Stephanie Kulp Seymour

What was filed

298
investments
3
positions
0
gifts
0
agreements
0
debts
0
reimbursements
0
income
1
spouse income

Named parties

Crested Butte Music Festival, Crested Butte, CO
Tenth Circuit Historical Society, Denver, CO
Community Foundation of Gunnison Valley
self-emploved - lawyer

As filed

Bank of Okla. Accts — Interest

Prospenty Bank Accounts — Interest

UBS Accounts — Interest

Lot, Mt. Crested Butte, CO ($81,000), 8/10/94) — None

IRA SS (H)

Invesco Global Real Estate Fd (ASRYX) (mutual fund) — Int/Div — Sold

IShares Trust S&P US PFD Stock Index Fund (PFFY (ETF) — Int/Div — Sold

Double Line Total Return Fund Inst! (DBLTX) (mutual fund) — Int/Div — Sold (part)

Loomis Sayles Investment Grade Bd C1 Y (LSIX) (mutual fund) — Int/Div

TCW Emerging Markets Income Fd C1 (TGEIX) (mutual fund) — Int/Div — Sold (part)

Virtus Multi-Sector Short Term Bond (PIMSX) (mutual fund) — Int/Div — Sold (part)

Invesco Convertible Securities FD CL Y (ONSDX) (mutual fund) — None — Sold

IShares 7-10 Yr Treas Bond ETF (IEF) (ETF) — Int/Div — Sold (part)

Blackrock Strategic Income (BSIIX) (mutual fund) — Int/Div — Buy (add'l)

Columbia Income Opportunities FD Class Z(C1OZX) (mutual fund) — Int/Div

Blackrock Global Long/Short Credit FD (BGCIX) (mutual fund) — None — Sold (part)

Blackrock Global Long/Short Credit FD (BGCIX) (mutual fund) — Sold (part)

Blackrock Multi-Asset Income Portfolio Tost! (BHCX) (mutual fund) — Int/Div

Lord Abbett Short Duration Income Fd (LDLFX) (mutual fund) — Int/Div — Sold (part)

Mainstay Unconstrained Bd Fd Class AMSDIX) (mutial fund) — Int/Div — Sold

Mainstay Short Duration High Yd Fd Class HMDHIX) {mutual fund) — Int/Div

Mainstay Incom Builder 1 (MTOIX) (mutual fund) — Int/Div

Putman Income Fund Class Y (PNCYX) (mutual fund) — Int/Div — Sold

Guggenheim Macro Opportunities Fd Cl (GIOX) {tmutual fund) — Int/Div

Vanguard Total Bond MKT (BND) (E11) — Int/Div — Buy

Vanguard Total Intl BD (BNDX) (ETF) — Int/Div — Buy

Invesco Core Bond Plus Fund (CPBYX) (mutual fund) — Int/Div — Buy

SPDR Double Line TR Tact ETF (TOTL) {ETH — Int/Div — Buy

AB Global Bond Fund (ANAYX) (mutual fund) — Int/Div — Buy

IRA #6 (H)

Invesco Global Real Estate Income Fd (ASRY X) (mutual fund) — Int/Div — Sold

IShares Trust S&P US Pid Stock Index Fund (PFFY (ETF) — Int/Div — Sold

Double Line Total Return Fund Inst] (DBLTX) (mutual fund) — Int/Div — Sold (part)

Loomis Sayles Investment Grade Bond (LSHX) (mutual fund) — Int/Div — Sold (part)

TCW Emerging Markets Income Fd Class (TGEX) (mutual fund) — Int/Div — Sold (part)

Virtus Multi-Sector Short Term Bond (PIMSX) (mutual fund) — Int/Div — Sold (part)

Invesco Convertible Securities FD CL Y (CNSDX) (mutual fund) — None — Sold

Blackrock Strategic Income 1 (BSIIX) (mutual fund) — Int/Div — Buy (add'l)

Columbia Income Opportunities FD (C10ZX) (mutual fund) — Int/Div

Blackrock Global Long/Short Credit FD (BGCTX) (mutual fund) — None — Sold (part)

Blackrock Global Long/Short Credit FD (BGCTX) (mutual fund) — Sold (part)

Blackrock Multi-Asset Income Portfolio Inst! (BICX) (mutual fund) — Int/Div — Sold (part)

IShares 7-10 Yr Treas Bd (IEF) (ETF) — Int/Div — Sold (part)

Novartis AG Spon ADR (NVS) (common) — Int/Div

Lord Abbett Short Duration Inc Fd (LDLFX) (mutual fund) — Int/Div — Sold (part)

