Randal S. Mashburn
2012Annual
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What was filed
117
investments
4
positions
0
gifts
0
agreements
0
debts
0
reimbursements
1
income
0
spouse income
Named parties
- Baker, Donelson, Bearman, Caldwell & Berkowitz (Employer/Law Firm prior to judicial appointment)
- Educational Trust (
- Nashville Conflict Resolution Center (non-profit organization)
- Nashville Bar Assocation (non-profit organization )
- Baker, Donelson, Bearman, Caldwell & Berkowitz (former employer lawfirm-carnings prior to judicial appointment)
As filed
BANK ACCOUNTS (H) = Lines 2-11
Bank of America (Accounts'CDs) — Interest
Capstar Bank (Accounts/CDs) — Interest
Civic Bank & Trust {Accounts'CDs) — Interest
Community First Bank & Trust (Accounts! CDs) — Interest — Closed
Cornerstone Financial (Accounts/CDs) — Interest
Pinnacle National Bank (Accounts/CDs) — Interest
Regions Bank (Accounts/CDs) — Interest — Closed
SunTrust Bank (Accounts/CDs) — Interest — Closed
First Citizens National Bank (Accounts/ CDs) — Interest — Open
Insbank (Accounts/CDs) — Interest — Open
UBS BROKERAGE ACCT (H) -- Items 13 10 50 below
America Movil S.A.B. De CV. (Common Stock) — Int/Div
BHP Billiton Ltd. (Common Stock) — Int/Div
BP PLC (Common Stock) — Int/Div
EQT Corp (Common Stock) — Int/Div
Express Scripts Holding Co. (formerly Medco) (Common Stock) — None — Sold (part)
Exxon Mobil Corp. {Common Stock) — Int/Div
Frontier Communications Corp. (Common Stock) — Int/Div — Sold
Genuine Parts Co. (Common Stock) — Int/Div
Microsoft Corp. (Common Stock) — Int/Div
Pepsico Inc. (Common Stock) — Int/Div
Pfizer Inc. (Common Stock) — Int/Div
QEP RES Inc. (Common Stock) — Int/Div
Questar Corp. (Common Stock) — Int/Div — Sold
Rackspace Hosting Inc. (Common Stock) — None
Verizon Communications Inc. (Common Stock) — Int/Div
Walmart de Mexico S.A.B. de CV (Common Stock) — Int/Div
Walmart Stores Inc. (Common Stock) — Int/Div
Walgreen Co. {Common Stock) — Int/Div
Alger Spectra Fund Class C (Mutual Fund) — Int/Div
American Funds Euro Pacific Growth Fun (Mutual Fund) — Int/Div
Templeton Global Income Fund (Mutual Fund) — Int/Div
FT-Franklin Federal Fund (Mutual Fund) — Int/Div
Metro Govt. Nashville/Davidson (Govt. Bonds) — Interest
Metro Govt. Revenue Bonds (Govt Bonds) — Interest
Metro Govt. Nashville/Davidson (Govt, Bonds) — Interest
Blount County Tenn. Public Bonds (Govt Bonds) — Interest
State of Texas Bonds #1 (Govt. Bonds) — Interest
Hamilton County Tenn. Bonds (Govt Bonds) — Interest
Texas State Trans/Comm Bonds (Govt Bonds) — Interest
State of Texas Bonds 22 (Govt. Bonds) — Interest
Metro Govt. Nashville Sinking Fund (Govt, Bonds) — Interest
Knoxville Tenn. Waste Water Bonds (Govt Bonds) — Interest
New York Municipal Water Fin. Auth (Govt. Bonds) — Interest
Tennessee State Bounds SR (Gove. Bonds) — Interest
Tennessee State School Bonds (Govt Bonds) — Interest
Texas A&M Univ. (Govt. Bonds) — Interest
Williamson County TN Bonds (Govt Bonds) — Interest — Redeemed
UBS Money Market Account — Interest
ROTH IRA -- Lines 52-55 — Int/Div
Lincoln Life Annuity
Nationwide Annuity
Ohio National Annuity
First Eagle Global Fund (Mutual Fund) — Buy (add'l)
ROTH IRA == Lines £7.61 — Int/Div
Genworth Life Annuity
Lmcoln Life Annuity
Nationwide Annuity
Ohio National Annuity
First Eagle Global Fund (Mutual Fund) — Buy (add'l)
EDUCATIONAL TRUST « Lines 63.72 — Int/Div
Alger Spectra Fund
American Funds Euro Pacific Growth Fund
Franklin Utilities Fund — Sold
MFS Utilities Fund — Sold
Royce Special Equity Fund
Delaware Diversitfied Income Fund — Sold (part)
