Gene E.K. Pratter

Janus Fund - Retirement #5 — Int/Div

Lebenthal Lisanti Small Growth Retirement #5 — Int/Div

DFA US Small Cap Value - Retirement 45 — Int/Div

DFA US Large Cap Value - Retirement #5 — Int/Div

Federated US Gov't Ultrashort - Retirement Ws — Int/Div

First Eagle Overseas - Retirement #5 — Int/Div

Janus Overseas - Retirement #5 — Int/Div — Sold

Schwab Money Market - Retirement #5 — Int/Div

Westcore MIDCO Growth - Retirement #5 — Int/Div

William Blair Int'l Small Growth Retirement #5 — Int/Div

William Blair International Growth Retirement #5 — None — Buy

Federated Gov't Lltrashort - Retirement £6 — Int/Div

Baron Growth - Retirement 26 — Int/Div

First Eagle Overseas - Retirement #6 — Int/Div

Royce Opportunity Retirement 26 — Int/Div

Schwab Money Market - Retirement #6 — Int/Div

Janus Overseas - Retirement 46 — Int/Div — Sold

Janus Fund - Retirement #6 — Int/Div

DFA International Large Growth Retirement #6 — None — Buy

Baron Growth - Retirement #7 — Int/Div

DFA US Micro Cap - Retirement #7 — Int/Div — Sold (part)

DFA Emerging Markets Core Equity Retirement #7 — Int/Div — Buy (add'l)

DFA International Small Value - Retirement yl — Int/Div — Sold (part)

DFA International Small Value - Retirement 27 — None — Sold (part)

DFA International Value - Retirement £7 — Int/Div

DFA One Year Fixed - Retirement 27 — Int/Div — Sold (part)

DFA US Small Cap Value - Retirement 47 — Int/Div

DFA US Large Cap Value - Retirement #7 — Int/Div — Sold (part)

Dodge & Cox Stock - Retirement 27 — Int/Div — Sold (part)

Federated Gov't Ultrashort - Retirement £7 — Int/Div — Sold (part)

First Eagle Overseas - Retirement #7 — Int/Div

Hotchkis & Wiley Mid Cap Value Retirement #7 — Int/Div — Sold (part)

Morgan Stanley International Equity Retirement #7 — Int/Div — Sold (part)

Morgan Stanley Emerging Markets Retirement #7 — Int/Div — Buy (add'l)

Royce Opportunity « Retirement £7 — Int/Div

Schwab Monev Market - Retirement #7 — Int/Div

Westcore Intl Small Cap - Retirement #7 — Int/Div

Waestcore Mid Cap Value - Retirement £7 — Int/Div — Sold (part)

Westcore Mid Cap Value - Retirement 7 — None — Sold (part)

Westcore MIDCO Growth - Retirement #7 — Int/Div

William Blair Intemational Growth Retirement #7 — Int/Div — Buy (add'l)

Janus Fund - Retirement #7 — Int/Div — Sold (part)

Janus Overseas - Retirement #7 — Int/Div — Buy (add'l)

Janus Overseas - Retirement #7 — None — Sold

Hotchkis & Wiley Large Cap Value Retirement #7 — Int/Div — Sold (part)

William Blair Large Growth - Retirement £7 — Int/Div — Sold (part)

William Blair Large Growth - Retirement #7 — None — Sold (part)

Lebenthal Lisanti Small Growth Retirement #7 — Int/Div — Sold (part)

William Blair Int'l Small Growth Retirement #7 — Int/Div

Metropolitan West Total Return Retirement #7 — Int/Div — Sold (part)

BlackRock Low Duration - Retirement #7 — Int/Div

Thomburg Intemational Value - Retirement “7 — None — Sold

Ivy Mid Cap Growth - Retirement £7 — Int/Div — Sold (part)

William Blair Mid Cap Growth - Retirement yl — Int/Div

DFA Global Real Estate - Retirement #7 — Int/Div

RS Global Natural Resources - Retirement yl — None — Buy (add'l)

