Richard F. Cebull

RBC Brokerage Acct

MT Univ Revs Higher Ed Facs Impt — Interest

MT Fin Auth Rev B DsProvidence Hlth and Services F 2006 B — Interest

MT St Higher Ed Student Assist Corp-Ser B — Interest

MT Fac Fin Auth Rev Sr Living St Johns Lutheran A — Interest

MT St Brd Hsg Single Fam Prog Bds 208A — Interest

Allianz NFJ Div Value Funds Class C MF — Int/Div

Columbia Funds Ser Tr Small Cap Value II Class C MF — None

American Funds Growth Fund of America MF — Int/Div

Hartford Mutual Funds Inc Cap Apprecia Fund C1 C MF — Int/Div

Kayne Anderson Energy Total Return Fund MF — Int/Div

Clearbridge Energy MLP FD Inc — Int/Div

SM Energy Co CS — Int/Div

Invesco Van Kampen Mid-Cap Growth Fd CIC MF — Distribution

Thomburg Investment Trust Intl Value Fd CLC MF — Int/Div

Prime Money Market Fund (X) — Int/Div

IRA #1 — Int/Div

Invesco Mid Cap Core Equity Fd C1 C MF

Allianz Nfj Dividend Value Fd C1 C MF

Alliunz Fds Small Cap Value Fd C1 C MF — Sold (part)

American Fund Growth Fund of America Ine CIC MF

ING Groep NV 7.375% Pre Hybrid Cap Secs PFD

Thomburg Investment Income Builder CI C MF

General Electric Capital Corp Med NTS Step-Up — Redeemed

Hillshorough Cnty FL Sch Dist Rev BDS 208 — Buy

Prime Money Market Fund RBC Investor Class

IRA #2 — Int/Div

Intemational Bank for Reconstruction and Development

Beal Bank CD — Redeemed

Wright Express CD — Redeemed

Bank of China CD — Redeemed

GE Money Bank CD — Buy

GE Money Bank CD — Redeemed

Invesco Build America Bonds Income Trust #s9

Invesco Build America Bonds Income Trust “#80 — Buy

First Interstate Bancsystem Inc CS

Bank of America Corp Pf S — Buy

Wells Fargo & Co Dep Shs Pf S

American Fds Smallcap World Fund CI A MF

American Fds International Growth & Income Fund Cl A MF — Buy (add'l)

American Funds Europacific Growth Fund Cl AMF

Williston Basin Mid North American MF — Buy

Hartford Global Real Asset Fund C1 A MF — Buy

Capital Income Builder Fund A — Buy

Pimco Floating Income FD C1 C MF

Pimco Total Return Fund C1 C MF — Sold

Retirement Money Market

First Interstate Bank Acct — Interest

New York Life Ins Policy Cash Value — Int/Div

S10.

Part VIL Investments and Trusts: Line | is a header

Part VIL. Investments and Trusts: The Aim investment (Line 27) was acquired by Invesco, so the name changed to Line 28.

Part VIL Investments and Trusts: Saint Mary Land and Exploration {Line 19) was changed to SM Energy Co (Line20)