Roger L. Gregory

What was filed

101
investments
2
positions
0
gifts
0
agreements
3
debts
7
reimbursements
1
income
2
spouse income

Named parties

Purt VIII explanation
Part VIII Explanation
Market
Part VII Explanation
Rollover Funds
University of Richmond
John Marshall Foundation
Wells Fargo Financial National Bank
Direct Loan - US, Dep't of Education
SLM Corp. - Sullie Mae - US. Dep't Education
Intl Undergraduate Summit Luncheon
Corporate Counsel Conference
Old Dominion Bar Assoc
Just the Begining Foundation
Eighth Annual Maryland Fellows Reception
American Umversity Washington College of Law
Chi Gamma Gamma } Achievement Week Banquet
Survivor Income Pension - Altna Group, Inc
Rockwell Automation - Pension Benefits
Kelly Services, Ing. - Wages

As filed

Suntrust Bank Interest Checking — Interest

Prudential Insurance Variable Annuity — Purt VIII explanation

Prudential Jennison — None

Prudential Flexible Managed — Int/Div

Prudential High Yield Bond — Int/Div

Manulife Financial - Common Stock — Int/Div

New York Life IRA - Fixed Annuity — Interest

RiverSource Life Insurance Company IRA Fixed — Interest

Consolidated Bank & Trust/Premier Bank — Interest

John Hancock Life Ins. « term & whole life policy — Int/Div

New York Life Ins. Co. - term & whole life policy — Interest

Intel Corp. - Common Stock — Int/Div

Call Federal Credit Umion — None

Metropohtan Life Control Accout — Interest — Closed

SunTrust Money Market Account — Interest

John Hancock Safe Access Account — Interest — Closed

Altria Group, Inc — Int/Div

Philip Morris Int’), Inc — Int/Div

Fidelity Mgmt. Trust Co. - IRA — Part VIII Explanation

Fidelity Gov't Money Mkt — Int/Div

Strategic Advisers Core Fund — Int/Div — Buy (add'l) — Market

Strategic Advisers Core Fund — Sold (part) — Market

Strategic Advisers Core Fund — Buy (add'l) — Market

Strategic Advisers Growth Fund — Int/Div — Sold (part) — Market

Strategic Advisers Growth Fund — Sold (part) — Market

Strategic Advisers Growth Fund — Buy (add'l) — Market

Strategic Advisers Value Fund — Int/Div — Sold (part) — Market

Strategic Advisers Value Fund — Sold (part) — Market

Strategic Advisers Emerging Markets — Int/Div — Buy (add'l) — Market

Strategic Advisers Emerging Markets — Sold (part) — Market

Strategic Advisers Emerging Markets — Buy (add'l) — Market

Strategic Advisers Small-Mid Cap Fund — Int/Div — Buy (add'l) — Market

Strategic Advisers Small-Mid Cap Fund — Sold (part) — Market

Strategic Advisers International Fund — Int/Div — Buy (add'l) — Market

Strategic Advisers International Fund — Buy (add'l) — Market

Strategic Advisers International Fund — Sold (part) — Market

Strategic Advisers International Fund — Buy (add'l) — Market

Strategic Advisers International Fund — Sold (part) — Market

Strategic Advisers International Fund — Buy (add'l) — Market

Strategic Advisers International Fund — Sold (part) — Market

FIMM MMKT PORT INST — Int/Div — Buy (add'l) — Market

FIMM MMKT PORT INST — Sold — Market

Arden Alternative Strategies Class — None — Sold (part) — Market

Arden Alternative Strategies Class — Sold — Market

Blackstone Alternative Mult Manager — Int/Div — Sold (part) — Market

Blackstone Alternative Mult Manager — Sold (part) — Market

Blackstone Alternative Mult Manager — Sold — Market

Fidelity Total Bond — Part VII Explanation

Fidelity Short Term Bond — Int/Div — Sold — Market

Strategic Advisers Short Duration Fund — Int/Div — Sold (part) — Market

Strategic Advisers Short Duration Fund — Buy (add'l) — Market

Strategic Advisers Income Opportunities — Int/Div — Sold (part) — Market

Strategic Advisers Income Opportunities — Sold (part) — Market

Strategic Advisers Core Income Fund — Int/Div — Sold (part) — Market

