Sidney Allen Fitzwater

2012Annual

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Pull out the substance of this filing.

Parts of this filing are redacted in the source. Gaps below are the filing's, not ours.

What was filed

  • 71

    investments

  • 0

    positions

  • 0

    gifts

  • 0

    agreements

  • 0

    debts

  • 2

    reimbursements

  • 0

    income

  • 1

    spouse income

Named parties

  • Amendment Center, Inc Nashville, TN)
  • The Catholic Foundation of the Diocese of Lubbock
  • = salary

As filed

Trust # 2 (Nos. 59) — Int/Div

American Funds-Wash. Mut. Invs. Fund-A — Int/Div

UBS Bank USA Deposit Acct — Interest

IM Corp. Common Stock — Int/Div

LP. Morgan Chase & Co. Common Stock — Int/Div

UBS Resource Mgmt. Acct (Money Market Portfolio)

Calamos Growth Fund

Lord Abbett Affiliated Fund

UBS Global Allocation Fund

Calamos Growth and Income Fund — Int/Div

Lord Abbett Affiliated Fund — Int/Div

Lord Abbett Fundamental Equity — Int/Div

MFS Research Bond Fund — Int/Div

UBS Global Allocation Fund — Int/Div

Lincoln Nat'l Corp. Secure Line — Interest

Estate # 4 (Nos. 16-18) (See Part VIII — Interest

Frost Bank { Account) — Closed

Cemetery Plots, Bexar County, Texas (See Part VIII) — Distributed

IRA #1 (Nos. 19:25) — Int/Div

UBS Bank USA Deposit Account

Royce Premier Fund

Blackrock Strategic Income A

Blackrock Global Allocation Fund Inc. A

First Eagle Global Fund Class A (See Part vin — Sold (part)

FT-Franklin Income (See Part VIII — Sold (part)

UBS Bank USA Deposit Acct (aggregate of TWO accts) — Interest

Aberdeen Asia-Pacific Income Fund — Int/Div

Ameren Corporation Common Stock — Int/Div

Consolidated Edison. Inc. Common Stock — Int/Div

Domimion Resources. Inc. Common Stock — Int/Div

Dreyfus Strategic Municipals Inc. (Closed: End Fund) — Int/Div

Duke Energy Corp. Common Stock — Int/Div — Buy (add'l)

Entergy Corp. Common Stock — Int/Div

Exelon Corp. Common Stock — Int/Div

ExxonMobil Corp. Common Stock — Int/Div

Firstenergy Corp. Common Stock — Int/Div

NextEra Energy, Inc. Common Stock — Int/Div

Hawaiian Electric Industries Inc. Common Stock — Int/Div

Integrys Energy Group Inc. Common Stock — Int/Div

Express Scripts Holding Co. Common Stock (See Part VID — None — Sold (part)

Merck & Co. Inc. Common Stock — Int/Div — Buy (add'l)

Monsanto Co. New Common Stock — Int/Div

Nuveen Dividend Advantage Municipal Fund — Int/Div

Nuveen Dividend Advantage Munic. Fd 2 — Int/Div

Nuveen Dividend Advantage Municipal Fd 3 — Int/Div

Nuveen Opportunity Prem. Inc. Fund — Interest

Nuveen Municipal Advantage Fund Inc — Int/Div

Nuveen Municipal Value Fund Inc — Int/Div

Nuveen Premium Inc. Mun. Fund Inc — Interest

Nuveen Premium Inc. Mun. Fund 2 Inc — Int./hv

Nuveen Premier Municipal Opportunity Fund Inc. — Interest

Nuveen Select Maturities Municipal Fund — Interest

Pepco Holdings Inc, Common Stock — Int/Div — Buy (add'l)

Pepsico, Inc. Common Stock — Int/Div — Buy (add'l)

Pfizer Inc. Common Stock — Int/Div — Buy (add'l)