Ell Global Property - Retirement #7 — Int/Div

MamGate MLP - Retirement #7 — Int/Div — Sold (part)

MainStay Marketfield - Retirement 47 — None — Buy (add'l)

William Blair Small Growth - Retirement 27 — Int/Div

Morgan Stanley AIP - Retirement #7 — Int/Div

DFA International Large Growth Retirement #7 — None — Buy

Schwab Money Market - Trust #1 — Int/Div

Dodge & Cox Stock - Trust #1 — Int/Div

Baron Growth - Trust £1 — Int/Div — Sold (part)

Federated Short Term Muni - Trust #1 — Int/Div — Sold (part)

First Eagle Overseas - Trust #1 — Int/Div

Hotchkis & Wiley Large Cap Value - Trust #1 — Int/Div — Sold (part)

Hotchkis & Wiley Mid Cap Value - Trust #1 — Int/Div — Sold (part)

Janus Fund - Trust #1 — Int/Div — Sold (part)

Janus Fund - Trust #1 — None — Sold (part)

Janus Overseas - Trust #1 — Int/Div — Sold

Morgan Stanley International Equity « Trust #1 — Int/Div

Morgan Stanley Emerging Markets - Trust #1 — Int/Div — Sold

Royce Opportunity - Trust #1 — Int/Div

Westcore Mid Cap Value - Trust £1 — Int/Div — Sold (part)

Westcore MIDCO Growth - Trust #1 — Int/Div

DFA Tax Managed Marketwide Value Trust #1 — Int/Div — Sold (part)

DFA US Micro Cap - Trust #1 — Int/Div

DFA Intl Small Cap Value - Trust #1 — Int/Div — Sold (part)

Waestcore Intl Small Cap - Trust £1 — Int/Div

DFA Int'l Value - Trust #1 — Int/Div — Buy (add'l)

DFA US Small Value - Trust #1 — Int/Div

William Blair Mid Growth - Trust # — Int/Div — Sold (part)

DFA Short Term Muni - Trust #1 — Int/Div

Metropolitan West Total Return - Trust #1 — Int/Div

Thomburg International Value - Trust #1 — None — Sold

William Blair Small Cap Growth - Trust # — Int/Div

DFA Global Real Estate - Trust #1 — Int/Div

Ell Global Property - Trust £1 — Int/Div — Sold

MamGate MLP - Trust #1 — Int/Div — Sold

RS Global Resources - Trust #1 — None — Buy (add'l)

RS Global Resources - Trust #1 — None — Sold

MainStay Marketfield - Trust #1 — None

Baron Growth - Brokerage #1 — Int/Div

DFA Emerging Markets Core Equity - Trust #1 — Int/Div — Buy

DFA Emerging Markets Core Equity - Trust #1 — None — Sold

William Blair International Growth - Trust #1 — Int/Div — Buy

DFA Emregmg Markets - Trust #1 — None — Buy

DFA International Large Growth - Trust £1 — None — Buy

T. Rowe Price New Era - Trust 21 — None — Buy

Baron Growth - Brokerage #1 — Int/Div — Sold (part)

DFA Tax Mgd US Marketwide Value Brokerage #1 — Int/Div — Sold (part)

DFA US Small Value - Brokerage #1 — Int/Div

DFA Emerging Markets Core Equity Brokerage #1 — Int/Div — Buy (add'l)

DFA Tax Mgd International Value Brokerage #1 — Int/Div — Sold (part)

East River Bank Stock - Brokerage #1 — None

Federated Short Term Muni - Brokerage #1 — Int/Div — Sold (part)

First Eagle Overseas - Brokerage #1 — Int/Div

Janus Fund - Brokerage #1 — Int/Div — Sold (part)

