Lisa Pupo Lenihan

Limited Partner. 4 Northshore Associates — None

IRA - Commonwealth

Allianz Funds: NF) Small Cap Fund CIA — Int/Div

Allianz Wellness C1 A — None — Buy

Amencan Income Fund of America C1 F — Buy

Amencan Income Fund of America C1 F — Int/Div — Buy (add'l)

Allianz RCM Global Water Fund C1 A — None — Sold

Allianz RCM Global Water Fund C1 A — Int/Div — Buy

American Washington Mutual Investors Fund CIF! — None — Buy (add'l)

American Washington Mutual Investors Fund C1F1 — None — Sold (part)

American Washington Mutual Investors Fund CIF) — None — Sold (part)

American Washington Mutual Investors Fund C1F1 — None — Sold

Copeland Risk Mgnt Div Growth C1 A — Int/Div — Buy

Fidelity Advisor Consumer Staples C1 — Int/Div

Franklin Rising Div Cl A — None — Buy

Franklin Rising Div Cl A — None — Sold

Franklin Conv Sec C1 A — None — Buy

Franklin Conv Sec C1 A — None — Sold

Franklin Floating Rate Cl A — None — Buy

Franklin Floating Rate Cl A — None — Sold

Franklin Floating Rate Cl A — None — Buy

Frunklin Floating Rate Cl A — Int/Div — Buy (add'l)

Franklin Gold & Precious Metalas Fund Cl A — None — Sold

Mainstay Mkt C1 A — None — Buy

Mainstay Mkt C1 A — Int/Div — Buy (add'l)

Oppenhemmerstee] MLP A — Int/Div — Buy

PIMCO EQS Long/Short C1 A — Int/Div — Buy

PIMCO Fundamental Index Plus C1 A — None — Buy

PIMCO Fundamental Index Plus C1 A — None — Buy (add'l)

PIMCO Fundamental Index Plus C1 A — None — Sold

PIMCO Fundamental Index Plus C1 A — None — Buy

PIMCO Fundamental Index Plus C1 A — None — Sold

PIMCO EQS Div Fund C1 A — None — Buy

PIMCO EQS Div Fund C1 A — None — Sold

PIMCO Stockplus Short Strategy CL A — None — Sold (part)

PIMCO Stockplus Short Strategy CL A — None — Buy (add'l)

PIMCO Stockplus Short Strategy CL A — None — Sold (part)

PIMCO Stockplus Short Strategy CL A — None — Sold (part)

PIMCO Stockplus Short Strategy CL A — None — Buy (add'l)

PIMCO Stockplus Short Strategy CL A — Int/Div — Sold (part)

Wasatch Long/Short Fund — None — Buy

TRowePrice Funds: Emerging Markets — None — Sold

TRowe Price Funds: Real Estate Fund — None — Sold

Allianz Short Duration C1 A — None — Buy

Allianz Short Duration C1 A — None — Sold (part)

Allianz Short Duration C1 A — None — Sold

Franklin US Govt Cl A — None — Buy

Franklin US Govt C1 A — None — Buy

Franklin US Govt CI A — None — Sold (part)

Frunklin US Govt C1 A — Int/Div — Sold (part)

Maimnstay Unconstmd Bond Opp C1 A — Int/Div — Buy

PIMCO Total Return C1 D — Int/Div

Templeton Global Bond Fund Cl A — None — Sold

Templeton Global Bond Fund Cl A — Int/Div — Buy

M&I Bank -Money Market Account — Interest

Amenican Money Market Class Fl — None — Sold

American Money Market Class Fl — None — Buy

American Money Market Class Fl — None — Sold

US Energy Sector ISHARES — None — Sold

Vanguard Total Stk Mkt ETF — None — Sold

Brokerage Account - National Financial

Fidelity Funds: Prime Money Mkt Reserves Fund — Interest

Johnson & Johnson Common Stock — None — Sold

Gulf Keystone Petro Common Stock — None

IShares S&P Stock Index ETF — Int/Div

Altria Group Common Stock — Int/Div

Columbia Div Opp Fund CL C — Int/Div

Fidelity New Adv Insights Fund CL A — None

Ivy Mid Cap Growth Fund C1 € — None

Thomburg Invest Income Builder Fund CL ] — Int/Div

SouthernSun Funds: Small Cap — None

Delaware Diversified Income Fund Cl € — Int/Div

Brokerage Account - Ameriprise

Ameriprise Insured Money Market — Interest

Cons Staples Sel Sect SPDR FD (XLP) — None — Sold

Eaton Vance Limited Duration Fund — Int/Div

Eaton Vance Funds: Active Tax MGD GLBL Fund — Int/Div

ISHARES Core S&P Small Cap ETF — Int/Div — Buy

Energy Sel Sect SPDR FD (XLE) — None — Sold

Kayne Anderson MLP — None — Buy (add'l)

Kayne Anderson MLP — None — Sold

Templeton Global Income Fund — None — Sold

Unies Seleect SPDR Fund — None — Sold

Vanguard Div Appreciation Fund — Int/Div

Vanguard Int Term Bond Fund — Int/Div

Vanguard Short Term Corp Bond ETF — Int/Div — Buy

General Electric Cap Corp Note 4.75% Due 09/15/14 — Interest

First Eagle Funds: Global Fund C1 A — Int/Div

First Eagle Overseas Fund CL — None — Sold

Ivy Balanced Cl A — Int/Div — Buy

JPMorgan Value Advantage C1 A — Int/Div — Buy

MFS Intl Value C1 A — Int/Div — Buy

Calamos Market Neutral Fund — Int/Div

Permanent Portfolio Fund — None — Buy (add'l)

Permanent Portfolio Fund — None — Sold

PIMCO Real Return Fund P — None — Sold

Thomburg LTD Muni Fund CL — Interest

Virtus Prem Alphasector Fund — None — Sold

ALPS Alerian MLP ETF — Int/Div — Buy

Eaton Vance Limited Duration Fund — None — Buy

Eaton Vance Limited Duration Fund — None — Sold

SPDR Nuveen Barclays Muni Bond Fund 11 — None — Buy

SPDR Nuveen Barclays Mum Bond Fund 11 — None — Sold

Nuveen PA Muni Fund I} — None — Buy

Nuveen PA Muni Fund 11 — None — Sold

Miscellaneous Accounts

PNC Bank Checking Account — Interest

PA TAP Accounts for Children. 529 Guaran teed Savings Plan. No control — None

BOARD MEMBER, University of Pittsburgh Medical Center ("UPMC")

LIMITED PARTNER, FOUR NORTHSHORE ASSOC

Gift — JOHN MYERS — GIFTCARD TO STORE — $500.00

Reimbursement — TRIAL LAWYERS OF ALLEGHENY COUNTY — CONFERENCE

Part VII Investment and Trusts

Line | (Limited Partner, 4 Northshore Associates) - Assessed value

Line 2 - IRA #1 renamed as IRA - Commonwealth

Brokerage Account #1 - closed in September, 2011

Line 55 - Brokerage Account #2 renamed as Brokerage Account - National Financial

Line 70 - Brokerage Account #3 renamed as Brokerage Account - Ameriprise