Daniel Paul Collins

Mountain View Family Physicians, PLLC Medical Practice — None

301K #]

Oppenheimer Funds-Cash Reserves — Int/Div

Oppenheimer Funds - Value Fund — None — Sold

Oppenheimer Funds-Rising Dividends Fund — None — Sold (part)

Oppenheimer Funds-Discovery Fund — Int/Div

Oppenheimer Funds-Small and MidCap Value Fund — None — Sold (part)

Oppenheimer Funds-Intemational Diversified Fund — Int/Div

Oppenheimer Funds-Global Strategic Income Fund — None — Sold

Oppenheimer Funds-Real Estate Fund — Int/Div

Oppenheimer Funds-Capital Income Fund — Int — Buy (add'l)

Oppenheimer Funds-Equity Income Fund — None — Sold

Oppenheimer Funds - Global Fund — None

Global Opportunities Fund — Int./y — Buy

Discovery Mid Cap Growth Fund — Ine — Buy

Mam Street Fund — Int/Div — Buy

Mam Street Small Cap Fund — Int/Div — Buy

401K £2

Schwab Investor Money Fund — None

Income and Growth ETF Fund 35 — None — Sold

Manning & Napier Pro-Blend Cnsrv Term < — Int/Div

Vanguard Total Bond Market Index Inv — None

Allianz--Bonus Dex Annuity — Int/Div

Allianz-Accumulator Bonus Maxx Annuity — Int/Div

IRA Z)

AllanceBernstein Discovery — Int/Div

Eaton Vance Dividend Builder — Int/Div

Fidelity Advisors New Insights C Fund — Int/Div

Franklin Income FDS — Int/Div

Ivy Asset Strategy Fund — None

Templeton Global Bond Fund — Int/Div

Pershing Prime Reserves Money Market — None

IRA #2

Fidelity Advisors New Insights C Fund — Int/Div

Templeton Select Shares Money Market Fund — None

IRA #3 (SEP IRA)

Franklin Income Class C Fund — None — Closed

Jenmison Natural Resources Fund — None — Closed

IRA 24

Vanguard - Wellmgton Admiral Fund — hy

Vanguard - Windsor Il Admiral Fund — Int/Div

IRA #5

Vanguard-WellingtonAdmiral Fund — Int/Div

Vanugard - Windsor Il Admiral Fund — Int/Div

Athene - Retirement Annuity — None

JP Morgan Chase Bank - savings and checking accounts — Interest

Janus Fund — None

Vanguard - 500 Index Fund - CM( — None — Closed

Vanguard - 500 Index Fund - MIC — Int/Div

Vanguard 529 Plan - AMC

Mid-Cap Index — Int/Div

Small-Cap Index — Int/Div

Total International Stock Index — Int/Div

Value Index — Int/Div

Vanguard 529 Plan - MJ(

Aggress Growth — Int/Div

Small-Cap Index — hy

Total International Stock Index — Int/Div

American Funds

Growth Fund of America S29C-KV( — Int

Growth Fund of America S29C - AM( — Int/Div

Memill Lynch-MILM Equity Portfolio S Fund - MJC — Int/Div

Franklin Templeton-Aged Based Growth Asset Allocation 13-16 - MIC — Int/Div

Arizona Bank & Trust - checking acct — None — Closed

Arizona Bank & Trust - savings acct — None — Closed

May Potenza Baran & Gillespie, P.C. Health Savings Account — None — Closed

Fidelity -- AZ Aggressive Growth - KVC — Int/Div

Fidelity -- AZ Aggressive Growth - AMC — Int/Div

Vanguard - S00 Index Fund - AMC — None — Closed

Board Member, University of Arizong Law School Board of Visitors

Board of Directors, American Bankruptcy Institute

Liability — Lmversity of Southern Califorma — College Tuition

Liability — Lovola Marymount University — College Tuition

Liability — Umversaty of Southern Califorma — College Tuition

Liability — Brophy College Preparatory — High School Tuition

Reimbursement — Institute — Southwest Bankruptcy Conference

Reimbursement — Nanonal Conference of Bankruptcy Judges — 1/25/16 to 1OV30V 16 — San Francisco, CA — Speaker at 2016 Annual Conference — Transportion and lodging

