Dean D. Pregerson

IRA #2 (H)

Real Estate. Pacific Palisades — Rent

Brokerage Account #1 (H)

Schwab Money Market (SWFXX) (cash) — Int/Div

Schwab Value Advantage (SWVXX) (Y)

MICROSOFT CORP (MSFT (X) — Int/Div

Angel Oak Flexible Income (ANFIX) — Int/Div — Sold (part)

Angel Oak Flexible Income (ANFIX) — Sold

Doublelne Total Return (DBLTX) — Int/Div — Sold (part)

Doublelne Total Return (DBLTX) — Sold

Riverpark Short Term (RPHIX) — Int/Div — Sold (part)

Riverpark Short Term (RPHIX) — Sold (part)

Riverpark Short Term (RPHIX) — Sold

Stone Ridge Alt Lending (LENDX) — Int/Div — Sold (part)

Stone Ridge Alt Lending (LENDX) — Sold

American Beacon Bridgeway Large Cap Value Y (BWLYX) — None — Sold

Artisan Int'l Fund Ady (APDIX) — None — Sold (part)

Artisan Int'l Fund Ady (APDIX) — Sold

Ashmore Emerging Markets (EFEIX) — Int/Div — Sold

Dodge & Cox Int'l Stocks (DODFX) — None — Sold (part)

Dodge & Cox Int'l Stocks (DODFX) — Sold

Driehaus Frontier Emerging Markets (DRFRX) — None — Sold

Fidelity Contrafund (FCNTX) — Int/Div — Sold

Fidelity Contrafund (FCNTX) — Sold

FMI Large Cap Fund Inst (FMIQX) — None — Sold

FMI Large Cap Fund Inst (FMIQX) — Sold

Glenmede Secured Options (GTSOX) — None — Sold

Glenmede Secured Options Inst. (GLSOX) — None — Buy

Glenmede Secured Options Inst. (GLSOX) — Sold

JPMorgan Mid Cap Value (FLMVX) — None — Sold

Oberweis Int'l Opportunity Fund (OBIIX) — None — Sold (part)

Oberweis Int'l Opportunity Fund (OBIIX) — Sold (part)

Oberweis Int'l Opportunity Fund (OBIIX) — Sold

Stone Ridge All Asset Variance (AVRPX) — None — Buy (add'l)

Stone Ridge All Asset Variance (AVRPX) — Buy (add'l)

Stone Ridge All Asset Variance (AVRPX) — Sold

Stone Ridge Reinsurance Risk (SRRIX) — None — Buy (add'l)

Stone Ridge Reinsurance Risk (SRRIX) — Sold

Touchstone Small Cap Fund (TSFYX) — None — Sold

Vova Midcap Opportynity Fund 1 (NMCIX) — None — Sold (part)

Vova Midcap Opportynity Fund 1 (NMCIX) — Sold

Vova Scrutinized Credit (VCFIX) — None — Sold (part)

Vova Scrutinized Credit (VCFIX) — Sold (part)

Vova Scrutinized Credit (VCFIX) — Sold

ELEMENTS US SMALL CAP: (ELSMX) — None — Buy

ELEMENTS US SMALL CAP: (ELSMX) — Sold (part)

ELEMENTS US SMALL CAP: (ELSMX) — Sold

ELEMENTS INTERNATIONAL SMALL CAP PORT: (ELISX) — None — Buy

ELEMENTS INTERNATIONAL SMALL CAP PORT: (ELISX) — Sold

Metlife Ins Co of Connecticut Annuity (variable) (H)

Pimco Total Return — None

Pioneer Strat Income — None

Met Eaton Floating — None

MFS Emergmg Markets — None

Amer Funds Growth — None

Harms Oakmark lnm — None

Met Intl SM Company — None

Brock Bond Income — None

Neub Berman Genesis — None

MFSValue Portfolio A — None

LMIS Say SMCap Core — None

Clanon Global Real — None

IRA #1 (H)

Schwab Money Market (SWGXX) — Interest

Angel Ouk Flexible Income (ANFIX) — Int/Div — Sold

DoubleLine Total Return Bond 1 (DBLTX) — Interest

GUGGENHEIM MACRO OPPTY GUGGENHEIM MACRO OPPTY (GIOIX) — Int/Div — Buy

Riverpark Short Term Hi Yield (RPHIX) — Int/Div

Stone Ridge ALT Lending (LENDX) — Int/Div

VOYA Securitized Credit (VCFIX) — Int/Div

ELEMENTS EMERGING MARKETS PORT (ELMMX) — Int/Div — Buy

ELEMENTS EMERGING MARKETS PORT (ELMMX) — Buy (add'l)

ELEMENTS INTERNATIONAL PORT (ELINX) — Int/Div — Buy

ELEMENTS INTERNATIONAL PORT (ELINX) — Buy (add'l)