Janus Overseas - Brokerage #1 — Int/Div

Morgan Stanley International Equity Brokerage #1 — Int/Div

Schwab Money Market - Brokerage #1 — Int/Div

Westcore MIDCO Growth - Brokerage #1 — Int/Div — Sold (part)

Hotchkis & Wiley Large Cap Value Brokerage #1 — Int/Div

Hotchkis & Wiley Mid Cap Value Brokerage #1 — Int/Div

Thomburg Int'l Value - Brokerage #1 — None — Sold

William Blair Int'l Small Growth Brokerage #1 — Int/Div — Sold (part)

William Blair Large Growth - Brokerage #1 — Int/Div — Sold (part)

William Blair Mid Cap Growth - Brokerage #1 — Int/Div

William Blair Small Cap Growth Brokerage #1 — Int/Div

Westcore Mid Cap Value - Brokerage #1 — Int/Div

DFA Intl Small Value - Brokerage #1 — Int/Div

DFA Short Term Muni - Brokerage #1 — Int/Div

Metropolitan West Total Return - Brokerage a — Int/Div — Sold (part)

William Blair Int'l Growth - Brokerage #1 — Int/Div

Thomburg Limited Term Municipal Brokerage #1 — Int/Div — Sold (part)

DFA Global Real Estate - Brokerage #1 — Int/Div

Dodge & Cox Stock - Brokerage #1 — Int/Div

MainGate MLP - Brokerage #1 — Int/Div

RS Global Resources - Brokerage #1 — None — Buy (add'l)

RS Global Resources - Brokerage #1 — None — Sold

Royce Opportunity - Brokerage #1 — Int/Div — Sold (part)

DFA US Micro Cap - Brokerage #1 — Int/Div

Baron Growth - Brokerage #2 — Int/Div

DFA US Micro Cap - Brokerage #2 — Int/Div

DFA Tax Med Marketwide Value Brokerage #2 — Int/Div — Sold (part)

DFA US Small Value - Brokerage #2 — Int/Div — Sold (part)

DFA Tax Mgd Int'l Value - Brokerage #2 — Int/Div — Sold

Dodge & Cox Stock - Brokerage #2 — Int/Div

Federated Short Term Muni - Brokerage #2 — Int/Div

First Eagle Overseas - Brokerage #2 — Int/Div

Hotchkis & Wiley Large Cap Value Brokerage #2 — Int/Div

Hotchkis & Wiley Mid Cap Value Brokerage #2 — Int/Div

Janus Fund - Brokerage #2 — Int/Div

Janus Overseas - Brokerage #2 — Int/Div

Morgan Stanley International Equity Brokerage #2 — Int/Div

Morgan Stanley Emergmg Markets Brokerage #2 — Int/Div — Buy (add'l)

Morgan Stanley Emergmg Markets Brokerage #2 — None — Sold

Royce Opportunity - Brokerage #2 — Int/Div

Schwab Money Market - Brokerage #2 — Int/Div

Westcore Mid Cap Value - Brokerage #2 — Int/Div

Westcore MIDCO Growth - Brokerage #2 — Int/Div — Sold

Westcore International Small Cap Brokerage #2 — Int/Div

Metropolitan West Total Return - Brokerage yd — Int/Div

Thomburg Int'l Value - Brokerage £2 — None — Sold

DFA Short Term Muni - Brokerage #2 — Int/Div

DFA Global Real Estate - Brokerage #2 — Int/Div

MaimGate MLP - Brokerage #2 — Int/Div

RS Global Resources - Brokerage #2 — None — Buy (add'l)

RS Global Resources - Brokerage #2 — None — Sold

MainStay Marketfield - Brokerage #2 — None — Buy (add'l)

DFA Intl Small Cap Value - Brokerage #2 — Int/Div — Sold (part)