Reimbursement — American Bankruplcy Institute — 1201/1610 12/03/16 — Rancho Palos Verdes, CA — Speaker at 2016 Winter Leadership Conference — Transportation, meals und lodgmg

Spouse's income — 2016 — Mountain View Family Physicians, PLLC - K-1 income from medical practice

Part VII, line 4, Oppenheimer Funds - Value Fund: on 1/8/16, Value Fund sold a portion to Capital Income (line 11) and on 5/18/16, Value Fund sold the

remainder balance to a new fund - Main Street Small Cap Fund (line 17).

Part VII, Tine 5, Oppenheimer Funds - Rising Dividends Fund: on 5/18/16, Rising Dividends sold 4 portion to a new fund - Main Street Fund (line 16).

Part VII, line 7, Oppenheimer Funds - Small and MidCap Value Fund: on 1/8/16, Small and MidCap Value Fund sold a portion to a new fund - Global

Opportunities Fund (line 14).

Part VII, line 9, Oppenheimer Funds - Global Strategic Income Fund: on 1/8/16 Global Strategic Income Fund sold to a new fund - Global Opportunities Fund

(line 14).

Part VIL, line 12, Oppenheimer Funds - Equity Income Fund: on 1/8/16 Equity Income Fund sold to a new fund Discovery Mid Cap Growth Fund (line 15).

Part VII, line 14, Oppenheimer Funds - Global Opportunities Fund: funded on 1/8/16 by Small and MidCap Value Fund (line 7) and Global Strategic Income Fund

(line 9).

Part VIL line 15, Oppenheimer Funds - Discovery Mid Cap Growth Fund: funded on 1/8/16 by Equity Income Fund (line 12).

Part VII, line 16, Oppenheimer Funds - Main Street Fund: funded on 5/18/16 by Rising Dividends Fund (line 5).

Part VII, line 17, Oppenheimer Funds - Main Street Small Cap Fund: funded on 5/18/16 by Value Fund (line 4).

Part VII, Tine 20, 401K #2 - Income and Growth ETF Fund 35: This fund was sold on 2/19/15 to fund Manning & Napier Pro-Blend Cnsev Term S and Vanguard

Total Bond Market Index Inv. The sale and purchase were previously report on the 10/13/16 amended 2015 report but not reflected in Part VII. See response to

letter of inquiry at Doc No. 29, page 9.

Part VIL, lines 36-38, IRA #3 (SEP IRA): The information for these funds was incorrectly reported on the 10/13/16 amended 2015 report (see response to letter of

inquiry at Doc No. 29, page 5-6, lines 33-35). Frank Income Class C Fund and Jennison Natural Resources Fund were closed on 09/02/15,

Part VII, lines 59-61, American Funds were previously reported in the aggregate amount in the 10/13/16 amended 2015 report (see response to letter of inquiry at

Doc No. 29, page 7. line 64). Lines 59-61 now represent the value of cach individual fund within American Funds.

Part VII, lines 64-65, Arizona Bank & Trust were previously reported in the aggregate amount in the 10/13/16 amended 2015 report (see response to letter of

inquiry at Doc No. 29, page 7, line 68). Lines 64-65 now represent the value of cach individual account. These accounts were closed in 2016,

Part VII, lines 67-68, Fidelity - AZ Aggressive Growth funds were previously reported in the aggregate amount in the 10/13/16 amended 2015 report (see response

to letter of inquiry at Doc No. 29, page 8, line 70). Lines 67-68 now represent the value of each individual fund within Fidelity.

Part VIL line 69, Vanugard - 500 Index Fund - AMC: This fund was inadvertently omitted from previous reports, The fund hus been closed.