Jeremiah J. McCarthy

Allianz GI Structured Return Inst] — Int/Div — Buy

AQR Style Premia Alternatic Lv — Int/Div — Buy

Bank Deposit Sweep Program (Compass Bank) — Interest

Blackrock Hi Yield Bond Inst — Int/Div — Sold

Cohen & Steers Pref Securities Ing. — None — Sold

Doubleline Total Rt Bond N — None — Sold

Doubleline Total Rt Bond N — Int/Div — Sold

Flexshares Trust Momingstar Emerg Mkts — Int/Div — Buy

Franklin NY Intermediate - term Tax Fee Income Fund Class A — Int/Div

Fundamental Investors A ( Amencan Fund) — Int/Div — Buy

Fundamental Investors A (Amencan Fund) — Int/Div

Glenmede Large Cap Gr Inst — None — Sold

Ishares Russell 1000 Gr ETF — Int/Div — Buy

Ishares Russell 1000 Gr ETF — None — Sold (part)

Ishares Russell 1000 Value ETF — Int/Div — Buy

Ishares Russell 1000 Value ETF — Buy

Ishares Russell 2000 ETF — Int/Div — Buy

Ishares Russell MidCap Value ETF — Int/Div — Buy

Ishares TRUS PFD St ETF — None — Buy

Ishares TR US PFD St ETF — Int/Div — Sold

Ishares Russell MidCap Gr — Int/Div — Buy

Ishares Russell MidCap Gr — None — Sold (part)

Ishares GNMA Bond ETF — None — Buy

Ishares GNMA Bond ETF — Int/Div — Sold

Ishares TR EAFE Sml Cap ETF — Int/Div — Buy

John Hancock Disciplined Val MidCap — None — Sold

John Hancock Life Insurance Co. (X) — Int/Div — Sold

JP Morgan Divsfd Mid Cap Growth — None — Sold

JP Morgan Equity Income Select Shares — None — Sold

JP Morgan Hedged Equity A — Int/Div — Buy

JP Morgan Sm Cap Equity — None — Sold

JP Morgan Exchange Tr Fd Div Rin Eq — Int/Div — Buy

JP Morgan Exchange Tr Fd Div Rin Eq — Buy

Lazard Int'l Strategy Equity Int'l — None — Sold

Key Bank Checking — Interest

Key Bank Savings — Interest

M&T Bank Savings Account — Interest

Northwest Supp. Needs Trust Acct (Account transf from First Niagara — Interest

SSGA Active ETF TR SPDR Tr Tactic — Int/Div — Buy

Swan Defined Risk Fund — None — Sold

Vaneck Vectors ETF TR Fallen Angel HG — Int/Div — Buy

Vanguard GNMA Admiral — Int/Div — Sold

Vanguard Scottsdale Interm Tm Corp Bond Index — Int/Div — Buy

Trustee, Timothy V. Riordan Supplemental Needs Trust

Director, Hilbert College

Part VII, line 27 - This was a retirement plan which my wife had from a job that ended years ago. We did not know of the existence of this plan until we received

notice in October 2017. We cashed it out at that time.