Carlos F. Lucero

Commercial Building, Alamosa County, CO — None

Apartments, Alamosa County, CO — Rent

1/4 Section Farm Land: Conejos County, CO — Rent

Vacant Land, Conejos County Co — None

12 Interest in 160 Acres Rio Arriba County, NM (See Note 1) — None

36 Acre Vacant Lot, Jefferson County, CO — None

Los Hermanos Luceros, Ltd Partnership 114% Tnterest) (See Nowe 2) — None

Carlos F. Lucero, PC (100% Stock) (See Note 3) — None

LCM. Inc TD Ameritrade Brokerage Account (H) (See Note 4)

TD Ameritrade IDA Interest Money Market — Interest

Shares TIPS Bond ETF (TIP) (See Note 4) — Int/Div

Payden Low Duration Fund (PYSBX) (See Note 4) — Int/Div

Pimeo Low Duration Fd (PLDDX) (See Note 4) — Int/Div

T Rowe Price Short Term Bond (PRWBX) (See Note 4) — Int/Div

TD Ameritrade IRA Brokerage Account (H)

SPDR Dow Jones Industrial Ave ETF Trust (DIA) — Int/Div

SPDR Tr S&PSOD ETF Tr (SPY) — Int/Div

Vanguard Funds Emerging Markets ETF (VWO) — Int/Div

Mathews Fds Pacific Tiger (MAPTX) — Int/Div

PIMCO Real Return Fd (PRRDX) — Int/Div

IShares Core S&P Small-Cap ETF (JR) — Int/Div

TD Ameritrade Insrd Dep Account (Note 4) — Interest

TD Ameritrade Brokerage Account (H)

TD Ameritrade Insrd Dep Account (Note <) — Interest

Charles Schwab Brokerage Account (H)

Schwab Deposit Account Money Market — Interest

Equitable Life Assurance Society - Fixed Annuity — Int/Div

Safeco Life Insurance Company - Fixed Annuity — Int/Div

Colorado Bondshares — Int/Div

1D Ameritrade IRA Rollover (H)

ALPS Brown Capital Small Company Fd (Note 6) — Int/Div — Buy (add'l)

ALPS Brown Capital Small Company Fd (Note 6) — Sold (part)

AQR Managed Futures Strategy R6 (Note — Int/Div

Artisan Mid Cap Value Fund Advisor (Note 8) — Int/Div — Sold (part)

Blackrock Total Return (MPHQX) — Int/Div — Buy (add'l)

Bridgeway FD Inc Blue-Chip 35 Index Fd (BRLIX) — Int/Div

Buffalo Fds Mid Cap Fd (BUFMX) — Int/Div — Buy (add'l)

Buffalo Fds Mid Cap Fd (BUFMX) — Sold

Dodge and Cox Funds Intl STK FD ({DODFX) — Int/Div — Buy (add'l)

Dodge and Cox Funds Intl STK FD ({DODFX) — Sold (part)

Dodge and Cox Funds Intl STK FD ({DODFX) — Buy (add'l)

Dodge and Cox Funds Stock Fund (DODGX) — Int/Div — Buy (add'l)

Dodge and Cox Funds Stock Fund (DODGX) — Sold (part)

Dodge and Cox Funds Stock Fund (DODGX) — Sold (part)

Metropolitan West Total Return Bd IMWTSX) — Int/Div

Northern Fds Small Cap Fd (NOSGX) — Int/Div — Sold (part)

T Rowe Price High Yield (PRHYX) — Sold

T Rowe Price Emerging Mkts Stock (PRMSX) — Int/Div — Buy (add'l)

T Rowe Price Emerging Mkts Stock (PRMSX) — Sold (part)

S10. — Sold (part)

S10. — Sold (part)

T Rowe Price Blue Chip Growth Fund {TRBCX) — Int/Div — Buy (add'l)

T Rowe Price Blue Chip Growth Fund {TRBCX) — Sold (part)

T Rowe Price Blue Chip Growth Fund {TRBCX) — Sold (part)

T Rowe Price Equity Income (REIPX) — Int/Div — Sold (part)

T Rowe Price Equity Income (REIPX) — Sold (part)

T Rowe Price Equity Income (REIPX) — Sold (part)

Templeton Global Bond Advisor (TGBAX) — Int/Div

Thornburg International Value Inst (TGVIX) — None — Sold

Primecap Odyssey Stock Fd (POSKX) — Int/Div

Advisors Inner Circle 11 Champlain Mid Cap Instl Fd — Int/Div — Buy

Oppenheimer Intl Growth — Int/Div — Buy

Oppenheimer Intl Growth — Buy (add'l)

T Rowe Price Inst] Floating Rate — Int/Div — Buy

TCW Funds Emerging Markets — None — Buy

TCW Funds Emerging Markets — Sold

Vanguard Treasury Money Market Fund — Int/Div — Buy

Vanguard Treasury Money Market Fund — Sold (part)

DSL Real Estate — Int/Div

1st SouthWest Bank cash account — None

Residential Rental Property #1, Los Angeles, CA — Rent

Residential Rental Property #2, Los Angeles, CA — Rent

Residential Rental Property #3, Los Angeles, CA — Rent

Residential Rental Property (Triplex), Los Angeles, CA — Reat

Chase Bank Savings Account — Interest

Marine Clerks Association Life Insurance {yY)

Wells Fargo Certificates of Deposit — Interest

President and Director, Carlos F. Lucero, Professional Corporation

Liability — Estate of Maria Medina — Installment note to purchase 1/2 interest in 160 acres, Rio Arriba County, New Mexico

Reimbursement — The University of Tennessee Law School — October 18-20, 2017 — Knoxville, TN — Non-FJC Educational Seminar — Transportation, food and lodging

Income — Carlos F. Lucero, P.C. - Annuity payments received for prior services performed for former clients — $22,299.60

1) Line 5 - Land was purchased on January 1, 2003 for $50,174 from the estate of Maria Medina, property is subject to mortgage (part VI, Line 1),

2) Line 7 - Assets over $10,000 value consist of family ranch, land, water rights, equipment, livestock and related property help in partnership with family

members.

3) Line 8 - Assets over $10,000 value consist of law partnership income earned prior to June 30, 1995 in the form of annuities. For tax purposes, annuity income is

reported by CFL, P.C. 1 own 100% of the stock of “Carlos F. Lucero, PC™ however the assets of this corporation include only a bank account for which the value

and income amounts are less than the required reporting amounts. This corporation does receive income in the form of an annuity and is reported in Part 111.

4) Line 22 - TD Ameritrade Insrd Dep Account was formerly known as TD Ameritrade Interest Money Market Fund

5) Line 24 - TD Ameritrade Insrd Dep Account was formerly known as TD Ameritrade Interest Money Market Fund

6) Line 31 - ALPS Brown Capital Small Company | Fd was formerly known as ALPS Brown Capital Small Company (BCSSX)

7) Line 33 - AQR Managed Futures Strategy R6 was formerly known us AQR Managed Futures Strategy (AQMRX)

8) Line 34 - Artisan Mid Cap Value Fund Advisor was formerly known as Artisan Mid Cap Value Advisor (APDQX)

9) This report was prepared on my behalf by my accountant.