STOCKPLUS AR — Int/Div — Sold

PIMCO STOCKSPLUS TOTAL RETURN FDCLC — Int/Div

PIMCO INCOME FD CLC — Int/Div — Sold

POWERSHARES EXCH TRADED FD TR HIGH YIELD — Int/Div — Buy

POWERSHARES QQOQ TR UNITS SER 1 — Int/Div — Sold

POWERSHARES S&P SOOBUYWRITE PORTFOLIO — Int/Div — Sold

PRUDENTIAL JENNISON EQ INC FD CL C — Int/Div — Sold

PRUDENTIAL TOTAL RETURN BD FD CLC — Int/Div — Sold

RS TECHNOLOGY FD CLC — None — Sold

SPDR BARCLAYS CONVBL SEC ETF — Int/Div — Buy

TEMPLETON GLOBAL BDFD CLC — Int/Div — Sold

WESTERN ASSET HIGH INC OPPT FD — Int/Div

WISDOMTREE TR JAPAN HDG FD — Int/Div — Buy

WISDOMTREE TR JAPAN HDG FD — Int/Div — Sold

BANK OF SMITHTOWN — Interest

Officer, Fredenc Block, PC