Spectra Energy Corp. Common Stock — Int/Div

TECO Energy Inc. Common Stock — Int/Div

Invesco Van Kampen Municipal Opportunity Trust (See Pr VIIT) — Interest

Westar Energy Inc. Common Stock — Int/Div

Xcel Energy Inc. Common Stock — Int/Div

Nuveen Series Tax Exempt Unit Trust — Interest

Insured Municipals Inc. Trust Unit Ser. — Interest

Nuveen Investment Quality Municipal Fund, Inc. — Int/Div

John Hancock Venture Vantage (Amity) — None

TIAA-CREF Savings and Investment Plan (Annuity) — None

TIAA-CREF (Inherited IRA) Managed Allocation Fund II R — None

USAA Tax Exempt Long-Term Bond Fund — Int/Div

Blackrock Strategic Income A — Int/Div

Cemetery Plots, Bexar County, Texas (X) (See Part VIII — None — Donated

Emerson Electric Co. Common Stock (X) — Int/Div — Buy

Roval Dutch Shell PLC Common Stock (X) — Int/Div — Buy

Reimbursement — Amendment Center, Inc Nashville, TN) — Re ar? Bret vo

Reimbursement — The Catholic Foundation of the Diocese of Lubbock — October 1-3, 2012 — Lubbock, TX — Keynote Speaker at Red Mass — Aartare, hotel, trunsportation, and food

Spouse's income — 2012 — = salary

Part | (Estate # 4)

All assets of Estate #4 were distributed in 2012, Although the Probate Court case remains open (to avoid unnecessary costs associated with reopening the case,

if necessary), the Estate is now ingctive. Accordingly, 1do not anticipate reporting the position of Co-Executor or any Estate #4 assets in my 2013 Financial

Disclosure Report.

1 am ethically permitted to serve as Co-Executor of Estate #4 because | am doing so under the will of a family member who died in 2010, and such service does not

interfere with the proper performance of my judicial duties.

The Estate is designated as Estate #4 to differentiate it from estates referred to in prior reports.

Please see below for additional explanations concerning assets reported for Estate #4.

Part VII, Item Nos, 16-18 (Estate #4)

All remaining reportable assets and transactions of Estate #4 are disclosed in Part VIL. No gross value is disclosed in Column C because all remaining reportable

assets of Estate #4 were closed or distributed before December 31, 2012.

The term "Distributed" is used to indicate that the asset was distributed from the Estate to the beneficiaries under the fumily member's will,

Part VII, Item No. 18

No gain code is shown in Column D(4) of Item No, 18 because the transaction was a distribution to the Estate beneficiaries, and the transaction did not result in a

gain. My undivided interest in Ttem No. 18 is reflected in Item No. 69. After I received my interest, | donated it, as reflected in column D(1) of Item No. 69.

Part VII, Item Nos. 24 and 25

The partial sales disclosed in Item Nos, 24 and 25 are part of a required minimum distribution from an IRA. No gain is shown in Column D(4) of Item No, 25

because the shares were sold at a loss,

Part VII, Item No. 40

This item was reported in Item No. 93 my 201] Financial Disclosure Report as Medco Health Solutions Inc. ("Medco Health"), Medco Health became a wholly-

owned subsidiary of Express Scripts Holding Company ("Express Scripts”) in April 2012. A fractional share of Express Scripts was sold on April 3, 2012 as part

of the change in ownership and is reported as a transaction in Item No. 40.

Part VIL, Item No. 58

The item described in this report under the name "Invesco Van Kampen Municipal Opportunity Trust" is the same as the asset reported in rem No. 111 of my

2011 Financial Disclosure Report as "Invesco Van Kampen Trust for Insured Municipals." Effective October 10, 2012, this fund was exchanged for Invesco Van

Kampen Municipal Opportunity Trust.

Part V1, Item No. 69

Please sce the explanation under Item No. 18, ahove, concerning the source and disposition of this asset.

This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.

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