Ross A. Walters

Principal Ins. Cos, « IRA -- LifeTime 2020 Fund — Int/Div

Principal Ins. Cos, - Common Stock — Int/Div

Pfizer Common Stock — Int/Div

Oppenheimer Capital Appreciation Fund Class A - IRA — Int/Div

Wells Fargo Bank - IRA — Interest

lowa Retirement Investors Club 4038 Plan (Mass Mutual) — Int/Div

Principal Ins. Cos. - IRA -- SAM Balanced Portfolio Fund — Int/Div

Trust #1

Energy Tri. Partners, L.P — Distribution — Sold (part)

Harbor Int'l Fund Inst — Int/Div — Buy (add'l)

Pimco Total Return Fd. Inst. — Int/Div — Sold (part)

Principal Preferred Sec. Fd — Int/Div — Buy (add'l)

Vanguard Inflation Protected Fd — Int/Div — Sold (part)

Vanguard Index Trust Small Cap — Int/Div — Buy

Prudential Jennison Nat, Res. Fd — Int/Div — Sold

Templeton Global Bond Fd — Int/Div — Sold (part)

Third Ave. Real Estate Value Fd. — Int/Div — Buy (add'l)

Tortoise Energy Infra. Corp. — Int/Div — Buy (add'l)

Vanguard Index Fds. Lg. Cap ETF — Int/Div — Sold (part)

SPDR Ser Tr S&P Div. ETF — Int/Div — Sold (part)

lvyHigh Inc. Fund Class — Int/Div — Buy (add'l)

Lord Abbott Short Duration Fd. Class F — Int/Div — Sold (part)

Lord Abbott Short Duration Fd. Class F — Sold

Principal Midcap Blend Inst — Int/Div — Buy (add'l)

Principal High Yield Class — Int/Div — Buy (add'l)

Principal Global Diversified Inc. Fd — Int/Div — Buy

Cash (Principal Money Market) — Interest

Trust #2

Principal Gov. & High Quality Bond Fd — Int/Div — Sold (part)

Principal Short Term Inc. Fd — Int/Div — Sold (part)

Principal Income Fund — Int/Div — Sold (part)

Principal High Y1d 11 Fd — Int/Div — Buy (add'l)

Principal Global Div. Inc. Fund — Int/Div — Buy (add'l)

Principal SAM Flex Income Fund — Int/Div — Buy (add'l)

Principal Preferred Sec. Fd — Int/Div — Buy (add'l)

Insurance Contract (Principal)

Principal Tax Exempt Fd — Int/Div — Buy

Principal Opport. Mun. Fd — Int/Div — Buy

Cash (Principal Money Market) — Interest

Liability — Bank of America — Mortgage on personal residence of family member

Parts | and VIL Trust #1 is a testamentary trust, Trust #2 is an mter vivos trust. My interest in the trusts is contingent. | have no present right or ability to receive

any income or principal. | have listed the trusts becuse of the trustee's management authority over trust assets,

Part VIIA(S) - Certificates of Deposit.

Part VIIA(5)(647) - Commencing 6/8/15 and concluding 9/21/15 most of the Wells Fargo IRA and all of the Retirement Investors Club 4038 Plan were rolled

over to a new Principal IRA (Item 7).

Part VIIA(10) - This interest, originally acquired 3/20/14, was inadvertently omitted from my 2014 report,

Part VII (15, 22-23 ) - The asset was sold priot to year-end therefore had no value at the end of the reporting period.