ELEMENTS INTERNATIONAL SMALL CAP PORT: (ELISX) — Int/Div — Buy

ELEMENTS US PORT: (ELUSX) — Int/Div — Buy

ELEMENTS US PORT: (ELUSX) — Sold (part)

ELEMENTS US PORT: (ELUSX) — Sold (part)

ELEMENTS US SMALL CAP: (ELSMX) — Int/Div — Buy

Glenmede Secured Options (GTSOX) — None — Sold

Glenmede Secured Options Inst. (GLSOX) — Int/Div — Buy

Glenmede Secured Options Inst. (GLSOX) — Sold (part)

Stoneridge All Asset Risk Premium (AVRPX) — Int/Div — Buy (add'l)

StoneRidge Remsurance Risk Premium Fd (SRPIX) — Int/Div

FMI Large Cap Fund INST (FMIQX) — None — Sold

Fidelity Contrafund (FONTX) — Int/Div — Sold

JP Morgan Mid-Cap Value Fund (FLMVX) — None — Sold

Touchstone Small Cap Core (TSFYX) — None — Sold

Dodge & Cox International Stock Fund (DODFX) — None — Sold

American Beacon Bridgeway Lg Cap (BWLYX) — None — Sold

Artisan INTL Funds ADV (APDIX) — None — Sold

Ashmore Emerging Markets Frontier (EFEIX) — Int/Div — Sold

Driehaus Frontier EMRG (DRFRX) — None — Sold

Oberweis INTL OPPTY FD (OBIIX) — None — Sold

Voya MidCap Opportunities (NMCIX) — None — Sold

Angel Flexible Income (ANFIX) — Int/Div — Sold

Angel Oak Multi-Strategy Fund (ANGIX) — Int/Div

Double Line Total Return Bond (DBLTX) — Int/Div

GUGGENHEIM MACRO OPPTY INST (GIOIX) — Int/Div — Buy

PIMCO Total Return Fund (PTTRX) — Int/Div

AMG Yacktman Fund (YACKX) — Int/Div

DRIEHAUS FRONTIER EMRG MKTS FD (DRFRX)(X) — Int/Div

ELEMENTS INTERNATIONAL PORT (ELINX) — Int/Div — Buy

ELEMENTS US PORT: (ELUSX) — Int/Div — Buy

ELEMENTS US SMALL CAP: (ELSMX) — Int/Div — Buy

Touchstone Small Cap Core (TSFYX) — None — Sold

Dodge & Cox International Stock Fund (DODFX) — None — Sold

Fidelity Contra Fund (FONTX) — Int/Div — Sold

FMI Large Cap FD INST (FMIQX) — None — Sold

Oakmark International Sm Cap Fd {OAKEX) — Int/Div — Sold (part)

Voya Midcap Opportunity Fund (NMCIX) — None — Sold

Stoneridge All Asset (AVRPX) — Int/Div

Stoneridge Reinsurance Risk Premium Fund (SRRIX) — Int/Div

Trust #1 (H)

Cash - Charles Schwab (Y)

IShares Russell 2000 (1IWM) — Int/Div

Vanguard Growth (VUG) — Int/Div

XTRACKERS MSCI EURPE HDGD EQY ETF (DBEU) — Int/Div

ANGEL OAK MULTI STRATEGY INCM FD INSTL (ANGIX) — Int/Div — Buy

Doublelme Total Return (DBLTX) — Int/Div

EATON VANCE FLOATING RATE & HIGH INC 1 (EIFHX) — Int/Div — Buy (add'l)

VANGUARD SHORT TERM TAX EXEMPT ADMIRAL SHARE (VWSLUX) — Int/Div — Buy

ARIEL INTL FD INST (AINIX) — Int/Div — Buy

Matthews Asia Dividend (MIPIX) — Int/Div

Vanguard Mid Cap Value Index (VMVAX) — None

Vanguard 500 Index Fund (VFIAX) — Int/Div

WCM Focused Int'l Growth Fund (WCMIX) — Int/Div

Vaneck Vectors Unco Oil (FRAK) — None — Sold

Pershing Square Ord Fund (Y)

TCW Total Return Bond Fund (TGLMX) — Int/Div — Sold (part)

TCW Total Return Bond Fund (TGLMX) — Sold

JP Morgan Chase Alerian (AMJ) — Int/Div — Sold

Advisory Board Member, Salvation Army Los Angeles Metropolitan

Part VII, lines 118 and 121: Name changes: see 2016, lines 110 and 112, respectively.

Part VII, Column B: Lines reflecting no income are so reported because none was attributed to those particular holdings during the reporting period, whether

taxable, tax exempt, or tax deferred, or because the investments do not allocate income to individual holdings, but instead are credited only in unit value, per

page 42 of the filing instructions.