Craig B Shaffer

Wells Fargo Bank account — Interest

Schwab Money Market Fund — Interest

BMO Intermediate Tax Free CL Y — Int/Div

Guggenheim S&P Technology ETF — Int/Div

SPDR S&P SOO ETF — Int/Div

Vanguard FTSE Developed Markets ETF — Int/Div

Oppenheimer International Small Cap — Int/Div

Vanguard Telecommunication Services ETF — Int/Div

USAA Tax Exempt Intermediate — Int/Div

SPDR Dow Jones Global Real Estate ETF — Int/Div — Buy

Trust No. 2 — Interest

Schwab Money Market Fund

IRA-1I

Schwab Money Market Fund — None

Schwab 1000 Fund - Select — Int

Vanguard Small Cap — Int/Div

T.Rowe Price Personal Strategy Growth Fund — Int/Div

The Charles Schwab Corp. common stock — Int/Div

Doubleline Total Return — None

Dodge & Cox International Stock Fund — None

Pamassus Equity Income Fund — Int/Div

Vanguard Equity Income Fund - Admiral Shares — Int/Div

Seafarer Overseas Growth — hy

Rudgworth Seix High Yield — Int/Div

Baird Core Plus Bond Inst — None

Lazard Intemational Strategic Equity Open Shares — None — Buy

Rudgeworth SEIX Float Rate High Inc — None — Buy

IRA IN

Schwab Money Market Fund — None

Metropolitan West Total — None — Sold (part)

Hodges Small Cap — None — Sold

Wasatch International Growth Fund — Int/Div

Artisan International Fund — Int./hv — Sold

Vanguard Global Ex US Real Estate ETF — None

Tributary Small Co. Inst — Int/Div — Buy

FMI International Fund — Int/Div — Buy

MFS Emerging Markets Debt Fund — None — Buy

Vanguard High Yield Corp Fund Admiral Share — Int/Div — Buy

Trust No. 3

Schwab Money Market Fund — None

Dow Chemical Co. stock — Int/Div

Pimco Incm Inst. Cl. Bond Fund — None

TCW Total Return Bond Fund — None

Artisan Intemational Value Fund — Int/Div

JPMorgan Growth Advantage — Int/Div

JP Morgan Large Cap Growth — Int/Div

Guggenheim S&R 500 ETC — Int/Div — Sold

IShares MSCI All Country — hy — Sold

IShares Russell ETF — Int/Div

IShares TR MSCI EAFE — Int/Div

Vanguard Value ETF — Int/Div

Janus Global Real Estate — Int — Sold

Matthews Asia Dividend Fund — None

Vanguard 11SE All World — None — Buy

JPMorgan US Equity Select Shares — Int/Div

Trust No. 4

Capital One Financial CP — Int/Div

General Electric Co. common stock — Int/Div

Hess Corp. common stock — Int/Div — Sold

Home Depot Inc. common stock — Int/Div

Honevwell International common stock — Int/Div

Johnson & Johnson common stock — Int/Div

JP Morgan Chase & Co. common stock — Int/Div

Pepsico Inc. common stock — Int/Div

IShares Russell ETF Midcap — Int/Div — Sold

Powershs Exchange Trade — None

Harbor International Fund — Int/Div

Schwab Tax Free Bond Fund — Int/Div — Sold

T. Rowe Price Blue Chip Fund — Int/Div

T. Rowe Price Small Cap Fund — Int/Div

Westcore Co. Tax Exempt Fund — Int/Div

United States Commodity Fund — None

Energy Select Sector SPDR ETF IV — Int/Div — Buy

Shares Core MSCI Emerging 11 — None — Buy

Shares MSC1 EAFE Small Cap ETF — None — Buy

Vanguard Intermediate Term Tax Exempt Fund — None — Buy

IRA IV

Schwab Money Market Fund — None

Vanguard Reit ETF — Int/Div

Wisdomtree International Small Cap — Int/Div

Tributary Small Co Inst! — Int/Div — Buy

Vanguard Dividend Appreciation ETF — Int/Div — Buy

Reimbursement — Sandra Day O'Connor Lu School — ky is — RNA TE discovery issues — paling

Reimbursement — Sedona Conference Institute — 1T72016-3/182016 — San Diego, California — panchist addressing e- discovery issues — airfare, hotel room, tax fares, airport parking

Reimbursement — Rules of Civil Procedure amendments

Reimbursement — Rules of Civil Procedure amendments

Reimbursement — 5, Nell Discovery Conference — 1020020161002 172011 — Kansas City, Kansas — panelist addressing discovery issues — artare, hotel room, airport parking

Spouse's income — 2016 — self-emploved diversity consultant

1. The mvestment listed on line 34 of Parte VII was incorrectly identified on the 2015 Financial Disclosure Form as "Vanguard Intemational Equity ETF." The

asset has not been changed, but the correct name, "Vnaugard Global Ex US Real Estate ETF," has been cited in this 2016 Financial Disclosure Form,