Harry Pregerson

mm Oxnard Shores, CA (1964) — None

mmm Oxnard Shores, CA (1964) — None

mmm Woodland Hills, CA — None

Ltd Parmership Interest-Penn Cal Investors, Pittsburgh, PA — Reat

Chase cash accounts — Interest

Wells Fargo Joint (H)

Wells Fargo Money Market — Interest

Bank of Baroda — Interest — Open

Synchrony Bank — Interest — Open

Discover Bank — Interest — Open

Discover Bank Greenwood DE CD — Interest — Sold

Northern Trust (H)

MFB Northern Fds Stk Index — Int/Div — Buy

MFB Northern Fds Stk Index — Buy (add'l)

MFB Northern Fds Stk Index — Buy (add'l)

MFO American Centy CA Tax-Free Bd Fd Inv — Int/Div

MFB NTHN CA Mun Money Mkt — Interest — Buy (add'l)

Raymond James (H)

JP Morgan Chase & Co. Notes — Interest

Microsoft Coporation Stock — Int/Div

Seadnll Limited Corporate Stock — Int/Div — Buy (add'l)

Seadnll Limited Corporate Stock — Buy (add'l)

Seadnll Limited Corporate Stock — Buy (add'l)

Seadnll Limited Corporate Stock — Sold (part)

Regions Bank — Interest — Open

Synchrony Bank — Int/Div — Open

Goldman Sachs Bank USA — Interest

Raymond James Money Market — Interest

Raymond James IRA #2: Raymond James Bank — Interest — Sold (part)

Raymone James IRA #2: Seadrill Ltd Stock — Int/Div

US Bank cash account — Closed

Janus Fund — Closed

Capital One (was Ing Direct - Orange Savings) — Interest

City National Bank (H)

CD/Money Market — Interest

Checking Accts — Interest

Janus Money Market Fund D — Int/Div

Wells Fargo Bank cash account — Interest

Chase (H)

JP Morgan Trust II Liquid Assets — Int/Div

SPDR S&P SOO ETF TR — Int/Div — Buy (add'l)

SPDR S&P SOO ETF TR — Sold (part)

Blackrock Funds II US — Int/Div — Buy (add'l)

Blackrock International — Int/Div — Buy

Cohen & Steers Realty — Int/Div — Sold

Delaware Group Emerging Market Funds — Int/Div — Sold

Dodge & Cox Funds — Int/Div — Buy

Dodge & Cox Funds — Buy (add'l)

Dodge & Cox Income Fund — Int/Div — Buy

S10. — Buy (add'l)

Federated Institutional High Yield Bond Fund — Int/Div — Buy (add'l)

Goldman Sachs Emerging Market Debt Fund — Int/Div

John Hancock Income Fund — Int/Div — Buy (add'l)

Oakmark Fund — Int/Div — Buy (add'l)

Ishares Trust Russell 2000 Index — Int/Div — Buy (add'l)

Ishares MSCI EAFE (X) — Int/Div — Buy (add'l)

JP Morgan Trust 1 US Equity Fund Select Cl — Int/Div — Buy (add'l)

JP Morgan Trust Il Core Bond Fund Select « — Int/Div

JP Morgan Trust MidCap Equity Fund Select Cl — Int/Div — Buy (add'l)

JP Morgan Trust 11 High Yield Select Cl — Int/Div — Buy (add'l)

JP Morgan Short Duration Bond Fund Select Cl — Int/Div — Buy (add'l)

JP Morgan Short Duration Bond Fund Select Cl — Buy (add'l)

JP Morgan Trust Int'l Value Fund Select Cl — Int/Div — Buy (add'l)

IP Morgan Trust Emerging Mkis Equity Fund Select — Int/Div — Sold

MFS Ser Tr X Emerging Market Debt Fund Class — Int/Div

MGS Research International Fund — Int/Div — Buy (add'l)

Massachusetts Investors Trust — Int/Div — Buy (add'l)

PIMCO Short Term Fund Institutional — Int/Div — Buy (add'l)

PIMCO Total Return Fund Institutional — Int/Div — Sold

T Rowe Price New Income Fund Inc — Int/Div — Buy (add'l)

Thomburg Intl Value Fund Class — Int/Div — Sold (part)

Thomburg Intl Value Fund Class — Sold

Transamerica High Yield Bond Fund X) — Int/Div

Vanguard Bond Index Fund — Int/Div — Buy (add'l)

Wells Fargo IRA (H)

Energy Select Sector SPDR — Int/Div — Sold (part)

Financial Select Sector SPDR — Int/Div — Sold (part)

Industrial Select Sector SPDR — Int/Div

Ishares Core S&P Midcap — Int/Div — Buy (add'l)

Ishares Core S&P Midcap — Sold (part)

Ishares Core S&P Smallcap — Int/Div — Buy (add'l)