Mainstay Unconstrained Bd Fd C11 AMSDIX) (mutual fund) — Int/Div — Sold

Mainstay Short Duration High Yield Fd C1 (MSHIX (mutual fund) — Int/Div — Sold (part)

Guggenheim Macro Opportunities Fd (GIOTX) (mutual fund) — Int/Div — Sold (part)

Mainstay Incom Building 1 {MTOIX) (mutual fund) — Int/Div

Putnam Income Fund Class Y (PNCYX) (mutual fund) — Int/Div — Sold (part)

S10. — Sold

AB Global Bond Fund Class Advisor (ANAYX) (mutual fund) — Int/Div — Buy

Invesco Core Bond Plus Fund Class Y (CPBYX) (mutual fund) — Int/Div — Buy

SPDR Double Line Tr Tact ETF (TOTL) (ETF) — Int/Div — Buy

Vanguard Total Bond Mkt ETF (BND) (ETF) — Int/Div — Buy

Vanguard Total Intl Bond ETF (BNDX) {ETF — Int/Div — Buy

Brokerage #9 (H)

BOK Financial Corp. New (BOKF) (common) — Int/Div — Buy (add'l)

BOK Financial Corp. New (BOKF) (common) — Sold

Jackson Nat'l Life Ins Co Perspective L Series Class L — None

Lincoln Nat'l Choice Plus Assurance L Share — None

Lincoln Nat'l Choice Plus Assur L Share — None

Ohio Nat'l Oncore Lite 11 Class L — None

Brokerage #10 (H)

Blackrock Strategic Income (BSIIX) (mutual fund) — Int/Div — Sold (part)

Blackrock Strategic Income (BSIIX) (mutual fund) — Sold (part)

Vanguard Total Stock Market (VT) (ETF) — Int/Div — Buy (add'l)

Vanguard Total Stock Market (VT) (ETF) — Sold (part)

Powershares QQOQ Trust (QUO) (ETF) — Int/Div — Sold

Powershares QQOQ Trust (QUO) (ETF) — Buy

Powershares QQOQ Trust (QUO) (ETF) — Sold (part)

Consumer Sector SPDR Trust Shs Discretionary (XLY) (ETF) — None — Sold

IShares 7-10 Year Treas Bond (IEF) (ETF) — Int/Div — Sold (part)

IShares 7-10 Year Treas Bond (IEF) (ETF) — Sold (part)

IShares 7-10 Year Treas Bond (IEF) (ETF) — Sold

Invesco Equally-Weighted S&P 500 (VADDX) (mutual fund) — Int/Div — Sold (part)

Invesco Equally-Weighted S&P 500 (VADDX) (mutual fund) — Sold (part)

Blackrock Global Long/Short Credit Fd (BGCIX) (mutual fund) — None — Sold (part)

Blackrock Global Long/Short Credit Fd (BGCIX) (mutual fund) — Sold (part)

Blackrock Global Long/Short Credit Fd (BGCIX) (mutual fund) — Sold

Columbia Income Opportunities Fund (C10ZX) (mutual fund) — Int/Div — Sold

Lord Abbett Short Duration Income Fd (LDLFX) (mutual fund) — Int/Div — Sold (part)

Lord Abbett Short Duration Income Fd (LDLFX) (mutual fund) — Sold (part)

Putnam Short Duration Income Fd Y (PSDYX) (mutual fund) — Int/Div — Sold

Guggenheim Macro Opportunities Fd (GIONX) (mutual fund) — Int/Div — Sold (part)

Guggenheim Macro Opportunities Fd (GIONX) (mutual fund) — Sold (part)

Davis Financial Fund Class Y (DVFYX) (mutual fund) — Int/Div — Sold

Davis Financial Fund Class Y (DVFYX) (mutual fund) — Buy

IShares Short Treas Bond (SHV (ETF) — Int/Div — Sold (part)

IShares Short Treas Bond (SHV (ETF) — Sold (part)

IShares Short Treas Bond (SHV (ETF) — Sold

Consumers Stabples Sector SPDR Trust SHS (XLPVETF) — Int/Div — Buy

Consumers Stabples Sector SPDR Trust SHS (XLPVETF) — Sold (part)

Consumers Stabples Sector SPDR Trust SHS (XLPVETF) — Sold

Energy Sector SPDR Fund ETF (XLE) (ETF) — Int/Div — Buy

Energy Sector SPDR Fund ETF (XLE) (ETF) — Sold (part)

IShares Core U.S. Aggregate Bond (AGG) (ETH) — Int/Div — Buy

JP Morgan Small Cap Equity Bond Fund Select (VSEIX) (mutual fund) — Int/Div — Buy

