Sidney Allen Fitzwater
2012Annual
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What was filed
71
investments
0
positions
0
gifts
0
agreements
0
debts
2
reimbursements
0
income
1
spouse income
Named parties
- Amendment Center, Inc Nashville, TN)
- The Catholic Foundation of the Diocese of Lubbock
- = salary
As filed
Trust # 2 (Nos. 59) — Int/Div
American Funds-Wash. Mut. Invs. Fund-A — Int/Div
UBS Bank USA Deposit Acct — Interest
IM Corp. Common Stock — Int/Div
LP. Morgan Chase & Co. Common Stock — Int/Div
UBS Resource Mgmt. Acct (Money Market Portfolio)
Calamos Growth Fund
Lord Abbett Affiliated Fund
UBS Global Allocation Fund
Calamos Growth and Income Fund — Int/Div
Lord Abbett Affiliated Fund — Int/Div
Lord Abbett Fundamental Equity — Int/Div
MFS Research Bond Fund — Int/Div
UBS Global Allocation Fund — Int/Div
Lincoln Nat'l Corp. Secure Line — Interest
Estate # 4 (Nos. 16-18) (See Part VIII — Interest
Frost Bank { Account) — Closed
Cemetery Plots, Bexar County, Texas (See Part VIII) — Distributed
IRA #1 (Nos. 19:25) — Int/Div
UBS Bank USA Deposit Account
Royce Premier Fund
Blackrock Strategic Income A
Blackrock Global Allocation Fund Inc. A
First Eagle Global Fund Class A (See Part vin — Sold (part)
FT-Franklin Income (See Part VIII — Sold (part)
UBS Bank USA Deposit Acct (aggregate of TWO accts) — Interest
Aberdeen Asia-Pacific Income Fund — Int/Div
Ameren Corporation Common Stock — Int/Div
Consolidated Edison. Inc. Common Stock — Int/Div
Domimion Resources. Inc. Common Stock — Int/Div
Dreyfus Strategic Municipals Inc. (Closed: End Fund) — Int/Div
Duke Energy Corp. Common Stock — Int/Div — Buy (add'l)
Entergy Corp. Common Stock — Int/Div
Exelon Corp. Common Stock — Int/Div
ExxonMobil Corp. Common Stock — Int/Div
Firstenergy Corp. Common Stock — Int/Div
NextEra Energy, Inc. Common Stock — Int/Div
Hawaiian Electric Industries Inc. Common Stock — Int/Div
Integrys Energy Group Inc. Common Stock — Int/Div
Express Scripts Holding Co. Common Stock (See Part VID — None — Sold (part)
Merck & Co. Inc. Common Stock — Int/Div — Buy (add'l)
Monsanto Co. New Common Stock — Int/Div
Nuveen Dividend Advantage Municipal Fund — Int/Div
Nuveen Dividend Advantage Munic. Fd 2 — Int/Div
Nuveen Dividend Advantage Municipal Fd 3 — Int/Div
Nuveen Opportunity Prem. Inc. Fund — Interest
Nuveen Municipal Advantage Fund Inc — Int/Div
Nuveen Municipal Value Fund Inc — Int/Div
Nuveen Premium Inc. Mun. Fund Inc — Interest
Nuveen Premium Inc. Mun. Fund 2 Inc — Int./hv
Nuveen Premier Municipal Opportunity Fund Inc. — Interest
Nuveen Select Maturities Municipal Fund — Interest
Pepco Holdings Inc, Common Stock — Int/Div — Buy (add'l)
Pepsico, Inc. Common Stock — Int/Div — Buy (add'l)
Pfizer Inc. Common Stock — Int/Div — Buy (add'l)
Spectra Energy Corp. Common Stock — Int/Div
TECO Energy Inc. Common Stock — Int/Div
Invesco Van Kampen Municipal Opportunity Trust (See Pr VIIT) — Interest
Westar Energy Inc. Common Stock — Int/Div
Xcel Energy Inc. Common Stock — Int/Div
Nuveen Series Tax Exempt Unit Trust — Interest
Insured Municipals Inc. Trust Unit Ser. — Interest
Nuveen Investment Quality Municipal Fund, Inc. — Int/Div
John Hancock Venture Vantage (Amity) — None
TIAA-CREF Savings and Investment Plan (Annuity) — None
TIAA-CREF (Inherited IRA) Managed Allocation Fund II R — None
USAA Tax Exempt Long-Term Bond Fund — Int/Div
Blackrock Strategic Income A — Int/Div
Cemetery Plots, Bexar County, Texas (X) (See Part VIII — None — Donated
Emerson Electric Co. Common Stock (X) — Int/Div — Buy
Roval Dutch Shell PLC Common Stock (X) — Int/Div — Buy
Reimbursement — Amendment Center, Inc Nashville, TN) — Re ar? Bret vo
Reimbursement — The Catholic Foundation of the Diocese of Lubbock — October 1-3, 2012 — Lubbock, TX — Keynote Speaker at Red Mass — Aartare, hotel, trunsportation, and food
Spouse's income — 2012 — = salary
Part | (Estate # 4)
All assets of Estate #4 were distributed in 2012, Although the Probate Court case remains open (to avoid unnecessary costs associated with reopening the case,
if necessary), the Estate is now ingctive. Accordingly, 1do not anticipate reporting the position of Co-Executor or any Estate #4 assets in my 2013 Financial
Disclosure Report.
1 am ethically permitted to serve as Co-Executor of Estate #4 because | am doing so under the will of a family member who died in 2010, and such service does not
interfere with the proper performance of my judicial duties.
The Estate is designated as Estate #4 to differentiate it from estates referred to in prior reports.
Please see below for additional explanations concerning assets reported for Estate #4.
Part VII, Item Nos, 16-18 (Estate #4)
All remaining reportable assets and transactions of Estate #4 are disclosed in Part VIL. No gross value is disclosed in Column C because all remaining reportable
assets of Estate #4 were closed or distributed before December 31, 2012.
The term "Distributed" is used to indicate that the asset was distributed from the Estate to the beneficiaries under the fumily member's will,
Part VII, Item No. 18
No gain code is shown in Column D(4) of Item No, 18 because the transaction was a distribution to the Estate beneficiaries, and the transaction did not result in a
gain. My undivided interest in Ttem No. 18 is reflected in Item No. 69. After I received my interest, | donated it, as reflected in column D(1) of Item No. 69.
Part VII, Item Nos. 24 and 25
The partial sales disclosed in Item Nos, 24 and 25 are part of a required minimum distribution from an IRA. No gain is shown in Column D(4) of Item No, 25
because the shares were sold at a loss,
Part VII, Item No. 40
This item was reported in Item No. 93 my 201] Financial Disclosure Report as Medco Health Solutions Inc. ("Medco Health"), Medco Health became a wholly-
owned subsidiary of Express Scripts Holding Company ("Express Scripts”) in April 2012. A fractional share of Express Scripts was sold on April 3, 2012 as part
of the change in ownership and is reported as a transaction in Item No. 40.
Part VIL, Item No. 58
The item described in this report under the name "Invesco Van Kampen Municipal Opportunity Trust" is the same as the asset reported in rem No. 111 of my
2011 Financial Disclosure Report as "Invesco Van Kampen Trust for Insured Municipals." Effective October 10, 2012, this fund was exchanged for Invesco Van
Kampen Municipal Opportunity Trust.
Part V1, Item No. 69
Please sce the explanation under Item No. 18, ahove, concerning the source and disposition of this asset.
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.