Jeremiah J. McCarthy

First Niagara Checking — Rovalty

First Niagara Savings — Interest

First Niagara Supp. Needs Trust Acct — Interest

MA&T Bank Savings Account — Interest

Franklin NY Intermediate - Term Tax Fee Income Fund Class A — Int/Div

Columbian Mutual Life Ins. Co — Interest

A Fundamental Investors A (American Fund) — Interest

Fundamental Investors A (American Fund) — Interest — Buy

Fundamental Investors A (American Fund) — Interest — Buy

AQR Managed Futures Fund CL — Int/Div — Sold (part)

Blackrock Equity Dividend — Int — Sold (part)

Doublelme Total Rt Bond FD — Interest

Fidelity Cash Reserves — Int/Div

Goldman Sachs Strg Income Fund — Int/Div

Ing Mid Cap Opportunity — Ine — Sold

John Hancock Discipl, Value Mid Cap — Int/Div — Buy

JP Morgan Chase & Co. Alerian MLP — Interest — Buy

Lazard Intl Strategy Equity — Int/Div

Mainstay Large Cap Growth — Int/Div

Morgan Stanley Sm Co. Gr — Int/Div — Buy

Morgan Stanley Sm Co. Gr — Int/Div — Sold (part)

Oppeheimer Dev Markets — Int/Div

Oppenheimer Sr. Floating Rt Y — Int/Div

Pimco Fundmnt] Adv Total Return — Int/Div

Templeton Frontier Markets — Int/Div — Sold

Hartford Small Cap Growth Class Y — Int/Div — Buy

JP Morgan Divers Mid Cap Growth — Interest — Buy

JP Morgan Equity Income Select Shares — Int/Div — Buy

JP Morgan Equity Income Select Shares — Int/Div — Buy

Swan Defined Risk Fund Class — Int/Div — Buy

Trustee, Timothy V. Riordan Supplemental Needs Trust

Director, Hilbert College