Lisa Margaret Smith

Fidelity NY Municipal Money Market Fund — Int/Div

Fidelity IRA (Puritan Fund) — Int/Div

Fidelity IRA (Fidelity Fund) — Int/Div

Fidelity IRA (Cash Reserves) — Int/Div

Webster Bank, Wilton CT -- Checking Account — None

Fidelity Growth and Income Fund — Int/Div

Fidelity Dividend Growth Fund — Int/Div

HSBC IRA (T. Rowe Price Dividend Growth Fund) — Int/Div

HSBC. White Plains, NY — None

Cisco Systems Common Stock — Int/Div

Century Link Commumcations Common Stock — Int/Div

Walt Disney Common Stock — Int/Div

Long island Power Auth. N.Y. Elec Systems Boads — None — Matured

Nassau Co. N.Y. Indl. Dev. Agency Bonds — None

Municipal Assistance Corp. For City of Trov, N.Y. Bonds — None

Long Island Power Auth. Bonds — None

Stifel ROTH IRA (insured bank program money market) (Y)

Stifel Nicolaus IRA money market — Interest

Stifel Nicolaus imvestment account money market — Interest

Stifel Nicolaus Custodial Acc't for minor child #1 (cash account) — Interest

Stifel Nicolaus Custodial Acc't for minor child #2 (cash account) — Interest

General Electric common stock — Int/Div

Citigroup common stock — Int/Div

Phizer common stock — Int/Div

Fidelity Unique Coll. Inv. Plan 2015 — None — Sold

Fidelity Unique Coll. Inv. Plan 201% — None

NY College Savgs Prgrm A/C Mod Age Based Option: Conserv Gr — None — Sold

NY College Saves Prgrm A/C Mod Age Based Option:Mod Growth — None

Capital One Financial Corp Common Stock — Int/Div

Freeport McMoran Copper & Gold, Inc Common Stock — Int/Div

Invesco Intermediate Term Muni Income Fund Class Y — Int/Div — Buy (add'l) — Inv't a/c

Invesco Intermediate Term Muni Income Fund Class Y — Int/Div — Buy (add'l) — Inv't a/c

Invesco Intermediate Term Muni Income Fund Class Y — Int/Div — Buy (add'l) — Inv't ac

Artisan Funds Mid Cap Value — Int/Div — Sold (part) — Inv't alc

Artisan Funds Mid Cap Value — Int/Div — Buy (add'l) — Inv't alc

Artisan Funds Mid Cap Value — Int/Div — Sold (part) — Inv't a/c

Blackrock Equity Dividend Fund — Int/Div — Sold (part) — Inv't a/c

Blackrock Equity Dividend Fund — Int/Div — Sold (part) — Inv't a/c

Blackrock Equity Dividend Fund — Int/Div — Sold (part) — Inv't alc

Columbia Contrarian Core — Int/Div — Buy (add'l) — Inv't alc

Columbia Contrarian Core — Int/Div — Sold (part) — Inv't a/c

Columbia Contrarian Core — Int/Div — Sold (part) — Inv't a/c

Deutsche Managed Municipal Bond Fund — Int/Div — Sold — Inv't ac

Dodge & Cox International Stock Fund — Int/Div — Buy (add'l) — Inv't alc

Dodge & Cox Intemational Stock Fund — Int/Div — Sold (part) — Inv't a/c

Dodge & Cox Intemational Stock Fund — Int/Div — Buy (add'l) — Inv't a/c

Fidelity Advisor New Insights Inst] C1 — Distribution — Sold (part) — Inv't ac

Fidelity Advisor New Insights Inst] C1 — Distribution — Sold (part) — Inv't a/c

Fidelity Advisor New Insights Inst] C1 — Distribution — Buy (add'l) — Inv't a/c

Heartland Value Plus Inst] C11 — Int/Div — Buy (add'l) — Inv't a/c

Heartland Value Plus Inst] C11 — Int/Div — Buy (add'l) — Inv't ac

Heartland Value Plus Inst] C11 — Int/Div — Buy (add'l) — Inv't a/c

Nationwide Geneva Mid Cap Gr Inst] Sve Class — Distribution — Buy (add'l) — Inv't a/c

Nationwide Geneva Mid Cap Gr Instl Sve Class — Distribution — Sold (part) — Inv't a'c

Nationwide Geneva Mid Cap Gr Inst] Sve Class — Distribution — Buy (add'l) — Inv't alc