SPDR Gold Trust (GLD) (ETF) — None — Buy

SPDR Gold Trust (GLD) (ETF) — Buy (add'l)

SPDR Gold Trust (GLD) (ETF) — Sold (part)

SPDR Gold Trust (GLD) (ETF) — Sold

SPDR S&P S00 ETF (SPY ETF) — Int/Div — Buy

Vanguard Intl Equity Index FD (VEU) (ETF) — Int/Div — Buy

Vanguard Intl Equity Index FD (VEU) (ETF) — Sold (part)

Vanguard Reit ETF (VNQ) (ETF) — Int/Div — Buy

Vanguard Reit ETF (VNQ) (ETF) — Sold (part)

Vanguard Reit ETF (VNQ) (ETF) — Sold

IRA 27 (H)

Boeing Company (BA) (common) — Int/Div — Sold

Colgate Palmolive Co. (CL) (common) — Int/Div — Sold (part)

Diageo Ple New GB Spon ADR (DEO) (common) — Int/Div — Sold (part)

linois Tool Works Inc (ITW) (common) — Int/Div — Sold

Intel Corp (INTC) (common) — Int/Div — Sold (part)

Medtronic Inc (MDT) (common) — Int/Div — Sold (part)

Microsoft (MSF) (common) — Int/Div — Sold (part)

Nextera Energy Inc Com (NEE) (common) — Int/Div — Sold (part)

Nordstrom Inc UWN) (common) — Int/Div — Buy

Novartis AG Spon ADR (NVS) (common) — Int/Div — Buy (add'l)

Occidental Petroleum Crp (OXY) (common) — Int/Div — Sold

Schlumberger LTD (SLB) (common) — Int/Div — Sold

Starbucks Corp (SBLX) (common) — Int/Div — Sold (part)

Toronto Dominion Bk New Canada (TD) (common) — Int/Div — Sold

Untd Technologies Corp (UTX) (common) — Int/Div

Apple Inc (AAPL) (common) — Int/Div — Buy (add'l)

Allergan (AGN) (common) (formerly Actavis PLC DE) — None — Sold

Dominion Resources Inc VA (D) (common) — Int/Div — Sold

Invesco Lad (IVZ) (common) — Int/Div — Buy (add'l)

O Reilly Automotive Inc (ORLY) {common ) — None — Sold (part)

Travelers Cos Inc (TRV) (common) — Int/Div — Sold

Umon Pacific Corp (LUNP) (common) — Int/Div — Sold (part)

Accenture PLC Ireland CL (ACN) (common) — Int/Div

Ameriprise Financial Inc DE (AMP) (common) — Int/Div — Buy

Anadarko Petroleum Corp DE (APC) (common) — Int/Div — Sold

Biomarin Pharmaceutical Inc (BMRN) (common) — None — Sold

Crane Co DE (CR) (common) — Int/Div — Buy

CVS Health Corp DE (CVS) (common) — Int/Div

Frontier Communications Corp (FTR) (common) — Int/Div — Buy (add'l)

Home Depot Inc DE (HD) (common) — Int/Div — Sold (part)

Johnson Controls Inc DE (JCI) (common) — Int/Div — Sold

McDonalds Corp DE (MCD) (common) — Int/Div

Marsh & McLennan Cos. Inc (MMC) (common) — Int/Div — Sold (part)

Pepsico Inc De (PEP) {common — Int/Div — Sold (part)

Rockwell Automation Inc (ROK) (common) — Int/Div

Texas Instruments ( TXN) (common) — Int/Div — Sold (part)

VF Corp DE (VFC) (common) — Int/Div

Chubb Ltd Chf (CB) (common) — Int/Div — Buy

Coca Cola Co (KO) (common) — Int/Div — Buy

Exxon Mobil Corp { XOM) (common) — Int/Div — Buy

General Motors Co (GM) (common) — Int/Div — Buy

Lockheed Martin Corp (LMT) (common) — Int/Div — Buy

Nike Inc CHINKE) (common) — Int/Div — Buy

Praxair Inc. (PX) (common) — Int/Div — Buy

Walt Disney (Holding Co) Disney Com (DIS) (common) — Int/Div — Buy

Walt Disney (Holding Co) Disney Com (DIS) (common) — Buy (add'l)

Brokerage #12 (H)

Invesco Global Real Estate Income Fd (ASRY X) (mutual fund) — Int/Div — Buy (add'l)

Invesco Global Real Estate Income Fd (ASRY X) (mutual fund) — Sold (part)