Strategic Advisers Core Income Fund — Sold (part) — Market

Strategic Advisers Core Income Fund — Buy (add'l) — Market

Templeton Global Bond Class A — Int/Div — Sold (part) — Market

Templeton Global Bond Class A — Sold (part) — Market

Fidelity SA1 U.S, Large Cap Index — Int/Div — Buy — Market

Fidelity SA1 U.S, Large Cap Index — Sold (part) — Market

Fidelity SAI International Index — Int/Div — Buy — Market

Fidelity SAI Emerg Markets Index — Int/Div — Buy — Market

Fidelity SAI Emerg Markets Index — Buy (add'l) — Market

AQR Managed Futures Fund CL N — Int/Div — Buy — Market

AQR Managed Futures Fund CL N — Buy (add'l) — Market

FIMM Government Portfolio: Inst] CL — Int/Div — Buy — Market

FIMM Government Portfolio: Inst] CL — Buy (add'l) — Market

FIMM Government Portfolio: Inst] CL — Sold (part) — Market

FIMM Government Portfolio: Inst] CL — Buy (add'l) — Market

FIMM Government Portfolio: Inst] CL — Sold (part) — Market

FIMM Government Portfolio: Inst] CL — Buy (add'l) — Market

FIMM Government Portfolio: Inst] CL — Sold (part) — Market

Eaton Vance GL Macro Absolute Rtm ADV 1 — Int/Div — Buy — Market

PIMCO Commodity Real Return Inst — Int/Div — Buy — Market

PIMCO Commodity Real Return Inst — Buy (add'l) — Market

PIMCO Commodity Real Return Inst — Sold (part) — Market

Fidelity Deferred Annuity Account — Int/Div

Fidelity Rollover IRA “Cash Account” See Part VIII explanation — Interest — Open — Rollover Funds

Trustee, University of Richmond

Trustee, John Marshall Foundation

Liability — Wells Fargo Financial National Bank — Credit card

Liability — Direct Loan - US, Dep't of Education — Student Loan

Liability — SLM Corp. - Sullie Mae - US. Dep't Education — Student Loan

Reimbursement — Intl Undergraduate Summit Luncheon — 1/22/2016 to 112412016 — Atlanta, GA — Keynote Speaker — Travel & Lodging

Reimbursement — Corporate Counsel Conference — 22202016

Reimbursement — Old Dominion Bar Assoc — 642016 to 6/4/2016 — Virginia Beach, VA — Keynote Speaker — Lodging

Reimbursement — Just the Begining Foundation — 9/15/2016 to 9/18/2016 — New York, NY — National Conference — Lodgmg & Meals

Reimbursement — Eighth Annual Maryland Fellows Reception — 10712016 to 172016 — Baltimore, MD — Keynote Speaker — Lodging & Mileage

Reimbursement — American Umversity Washington College of Law — 1002012016 to 100222016 — Washington, DC — Junist-in-Residence — Lodging, Meals, & Mileage

Reimbursement — Chi Gamma Gamma } Achievement Week Banquet — 11/11/2016 to 11/13:2016 — Atlanta, GA — Keynote Speaker — Lodging & Travel

Income — 2016 — Survivor Income Pension - Altna Group, Inc — S79.061.30

Spouse's income — Rockwell Automation - Pension Benefits

Spouse's income — 2016 — Kelly Services, Ing. - Wages

VIL INVESTMENTS AND TRUSTS

Line 2: Prudential Insurance Variable Annuity. No information is reported on Line 2 because | report all income and values for the sub-Funds of the

Prudential Insurance Variable Annuity on Lines 3 through 5.

Line 19: Fidelity Management Trust Co. - IRA. No information is reported on Line 19 because | report all transactions, income, and values related to stocks,

mutual funds, bonds, and the deferred annuity account managed by Fidelity Management Trust Company on Lines 20 through 100.

Line 59: Fidelity Total Bond. No information is reported on Line 59 because 1 report all transactions, income, and values related to the Bond accounts under

Fidelity Total Bond on Lines 60 through 75.

Line 101: Fidelity Rollover IRA. These funds are held in a cash account called "FDIC Insured Deposit at US Bank IRA Not Covered By SIPC™, The cash

account earns interest only as reported in Section VII, Columns B (1) and (2). There were no transactions,