MPFS Ser Tr Intl Growth — Int/Div — Buy (add'l) — Inv't a/c

MFS Ser Tr Intl Growth — Int/Div — Sold (part) — Inv't a/c

MFS Ser Tr Intl Growth — Int/Div — Buy (add'l) — Inv't a/c

Oppenheimer Developing Markets C1 Y — Int/Div — Buy (add'l) — Inv't alc

Oppenheimer Developing Markets C1'Y — Int/Div — Buy (add'l) — Inv't alc

Oppenheimer Developing Markets C1 Y — Int/Div — Sold (part) — Inv't a/c

Oak Ridge Small Cap Growth Fund — Distribution — Sold (part) — Inv't a/c

Oak Ridge Small Cap Growth Fund — Distribution — Buy (add'l) — Inv't alc

Oak Ridge Small Cap Growth Fund — Distribution — Sold (part) — Inv't alc

Thomburg Ltd Term Muni Fund — Int/Div — Buy (add'l) — Inv't a/c

Thomburg Ltd Term Muni Fund — Int/Div — Sold (part) — Inv't a/c

Thomburg Ltd Term Muni Fund — Int/Div — Sold — Inv't a/c

Artisan Funds Mad Cap Value — Int/Div — Sold (part) — of Sufel IRA

Artisan Funds Mid Cap Value — Int/Div — Buy (add'l) — of Sufel IRA

Artisan Funds Mid Cap Value — Int/Div — Sold (part) — of Sufel IRA

Blackrock Equity Dividend Fund — Int/Div — Buy (add'l) — of Sufel IRA

Blackrock Equity Dividend Fund — Int/Div — Buy (add'l) — of Sttel IRA

Blackrock Equity Dividend Fund — Int/Div — Sold (part) — of Stufel IRA

Columbia Contrarian Core Fund Class Z — Int/Div — Sold (part) — of Sufel IRA

Columbia Contrarian Core Fund Class Z — Int/Div — Sold (part) — of Sufel IRA

Columbia Contrarian Core Fund Class Z — Int/Div — Sold (part) — of Suite] IRA

Fidelity Advisor New Insight Mutual Fund Institutional Class — Distribution — Sold (part) — of Sufel IRA

Fidelity Advisor New Insight Mutual Fund Institutional Cliss — Iistnbution — Buy (add'l) — of Sufel IRA

Fidelity Advisor New Insight Mutual Fund Institutional Class — Distribution — Buy (add'l) — of Sufel IRA

Oppenheimer Developing Markets Class 'Y — Int/Div — Buy (add'l) — of Stitel IRA

Oppenheimer Developing Markets Class Y — Int/Div — Buy (add'l) — of Sufel IRA

Oppenheimer Developing Markets Class Y — Int/Div — Sold (part) — of Stufel IRA

Dodge & Cox Intl Stock Fund — Int/Div — Buy (add'l) — of Stifel IRA

Dodge & Cox Intl Stock Fund — Int/Div — Buy (add'l) — of Sutfel IRA

Dodge & Cox Intl Stock Fund — Int/Div — Buy (add'l) — of Sufel IRA

Franklin US Government Secs Advisor Cl — Int/Div — Buy (add'l) — of Stifel IRA

Franklin US Government Secs Advisor Cl — Int/Div — Sold — of Sufel IRa

Harbor Fund Bond Fund — Int/Div — Buy (add'l) — of Stifel IRA

Harbor Fund Bond Fund — Int/Div — Buy (add'l) — of Stifel IRA

Harbor Fund Bond Fund — Int/Div — Sold (part) — of Sutel IRA

Heartland Value Plus Inst] C11 — Int/Div — Buy (add'l) — of Sufel IRA

Heartland Value Plus Instl C11 — Int/Div — Buy (add'l) — of Stifel IRA

Heartland Value Plus Instl C11 — Int/Div — Sold (part) — of Stifel IRA

Nationwide Mutual New Geneva Mad Cap Growth Inst] Sve Class — Distribution — Sold (part) — of Sutel IRA

Nationwide Mutual New Geneva Mid Cap Growth Inst] Sve Class — istnbution — Sold (part) — of Sufel IRA

Nationwide Mutual New Geneva Mid Cap Growth Inst] Sve Class — Distribution — Sold (part) — of Sufel IRA

MFS Ser Tr X Intl Growth Fd C11 — Int/Div — Buy (add'l) — of Stifel IRA

MFS Ser Tr X Intl Growth Fd C11 — Int/Div — Buy (add'l) — of Stitel IRA

MFS Ser Tr X Intl Growth Fd C11 — Int/Div — Sold (part) — of Sufel IRA

Pimco Fds Hi YId CLP — Int/Div — Buy (add'l) — of Sufel IRA

Pimco Fds Hi YIdCL P — Int/Div — Sold (part) — of Sufel IRA

Pimco Fds Hi YId CLP — Int/Div — Sold — of Suite] IRA

Oak Ridge Small Cap Growth Fund Class Y — Distribution — Buy (add'l) — of Sufel IRA

Oak Ridge Small Cap Growth Fund Class Y — Distribution — Buy (add'l) — of Sufel IRA

Oak Ridge Small Cap Growth Fund Class Y — Distribution — Sold (part) — of Sufel IRA

Wells Fargo Govt Securities Admin Class — Int/Div — Buy — of Sufel IRA

Wells Fargo Govt Securities Admin Class — Int/Div — Buy — of Sufel IRA

Wells Fargo Govt Securities Admin Class — Int/Div — Buy — of Sufel IRA

Inherited IRA (XMH) — Inherited IRA

Stifel Insured Bank Program — Interest — Inhented IRA

Frontier Communications (FTR) — Int/Div — Inhented IRA

Venzon(VZ) — Int/Div — Inhented IRA

Franklin Income Fund, Class C (FCISX) — Int/Div — Inhented IRA

John Hancock Income Fund, C1 A UHFIX) — Int/Div — Inhented IRA

Stifel Individual Brokerage Acct (X)HH) — Individual Account

Stifel Insured Bank Program — Interest — Individual Account

Franklin NY Tax Free Income, C1 A (FNYTX) — Int/Div — Individual Account

Custodian, On behalf of mmor child #1'% Stafel Nicolaus Investment Account

Custodian, On behalf of mmor child #2°s Sufel Nicolaus Investment Account

Custodian, On behalf of minor child #2's New York's College Savings Program

Spouse's income — 2015 — Wages from Ridgefield Hardware Co. Ridgefield, CT