Invesco Global Real Estate Income Fd (ASRY X) (mutual fund) — Sold

Invesco Convertible Securities Fund (ONSDX) (mutual fund) — None — Sold

Goldman Sachs Grp Inc 3.625% (corp boad) — Interest — Redeemed

Genl Elec Co. 5.250% (corp bond) — Interest

Petrobras Intl Fin 5.875% (corp bond) — Interest — Sold

IShares Trust S&P U S PFD Stock Index {PFF)Y (ETF) — Int/Div — Sold

Blackrock Strategic Income (BSIIX) (mutual fund) — Int/Div — Buy (add'l)

Blackrock Strategic Income (BSIIX) (mutual fund) — Sold (part)

Columbia Income Opportunities Fund (C10ZX) (mutual fund) — Int/Div — Sold

Double Line Total Return Fd Inst] (DBLTX) (mutual fund) — Int/Div — Buy (add'l)

Double Line Total Return Fd Inst] (DBLTX) (mutual fund) — Sold (part)

Invesco High Yield Municipal Fund C1'Y (ACTDX) (mutual fund) — Int/Div — Sold (part)

Invesco High Yield Municipal Fund C1'Y (ACTDX) (mutual fund) — Sold (part)

Thomburg Limited Term Municipal Fd C11 (LTMEX) (mutual fund) — Int/Div — Buy (add'l)

Thomburg Limited Term Municipal Fd C11 (LTMEX) (mutual fund) — Sold (part)

Virtus Multi-Sector Short Term Bd (PIMSX) (mutual fund) — Int/Div — Buy (add'l)

Virtus Multi-Sector Short Term Bd (PIMSX) (mutual fund) — Sold (part)

Blackrock Multi-Asset Income Portfolio Inst! (BHCX) (mutual fund) — Int/Div — Buy (add'l)

Blackrock Multi-Asset Income Portfolio Inst! (BHCX) (mutual fund) — Sold (part)

Blackrock Strategic Municipal Opportunities (MAMTX) (mutual fund) — Int/Div — Sold (part)

IShares 7-10 vr Treas Bd (IEF) (ETF) — Int/Div — Buy (add'l)

IShares 7-10 vr Treas Bd (IEF) (ETF) — Sold (part)

Mainstay Short Duration High Yd Fd AMDHIX) (mutual fund) — Int/Div — Buy (add'l)

Mainstay Short Duration High Yd Fd AMDHIX) (mutual fund) — Sold (part)

Blackrock Global Long/Short Credit Fund (BGCIX) (mutual fund) — None — Buy (add'l)

Blackrock Global Long/Short Credit Fund (BGCIX) (mutual fund) — Sold (part)

Lord Abbett Short Duration Income Fund (LDLFX) (mutual fund) — Int/Div — Buy (add'l)

Lord Abbett Short Duration Income Fund (LDLFX) (mutual fund) — Sold (part)

Mainstay Tax Free Bond C11 (MTBIX) (mutual fund) — Int/Div — Sold (part)

Mainstay Tax Free Bond C11 (MTBIX) (mutual fund) — Sold (part)

Mainstay Unconstrained Bond Fund Class (MSDIX) (mutual fund) — Int/Div — Sold

Mainstay Incom Builder (MTOIX) (mutual fund) — Int/Div — Buy (add'l)

Mainstay Incom Builder (MTOIX) (mutual fund) — Buy (add'l)

Mainstay Incom Builder (MTOIX) (mutual fund) — Sold (part)

Loomis Sayles Investment Grade Bond Class Y (LSITX) (mutual fund) — Int/Div — Buy (add'l)

Loomis Sayles Investment Grade Bond Class Y (LSITX) (mutual fund) — Sold (part)

Guggenheim Macro Opportumties Fund Class (GIOX) (mutual fund) — Int/Div — Buy (add'l)

Guggenheim Macro Opportumties Fund Class (GIOX) (mutual fund) — put)

Guggenheim Macro Opportumties Fund Class (GIOX) (mutual fund) — Sold (part)

TCW Emerging Markets Income Fund Class HTGEIX) (mutual fund) — Int/Div — Buy (add'l)

TCW Emerging Markets Income Fund Class HTGEIX) (mutual fund) — Sold (part)

AB Global Bond Fund Class Adviser (ANAYX) (mutual fund) — Int/Div — Buy

AB Global Bond Fund Class Adviser (ANAYX) (mutual fund) — Sold (part)

Invesco Core Bond Plus Fund Class Y (CPBYX) — Int/Div — Buy

SPDR Doubleline TR Tact ETF (TOTL) (ETF) — Int/Div — Buy

SPDR Doubleline TR Tact ETF (TOTL) (ETF) — Buy (add'l)