FT Templeton Global Bond Fund
Amencan Funds Income Fund of America
Blackrock Health Science Opportunities Fund — Buy
Columbia Seligman Communications & Info Fund A — Buy
529 COLLEGE FUND #1 -- Lines 74-77 — Int/Div
Growth Fund of America
Bond Fund of America
American Balanced Fund
Capital Income Builder Fund
529 COLLEGE FUND #2 -- Lines 79-82 — Int/Div
Growth Fund of Amenca
Bond Fund of America
American Balanced Fund
Capital Income Builder Fund
NORTHWESTERN BROKERAGE ACCT (H) Lines 84-86
Northwestern Mutual Single Premium Insurance’ Annuity — Int/Div
Broward County FL Schoool Bonds (Govt Bonds ¥ Northwestern) — Interest — Sold
Northwestern Mutual General Money Market Fund CIB — Int/Div — Open
HARTFORD 401K PIAN Converted to IRA in 2012 Lines 88.91 — Int/Div
MFS Limited Maturity Fund — Sold
MFS Conservative Allocation Fund — Sold
MFS Moderate Allocation Fund — Sold
American Century Money Market Account — Sold
IRA #1 - UBS « CONVERTED 401k - Lines 93-113 — Int/Div
Pace Money Market Investment Fund — Open
Alger Spectra Fund Class A — Buy
Columbia Acom Fund — Buy
First Eagle Overseas Fund Class A — Buy
ING Global Real Estate Fund Class A — Buy
Vertus Premium Alpha Sector Fund A — Buy
Delaware Diversified Income Fund Class A — Buy
Looms Sayles Bond Fund Class Retail — Buy
Lord Abbett Short Duration Income Fund Class A — Buy
Oppenheimer Intl Bond Fund Class A — Buy
TCW Emerging Markers Income Fund Class N — Buy
Blackrock Global Allocation Fund Inc A — Buy
IRA #2 — UBS -- CONVERTED 401k - Lines 108-116 — Int/Div
UBS Bank USA Deposit Account — Open
Berkshire Hathaway Inc New CL B — Buy
ConocoPhillips B/E Bonds — Buy
United Parcel Service DPB Inc B/E Bonds — Buy
Duke Energy Carolina Bonds — Buy
Coca Cola Co. Com NTS B/E Bonds — Buy
Anheuser-Busch Invev WDR Bonds — Buy
Federated Short-Term Income Fund Class A — Buy
Virtus Multi-Sector Short Term Bond Fund - Class C — Buy
OTHER MISC. INVESTMENTS (H) Lines 116-117
Maury County IN Farm ) — Rent
Center Hill Lake TN Undeveloped Real Estate — None
Sharcholder/ Attorney, Baker, Donelson, Bearman, Caldwell & Berkowitz (Employer/Law Firm prior to judicial appointment)
Trustee, Educational Trust (
Director, Nashville Conflict Resolution Center (non-profit organization)
Director, Nashville Bar Assocation (non-profit organization )
Income — 2012 — Baker, Donelson, Bearman, Caldwell & Berkowitz (former employer lawfirm-carnings prior to judicial appointment) — $253,510.00
1. Lines 87-91 reflect a 401k account that was rolled over mto an IRA in 2012. Smee it is non-taxable, the information available from brokerage account
statements does not reflect uny specific amount of capital gain, The 401k account was made up of numerous employee contributions, employer contributions and
employer matching funds over a period of multiple years on a tax-deferred basis, and therefore it would be virtually impossible to determine a basis figure for
purposes of allocating gain. Accordingly, while all sales transactions involved in liquidating these funds for the rollowver have been reported in columns D(1),(2)
& (3), column D(4) was left blank in the absence of any accurate available information that would show actual gains as opposed to contributions.
2. In the initial disclosure filed last year and dated as of 07/31/12, there was an item listed at line #71 reflecting a UBS Money Market Account in the UBS
Brokerage Account for the educational trust. That was incorrect, so there is no corresponding item listed on this year's report in that group of accounts.
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