Margaret Mann

INVESCOLTD — Int/Div

AMERICAN FUNDS GROWTH FUND OF AMERICA FI — Int/Div

AMERICAN FUNDS INVESTMENT COMPANY OF AMERICA CL A — Int/Div

AMERICAN FUNDS EUROPACIFIC FUNDS CLASS C — Int/Div — Buy

Oppenheimer Steelpath MLP Income Fund C — Interest

Oppenheimer International Small Company Fund Class Y — Interest

Principal Small Mid Cap Dividend Fund Class A — Int/Div

GUGGENHEIM S&P GLOBAL WATER INDEX ETF — Int/Div

DELAWARE SMID CAP GROWTH CLASS C — Int/Div — Buy

DELAWARE SMID CAP GROWTH CLASS A — Int/Div

ST OF CA VAR GEN OBLI BN TAX BE/ R/STSOONNTDTD 040110 — Interest

California ST Tax 6.200 100119 DTD 101509 — Interest

Coachella Vall CA USD Assur OID 98.053 — Interest

DELANO CA JT UN High Sch Build SR A — Interest

Turlock CA IRR DIST 2014 — Interest

Genworth Annuity Contract 2 TOS013360 — Ine

Wells Fargo Checking — Interest

Wells Fargo Savings — Interest

RMA Money Market Portfolio — Interest

UBS Bank Deposit Account — Interest

Deutsche Floating Rate Fund Class A — Int/Div — Sold

COHEN & STEERS CLASS C REAL ESTATE SECURITIES FUND — Int/Div

DEUTSCHE SHORT DURATION FUND — Int/Div

UBS LIQUID ASSETS FUND — Int/Div

AFLAC INC — Int/Div — Sold

BOEING — Int/Div

BRITISH AMERICAN TOBACCO PLC GB SPON ADR — Int/Div — Sold

COCA COLA COCOM — Int/Div

COLGATE PALMOLIVE CO — Int/Div

DIAGEO PLC NEW GB SPON ADR — Int/Div

Dommion Resources Inc. VA — Int/Div

EMERSON ELECTRIC — Int/Div — Sold

GENL MILLS INC — Int/Div — Sold

ILLINOIS TOOL WORKS INC — Int/Div

INTEL CORP — Int/Div

JOHNSON & JOHNSON COM — Int/Div — Sold

JP Morgan Large Cap Growth Fund Class C — Int/Div — Sold

MEDTRONIC — Int/Div

Microsoft — Int/Div

NEXTERA ENERGY INC COM — Int/Div

EVERSOURCE ENERGY — Int/Div — Sold

OCCIDENTAL PETROLEUM CRP — Int/Div

PEARSON PLC SPON ADR — Int/Div — Sold

Roche Hldg LTD Spons ADR Switz ADR — Int/Div — Sold

Toronto Dommion BK New Canada CAD — Int/Div

PROCTER & GAMBLE CO — Int/Div — Sold

Qualcomm — Int/Div — Sold

SPDR S&P SOO ETF TR — Int/Div

Travelers Cos Inc ‘the — Int/Div — Sold

Union Pacific Corp — Int/Div

UNITED PARCEL SERVICE — Int/Div — Sold

UNTD TECHNOLOGIES CORP — Int/Div

VF Comp — Int/Div

AMERICAN FUNDS NEW WORLD FUND CLASS F — Interest — Sold

Advisory Research MLP & Energy Income Fund Class 1 — Int/Div

California Resources Corp — Int/Div — Sold

NOVARTIS AG SPON ADR — Int/Div

PRIME PLUS INVESTMENTS TISHMAN SPEYER LLP — Int/Div

Fidelity Simple IRA for Offices of MTOHalloran — Int/Div

CALIFORNIA ST TAX BE/R/ MAND SINK FND — Interest

Cal ST Pub Works BRSRD — Interest

Cal STSYNC CRC — Interest

BLACKROCK EQUITY DIVIDEND FUND C — Int/Div

PIONEER STRATEGIC INCOME FUND CLASS C — Int/Div — Buy

Pioneer Strategic Income Y — Int/Div

GE CAPITAL INTERNOTES NTS BE — Interest — Sold

Pimco Foreign Bond Fund Class A — Interest — Sold

Coachella CA WTR Auth — Interest

Nordstrom Inc — Int/Div

Stanley Black & Decker — Int/Div — Sold

Yum'Brands Inc — Int/Div — Sold

LEUCADIA NAT'L CORP B/E 5.55% NEW — Int/Div — Buy

ANGEL OAK MULTI STRATEGY INCOME FUND CLASS C NEW — Int/Div — Buy

EGA Emerging Global SHS TR EG SHS India — Int/Div — Buy

Vanguard Financial ETF — Int/Div — Buy

Accenture PLC Ireland Class A — Int/Div — Buy

Crane Co. — Int/Div — Buy

Home Depot — Int/Div — Buy

Johnson Controls — Int/Div — Buy

Marsh & McLennan — Int/Div — Buy

McDonalds Corp — Int/Div — Buy

Pepsico — Int/Div — Buy

Rockwell Automation — Int/Div — Buy

Schlumberger — Int/Div — Buy

Texas Instruments — Int/Div — Buy

Deutche X MSC Japan — Int/Div — Buy

T Rowe Price Global Tech Fund — Int/Div — Buy

T Rowe Price Global Tech Fund — Buy (add'l)

Reimbursement — California Bankruptcy Forum — 05/14/2015 to 05/17.2015 — Napa, CA — Speaking at the Conference — meals and hotel

Reimbursement — American Bankruptcy Institute — 0/1015 10 09/1 1/15 — Las Vegas, NV — Speaking at the Conference — meals, airfare and hotel

Reimbursement — Nanonal Conference of Bankruptcy Judges — 09/27/2015 to 09/30:2015 — Mam, FL — Professional Association — meals, airfare and hotel

Reimbursement — American Bankruptcy Institute — 12/02/2015 to 12/03/2015 — Phoenix, AZ — Speakmg at the Conference — meals, mrtare and hotel

Spouse's income — 2015 — Income From Law Offices of Michael T. O'Halloran

Due to inadvertent error, certain mvestments were subject to transactions in previous periods that were not reported. These transactions are listed below.

Sales in previous periods:

1. ST OF CA VAR RANS A-2 RV BE/R/ 3.000 062811 DTD 112310 was sold on June 28, 2011 for a sule amount of Gi. There has been no interest received on

this item since then.

2. CLOROX CO. was sold on May 7, 2014 for a sale amount of J, There have been no dividends received on this item since then.

Purchases in previous periods:

1. AMERICAN FUNDS EUROPACIFIC FUNDS CLASS C was bought on May 22, 2015 but was inadvertently reported as being owned in an earlier period.

2. DELAWARE SMID CAP GROWTH CLASS C was bought on May 22, 2015 but was inadvertently reported as being owned in an carlier period.

3. PIONEER STRATEGIC INCOME was bought on April 23, 2015 but was inadvertently reported as being owned in an earlier period.

Name change for investment:

1. COHEN & STEERS REALTY INCOME FUND INC. CLASS C had its name changed to COHEN & STEERS CLASS C REAL ESTATE SECURITIES

FUND.

2, NORTHEAST UTILITIES changed its name to EVERSOURCE ENERGY before it was sold,