William Blair International Growth Brokerage #2 — Int/Div — Buy

DFA Emerging Markets Core Equity Brokerage #2 — None — Buy

DFA International Value - Brokerage 2 — None — Buy

Ivy Mid Cap Growth - Brokerage 2 — None — Buy

DFA One Year Fixed - Retirement #8 — Int/Div

Federated Gov't Ultrashort - Retirement #8 — Int/Div

Lebenthal Lisanti Small Growth Retirement #8 — Int/Div

Baron Growth - Retirement #8 — Int/Div

DFA Emerging Markets Core Equity Retirement #8 — Int/Div — Buy (add'l)

DFA International Value - Retirement #8 — Int/Div

DFA US Large Value - Retirement #8 — Int/Div — Sold (part)

DFA US Small Value - Retirement 48 — Int/Div — Sold (part)

DFA US Micro Cap - Retirement #8 — Int/Div

Dodge & Cox Stock - Retirement £8 — Int/Div

DFA Int'l Small Cap Value - Retirement #8 — Int/Div — Sold (part)

First Eagle Overseas - Retirement #8 — Int/Div

Hotchkis & Wiley Large Cap Value Retirement #8 — Int/Div

Hotchkis & Wiley Mid Cap Value Retirement #8 — Int/Div — Sold (part)

Janus Fund - Retirement #8 — Int/Div — Sold (part)

Janus Overseas - Retirement #8 — Int/Div — Buy (add'l)

Janus Overseas - Retirement #8 — None — Sold

Morgan Stanley Emerging Markets Retirement #8 — Int/Div — Buy (add'l)

Morgan Stanley International Equity Retirement #8 — Int/Div

Royce Opportunity - Retirement #8 — Int/Div

Schwab Money Market - Retirement #8 — Int/Div

Westcore Intl Small Cap - Retirement 48 — Int/Div

Westcore Mid Cap Value - Retirement 28 — Int/Div — Sold (part)

Westcore MIDCO Growth - Retirement £8 — Int/Div — Sold (part)

William Blair International Growth Retirement #8 — Int/Div

William Blair Large Cap Growth Retirement #8 — Int/Div — Sold (part)

William Blair Intl Small Growth Retirement #8 — Int/Div

BlackRock Low Duration - Retirement #8 — Int/Div

Metropolitan West Total Return Retirement #8 — Int/Div

Thomburg Int'l Value - Retirement 48 — None — Sold

William Blair Small Growth - Retirement 28 — Int/Div

William Blair Mid Growth - Retirement £8 — Int/Div

Ivy Mid Growth - Retirement 48 — Int/Div

DFA Global Real Estate - Retirement #8 — Int/Div

Ell Global Property - Retirement £8 — Int/Div

MainGate MLP - Retirement #8 — Int/Div

MainStay Marketfield - Retirement #8 — None — Buy (add'l)

RS Global Resources - Retirement #8 — None — Buy (add'l)

Morgan Stanley AIP - Retirement #8 — Int/Div

DFA International Large Growth Retirement #8 — None — Buy

Equitable Variable Life - Alliance Common Stock — None

Equitable Variable Life - Alliance International — None

PNC Bank Accounts — Int/Div

Nantucket Bank Account — Int/Div

Co-Trustee, Trust #1

Liability — Bank of America — Credit Card

Reimbursement — Duke Umiversity — July 23-24 2015 — Washington, DC — Duke University Law Program — Transportation, lodging, meals

Reimbursement — Risk Monitor — November 2015 — Bulgaria and Romania — Rule of Law Initiative — Transportation, lodging, meals

Income — 2015 — University of Pennsylvama Law School (Adjunct Professor) — $12,000.00

Spouse's income — 2015 — Duane Morns LLC (Attorney)

Spouse's income — 2015 — Cohen, Placitella & Roth PC (Attomey)

Adams Harkness Small Growth changed its name m 2015 to Lebenthal Lisanti Small Growth.

Third Avenue International Value - Retirement #6 should have been marked sold on the 2014 Financial Disclosure Report. The details of that sale are as follows:

Sule date was 7/30/14. The value code was J. The gain code was A,