Ishares Core S&P Smallcap — Sold (part)

Ishares Core S&P Smallcap — Sold (part)

Ishares MSCI Malaysia Index Fund — Int/Div

Ishares MSC Germany — Int/Div — Buy (add'l)

Ishares MSC Germany — Buy (add'l)

Ishares MSC Germany — Sold (part)

shares MSC Eafe Index Fund — Int/Div

Ishares MSC Mexico Capped Investable Market Fund — Int/Div

Ishares MSC Japan — Int/Div — Buy (add'l)

Ishares MSC Japan — Sold

Ishares MSC South Korea Capped Index Fund — Int/Div

Ishares MSC United Kingdom Index Fund — Int/Div — Sold (part)

Ishares S&P North America Tech Networking Index — Int/Div

Powershares DB Commodity Index Tracking Fund — Int/Div — Sold (part)

Powershares DB Commodity Index Tracking Fund — Sold (part)

Powershares DB Energy Fund — Int/Div — Buy

Powershares DB Energy Fund — Sold (part)

Powershares DB Base Metals Fund — Int/Div — Buy

Powershares DB Base Metals Fund — Sold

Select Sector SPDR Consumer Staples — Int/Div — Sold (part)

Select Sector SPDR Fd. Materials — Int/Div — Sold (part)

Select Sector SPDR Fd Health Care — Int/Div — Sold (part)

Select Sector SPDR Fd Consumer Discretionary — Int/Div — Sold (part)

SPDR Euro StoXX S0 — Int/Div — Buy (add'l)

SPDR Euro StoXX S0 — Sold (part)

SPDR Euro StoXX S0 — Sold (part)

SPDR S&P Bank — Int/Div

SPDR S&P Retail — Int/Div — Sold (part)

SPDR S&P Retail — Sold (part)

Vanguard Telecommunications Sve — Int/Div

Vanguard Info. Technology — Int/Div — Buy (add'l)

Vanguard Info. Technology — Sold (part)

Vanguard Info. Technology — Sold (part)

Vanguard International Equity Index Funds Emerging Markets — Int/Div

Vanguard Developed markets — Int/Div — Sold (part)

Vanguard Developed markets — Sold (part)

Vanguard REIT — Int/Div — Sold (part)

Egshares Emerging Markets Consumer — Int/Div

Wells Fargo cash — Interest

Wells Fargo Joint Account (H)

Energy Select Sector SPDR — Int/Div — Sold (part)

Egshares Emergy Markets — Int/Div

Financial Select Sector SPDR — Int/Div

Industrial Select Sector SPDR — Int/Div

Ishares Core S& P Midcap — Int/Div — Buy (add'l)

Ishares Core S&P Smallcap — Int/Div — Buy (add'l)

Ishares MSCI Germany — Int/Div — Buy

Ishares MSC1 Japan — Int/Div — Buy (add'l)

Ishares MSC1 Japan — Sold

Ishares MSC1 Malaysia Index Fund — Int/Div

Ishares MSC! EAFE Index Fund — Int/Div

Ishares MSC Mexico Capped — Int/Div

shares MSCI S. Korea Capped Index — Int/Div

Ishares MSCI United Kingdom Index Fund — Int/Div

Ishares S&P N. Am. Tech. — Int/Div

Powershares DB Commodity Index Tracking — Int/Div — Sold (part)

Powershares DB Commodity Index Tracking — Sold (part)

Powershares DB Enrgy Et Fund — Int/Div — Buy

Powershares DB Enrgy Et Fund — Sold (part)

Powershares DB Base Metal Fd — Int/Div — Buy

Powershares DB Base Metal Fd — Sold

Select Sector SPDR TR Consumer Staples — Int/Div

Select Sector SPD Fd Materials — Int/Div

Select Sector SPDR Fd Health Care — Int/Div

Select Sector SPDR Fd Consumer Discretionary — Int/Div

SPDR Euro StoXX SO — Int/Div — Buy

SPDR S&P Bank — Int/Div

SPDR S&P Ret! — Int/Div

Vanguard Telecommunication Services — Int/Div

Vanguard Information Technology — Int/Div

Vanguard International Equity Index Fd Emerging — Int/Div

Vanguard Developed Markets — Int/Div — Sold (part)

Vanguard REIT — Int/Div

Wells Fargo Money Market — Int/Div

Member, Marine Corps Reserve Officers Association

Member, Advisory Board, Childhelp USA

Member, Advisory Board, Southern California Divisional Headquarters, The Salvation Army

Member, Board of Directors, Devil Pups, Inc

Income — 2014 — State of Calitomua Judge's Retirement System — SI17913.00

Income — 2014 — Raymond James & Assoc « IRA — S1L3400

Spouse's income — 2014 — CA Public Employees Retirement System

Spouse's income — 2014 — First Clearing, LLC IRA