James E. Gates

IRA Account (H)

UBS Bank Account — Interest

Fundamental Investors (American Funds) — Int/Div

Growth Fund of America (American Funds) — Int/Div

Investment Co. of America (American Funds) — Int/Div

New Ecomony Fund (American Funds) — Int/Div

New Perspective Fund (American Funds) — Int/Div

Small Cap World Fund (American Funds) — Int/Div

Washington Mutual Investors Fund (American Funds) — Int/Div

I Shares S&P Small Cap 600 Value Index Fund — Int/Div

I Shares S&P Small Cap 600 Growth Index Fund — Int/Div

I Shares S&P Mid Cap 400 Value Index Fund — Int/Div

I Shares S&P Mid Cap 400 Growth Index Fund — Int/Div

U.S. Treasury ( bonds, notes) — Interest — Sold (part)

U.S. Treasury ( bonds, notes) — Sold (part)

Oppenheimer International Bond Fund — Int/Div

Franklin Templeton Global Bond Fund — Int/Div

Delaware Limited Term Bond Fund — Int/Div

RS Low Duration Bond Fund — Int/Div

Euwro Pacific Growth Fund (American Funds) — Int/Div

Brokerage Account (H)

Vanguard 500 Index Fund — Int/Div

Vanguard Small Cap Index Fund — Int/Div

Vanguard Mid Cap Index Fund — Int/Div

TRUST (H)

WELLS FARGO ADVISORS CASH AND SWEEP ACCOUNT(X) — Int/Div

ISHARES ETFD FLOATING RATE BOND (X) — Int/Div — Sold

ISHARES ETF NATIONAL AMT-FREE MUNI BOND (X) — Int/Div — Sold

MFS MUN SER TR NC MUN BD FD CL AX) — Sold

MARKET VECTORS ETF INTERMEDIATE MUNI INDEX (X) — Sold

SPDR S&P SOO TRUST ETF (X) — Sold

SPDR SER TR ETF S&P 600 SMALL CAP ETF (X) — Sold

SPDR S&P MIDCAP 400 ETF TRUST SERIES N (X) — Sold

SPDR NUVEEN BARCLAYS ETF SHORT TERM MUNI BD (X) — Sold

ANDERSON SC WTR & SWR SYS REV RFDG BE AGM (X) — Sold

BEAUFORT CNTY NC RFDG SCH G/O UNLTED BEX) — Sold

BUNCOMBE CNTY NC CTF PARTN SER A REV BEX) — Sold

BUNCOMBE CNTY NC MET SWR DIST SEW SYS REV BE (X) — Sold

BUNCOMBE CNTY NC LTD OBLG SER A REV BE(X) — Sold

BRUNSWICK CNTY NC RFDG G/O BY EOID(X) — Sold

CATAWBA ONTY NC LTD OBLIG G/O BFE (X) — Sold

CHARLOTTE NC CTF PARTN RFDG TRAN PISSER C REV B/E (X) — Sold

CHARLOTTE NC W&S SYS REV SERV B BE (X) — Sold

DURHAM CNTYNC PUB IMP G/O UNLTD B/E (X) — Sold

EAST CAROLINA UNIV NC UNIV REV GEN SER ABE (X) — Sold

GREENSBORO NC RFDG G/O UNLTD BEX) — Sold

HOUSTON TX ARPT SYS REV RFDG SR LIEN SER 2000A B/E A(X) — Sold

NORTH CAROLINA MUN PWR AGY 1 CATAWBA ELEC REV RFDG SER B BE — Sold

NORTH CAROLINA ST LTD OBLIG RFDGSERBREVRBE(X) — Sold

ONSLOW CNTY NC LTD OBLIG SER AREVEBEX) — Sold

RICHMOND CNTY NC LTD OBLIG RFDG REV BEX) — Sold

WATAUGA PUB FACS CORP NC LTD OBLIG RFDG SER A REV BE (X) — Sold

IRA ACCOUNT IN TRUST (H)

WELLS FARGO ADVISORS CASH AND SWEEP ACCOUNT (X)

DEUTSCHE SECS TR GLOBAL REAL ESTATE SECS FD INSTL CLASS (X) — Int/Div

EATON VANCE SER 11 INCOME FUND BOSTONCL 1 (XO)

RSINVT TR SMALL CAP GROWTH FD CL Y (X) — istmbution

GOLDMAN SACHS TR FINL SQUARE TREAS (XJ INSTRS FD INSTL CL

HARBOR FD INTL FD INSTL CL (X) — Distribution

HOTCHKISS & WILEY FDS DIVERSIFIED VALUE FUN 1 (X) — Int/Div

AMERICAN FUNDS WASHINGTON MUTUAL FD F2(X) — Distribution

JANUS INVT FD FLEXIBLE BD FD CLASS 1{X)

LAZARD FDS INC EMERGING MKTS PORT INSTL SHS (X) — Int/Div

MFS SER TRI VALLE FD CL 1(X) — istnibution

MASS INV TRUST CLASS A(X) — Distribution

AMERICAN EUROPACIFIC GROWTH (XOFUCLF2 — Int/Div

OPPENHEIMER INTL GRWTH FD CL Y SHS (X) — Int/Div

VIRTUS EMERGING MARKETS OPPORTUNITIESS FND CL 1X) — Int/Div

RAINIER FDS MID CAP EQUITY FD INSTLCL(X) — histmbution

RIDGEWORTH FDS MID-CAP VALUE EQUITY FD CLASS 1(X) — istmbution

T ROWE PRICE REAL EST FUND INC (xX) — Int/Div

TOUCHSTONE INSTL FDS TR SANDS CAP INSTL GROWTH FD(X) — Distribution

VICTORY SYCAMORE SMALL CO OPPTYFDCL IX) — Distribution

MFS EMERGING MARKETS EQUITY POX)

MFS TOTAL RETURN SERIES INITIA (xX)

MFS INTERNATIONAL GROWTH PORTF(X)

MFS CORPORATE BOND PORTFOLIO 1X)

MFS INTERNATIONAL VALUE PORTFO(X)

MFS RESEARCH INTERNATIONAL POR (X)

MFS VIT UTILITIES SERIES INITIHIX)

MFS VIT VALUE SERIES INTIAL C(X)

Spouse's income — 2015 — North Raleigh United Methodist Church--salary

Part I1LB., line 1. Spouse's mcome paid Jan. through May and Sept. through Dec. in reporting period.

Part VII, lines 1-24, Assets are the same as those listed in report for 2014 except for those sold that year, although listing format has been modified

Part VIL, lines 26 to 94. Spouse obtained 25% beneficial interest in trust assets listed upon the death of an individual on 12/05/15.