Joy Flowers Conti

2012Annual

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Pull out the substance of this filing.

What was filed

  • 68

    investments

  • 1

    positions

  • 0

    gifts

  • 0

    agreements

  • 0

    debts

  • 5

    reimbursements

  • 0

    income

  • 1

    spouse income

Named parties

  • W. Edward Sell Amencan Inn of Court
  • Pennsylvania Bar Institute
  • George Mason University
  • The Sedona Conference
  • Bankruptcy Judges
  • New Jersey State Bar Association
  • Ross, Sinclaire & Associates, LLC - Salary

As filed

BROKERAGE ACCOUNT #1

Navidea Biopharmaceuticals Stock {formerly Neoprobe Corp) — None — Sold

Federated PA Muni Service (Money Market) — Int/Div

ROTH IRA ROLLOVER ACCOUNT #1 — Int/Div

Pershing Government Money Market Fund

General Motors Accep Corp Smartnotes (7.125% due 8/15/12) — Matured

General Motors Accep Corp Smartnotes (7.25% due 9/15/17)

Deere & Co Stock

General Motors Accep Corp Smartnotes (7% due 1/15/13)

Lee Street Investors LLC Class B Units

Sanchez Energy Corp Stock — from line 10)

Boeing Co Stock — Buy

Prospect Cap Corp Stock — Buy

Prospect Cap Corp Stock — Buy (add'l)

New York Mtg Tr Inc REIT — Buy

New York Mtg Tr Inc REIT — Buy (add'l)

Newcastle Invt Corp (REIT) — Buy

Newcastle Invt Corp (REIT) — Buy (add'l)

GDL Fund — Buy

RETIREMENT PLAN 22 — Interest

CREF Stock Fund (Part VIII) — Sold (part)

TIAA Traditional Annuities — Buy (add'l)

CREF Infl Linked Bond — Buy

Vanguard Inflat Pro Sec A — Buy

ROTH IRA ROLLOVER ACCOUNT #3 — Int

Pershing Government Money Market Fund

Navidea Biopharmaceuticals Stock {formerly Neoprobe Corp)

Genl Mrs Aceep Corp Smartnotes (7% due 0118/13)

Knox Cnty, KY Hosp Bond (5.875% due 12/01/36)

Lee Street Investors LLC Class B Units

Sanchez Energy Corp Stock — from line 30)

Caterpillar, Inc — Buy (add'l)

IRA ROLLOVER ACCOUNT 26 — Int./hv

S&T Bancorp Stock (formerly Gateway Bank Of PennsvIvania)

Janney Advantage Insured Sweep (Money Market) — Open

IMMEDIUS, INC CONV PREFERRED STOCK — None — Sold

IMMEDIUS. INC COMMON STOCK — None — Sold

MELLON BANK: ACCOUNTS — None

CITIZENS BANK: ACCOUNTS — None

MASSACHUSETTS MUTUAL: WHOLE LIFE POLICY — None

MASSACHUSETTS MUTUAL: WHOLE LIFE POLICY — None

NORTHWESTERN: WHOLE LIFE INS POLICY — None

METROPOLITAN LIFE: WHOLE LIFE POLICY — None

GENERAL AMERICAN: WHOLE LIFE POLICY — None

MASSACHUSETTS MUTUAL: WHOLE LIFE POLICY — None

METROPOLITAN LIFE: WHOLE LIFE POLICY — None

NORTHWESTERN: WHOLE LIFE INS POLICY — None

HUNTINGTON BANK ACCOUNT — None

SIMPLE IRA ACCOUNT 21 — Int/Div

Pershing Government Money Market Fund

UBS AG London BRH Reverse Conv Note (17.08% due 1/4/12) — Matured

Caterpillar Inc Stock — Buy

Caterpillar Inc Stock — Buy (add'l)

Nuance Communications Inc Stock — Buy

Walter Energy Inc Stock — Buy

Walter Energy Inc Stock — Sold

Facebook Inc Stock — Buy

Facebook Inc Stock — Sold

Prospect Cap Corp Stock — Buy

Prospect Cap Corp Stock — Buy (add'l)

BROKERAGE ACCOUNT #2

Federated PA Muni Cash (Money Market) — Int/Div

Pa St Fin Auth Rev Rfdg Penn Hills Bond (0% due 12/1723) — None — Buy

SLM Corp Ednotes (due 12/15/12) — Interest — Buy

SLM Corp Ednotes (due 12/15/12) — Matured

Harmony Twp Pa Bond (0% due 9/1/13) — None — Buy

Canonsburg-Houston Pa Sewer Bond (3.55% due 12/1/14) — Interest — Buy

Cambria Cnty Pu IDA Bond (4% due w12 — None — Buy

Counselor, W. Edward Sell Amencan Inn of Court

Reimbursement — Pennsylvania Bar Institute — May 11,2012 — Philadelphia, PA — Pa Bar Institute Symposium — Food, Transportation

Reimbursement — George Mason University — October 7-10, 2012 — Arlington, VA — Mason Judicial Education — Food, Lodging, Transportation, Parking

Reimbursement — The Sedona Conference — October 10-12, 2012 — Del Mar, CA — 13th Annual Sedona Conference — Food, Lodging, Transportation, Parking

Reimbursement — Bankruptcy Judges — Conference of Bankrupecy Judges

Reimbursement — New Jersey State Bar Association — November 14-15, 2012 — East Brunswick, NJ — Bankruptcy Law Annual Dinner — Food, Lodging, Transportation, Parking

Spouse's income — 2012 — Ross, Sinclaire & Associates, LLC - Salary

Additional Information for Part VII {Investments and Trusts):

From prior years:

There is no Retirement Plan # |

There is no IRA Rollover/Roth IRA Rollover Account #2, 4 or §

Current year:

Line 21 - Retirement Plan #2 - CREF Stock Fund:

On 12/28/12 investments in this retirement plan were reallocated among investment choices available, This retirement plan was funded

from 1976 through 1982, years before the reporting individual became u Judge. Because this is a retirement plan with no IRS reporting

requirement for individual transactions, records do not exist for the orginal cost basis or subsequent reinvestments of the CREF Stock Fund

shares that were transferred into other investments within the plan during 2012. Accordingly. no gain information can be computed or reported.

This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.

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Joy Flowers Conti | Frix