SPDR Doubleline TR Tact ETF (TOTL) (ETF) — Sold (part)

Vanguard Total Bond Mkt ETF (BND) (ETF) — Int/Div — Buy

Vanguard Total Bond Mkt ETF (BND) (ETF) — Sold (part)

Brokerage Account #13 (H)

Apple Inc (AAP) (common) — Int/Div

Boeing Company DE (BA) (common) — Int/Div — Sold

Colgate Palmolive Co (CL) (common) — Int/Div — Sold (part)

Intel Corp (INTC) (common) — Int/Div — Sold (part)

Ilinois Tool Works Inc (ITW) (common) — Int/Div — Sold

Nordstrom Inc UJWN) (common) — Int/Div — Buy

Medtronic Inc (MDT) (common) — Int/Div — Sold (part)

Microsoft Corp (MSFT) (common) — Int/Div — Sold (part)

Nextera Energy Inc Com (NEE) (commen) — Int/Div — Sold (part)

Occidental Petroleum Crp (OXY) (common) — Int/Div — Sold

Starbucks Corp (SBLUX) (common) — Int/Div

Schlumberger LTD (SLB) (common) — Int/Div — Sold

Untd Technologies Corp (UTX) (common) — Int/Div

Allergan PLC (AGN) (common) (formerly Actavis Plc) — None — Sold

Domimon Resources Inc VA (D) (common) — Int/Div — Sold

Invesco Lid (1IVZ) (common) — Int/Div

O Reilly Automotive Inc (ORLY) (common) — None — Sold (part)

Travelers Cos Inc (TRV) (common) — Int/Div — Sold

Union Pacific Corp De (UNP) (common) — Int/Div

Accenture PLC Ireland CL A (ACN) (common) — Int/Div

Ameriprise Financial Inc. (AMP) (common) — Int/Div — Buy

Anadarko Petroleum Corp. (APC) (common) — Int/Div — Sold

Biomarin Pharmaceutical Inc (BMRN) (common) — None — Sold

Crane Co De (CR) (common) — Int/Div — Buy

CVS Health Corp DE (CVS) (common) — Int/Div

Diageo Plc New (DEO) (common) — Int/Div

Frontier Communications Corp (FTR) (common) — Int/Div

Home Depot Ine (HD) (common) — Int/Div — Sold (part)

Johnson Controls Inc (JCI) (common) — Int/Div — Sold

Marsh & McLennan Cos, Ine (MMC) (common) — Int/Div — Sold (part)

McDonalds Corp (MCD) (common) — Int/Div

Pepsico Inc (PEP) (common) — Int/Div — Sold (part)

Rockwell Automation Inc New (ROK) (common) — Int/Div — Sold (part)

Texas Instruments (TXN) (common) — Int/Div — Sold (part)

Toronto Dominion Bk (TD) (common) — Int/Div — Sold

VF Corp (VFC) (common) — Int/Div

Chubb Lid Chf (CB) (common) — Int/Div — Buy

Coca Cola Co (KO) (common) — Int/Div — Buy

Exxon Mobil Corp (XOM) (common) — Int/Div — Buy

General Motors Co (GM) (common) — Int/Div — Buy

Lockheed Martin Corp (LMT) (common) — Int/Div — Buy

Nike Inc CI B (NKE) (common) — Int/Div — Buy

Praxair Inc (PX) (common) — Int/Div — Buy

Walt Disney Co (DIS) (common) — Int/Div — Buy

Vice President of Board of Directors, Crested Butte Music Festival, Crested Butte, CO

Board Member, Tenth Circuit Historical Society, Denver, CO

Advisory Council Member, Community Foundation of Gunnison Valley

Spouse's income — 2016 — self-emploved - lawyer

COMMENTS FOR PART VII;

COMMENT | -- Rental Property, Mt. Crested Butte, CO ($245,000, 9/1/92) reported on Line 5 of the report for calendar year 2015 dated 05/02/2016, was not

rented in calendar year 2016 and was used as 8 private residence only. Therefore, it is not listed as an investment for 2016.

COMMENT 2, Line 163 — Market symbol changed to ACN to correct inadvertent typographical error,

COMMENT 3 -- Yum Brands Inc (De (YUM) (common) held in Brokerage Account #13 and reported on Lines 255 and 256 of the report for calendar year 2015

dated 05/02/2016, was listed in error on that report as "Sold Part” on 10/13/15. The correct transaction for that date is "Sold" with a value code J, und no gain.

Therefore, this asset was not held in 2016 and not listed on this report.