William J. Martini

BROKERAGE ACCOUNT #2

FEDERATED KAUFMANN FUND-R (FORMALLY FUND-K) — None

BROKERAGE ACCOUNT #6 mum

POWERSHARES EXCH TRAD FD PRFZ — Int/Div — Buy (add'l)

ISHARES TR MCS! EAFE FD — Int/Div — Buy (add'l)

ISHARES TR MCS! EAFE FD — Buy (add'l)

POWERSHARES FTSE RAFI US PRF — Int/Div — Sold (part)

CHARLES SCHWAB ADV CASH RESERVE PREM — None — Buy (add'l)

CHARLES SCHWAB ADV CASH RESERVE PREM — Sold (part)

IRA 7 umm

CHARLES SCHWAB ADV CASH RESERVE PREM — Int/Div — Buy (add'l)

CHARLES SCHWAB ADV CASH RESERVE PREM — Sold (part)

AQRSTYLE PREMIA FD CL — None — Sold

CAUSEWAY EMRG MKTS FD INSTL SHR — Int/Div — Buy (add'l)

JANUS GLOBAL RESEARCHFDCL 1 — Int/Div — Buy (add'l)

NORTHERN MULTIMGR GLBL A — Int/Div — Buy (add'l)

ISHARES CORE S&P ETF — Int/Div

POWERSHARES FTSE RAFI US PRF — Int/Div — Buy (add'l)

POWERSHARES FTSE RAFI US PRF — Buy (add'l)

SPDR S&P MIDCAP 400 ETF — Int/Div — Sold (part)

SPDR S&P MIDCAP 400 ETF — Buy (add'l)

VANGUARD BOND INDEX FUND — Int/Div — Sold

CATALYST HEDGED FUTURES — None — Sold

GUGGENHEIM S&P 500 PURE GROWTH ETF — Int/Div — Buy (add'l)

THIRD AVENUE REAL ESTATE VALUE FD INSTL — None — Sold

FIDELITY CAPITAL & INCM FD — Int/Div

TCW CORE FIXED INCOME CL — Int/Div — Sold

ISHARES RUSSELL 1000 GROWTH ETF — Int/Div — Buy

ISHARES RUSSELL 1000 GROWTH ETF — Buy (add'l)

VALLEY NATIONAL BANK — None

THE AXA EQUITABLE VARIABLE LIFE INSURANCE POLICY

Guaranteed Interest Account — Int/Div

EQ/Equity S00 Index — Int/Div

AXA Moderate - Plus Allocation — Int/Div

AXA Large Cap Growth Managed Volatility — Int/Div

EQ/Mid Cap Index — Int/Div

AXA International Value Managed Volatility — Int/Div

AXA Large Cap Value Managed Volatility — Int/Div

Charter Small Cap Value — Int/Div

EQ/Capital Guardian Research — Int/Div

EQUITABLE - SEP

EQ Equity $00 Index — Int/Div

EQ International Equity Index — Int/Div

Osler Health Management, Inc. (formerly MDClick Holdings LLC) — None

Trustee, Nicholas Martini Foundation

Trustee, John Cabot Umiversity

Income — 2016 — Nicholas Martim Foundation, Trustee — S22.000.00

THE NICHOLAS MARTINI FOUNDATION IS A 501(C)(3) CHARITABLE FAMILY FOUNDATION, ITS MISSION IS TO SUPPORT YOUTH HEALTH,

ENVIRONMENTAL, AND EDUCATION PROGRAMS.

AS A MEMBER OF THE BOARD OF TRUSTEES, 1 PARTICIPATE IN THE DECISIONS TO DISTRIBUTE THOSE FUNDS. THE TRUSTEES

ANNUALLY EVALUATE THE INVESTMENT POLICY FOR THE FOUNDATION. THAT POLICY IS IMPLEMENTED BY AN INDEPENDENT

MANAGER WHO HAS FULL DISCRETION WITH REGARD TO INVESTMENT DECISIONS. TRUSTEES DO NOT MAKE INVESTMENT DECISIONS.